Bản điều lệ - Công ty cổ phần Chứng khoán Ngân hàng Công thương Việt Nam

bat hop phdp cac loi ich, thu nhap tir c6 phan cua cac c6 dong; iii Cung cap tai chinh hoac bao lanh cho cac c6 dong mot cach hvc tiep hoc gian tiep; cho vay dtrai moi hinh third dOi vii

LONG HOA XA HOI CHU NGIITA V1tT NAM

DO 14p - Tir do - 1-1#nh pink

DIEU LE TO CHI:TC VA HOAT BONG

CONG TY CO PHAN CHUNG KHOAN NGAN HANG CONG THVONG V4T NAM

(Sera ctai then Nghi quyet Dai hi)i clang ca clang thufing nien nam 2016

ngay 29 thing 04 nam 2016)

Ha Ni!)i, thing 04/2016 CÔNG TY C

PHN CHNG

KHOÁN

NGÂN HÀNG

Digitally signed byCÔNG TY C PHNCHNG KHOÁNNGÂN HÀNGCÔNG THNG VIT

LONG HOA xA HQI CHU NGHiA VICT NAM

Eqic lap — Tir do —114nh ph&

DIEU LE TO ClieC VA HOAT BONG

CONG TY CO PHAN CHUNG KHOAN

NGAN HANG CONG THONG VIVI' NAM

(Sfra ddi theo Nghi quyet Dgi h3i eeng co (tong thwerng nien nam 2016

ngity 29 thing 04 nein: 2016)

Hi N0i, thing 04/2016

MVC LUC

Dieu 2 Ten, hinh thirc phap ly, try sä, mang ltroi hoat d6ng va thoi han hoat d6ng cua Cong

Myc 2 CO DONG SANG LAP, CONG TY W, QUYEN VA NGHIA VU CUA CO DONG 18

Dieu 26 Chuang trinh va n6i dung h9p Dai h6i &Ong c6 Tong 27

Dieu 28 Dieu kien tien hanh h9p Dai hai clang c6 (long 29

Dieu 30 Thong qua nghi quy& cua Dai hai dang co Tong 32 Dieu 31 Tham quyen va the thirc lay y kien co (long bdrig van ban de- thong qua nghi guy&

Dieu 33 HiOu luc cac nghi quye't cfia Dai hOi &sling c6 Tong 36

Dieu 35 You cAu hUy ba nghi quyet cua Ddi hai dang co clang 37

Dieu 37 So luting, thanh phan va nhiem ky cua thanh vien Hai dang quan tri 43 Dieu 38 De cir ng,trai vao Hai c/6ng quan tri va tieu chuan, dieu kiOn lam thanh vien Hai clang

Dieu 41 Cuac h9p Hai dang quan tri va bien ban cuac hop 46 Dieu 42 Mien nhiem, bai nhiem va bo sung thanh vien Hai Tang quail tri 50 Dieu 43 BO phan Kiem town not ba va Quan tri rui ro end Hai clang quail tri 51 III BAN TONG GIAM DOC, CAN BO QUAN LY KHAC VA THU KY CONG TY 52

Dieu 45 Thanh phdn, nhiOm ky cua thanh vien Ban Tang Giam ciao; quyen va nghld vu cna

Dieu 50 BO phan Kiem soat nai ba va Quan tri rUi ro truc thuac Ban Tang Giam dac 57

Dieu 51 So luting, nhiem IcS/ va thanh phd.n cua thanh vien Ban Kiem soat 58

Dieu 53 Cach thirc hog clang va cuac h9p dm Ban Kiem soar 62

V TRACH NHItIVI CUA THANH VIEN HOI DONG QUAN TRI, KIEM SOAT VIEN,

Dieu 57 Trach nhiem trung th‘rc va tranh cac xung d8t ye quyen loi 64

CHUONG IV XI:J LY MO' QUAN HE \TM CAC DOI TAC LIEN QUAN 66

Dieu 61 Cac Hop d6ng, giao dich phai dirge cap có tham quyen chap thuan 67 CHUONG V BAO CAO THUONG MEN, CHE DO BAO CAO VA CONG BO THONG

Dieu 63 BA° cao tai chinh nam, bdo cao tai chinh ban nien va bdo cao tai chinh quy 69

CHUONG X TO CHUC LAI, CHAM DOT HOAT DONG, GIAI THE VA PHA SAN

CAN Cf.J' PHAP LY

- Ludt Doanh nghiep so 68/2014/QH13 clugc Quac hOi nuov C Ong hoa Xa hOi Gift nghia Viet Nam thOng qua ngay 26 thong 11 nom 2014 va cac van ban hu6mg don thi hanh Ludt Doanh nghiep;

- Ludt Chung khocin so 70/2006/QH11 cluvc Quac hOi nuerc C Ong hda rei hOi Chu nghia Viet Nam thong qua ngay 29 thong 06 nom 2006, Ludt sera cloi, b a sung mgt so diZU cita Ludt Chung khoan so 62/2010/QH12 dugc Quac hOi thong qua ngay 24 thcing 11 nom 2010

va cac van ban huang den thi hanh Ludt ChUng khocin;

- Quyit clinh cita Dgi hOi clang ca clang thuong nien nom 2016 czia Cong ty Co phan Chung khoan Ngcin hang Cong thuong Viet Nam tai Nghi quy& so 01/2016/NQ- DHDCD-CKCT ngay 29 thong 04 nom 2016

T6 chuc va hog d8ng cua Citing ty Co phAn Chung khoan Ngan hang Cong thuong Viet Nam dugc thuc hien theo quy dinh cua phap lust hien hanh co lien quan va ban Dieu le nay

Chtrcrng I QUY DINH CHUNG

Dieu 1 Giai thich thu4t ngu

1 Trong Dieu le nay, cac thuSt ngir duai day se dugc hieu nhu sau:

a "Cong ty" la Cong ty Co phAn Chirng khoan Ngan hang C6ng thuong Viet Nam;

b "Try so chinh" la Try su chinh cua Cong ty Co phAn Cluing khoan Ngan hang

C6ng thuang Viet Nam dugc quy dinh tai diem a khoan 3 Dieu 2 ciia Dieu le nay;

c "Chi nhanh, phong giao dich va van phong dyi di?n" la dun vi trcrc thu8c cua

Cong ty Co phAn Ching khan Ngan hang C6ng thuong Viet Nam;

d "Dia ban kinh doanh" la lanh th6 Viet Nam va nuac ngoai no'i Cong ty dugc

phep tien hanh cac hog d8ng kinh doanh hgp phap;

e "Vo'n dieu 1?" la tong gia tri menh gia s6 c6 phAn dal phat hanh ma cac c6 d8ng da

thanh town du va duct quy dinh tai Dieu 10 dm Dieu le nay;

f "Ludt Chirng khoin" la Luat Chirng khoan s6 70/2006/QH11 dugc Qu6c hOi

ntrac COng hoh Xa hOi Chu nghia Viet Nam thong qua ngay 29 thong 06 nom 2006 va Luat sira d6i, b6 sung mot s6 dieu cua LuSt Chirng khoan s6 62/2010/QH12 dugc Qu6c hOi nu& C8ng hoa Xa hOi Chu nghia Viet Nam thong qua ngay 24 thong 11 nom 2010;

g "Lunt Doanh nghip" la LuSt Doanh nghiep s6 68/2014/QH13 dugc Qu6c h6i

nu& COng hoa Xa h6i Chia nghia Viet Nam thong qua ngay 26 than 11 narn 2014;

h "Ngay thanh 14p" la ngay Cong ty dirge cap Gidy phep thanh 1Sp va host dOng

ran d'au;

i "Ngtrbi quan Cong ty" bao g6m thanh vien H6i clang quan tri, thanh vien Ban

T6ng Giam d6c, Giam d6c chi nhanh va cdc ca nhan gid chic danh quan ly khdc c6 tham quyen nhan danh C6ng ty kS, ke't giao dich cua Cong ty;

j "Nguoi cO lien quan" (1' la ca nhan hodc to chirc c6 quan he vOi nhan then quy dinh cua LuSt Chimg khoan va Lust Doanh nghiep;

k "Ca (long" la ca nhan, to chic so hUu It nhSt mot (01) c6 ph'an cua Cong ty;

1 "CO dung lern" la c6 clang so hitu true tip hoc gian tiep tir ndm phn tram

(05%) tro len so co phieu c6 quyen bi6u guy& cua Cong ty;

m "Co thing sang 14p" la c6 dung so hdu it nhAt mot (01) c6 phSn ph6 thong yak-ST

ten trong danh sach c6 Tong sang 'Sp Cong ty;

n "Nha din ttr" la to chic, ca nhdn Viet Nam va to chic, ca nhan ntrac ngoai tham

gia dau to tren thi tnrang ching khodn;

o "TS chfrc phat hanh" la to chic thuc hien chao ban ching khodn;

p "Kinh doanh chfrng khodn" la viec thuc hien nghiep vu m6i gioi ching khoan,

to doanh ching khoan, bao l'anh phat hanh ching khoan, ttr van dau to ching khodn, ltru ky ching khodn, quan ly danh muc dau to ching khoan;

q "Moi gieri chting khoin" la viec lam trung gian thuc hien mua, ban thing khoan cho khdch hang;

r "Ttr doanh chting khodn" la viec C6ng ty mua hoc ban chirng khoan cho chinh minh;

s "Bio lanh phat hanh chfrng khoin" la viec cam Ice't vdri to chirc phat hanh thuc

hien cdc thU tic trtrot khi chao ban ching khoan, nhSn mua mot ph'In hay toan b6 ching khoan cua to chirc phdt hanh a ban lsi hoc mua s6 ching khodn con Isi chua thrgc phan phoi het cua to chirc phdt hanh hoc ho trq to chirc phat hanh phan ph6i ching khodn ra cong ching;

t "Tir Van d&I ttr chirng khoin" la viec cung cap cho nha du to 1c6t qua phan

tich, cong b6 bdo cao phan tich va khuyen nghi lien quan den ching khodn;

(I) Ngudei cc') lien quan cluvc quy clinh cu the tai khoan 17 Dieu 4 ciza Ludt Doanh nghiep so 68/2014/QH13 va khoan 34 Dieu 6 czia Ludt Cluing khocin so 70/2006/QH11

u "Lim ky chirng khoin" la viec nhan ky giri, bao quan, chuyen giao chUng khoan cho khach hang, gifip khach hang thirc hien cac quyen lien quan den so hitu cluing khodn;

v "Thoi han hoat dOng" IA th6i gian hog Ong dm Cong ty dugc quy dinh tai

khoan 5 Dieu 2 dm Dieu le nay;

w "Viet Nam" la mot COng hoa Xa 118i Chu nghia Viet Nam;

x "UBCK" IA Uy ban Cluing khoan NhA nude

2 Trong Dieu le nay, viec tham chieu tai mot hoac mot s8 quy dinh hoac van ban khac se bao g'om Ca nhung van ban sCra doi, bo sung hoac thay the dm quy dinh hoac van ban

Dieu 2 Ten, hinh thtic phap 1ST, tra so*, mang Itroi hoat Ong va theri han hoat dOng cua Cling ty

1 Ten Cong ty:

a Ten day du bang tieng Viet: C6ng ty Co phan Chirng khoin Ngan hang COng thircrng Viet Nam

b Ten day dit bang Tieng Anh: Vietnam Bank for Industry and Trade Securities Joint Stock Company

c Ten giao dich tieng Viet: Cong ty Co phan Cluing khoan Ngan hang Cong thtrang Viet Nam

d Ten viec tit tieng Viet: Ging ty Chiing khoin Cong thtning

e Ten viet tat tieng Anh: VietinBankSc

f Ma giao dich chting khodn: CTS

2 Hinh thirc phap ly caa Cong ty:

Cong ty Co phan Cluing khoan Ngan hang Cong thuang Viet Nam la cong ty co phan dugc cap Giay phdp thanh lap va hog dOng theo quy dinh ctila Lust ChUng khoan

3 Trci Cong ty:

a Dia chi tri.2 se/ chinh: S8 306 BA Trieu, Quan Hai BA Trtmg, Thanh ph8 Ha N8i

b Dien thoai: +84.4.6278 0012 Fax: +84.4.3974 1760

b Chi nhanh, phOng giao dich, van phOng dai dien la nhUng don vi thu6c Cong ty va Cong ty phai chiu trach nhiem hoan town ve hoat d6ng dm chi nhanh, phong giao dich, van phong dai dien cua minh;

c Cong ty chi hoat Ong kinh doanh chimg khodn, cung cap dich vu chimg khodn tai cac dia diem dat tri so chinh, chi nhanh va phong giao dich dal dugc UBCK chap thuan;

d Ten chi nhanh, phong giao dich, van phong dai dien phdi mang ten C6ng ty kem theo cum tir chi nhanh, phong giao dich, van phong dai dien va ten rieng de phan biet

5 Thai han hoat Ong:

Thai han hoat d6ng cua Cong ty se bat dau tir ngay thanh lap va la vo thai han, trir trtrong hop ellm dirt hoat Ong trtrOt thai han theo quy dinh tai Dieu 76 caa Dieu 1e nay

Di&I 3 Ngtroi d i dien theo phip 1u4t

1 ND, r6i dai dien theo phdp luat caa Cong ty la ca nhan dai dien cho COng ty thirc hien cac quyen va nghia vu phdt sinh tir giao dich cua Cong ty, dai dien cho C6ng ty voi to each nguyen don, bi don, nguai co quyen lgi, nghia vu lien quan tnrac Trgng tai, TOa an va cac quyen va nghia vu khdc theo quy dinh cua phdp luat

2 Ngt.r6i dai dien theo phdp luat cua COng ty la T6ng Gam d6c Cong ty

Quyen, nghia vi va trdch nhiem cua NgtrOri dai dien theo phdp luat:

a Thtrc hien cac quyen va nghia vu phat sinh tir giao dich cua Cong ty, dai dien cho Cong ty vo7 to each nguyen don, bi don, ngtrai c6 quyen lgi, nghia vu lien quan truck Tr9ng tai, Tee an va cac quyen va nghia vi khdc theo quy dinh cua phap luat;

b Thtrc hien cac quy'en va nghia vi dugc giao mot each trung thirc, can trang, tot nhat nham bdo dam lgi ich hgp phap cua Cong ty;

c Trung thanh vOi lgi ich cua C6ng ty; khong sir dpng thong tin, bi quy6t, ca h6i kinh doanh cua Cong ty, khong lam ding dia vi, chirc vi va sir dung tai san cita COng ty de ttr lgi hoac phpc vi Igi ich cua to chirc, ca nhan khdc;

d Thong bdo kip thOi, day du, chinh xdc cho Cong ty ve viec NgirOi dai dien theo phap luat va ngutri co lien quan cua NgtrOi dai dien theo phap luat lam chic hoac co co phan,

phan von ggp chi phi tai cac doanh nghiep khdc

Ngutri dal dien theo phap luat cua Cong ty chiu trach nhiem ca nhan d6i vii nhi7mg thiet hai cho C6ng ty do vi pham nghia vu quy dinh tai diem b, c, d khoan 2 Dieu nay

e Thuc hien theo cac quyen, nghia vu va trach nhiem khdc theo quy dinh cua phdp luat va Dieu le nay

3 Ngutri dai dien theo phdp luat cua Cong ty theo quy dinh tai Dieu le nay phai cu tru tai Viet Nam Truing hgp Ngutri dai dien theo phdp luat xuAt canh khoi Viet Nam thi phai

uy quyen bang van ban cho ngtrtri khac thuc hien quy6n ya nhiem vu caa NgtrOi dai dien theo phdp lust TnrOng hgp nay, Ng,ixeri dai dien theo phdp luat van phai chiu trach nhiem y6 viec thgc hien quyen va nhiem vu da uy quyen

4 Truing hop het thtri han uy quyen theo khoan 3 Dieu nay ma Ngutri dai dien theo phdp luat cua Cong ty chtra tri lai Viet Nam va khong CO ny quyen khac thi ngu6i dugc uy quyen van tiep tuc thuc hien cac quyen va nhiem vu ctia Ngutri dai dien theo phap lust caa Cong ty trong pham vi da dugc fly quyen cho den khi Ngutri dai dien theo phdp 1141 cua C6ng

ty tri lai lam viec tai Cong ty hoac cho den khi H6i cl6ng quan tri quyet dinh cir ng,u6i khdc lam Ngtrai dai dien theo phdp luat cua Cong ty

5 Truing hgp Ngutri dai dien theo phdp luat yang mat tai Viet Nam qud ba mtrai (30) ngay ma khong uy quyen cho ngub•i khac thgc hien cac quyen va nhiem vu cita Ngtrei dai dien theo phap luat hoac bi chef, mAt tich, tam giam, ket an tt, bi han the hoac mAt nang luc hanh vi dan sir thi H6i ding quan tri ngutri khdc lam Nguiyi dai dien theo phap luat cua Cong ty

6 Neu T6ng Gam ci6c bi tam gift, tam giam, tr6n kh6i not ctr tru, bi mat hoac han the nang lgc hanh vi dan su, bi Toa an tuarc quyen hanh nghe hoac sau khi mien nhiem ma Cong ty chua b6 nhiem dugc T6ng Gidm d6c mdi thi &rang nhien Chu tich H6i ding quart tri

la Ngubi ct4i dien theo phdp lust ciaa Cong ty cho den khi H6i ding quan tri b6 nhiem dugc ngtrtri khdc vao chirc danh tren

lieu 4 Ph3ni vi ho3t dOng kinh doanh

1 Nghiep vg kinh doanh caa Cong ty la:

a Moi gigi chimg khoan;

b Tg doanh chimg khodn;

c Bao la'nh phat hanh chirng khoan;

d Ttr van dau to chdng khodn

2 Ngoai cac nghiep vg kinh doanh chimg khoan quy dinh tai khoan 1 Dieu nay, Cong ty dugc cung cap dich vu ltru ky chUng Ichodn, to van tai chinh, nhan uy thac quan 1/ tai

khoan giao dich chimg khoan cua nha diu to ca nhan va cac dich vv tai chinh khac theo quy dinh cua B6 Tai chinh

3 Cong ty co the b6 sung, rut bat m6t hoac mot s6 nghiep vu kinh doanh neu tai khoan 1 Dieu nay sau khi duac UBCK chip thuan

4 Cong ty chi &roc phep lap ke hoach va tin hanh vat ca cac hoat dO'ng kinh doanh

theo Gidy phep thanh lap va hoat dOng cua Cong ty va Dieu Fe nay pH hop voi quy dinh cua

Luat Chung khoan va cac van ban phap luat khac co lien quan va thirc hien cac bien phap thich hop de dat duoc cac mvc tieu cua Cong ty

Dieu 5 Muc tieu ho3t Ong

1\41,1c tieu hoat dOng cua Cong ty la:

1 Mvc tieu hog dOng chinh cua Cong ty la phat trien Cong ty tra thanh mot cong ty hang d'au ten thi twang chirng khoan Viet Nam; tang twang lai nhuan, tang lai tirc cho c6 dong va dOng g6p vao Ngan sach nha nude, nang cao dai song nguai lao d6'ng, tich luy diu to cho phat trien;

2 T6i da h6a hieu qua hoat d6ng cua Cong ty;

3 Kinh doanh phit hop voi chitin ltrac hoat dOng va 191 ich cua cac c6 (long

Dieu 6 Nguyen tic host Ong

1 Tuan dill phap luat ve chUng khoan va thi truang chimg khoan va phap luat co lien quart

2 Thuc hien hoat d6ng kinh doanh mot cach cong bang, trung thvc

3 Ban hanh va ap dung cac quy trinh nghiep vv, quy trinh kiem sok nOi b6 va quan tri rid ro, quy tic dao &lc hanh nghe phii hop voi nghiep vu kinh doanh cua Cong ty, phit hop voi quy dinh cua Lust Ching khoan va cac van ban phap luat lien quan

4 Dam bao ngu6n hrc v'd con nguai, von va ca s0 vat chit can thiet de phvc vu cho hog d'Ong kinh doanh chUng khoan, tuan thit quy dinh cua phap luat

5 Tach biet ve van phong lam vic, nhan skr, he th6ng du lieu, bao cao gifra cac b6 phan nghiep vv de dam bao tranh xung d6t 191 ich girra Cong ty voi khach hang, giira khach hang voi nhau Cong ty phai ding b6 cho khach hang biet Mx& ve nhang xung d6t 191 ich co the phat sinh giita Cong ty, nguai hanh nghe va khach hang

6 B6 tri ngubi hanh nghe chimg khoan phit hop voi nghiep vv hoat d6ng kinh doanh Nguai hanh nghe ching khoan thvc hien nghiep vv to doanh chimg khoan khong dtroc dOng thai thvc hien nghiep vu moi gioi chimg khoan

7 Dv bao gia hoac khuyen nghi giao dich lien quan den mot loai chung khoan cu the

tren cac phuong tien truyen thong phai ghi ro ca so phan tich va ngu6n trich clan th6ng tin

Ditu 7 Quytn cua Ging ty

1 CO tat ca cac quyen theo quy dinh cua Luat Doanh nghiep va quy Binh cua phap

lust neu cac quyen dO khong mau thuan veri quy dinh cua Luat Ching khodn

2 Cung cap dich NT ve cluing khoan va cac dich NT tai chinh trong phan vi phap

luat cho phep

3 Chu Ong img dung khoa h9c ding nghe hien dai de nang cao hi'eu qua kinh

doanh va kha nang csnh tranh

4 Tlurc hien thu phi, re phi pha hop vo t quy dinh cua BO Tai chinh va cac co quan

co thAm quyen khk

5 Tuyen dung, thue va sir dung lao dOng theo yeu c'au kinh doanh Jfu tien sir dung lao Ong trong nuac, bao dam quyen va 19i ich cua ngutri lao dOng theo quy dinh cua LuSt Lao clOng, ton trong quyen t6 chic cong doan theo quy dinh cda phap lust

Ditu 8 Nghia vu cita Cong ty

1 Nguyen tAc chung:

a Thuc hien day du cac nghia vu theo quy dinh cua Luat Doanh nghiep, Luat Chixtig

khoan va phap luSt hien hanh;

b Thiet 1Sp va duy tri he thong kiem toan nqt bO, kiem soat not bO, quan tri rui ro va giam sat, ngan ngira nhang xung c/6t lgi ich trong not b6 Cong ty va trong giao dich vot ngtrtri

co lien quan;

c Tuan thu cac nguyen tAc ve quan tri cong ty theo quy dinh cua phap luat va Dieu

re Cong ty;

d Tuan thit cac quy dinh vt an toan tai chinh theo quy dinh dm Bo Tai chinh;

e Mua bao hiem trach nhiem nght nghiep cho nghiep vu kinh doanh chirng khoan tai Cong ty hoc trich lap quy bao ve nha du tu de b6i thuang thiet hsi cho nha dAu tu do sir c6 ky thuSt hoSc sa suAt cua nhan vien;

f Lau gift Tay dit cac chting tir va tai khoan phan anh chi tiet, chinh xac cac giao dich cua lchach hang va cua Cong ty;

g Thut hien viec ban hoc cho khach hang ban thing khoan khi khong so hixu thing khodn va cho khdch hang vay thing khoan de ban theo quy dinh cua BO Tai chinh;

h Tuan thu cac quy dinh cua BO Tai chinh ve thgc hien nghiep vu kinh doanh thing khodn;

i Thirc hien the dO ke toan, kiem toan, th6ng ke, nghla vu tai chinh theo quy dinh cua phap luat CO lien quan;

j Thgc hien cong b6 thong tin, bao cdo va ltru trir theo quy dinh cua Luat Doanh nghiep, Luat Chimg khoan va cac van ban htrang den thi hanh;

k Dong gop qu5, 11"6" tro thanh toan theo quy dinh

2 Nghia vu dOi vii c6 clang:

a Phan dinh rO trach nhiem gitra Dai h6i d6ng c6 dong vii H6i dtmg quan tri, Chu tich Hqi d'Ong quan tri, Ban Kiem soat a quart 1S, phii hop voi quy dinh cua phap luat;

b Thiet lap he th6ng thong tin lien lac vii cac c6 dong a dam bao cung cap th6ng tin day du va dOi xir ding bang gifra cac co dong, dam bao cac quyen va loi ich hop phap cua c6 &Mg;

c Khong duce third hien cac hanh vi sau:

(i) Cam ket ve thu nhap, Igi nhuan cho cac c6 Tong (trir trtrong hop d6i vii co dOng hat c6 phan uu dai c6 tirc c6 dinh);

(ii) Nam gill bat hop phdp cac loi ich, thu nhap tir c6 phan cua cac c6 dong;

(iii) Cung cap tai chinh hoac bao lanh cho cac c6 dong mot cach hvc tiep hoc gian tiep; cho vay dtrai moi hinh third dOi vii cac c6 dong lan, Kiem soar vien, thanh vien H6i d6ng gnarl tri, thanh vien Ban T6ng Giam d6c, ke toan tracing, cac chirc danh quan ly khac do H6i d'Ong quan tri b6 nhiem va ngtr6i c6 lien quan cua nheing d6i Wong nay;

(iv) Tao thu nhap cho co dong bang cach mua lei co phieu cua cac c6 Clang dual cac hinh third khong phi' hop v6i quy dinh cua phap luat;

(v) Xam pham den cac quy6n cua c6 (long nhtr: quyen si hitu, quyen chon, quyen giao dich cong bang, quyen &roc cung cap thong tin, cac quyen va loi ich hqp phap khac

3 Nghia vu d6i vai khach hang:

a Lu6n gift chit tin vii khach hang, khong xam pham tai san, quy6n va loi ich hop phap khac cua khach hang;

b Quan 1y tech biet tien va chimg khoan cua tirng khach hang, quan 15, tech biet tien

va chirng khoan cua khach hang v6i tien va chirng khoan cua Cong ty M9i giao dich bang tien cua khach hang phai &roc Cong ty thud hien qua ngan hang Khong lam dung cac tai san

do khach hang ay thac cho Cong ty quan 15, va tien thanh Wan giao dich cua khach hang,

chi:mg khoan cua khach hang km kS, tai Cong ty;

c KS, hop dOng bang van ban vii khach hang khi cung cap dich vu cho khach hang; cung cap day du, trung thkrc thong tin cho khach hang khi third hien dich vu ma minh cung

cap;

d Chi dtra ra 16i tu van phu hop vai khdch hang troll ca so no hrc thu thap th6ng tin

ve khach hang: Thu thap, tim hieu thong tin ve tinh hinh tai chinh, muc tieu cidu tu, khd nang chap !than rui ro, ky v9ng lqi nhuan cua khach hang va cap nha.t thong tin theo quy dinh cua phap luat Bao dam cac khuyen nghi, to van dau to cua C6ng ty cho khach hang phai phi h9p voi tong khach hang;

e Chju trach nhiem ye d8 tin cay cua nhang thong tin cong 1)6' cho khach hang Dam bao rang khach hang dtra ra cac quye't djnh dau tu tren co so da &lac cung cap thong tin day bao gom ca n8i dung va rui ro cua san pham, djch vu cung cap Nghiem cam MO hanh vi gian d8i va cong 1)6' thong tin sai su that;

f Than trong, khong tao ra xung dQt lai ich vo-i khach hang Trong tnrong h9p kh6ng the tranh chrac, Cong ty phai thong bao truac cho khach hang va ap dung cac bien phap can thiet d dam bao d6i xi cong bang voi khach hang;

g

a 1111 tien thuc hien lenh cua khach hang tnroc lenh C6ng ty;

h Thiet lap mot 1)8 phan chuyen trach, chju trach nhiem thong tin lien lac voi khach hang va giai quye't cac thic mac, khieu nai cua khach hang;

i Hoan thanh nghia vu cua minh voi khach hang mot cach tot nhat;

j Bao mat thong tin dm khach hang:

(j.1) Cong ty co trach nhiem bao mat cac thong tin lien quan den so huu thing khoan va tien cua khach hang; tir chi viec dieu tra, phong toa, cam giix, trich chuyen tai san ctia khach hang ma khong c6 six dtmg y ctia khach hang

(j.2) Quy djnh tai rntic (j.1) diem j khoan 3 Dieu nay khong dp dung trong cac tn.reng h9p sau day:

+ Kiem toast vien thuc hien kiem toan bao cao tai chinh cua Cong ty; + Cung cap thong tin theo yeu cau cua ca quan nha nuac c6 tham quyen

Dieu 9 Cac quy dinh v'e earn va 113n the

1 Quy djnh doi va i Cong ty:

a Khong dtrac dua ra nhan djnh hoac bao dam voi khach hang ve mitt thu nhap hoac lcri nhuan dat duac tren khoan dau tu cua minh hoac bao dam khach hang khong bi thua

18, ngoai trir dau to vao chimg khoan c6 thu nhap c8 dinh;

b Khong dtrac th6a thuan hoac dtra ra lai suAt cu th6 hoac chia se lgi nhuan/thua 18 voi khach hang a 18i Ice° khach hang tham gia giao djch;

c Khong dupe true tier) hoac gian tiep thiet lap cac dja diem ngoai cac dja diem giao

dich da dugc UBCK chAp thuAn de 1(5, hgp ding, nhan lenh, thkrc hien lenh giao dich chung khodn hoac thanh town giao dich chimg khoan voi khach hang;

d Khong nhAn l'enh, thanh town giao dich vii ngutri khac kh6ng phai la ngugi thing ten tai khoan giao dich ma khong cO uy quyesti eta khach hang bang van ban;

e Khong sir dking ten hoac tai khoan cua khdch hang a clang kSr, giao dich chi:mg khoan;

f Khong chiem dung chirng khoan, tin ho4c tam gift chimg khoan cua khach hang theo hinh thirc km ky duai ten Cong ty;

g Khong dtrgc tiet 10 thong tin ye khach hang trir khi dugc khach hang dingy hoac theo yeu cAu cda co quan quan 15, nha nu& co tham quyen;

h Khong dugc thkrc hien nhang hanh vi lam cho khach hang va nha dAu to hiAu nhAm vA gia chimg khoan;

i Hop Clang tai khoan giao dich chting khoan khong dirge china dung nhimg thoa thuan nham trop tranh nghia vu phap 13', dm C8ng ty; han the pham vi bai thutrng cua Cong ty hoac chuyen rdi ro tin Cong ty sang khach hang; buOc khach hang thkrc hien nghia vu bai throng mot each kh6ng cong bang va cac thoa thuAn gay bAt lqi mot cach khong cong bang cho khach hang

2 Quy dinh di vii ngtrari hanh nghA chimg khoan:

a Trir truong hgp dugc cu la ngutri dai dien phAn von gip hoac &roc cir vao Ban quan ly cong ty cua to chirc so him Cong ty hoac to chirc ma Cong ty d'Au tir, ngutri hanh nghe chirng khoan khong dugc:

(i) Dang thgi lam viec cho to chdc khac co quan hdu v&i Cong ty;

(ii) DEng thoi lam viec cho cong ty chimg khoan, cong ty quan ly quy khac; (iii) Dang thgi lam Giam doc (Tang Giam dac) cua mot to chirc chao ban chimg khoan ra cong chung hoac t6 chirc niem yet;

b Chi dugc tai khoan giao dich chimg khoan cho minh (neu co) tai Cong ty;

c Khi thkrc hien cac nghiep vu cua Cong ty, ngirgi hanh nghA chimg khoan la nguoi thay mat cho Cong ty a thkrc hien cac giao dich vii khach hang va Cong ty phai chiu trach nhiem NIA m9i hoat clOng cda nguOi hanh nghA chimg khoan Khong dirge sir dung tiAn, chimg khoan tren tai khoan cda khdch hang khi khong dirge Cong ty uy quyAn theo sir uy thac cua khach hang cho Cong ty bang van ban

3 Quy dinh d6i thanh vien Hoi (tang quan tri, Truing Ban Kim soat, thanh vien Ban Tang Giam dac:

a Thanh vien HOi clang quan tri cua Cong ty khong dugc clang thgi la thanh vieni

HOi dong quan tri, thanh vien HOi dong thanh vien, Giam d6c (Tang Giam dac) cua cong ty chirng khoan khac;

b Twang Ban Kiem soat khong dtrgc clang thai la Kiem soat vien, ngtreri quan caa cong ty chimg khoan khac;

c Tang Giam dac, Pho Tang Giam doe khong dirge dong thai lam viec cho cong ty chirng khoan, cong ty quan 1S, quy hock doanh nghiep khac Tang Giam dac khong dtrgc la thanh vien HOi clang quan tit thanh vien HOi clang thanh vien cua cong ty chimg khoan khac

Chtromg II VON DIEU LE, CO PHAN, CO BONG

Muc 1 VON DIEU LE, CO PHAN

Di'u 10 Vtin ditu 1?

Van dieu le dm Cong ty la 837.303.380.000 VND (Bang cha: Tam tram ba mucri bay

ty, ba tram linh ba trieu, ba tram tam mini nghin clang)

Di&I 11 Cac loaf co ph'In

1 Tang so von dieu le dia Cong ty dirge chia thanh 83.730.338 c6 phAn Menh gia

ca plan la 10.000 clang Viet Nam/ca phan

2 Cac loci ca phAn cua Cong ty:

a Co phan ph'a thong: 83.730.338 c6

b Co phAn tru dai Neu quyet: 0 co ph&'n;

c Co phAn tru dai co tac: 0 c6 phan;

d Co phan tru dai hoan lai: 0 ea' phAri

3 Cong ty có quyen phat hanh co phan cac loci de huy dOng Win theo cac quy dinh cua phaplu4t

4 Mtii co phAn dm ding mot loci deu tao cho ngtreri sa hlru no cac quyen, nghia vu

va 19-i ich ngang nhau

5 C6 phan pha thong khong the chuyen dai thanh co phAn tru dal Co plan tru dai cif) the chuyen dal thanh co phan pha thong theo quy6t dinh cua Dai hOi Sing c6 dong Cach thirc, ty le chuyen dai do Dai hOi dong c6 dong thong qua phii hop cac quy dinh cua phap 114t

6 D4c diem cua cac loai c6 phAn:

a Co phAn ph6 thong: Cong ty phai co c6 phAn ph6 thong Ngtrai so him co phAn ph6 thong la c6 dong ph6 thong MOi c6 phAn ph6 thong c6 mQt (01) phieu bieu quyet;

b Co phAn tru dai bieu quyet: La c6 phAn co sd phieu bieu guy& nhieu han so voi c8 phAn ph8 thong S6 phieu bieu quyet cua mOt c6 phAn tru dai bieu quyet do Dai hOi dong c8 dong quy6t dinh Chi c6 to chirc &Nye Chinh quyen dugc quyen nam giir c6 phAn tru dai bieu guy& cua Cong ty Co dong so hau c6 phAn tru dai bieu quy6t khong duvc chuyen nhugng c6 phAn d6 cho nguoi khac;

c Co phAn ru dai c6 tire: la c6 phAn dtrgc tra c6 tire voi mire cao horn so voi mire c6 tire cua e6 phAn ph6 thong hoSe mire on dinh hang nam Co tire duce tra hang nam g6m c6 tire c6 dinh va e6 tire thtrong.•C6 tire c6 dinh khong phn thuOc vao ket qua kinh doanh cua Cong ty Mire c6 tire c6 dinh cu the va phtrang thirc xac dinh c6 tire throng dtrgc ghi ten c6 phieu cua e6 phAn tru dai c6 tire;

d Co phAn tru dai hoan lai: La c6 phAn dirge C6ng ty hoan lai von gOp theo yeu car cua ng,tred so hau hoc theo cac dieu kien duvc ghi tai c6 phieu cua c6 phAn tru dai hoan

7 Cong ty co the phat hanh cac loai chimg khoan Ichae khi dirge Dai hOi dong e6 'long va/ho4c HOi d6ng quan tri nhAt tri thong qua theo thAm quyen cua Dai hOi d6ng c6 clang

va HOi d6ng quan tri quy dinh tai Dieu le nay va phu hgp voi quy dinh cua phap luat ve chirng khoan va thi trtrerng chirng khoan va phap lust c6 lien quan

Ditu 12 S17.1 dang ky co (long

1 Cong ty phai 1Sp va km gift s6 dang kS, e6 dong ngay khi dirge cap GiA'y phep thanh 1Sp va host dOng

2 S6 ding kr c6 dong phai co cac nOi dung chil yeu theo quy dinh cua LuSt Doanh nghiep

3 Hinh thirc cua S6 clang 14 c6 dong: tep du lieu dien tir

4 S6 dang ky c6 Tong duvc luu gift tai Trung tam Ltru ky Chimg khoan Viet Nam

va lgi ich cua ngtred ser huu no khong bi anh huOng Ngtroi dai dien theo phap luSt cua Cong

ty chiu trach nhiem ve thiet hai do nhUng sai sot d6 gay ra

3 Truemg hop c6 phieu bi mat, bi hay hoai hoAc bi hu hong dtrai hinh thac khdc thi c6 dong co the de nghi Cong ty cap lai theo quy dinh cua Ludt Doanh nghiep

Dieu 14 Chirng chi chting khoan khac

Chang chi trai phieu hoc cac chang chi chang khoan khac cita Cong ty (trir cac thu chao ban, cac chang chi tam thai va cac tai lieu tuang tir) dugc phat hanh c6 dau va cha kY mlu cua ngtreci dai dien theo phap luAt caa Cong ty

Dieu 15 Chuyen nhuvng c8 phAn

1 Co phdn cua Cong ty chive to do chuyen nhugng, trir cac trueng hgp bi hp ch6 chuye'n nhugng theo quy dinh ci.la Ludt Doanh nghiep, Ludt Chung khoan va quy dinh tai Dien le nay

2 Viec chuyL nhuong co phAn phai dtrac thirc hien theo cac quy dinh caa phap luAt

ve chang khoan va thi tnremg chirng khoan, quy dinh cua UBCK va Si Giao dich chang khoan va cac quy dinh phap luat co lien quan

3 Co phAn chua &rot thanh town day eta khong dtrac chuyen nhuong va htrang cac quyen lai lien quan nhtr quyen nhAn c6 tac, quy6n nhAn c6 phi6u phat hanh a tang von c6 ph'an tir ngu'on von cha ser hire, quy6n mua co phiL moi chao ban

