Review ArticleFrailty as a Predictor of Future Falls Among Community-Dwelling Older People: A Systematic Review and Meta-Analysis Japan Green Medical Centre, London, United Kingdom Keywo
Trang 1Review Article
Frailty as a Predictor of Future Falls Among Community-Dwelling
Older People: A Systematic Review and Meta-Analysis
Japan Green Medical Centre, London, United Kingdom
Keywords:
Frailty
falls
community-dwelling older people
a b s t r a c t
Background: Although multiple longitudinal studies have investigated frailty as a predictor of future falls, the results were mixed Thus far, no systematic review or meta-analysis on this topic has been conducted Objective: To review the evidence of frailty as a predictor of future falls among community-dwelling older people
Methods: Systematic review of literature and meta-analysis were performed using 6 electronic databases (Embase, Scopus, MEDLINE, CINAHL Plus, PsycINFO, and the Cochrane Library) searching for studies that prospectively examined risk of future fall risk according to frailty among community-dwelling older people published from 2010 to April 2015 with no language restrictions
Results: Of 2245 studies identified through the systematic review, 11 studies incorporating 68,723 individuals were included in the meta-analysis Among 7 studies reporting odds ratios (ORs), frailty and prefrailty were significantly associated with higher risk of future falls (pooled OR ¼ 1.84, 95% confidence interval [95% CI]¼ 1.43e2.38, P < 001; pooled OR ¼ 1.25, 95% CI ¼ 1.01e1.53, P ¼ 005, respectively) Among 4 studies reporting hazard ratios (HRs), whereas frailty was significantly associated with higher risk of future falls (pooled HR¼ 1.24, 95% CI ¼ 1.10e1.41, P < 001), future fall risk according to prefrailty did not reach statistical significance (pooled HR ¼ 1.14, 95% CI ¼ 0.95e1$36, P ¼ 15) High heterogeneity was noted among 7 studies reporting ORs and seemed attributed to difference in gender proportion of cohorts according to subgroup and meta-regression analyses
Conclusions: Frailty is demonstrated to be a significant predictor of future falls among community-dwelling older people despite various criteria used to define frailty The future fall risk according to frailty seemed to be higher in men than in women
Ó 2015 AMDA e The Society for Post-Acute and Long-Term Care Medicine
Older people are a highly heterogeneous population Although
people generally develop diseases and disabilities as they age, the
trajectory and rate of change in health and functional status vary
widely in each individual and persons with the same chronological
age can have very different biological ages.1 Therefore, it is
chal-lenging to measure the heterogeneity of the aging process in the
elderly
One of the potential concepts to quantify the overall health
diversity of older people is frailty Frailty is a biological syndrome
characterized by reduced reserve capacity in multiple physiologic
systems and increased vulnerability to stressors due to age-related
cumulative deficits.2 In general, people are more likely to develop
frailty as they get older.2,3Prevalence of frailty among community-dwelling people aged 65 years and older is widely variable depend-ing on settdepend-ings, rangdepend-ing from 4.0% to 59.1%.3Frailty has been shown to
be associated with multiple adverse health outcomes, including disability, falls, hospitalization, institutionalization, and death.2 Among these, fall is a leading cause of mortality in older people.4 Fall is not only associated with a wide range of negative conse-quences, such as disabilities, fear of falling, and impaired quality of life,4,5 but also associated with increased health care burden and costs.6 Incidence of fall is high among older people; one-third of elderly aged 65 and older fall every year, and the incidence of falling increases up to 50% among those 80 years and older.7Given the ex-panding elderly population worldwide, preventing falls has been a major public concern of authorities in many countries.4,8,9One of the important key issues for preventing falls is identification of risk fac-tors for falling
Weakness, impaired balance, and abnormal gait are major com-ponents of physical frailty2,10and are likely to increase the risk of
The author declares no conflicts of interest.
* Address correspondence to Gotaro Kojima, MD, Japan Green Medical Centre, 10
Throgmorton Avenue, London EC2N 2DL, UK.
E-mail address: gotarokojima@yahoo.co.jp.
JAMDA
j o u r n a l h o m e p a g e : w w w j a m d a c o m
http://dx.doi.org/10.1016/j.jamda.2015.06.018
1525-8610/Ó 2015 AMDA e The Society for Post-Acute and Long-Term Care Medicine.
Trang 2falling in older people Furthermore, frail older people may be at high
risk of falling because of decreased functional reserve capacity in
maintaining position, balance, and coordination, and increased
vulnerability to such stressors as accidents, disease symptoms, or
adverse drug reactions The evidence of frailty as a predictor of falls in
community-dwelling older people comes from prospective cohort
studies with mixed results Most of the studies demonstrated that the
frail elderly were more likely to fall than the nonfrail,10e17but a few
showed nonsignificant results.18e20Thus far, no systematic review or
meta-analysis studies on this topic have been conducted in the
literature Therefore, the objectives of this systematic review were (1)
to identify and compare prospective cohort studies examining frailty
as a predictor of future falls among community-dwelling older
peo-ple, and (2) to combine those data to synthesize pooled risk estimates
of frailty for future falls
Methods
This study was conducted according to a protocol developed with
adherence to Meta-analysis of Observational Studies in Epidemiology
(MOOSE)21statements by a clinician researcher who was trained for
internal medicine and geriatric medicine and is currently working as
a general practitioner
Data Sources and Search Strategy
A systematic search of the literature was performed in April 2015
using Embase, Scopus, MEDLINE, CINAHL Plus, PsycINFO, and the
Cochrane Library for studies written in any languages and published
from 2000 through present The search terms used included
(Acci-dental falls (Medical Subject Heading (MeSH))) OR (Falling (MeSH))
OR (Falls (MeSH)) OR (Fall*) AND (Frailty) using an explosion function
if available PubMed and reference lists of relevant studies were also
hand searched
Study Selection
Prospective cohort studies examining frailty as a risk factor for
future falls were selected using the following inclusion criteria:
1 Prospective study design
2 Community-dwelling individuals
3 Sample size at least 100 individuals
4 Individuals aged 60 years or older or mean age of 70 years or
older
5 Frailty was defined by criteria originally designed to measure
frailty and validated in population-based studies or its
modi-fied versions
6 Adjusted or unadjusted odds ratio (OR), risk ratio (RR), or
hazard ratio (HR) as a risk measure reported or able to be
calculated from available data
Studies were excluded if they substituted other measures, such as
disability or walking speed, to define frailty or used selected samples
with certain conditions or diseases If multiple studies used the same
data or cohort, a study with the largest number of individuals was
selected
Data Extraction
A standardized data collection tool was used to collect data from
the eligible studies The data extracted included the following:first
author, year of publication, location, sample size, proportion of male
individuals, age, frailty criteria, outcome, follow-up period, frequency
of fall monitoring, and effect measure When single fallers and
recurrent fallers were used as separate outcomes and data of any fallers (single fallersþ recurrent fallers) were not available, calcula-tion of an OR of any fallers compared with nonfallers was attempted,
or the data of only recurrent fallers were used Some frailty criteria
define “prefrail” or similar terminology, which is an intermediate frailty status between frail and nonfrail/robust, and these data were also collected and used for meta-analyses if available When 2 or more frailty criteria were used in a study, the most commonly used Fried phenotype criteria or its modified versions were selected if available or criteria less modified from the original were selected Methodological Quality Assessment
Eligible studies were further examined for methodological quality using the Newcastle-Ottawa scale for cohort studies This scale has 9 criteria to examine the methodological quality of cohort studies Each
of the included studies was assessed using this scale and considered
to have adequate quality to be included for meta-analysis if it met 5
or more items out of 9
Statistical Analysis
OR, RR, and HR along with 95% confidence interval (95% CI) of future fall risk for frailty or prefrailty compared with nonfrailty/ robust were extracted directly from the articles or calculated based
on raw numbers shown in the articles All analyses were performed using StataIC 13 (Stata Corp, College Station, TX), Review Manager 5 (Computer program, Version 5.2; The Nordic Cochrane Centre, The Cochrane Collaboration, Copenhagen, Denmark), and Comprehensive Meta-Analysis version 3.3 (Biostat, Englewood, NJ)
OR, RR, and HR were log-transformed SEs of the log-transformed
OR, RR, and HR were calculated by dividing the difference between log-transformed upper and lower limits of 95% CI by 3.92 These data
of each study were entered into the Review Manager and Compre-hensive Meta-Analysis to perform meta-analysis and meta-regression analysis The c2 test was used to assess heterogeneity across the studies, and heterogeneity was considered present when P value was less than 0.10 I2statistic was used to quantify the degree of hetero-geneity and I2values of 25%, 50%, and 75% were considered as low, moderate, and high heterogeneity, respectively.22 When high het-erogeneity was observed, subgroup analyses and random-effects meta-regression were performed to identify possible causes of het-erogeneity Publication bias was assessed by visually inspecting the funnel plots
Results Selection Processes
Figure 1 shows a flow chart of the literature search and study selection with numbers of studies at each stage Of 2245 citations identified by the systematic review of the literature using 6 electronic databases, 1306 duplicated articles were excluded and 920 articles were excluded through review of titles and abstracts One additional article18was found by manual search and added, leaving 20 articles for full-text review Of these, 9 articles were excluded because they were review articles (n¼ 2), did not classify frailty and nonfrailty status (n¼ 2),23,24
included nonecommunity-dwelling populations (n¼ 2), and used the same cohort (n ¼ 1) Neither abstracts nor full texts were able to be obtained for 2 studies Eleven articles were left and confirmed that they met the inclusion criteria.10e20Eleven arti-cles provided data for 68,723 community-dwelling older people and these were included in this systematic review These studies were then assessed for methodological quality using the Newcastle-Ottawa
Trang 3quality assessment scale for cohort studies All of the 11 studies met
at least 5 criteria of 9 and were included for the meta-analyses
(Table 1)
Study Characteristics
Characteristics of the 11 studies included in this study are
sum-marized inTable 1.10e20More than half of the included studies were
from the United States,10,12e15,18 3 were from Europe,11,19,20 1 was
from Taiwan,17and 1 included cohorts from multiple countries.16The
largest study used a cohort of the Global Longitudinal Study of
Osteoporosis in Women, consisting of 48,636 women from multiple countries in Europe, North America, and Australia,16and 6 studies involved fewer than 1000 individuals.14,15,17e20Three studies had all-female cohorts,13,16,181 had an all-male cohort,12and the rest had cohorts including 30.3% to 53.5% male individuals.10,11,14,15,17,19,20The mean age of the included studies with available data ranged from 72.1
to 82.0 years old Original or modified Fried phenotype criteria were most commonly used by 8 of the 11 studies.10,12e16,18,20 The other criteria used were Study of Osteoporotic Fractures frailty index,12,14,19 Longitudinal Aging Study Amsterdam frailty instrument,11 and Chinese-Canadian Study of Health and Aging Clinical Frailty Scale.17
Three studies used 2 different kinds of frailty criteria.12,14,19 Recur-rent falls was most frequently used as an outcome11e14,16,17,19,20and first fall or any falls were used by 4 studies.10,15,17,18Follow-up periods ranged from 1 year to 4 years Although 6 studies monitored falls every 1 to 18 months,10e14,18 the other studies identified falls by asking individuals if they had 1 or more falls at the end of the
follow-up period.15e17,19,20 Cox proportional hazard models were used in 4 studies10,11,14,18 presenting HRs Seven studies presented ORs calculated using logis-tic regression models or from raw numbers of 2 2
table-s.12,13,15e17,19,20No study used RR
Frailty as a Predictor of Future Falls Meta-analysis of studies presenting OR ORs from 7 studies, including a total of 60,577 individuals, were combined to calculate a pooled OR and 95% CI using a random-effects model due to high heterogeneity Frailty was significantly associated with higher future fall risk (pooled OR¼ 1.84, 95% CI ¼ 1.43e2.38,
P< 001,c2¼ 26.41, df ¼ 6, I2¼ 77%) Prefrailty was examined by 4 of these 7 studies and was also found to be associated with significantly higher future fall risk (pooled OR¼ 1.25, 95% CI ¼ 1.01e1.53, P ¼ 04,
c2¼ 12.83, df ¼ 3, I2¼ 77%) (Figure 2A)
Meta-analysis of studies presenting HR Four studies with 8146 individuals presented HRs for frailty, among which 3 studies presented HRs for prefrailty Fixed-effects models were used to calculate pooled HR and 95% CI, as heteroge-neity was low for frailty and prefrailty Although frailty was signi fi-cantly associated with higher future fall risk (pooled HR¼ 1.24, 95%
CI¼ 1.10e1.41, P < 001,c2¼ 5.11, df ¼ 3, I2¼ 41%), an association between prefrailty and fall risk did not reach a statistical significance Fig 1 Flow chart of study selection.
Table 1
Summary of Included Studies on Future Fall Risk Associated With Frailty Among Community-Dwelling Older People
Period, y
Frequency of Monitoring
Effect Measure Qualityz
Tom et al 16 2013 USA, Europe,
Australia
aOR, adjusted OR; aHR, adjusted HR; CSHA-CFS, Chinese-Canadian Study of Health and Aging Clinical Frailty Scale; CSBA index, Conselice Study of Brain Aging index; LASA, Longitudinal Aging Study Amsterdam frailty instrument; Recurrent falls, 2 or more falls; SOF, Study of Osteoporotic Fractures frailty index.
*Sample size of cohort actually used for frailty and fall analysis, or of entire cohort if not available.
y Mean age of analytic sample if available, otherwise mean age of entire sample or age criterion for inclusion.
z Number of methodological quality criteria met using the Newcastle-Ottawa scale for cohort studies (range: 0e9).
Trang 4(pooled HR¼ 1.14, 95% CI ¼ 0.95e1.36, P ¼ 15,c2¼ 2.16, df ¼ 2,
I2¼ 7%) (Figure 2B)
Subgroup analysis and meta-regression analysis
High heterogeneity was noted among the 7 studies presenting
ORs.12,13,15e17,19,20 Subgroup analyses were attempted based on age
and gender, 2 well-known factors associated with frailty,2,3as well as
other factors including location (United States versus others), sample
size (n 1000 versus <1000), frailty criteria (original or modified Fried phenotype versus others), outcome (any falls versus recurrent falls), follow-up period (1 year versus more than 1 year), and fre-quency of fall monitoring (1 year or more versus less than 1 year) Mean age, however, of the 7 studies was in a relatively narrow range from 67.7 to 76.7 years old and not all studies presented mean age,16 thus subgroup analysis according to age was not performed When 1 study12consisting of all men was excluded, a meta-analysis Fig 2 Forest plots presenting effect of frailty and prefrailty on future fall risk according to OR (A: 6 studies, C: 5 studies including women) and HR (B: 4 studies) df, degrees of freedom; fixed, fixed-effects model; IV, inverse variance; Random, random-effects model.
Trang 5incorporating the rest of the 6 studies including women (female
proportion 46.5%e100%)10,13e17 showed that I2 statistic reduced
considerably from 77% down to 17% Pooled OR combining these 6
studies using a fixed-effects model was slightly decreased but was
statistically significant (pooled OR ¼ 1.65, 95% CI ¼ 1.53e1.79,
P < 001,c2 ¼ 6.00, df ¼ 5, I2¼ 17%) (Figure 2C) Other subgroup
analyses showed any subgroups including this all-men study12had
high heterogeneity and any subgroups without had low
heteroge-neity (data not shown) Disparity in gender proportion was
specu-lated to be an important moderator influencing future fall risk
according to frailty based on the results of the subgroup analyses as
well as the fact that gender disparity has been shown to be associated
with both falls and frailty.3,25 This possibility was further explored
using meta-regression analysis A random-effects meta-regression
model with the proportion of male individuals in each study as a
covariate demonstrated that higher male proportion was significantly
associated with higher future fall risk according to frailty
(coefficient ¼ 0.0079 per 1% increase in male proportion, SE ¼ 0.0027,
P ¼ 003, goodness of fit P ¼ 08) The male proportion of cohorts
explained 63% of the between-study variance (R2 analog ¼ 0.63)
Figure 3 shows a bubble plot with a meta-regression line, which
suggests that higher male proportion is associated with higher future
fall risk according to frailty
Publication bias assessment
Funnel plots were illustrated for 2 study groups presenting ORs
and HRs separately Although difficult to interpret because of the
small number of studies, especially for studies providing HRs or
prefrailty outcomes, visual inspection of the funnel plots suggests the
presence of publication bias; asymmetry was noted in both plots with
more studies with results favoring higher future fall risk by frailty
(Figures 4A and 4B)
Discussion This is, to the best of my knowledge, thefirst study to perform systematic review and meta-analyses on future fall risk associated with frailty among community-dwelling older people Eleven studies with a total of 68,723 individuals presenting ORs and HRs as fall risk measures for frailty status were identified by this systematic review
A meta-analysis combining theirfindings consistently showed frailty was associated with higher future fall risk despite different frailty criteria and effect measures used Substantial heterogeneity was observed across the studies presenting ORs and difference in gender proportion of each study was considered to be a possible moderator causing the heterogeneity based on the findings of the subgroup analysis and meta-regression analysis
Two studies23,24could not be included in the meta-analyses because, instead of comparing frailty versus nonfrailty, they evalu-ated frailty status in a grade manner using the frailty index The frailty index, a continuous score ranging from 0 to 1, is another well-validated approach to operationalize frailty based on a cumulative
deficit model and has been shown to have a better discriminative ability to identify mortality risk than Fried phenotype criteria.26
A Canadian study with 3985 women aged 55 years and older showed that the frailty index at baseline was significantly associated with increased risk of future falls during the third year (adjusted
OR¼ 1.02 per 0.01 increase in the frailty index, P < 001) and the area under the receiver operating characteristic curve was 0.69 (95%
CI¼ 0.67e0.71).24Another study including 3257 Chinese community-dwellers aged 55 years and older from the Beijing Longitudinal Study
of Aging divided the cohort into 5 groups based on the frailty index (0.03, 0.03e0.10, 0.10e0.20, 0.21e0.5, and >0.5) and showed that a higher level of frailty was significantly associated with future fall risk (adjusted OR¼ 1.54 per increase in frailty level, 95% CI ¼ 1.34e1.76).23
Thefindings of these studies using a different approach of the frailty
fitted meta-regression line for the association between OR of future fall risk for frailty and proportion of male individuals.
