The methods to trade stock and understanding the operations of hanoi stock exchange

The operations of Hanoi Stock Market :Restructuring Hanoi Securities Trading Center which was established in 2005, Hanoi Stock Exchange HNX was born in 2009.. - Has operated three second

Banking EEP 56

Group 8

• Bui Viet Anh

• Nguyen Hoang Hai

• Do Khanh Huyen

• Nguyen Thao Ly

• Le Thi Nhat Thao

• Nguyen Linh Trang

The methods to trade stock and

understanding the operations

of Hanoi Stock Exchange

I INTRODUCTION

II THE OPERATIONS OF HNX III THE INDEX OF HNX

IV CONCLUSION

II The operations of Hanoi Stock Market :

Restructuring Hanoi Securities Trading Center which was established in 2005, Hanoi Stock Exchange (HNX) was born in 2009.

1 The history of Hanoi Stock Exchange :

The HNX

- Has organized share auctions, Government Bond biddings to mobilize capital for the State budget.

- Has operated three secondary trading markets on

a modern technological structure, including listed stock market, Government Bond market, and UPCoM (Unlisted Public Company Market).

The optimal goals of the HNX :

- Operate an transparent

- Equitable and efficient market

- Develop new products,

- Attract domestic and foreign investments

- Prove itself as an important capital mobilizing channel of the economy, ensuring the interest of investors and market participants.

1 The history of Hanoi Stock Exchange :

II The operations of Hanoi Stock Market :

a) Type of transaction:

-Continuous Auction -Put through trading

3 Type of transaction and order:

a) Type of transaction:

- Continuous order matching produres oderate during the regular trading section The connect continuously matches the first buy and sell orders in the queue, and at the same time , confirm each executed transaction via the member‘s terminal

3 Type of transaction and order:

- Auction Matching is utilize in calculating the opening and closing prices of a security at the opening and closing of the trading hours.

II The operations of Hanoi Stock Market :

3 Type of transaction and order:

b) Type of order:

- price priority

- time priority

- if buy and sell orders satisfy price The executed price is the

price of the order entered into the system first

a) Stock market:

4 Trading time and trading session :

Session Trading method Trading hour

Morning session Continuous order matching 9:00 am – 11:30 am

Negotiation 9:00 am – 11:30 am

Afternoon session Continuous order matching 1:00 pm – 2:30 pm

Periodical order matching for closingsession

2:30 pm – 2:45 pm

Negotiation 1:00 pm – 3:00 pm

b) UpCOM:

4 Trading time and trading session :

Session Trading method Trading hour

Morning session Continuous order

matching

9:00 am – 11:30 am

Negotiation 9:00 am – 11:30 am Break time 11:30 am – 1:00 pm

Afternoon session

Continuous order matching

1:00 pm – 3:00 pm

Negotiation 1:00 pm – 3:00 pm

a) Reference price which was applied to newly

listed stocks on the first trading day will be

proposed by the listed company or the consultant company (if available) and approved by the HNX.

b) For 03 consecutive trading days since the first

trading day, if the average-weighted price has not been defined and used as the reference price in the next trading session, the listed company or

the consultant company (if available) has to

recalculate the reference price

5 Price changes step:

II The operations of Hanoi Stock Market :

It was announced in article 3, Decision

No 250 / QD-SGDHN dated 06 January

2013 of HNX's General Director.

Including 10 items

6 The requirements of information disclosure:

punctual as prescribed by law Subjects disclosure must take responsibility for the information published.

2 The information disclosure must be made by the legal representative of the company or the person authorized to disclose information.

3 The information disclosure must be made concurrently with the report to the SSC and SE on the disclosed information contents, in particular

4 Objects to disclose information must submit information published to listed organizations / institutions registered transactions concurrently to HNX and SSC to report

5 The objects publish information must register with the HNX contact information including address, phone, fax, email electronic (email)

6 Date of disclosure is the date the information appears on website and /

or the Annual Report and other publications of the subject disclosure.That time must clearly

7 Date of report on the disclosure of information is on the disclosureobject data sent via e-CIMS system, email, date of sending the fax, on HNXpublic information received by document tracking documents sent to theHNX

8 The language of information disclosure on the Vietnam securitiesmarket must be Vietnamese The language in the disclosure ofinformation must be clear, easy to understand and avoid misleadingshareholders and the investing public

9 The disclosure must be properly prescribed form issued Circular52/2012 / TT-BTC

10 In case of changing the content of information published, objects todisclosure of information and a written report explaining the HNX andSSC

6 The requirements of information disclosure:

a) Trading volume (unit: VND thousand):

No Stock

code

First trading date

listed volume (share)

listed value (VND

a) Trading volume (unit: VND thousand):

Trading volume

Trading value

Trading volume

Trading value

10,372,0

65,021

122,139,5 49,662.2

1,182,3 85,241

12,896,32 8,563.4

1,297,8 06

19,005,08 6.805

III The Index performance of Hanoi Stock Market

b) IPOS:

2 In 2015

30 new stocks (NHP, PSE, HKB, KVC, DPS, FID, HVA,

TA9, PCE, PSW, ACM, CTT, DP3, SMN, PHP, PDB,

3 Example of trading information of

Vietin bank:

Securities Joint Stock Company Commercial Bank of Vietnam ( Securities Industry and Trade Company - VietinbankSC ) precursor is Securities

Company Limited and Commercial Bank of Vietnam được established

under Decision No 126 / QD -HDQT - NHCT1 September 1, 2000 of the Board of management and commercial Bank of Vietnam , the initial

charter Cap is 55 billion

2004 : Raise charter Cap 105 billion

2007 : Raise charter Cap 300 billion

2008 : Increase Cap charter to 500 billion

Date 24/07/2009 Hanoi Stock Exchange has approved the listing

decision of the Securities shares Industrial and Commercial Bank of

Vietnam ( Stock Code : CTS , the number of listed shares : 78,993,400

shares )

Dated 12.31.2015 , the chartered capital is 837 303 380 000 VND was

raised

a)Trading imformation of CTS:

3 Example of trading information of Vietin bank:

b) The statistics on the stock market of CTS:

3 Example of trading information of

Vietin Bank: