Bao cao ket qua GDCP cua co dong lien quan CDNB PENM IV 14 03.17

Bao cao ket qua GDCP cua co dong lien quan CDNB PENM IV 14 03.17 tài liệu, giáo án, bài giảng , luận văn, luận án, đồ án...

So Gi~y chtrnq nhan dang ky doanh nqhiep: HRA 853

Certi f icate of bu s iness r eg istrati o n N o.

Ngay c~p/ Date of i ss u e: 11 /0 6 / 2015

NO'icap/ Place of is s e: Tea An Dia Phuonq Bonn

L oca l Co urt B onn

Dia chi lien M I Dia chi tru sa chinhl Ad d r ess: C / O Johanna

Beteiligungsverwaltungs GmbH Johanna-Kinkel-Str 2.4, 53175 Bonn, Due

Di$n thoai/ Teleph o ne : +84838242601 Fax:+84838242597

Duc

PENM IV GERMANY GMBH & CO KG

HQvaten Ten to chuc:

N a me of o rganiz a ti o :

Ouoc tich/ Nation a lit y:

Kfn gut - Oy ban ChiYng kh an Nha nuoc

- SaGiao dich chiYng khoan TP HCM

- Cong Ty C6 Phan Tap De n Hoa Phat (" HPG")

T : - T he S tat e Securi t ies Commission

- Hochiminh Stock E xchange

- H oa Ph a t Group Join t Stock Company (" H P G'J

1 Thong tinve to chuc thuc hien giao dich:

Inf o rma t i o o n organizat i on that co ndu c t s th e tr ans f e r :

BAo cAo K~T QUA G I AO D ! C Hco PHI ~ U CO A NGU'O' I NQI BQ C O A CONG TY £)~I CHUNG , NGU'O' I NQI BQ COA QU ? D~I CH U NG vA NG U'O'I CO LIEN Q U AN C O A N GU'O' I NQI BO

REPORT ON RESUL TS OF TRANSACTION IN SHARES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELA TED PERSONS OF INTERNAL

PERSON

Tp H CM ngay 14thang 03nem 2017

HCM City,14March 2 017

CQNG H O A xA H Q I C HI) N H i A V I ~T NAM

D Q c I~ p - T l,Vdo - Hanh ph uc

THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness

BAo cAo KET QuA GIAO O!CH co PHIEU/CHLrNG CHi QUY COA NGU'O'I NOI BO vANGU'O'I CO

LIEN QUAN

REP O RT O N RE SU L T S O F TRAN S CTI ON IN S HARE S/ FU N D C ERTI FIC A T ES OF INT E RNAL

PER SO N AND A FF ILIA TE D PER SONS ( Ba n he n k em th e o Tho ng t V's6 15 5 2 0151TT- B TC n g ay 06t hang 10nem 2015 cue Be) Tei chinh huong

da n co n g b8 thOng tin t ren thi trU'&ng chung khoen) ( Pr om u l gated with th e Ci rcular No 1 5 5/201 5 IT T-B TC o n Oc t o be r 06, 20 1 5 of the Ministry of Finance

g iding the In f or ma tion disclosure on s e curities markets)

PHl,J Ll,JCso 12 APPENDIX 12

3.000.000 co phieu, 0,3 %

5 So1U'Q'n ,y 1$co phieu nam giQ>t ruo'c khi

thuc hien giao dich:

Number , o wn er ship pr op ort io n o f s a r es

S C BF C A8956 a t St a dar d

Cha rt e r ed (Vie t Nam) L L C

Trad i ng a c count number w ith s a re s

mentioned above :

SCBFCA8956 tai nqan hang luu ky

N ga n Han g TNHH M (J t Thanh VifJ/1

S t a nd ard C h rtere d ( Vi ?t Nam )

4 Cac tai khoan giao dich c6 c phieu

neutai rnuc 3:

3 Ma chl1ng khoan giao djch/ Sec ur i ti es code:

Moi quan h$ giQ>ato ch u c thuc hien

giao dich voi ngU'oi nQibe: Giarn Doc Dieu Hanh

R e lati o nship o f o r ga ni za t ion ex e u t in g

tran s c ti o n with int e rnal p erso n : Ge n r a l M a ager

se1U'Q'ng,y1$co prueu rna ngU'di noi b O dang nam giO>(neu c6)/ N u m ber , owne r ship

proport i on of shares held b y th e i nt e rn al ( if any) : Khong c 6 / No

Thanh Vien HQiDong Ouan Tri

B O D M e mb er

Chuc V l,J hien nay tai conq ty dai chunq:

Cur r entl y posittion in the publ i c co mp an y :

Chuc Vl,J tal cong ty d<;lichunc tal nqay dang ky giao dich: Thanh Vien HQi Dong Ouan

Tri

P os itti on in the publi c compa n y a t th e da te o f r egistration fo r th e t ransactions: B O D

M ember

Emai:

Fax: +84 8 3824 2597

Dan Mach

Dia chi thU'ong tru/ Pe r m an ent a d dr ess :

Di$n thoai lien h$/Tel : +84 8 3824 2601

2 Thong tin ve ngU'oi noi bQ cua cong ty dai chunq la ngU'oi c6 lien quan cua to chuc thuc hien giao dic (doi v&itruonq hopngU'oithuc hlen giao dich la ngU'oi c6 lien quan cua ngU'oi nQibQcua cong ty dc;iichung)/ I nf o r m at ion a b ut inte rnal p er son o f h e p u blic

c ompany is related person o f trad i ng o rg a i zat io n (i ca s tr a de r i s r e lat e pers o n o f

internal person of the publi c c mpany) :

Ho vaten ngU'oi nQi bQ/Name o f i nt e rnal per so n : Hans Christian jacobsen

Quoc tich/ Nat i onality : Dan Mach

So CMND, HQ chieu, The can cU'&c/10 card/Passport N o.: 205 4 22705

Website: www.penmpartners.com

Co dong

S h reh o ld e r

Emai: nko@penmpartners.com

Chuc Vl,J hien naytal cong ty dai chUng:

Current p osit i on i n the p b l ic comp a y:

f rom 8March 2017 to 1 March

Transac t ion pe r iod:

8,5 00 , 000 shares , 1 01 %

Khop lenh va/hoac

thea thuan

nqa 1 thanq 3 nam 2017

8.500.000 co phieu, 1,01%

5 ,5 00 , 000 shares , 0 65%

3 , 000 , 000 share s , 0 36 %

5.500.000 co phieu

5 , 500 , 000 share s

5.500.000 co phieu, 0,65%

6 se 1U'Q'ncophie dang kymua:

N umber of sha r es r egiste r ed t o pur c hase :

7 s6IUQ'ng.t y Iec ophiE§uda gia dich:

purc h ase d :

8 s e IUQ'ng.ty 1 cophieu narngiG>

sau khi thuc hien giao dich:

NGU'O'I DU'Q'C UYQUY~N CONG BO THONG TIN

NAME OF REPORTING ORGANIZA TlON I INDIVIDUAUPERSONS AUTHORIZED TO DISCLOSE INFORMA TlON

( Ky , ghi ra tio ten , cJ6ng d~u - nEWco)

(Signature, full name and seal - in case of organization)

TO TURN OFF REPORT, PRESS 'MENU' t:t04.

THEN SELECT OFF BY U ING '+' OR '-'

01 0439747750

BRNKINIJEST

YOUR LOGO

SENDING REPORT

T TURN OFF REPORT, PRESS 'MENU' 004.

08 3 8242597

SEf'lDIHGPEPORT

TO TURN OFF REPORT, PRESS 'MENU' 1:*04.

Mar.14 05:15Pt 01'39 SND 04 O

01 38217452

START TIME USAGE TIME MODE PAGES RESULT

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Mar 14 2017 05:18PM SEND It-lGREPORT