Trang 6index further support the association between frailty and higher
future fall risk shown in this meta-analysis
Higher fall risk associated with frailty was observed in studies
including more men in this systematic review Although women are
reported as more likely to be frail3and more likely to fall27than men,
mechanisms underlying thisfinding are not clear Gender disparity in
frailty-associated fall risk could be related to differences in health
conditions, physical components, lifestyle factors, behavioral
pat-terns, or mixed Among these, gender difference in physical activity
may explain the higher fall risk in frail men Compared with women,
men are more physically active28and therefore may be more likely to
encounter situations in which frailty is influential to their
maintain-ing balance, stability, and coordination In such situations, men’s
relatively higher center of gravity and heavier weight may predispose
them further to higher risk of falling associated with frailty
Falling as a research outcome is difficult to investigate among
older people because it mostly relies on self-report information and
therefore its accuracy may be compromised by memory disorders,
especially when a fall monitoring covers a long period of time
Therefore, it is important to recognize how falls are identified
Various methodologies were used across the studies to obtain fall
information from participants Three studies interviewed participants
for incident falls,15,19,20and other methods included post card,12,13
calendar,11,14and telephone.13,17Three studies did not provide clear
explanation of how falls were reported.10,16,18
Among the studies using original or modified Fried phenotype
criteria, all but the original study modified 1 or more of the original 5
criteria components according to data availability or study designs
However, it is not the case only with these included studies in this
review but also with most other published studies.29The modi
fica-tion of the original criteria can potentially result in biasing the study
findings.28
Four studies examined any falls or incidentfirst fall10,15,17,18and
7 studies examined recurrent falls or incident second
fall-s.11e14,16,19,20 They are theoretically different outcomes although
these outcomes were treated as the same fall outcome when
meta-analyzed in this review because of the relatively small number of
studies if stratified Especially results based on recurrent falls may
be affected by nature and consequences of thefirst fall For example,
a serious or injurious first fall may cause disabilities or fear of
falling, which can lead to less mobility or physical activities,
even-tually limiting chances of second falls Pooled risk estimates among
studies examining any or incident first fall and those examining
recurrent or incident second falls were calculated in the
meta-analysis; pooled OR¼ 2.05 (95% CI ¼ 1.46e2.89, P < 0001, from 2
studies15,17 usingfixed-effects model) and pooled OR ¼ 1.77 (95%
CI¼ 1.28e2.43, P ¼ 0005, from 5 studies12,13,16,19,20using
random-effects model), respectively
This study has some limitations First, a few of the included studies15,17,19did not present adjusted OR but only crude ORs, which were incorporated into the meta-analyses However, because of possible confounding effects on frailty and falls, especially by age and gender as well as other factors, adjusted ORs would better describe the true associations Excluding these studies in the meta-analysis did not change pooled OR or I2statistics substantially (pooled OR¼ 1.80, 95% CI¼ 1.27e2.57, P ¼ 001, df ¼ 3, I2¼ 88%) Second, publication bias favoring studies with positive results was suggested by visual inspection of funnel plots and therefore pooled estimates may be overestimated
One of this study’s strengths is that it is the first systematic review and meta-analysis on associations between frailty and future fall risk among community-dwelling older people Another strength is its robust methodology, including extensive and reproducible systematic reviews using 6 databases and assessments of methodological quality, publication bias, and heterogeneity across the included studies In addition, subgroup analyses and meta-regression analyses were performed to investigate possible causes of the heterogeneity Despite different frailty criteria and methodology used by the included studies, the meta-analyses consistently demonstrated frailty
as a significant predictor of future falling
In summary, this study provides the first evidence of the association between frailty and higher future fall risk among community-dwelling older people based on the comprehensive sys-tematic review and meta-analyses Subgroup and meta-regression analyses suggest a gender disparity in future fall risk associated with frailty
Given the detrimental effects of falls in older people, it is impor-tant for health care providers, especially geriatricians and those who treat elderly individuals, to recognize frailty as a risk factor for future falling Future research should be directed to whether treating or reversing frailty should prevent falling among frail elderly and also to investigation of mechanisms underlying the gender disparity in the future fall risk according to frailty, which may lead to further un-derstanding frailty in relation to falls and developing more effective interventions for both frailty and falls
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