Dieu 16 Mua lai co phAn

1 Cong ty chi ducc quyen mua lai co phan khi dap ang day eta cac dieu kien va ty le mua lai theo quy dinh cua phdp luAt

2 Cac trtrOng hop mua lai co phAn:

a Mua lad theo yeu cAu cua c6 dong:

Co &Ong co quyen yeu cAu COng ty mua lai c6 phAn cua minh neu c6 dong d6 b6 phieu khong tan thanh d6i nghi quye't caa Dai hOi d6ng c6 Tong ve viec: to chirc lai Cong ty; spa d6i, b6 sung cac not dung trong Dieu le Cong ty lien quan den quyen va nglila vu caa c6 dOng Yeu cA.0 mua lai c6 phAn phai dugc lap bAng van ban, trong dO neu ro ten, dia chi caa c6 (long, s6 lulcmg co phAn tirng loci, gia du dinh ban, Vi do yeu can C6ng ty mua lai Yeu cAu nay phai &roc giri den Cong ty trong thai han mueri (10) ngay,- ke to ngay Dai hOi d6ng co (long thong qua quy6t dinh v6' cac van de neu tren Cong ty phai mua lai co phan theo yeu cAu caa co Tong trong thai han chin muai (90) ngay ice tir ngay nhAn dtrgc yeu cAu, gia mua lai

&roc xdc dinh theo quy dinh tai Dieu 129 dm LuAt Doanh nghiep va cac quy dinh cua phap luAt CO lien quan

b Mua lai theo guy& dinh caa C6ng ty:

C6ng ty co the mua lai c6 phAn ph6 thong, c6 phan uu dai co tirc dal ban Ty le, cach

thirc, thu tuc mua lai c6 phAn dugc thgc hien theo quy dinh cua Luat Doanh nghiep, phap luat

ve chimg khoan va thi twang chting khodn

Trir trtrOng hop mua c6 phieu 16 theo yeu cAu cua Ichach hang, mua sCra loi theo quy dinh cua Trung tam Luu ky Chimg khoan Viet Nam, mua lai c6 phieu theo yeu cAu cua c6 clang theo quy dinh tai DiL 129 oh Luat Doanh nghiep va diem a khoan 2 Dieu nay, Cong ty dugc mua lai lchong qua mix6i ph'An tram (10%) s6 c6 phAn ph6 thong da phat hanh lam c6 phieu quy

3 Dieu kien thanh toan va xfr ly cac c6 phAn &roc mua lai:

Dieu kien thanh town va xir ly cac c6 phin dugc mua lai theo khoan 2 Dieu nay dugc thgc hien theo quy dinh tai Dieu 131 Luat Doanh nghiep

Dieu 17 Cach thtk tang, giam v6n dieu Ie

1 Cong ty c6 the tang, giam v6n dieu le theo quye't dinh cua Dai h6i d6ng c6 dong neu dap Ung quy dinh cua phap luat hien hanh, trong dO Ngan hang Thtrong mai c6 phAn C6ng Thuang Viet Nam phai luon bao dam nam gid tai thieu na.'m muoi mot phAn tram (51%) v6n dieu le cita Cong ty

2 Cach thgc tang v6n dieu le cua Cong ty:

a Phat hanh c6 phAn de huy d6ng v6n theo quy dinh cua phap luat (chao ban c6 phAn cho cac c6 (tong hien hUu va cho cac d6i Wong khac theo phtrang thirc chao ban da dugc Dai h6i d'ong c6 dong thong qua)

C6 phAn ph6 thong phai dugc uu tien chao ban cho cac c6 dong hien hdu theo ty le man frng v6i hdu c6 phAn ph6 thong ciaa h9 trong Cong ty, tit twang hop DO h6i d6ng c6 dong guy& dinh khac TnrOng hgp s6 c6 phAn dg kiL chao ban kh6ng dugc c6 Tong

va ngutri nhan chuyen quyen tru ti6n mua clang Icy mua het thi H6i d6ng quan tri CO quyen ban s6 c6 phAn dugc quyen chao ban con lai dO cho c6 clang cda Cong ty hoac ngtroi khdc theo cach thgc hop ly vai dieu kien kh6ng thuan lai han so vai nhimg dieu kien da chao ban cho cac c6 dong hien hdu, trir throng hop Dai h6i ding c6 dong co chAp thuan khac hoac truarng hop c6 phAn dugc ban qua SO Giao dich Chimg khodn

b Chuyen d6i trai phieu chuyen d8i thanh c6 phAn theo quy dinh cua phap luat

c Phat hanh c6 phieu de tra c6 tire, phat hanh c6 phiL a tang v6n c6 phAn tir ngu6n von chtl s6 hdu theo quy dinh cua phap luat

d Ket chuyen lgi nhuan de lai, cac ngu6n hop le khac a tang v6n dieu le theo quy dinh caa phap luat

e Chuyen ng thanh v6n g6p theo th6a thuan giaa Cong ty va chit ng theo quy dinh cua phap luat

3 Viec giam von diet' re do Dai h6i d6ng co &Ong quy6t dinh tren ca s6 quy dinh ctla phap luat hien hanh nhung van phai dam bao dieu kien vgs von phap dinh sau khi giarn von theo quy dinh hien hanh

Dieu 18 Phat hanh trai phieu

1 Cong ty c6 quyen phat hanh trai phieu, trai phieu chuyen d6i va cac loai trai phieu khac theo quy dinh cua phap luat

2 HOi d6ng quail tri c6 quyen guy& dinh viec phat hanh trai phieu khong chuyen d&, phuong an phat hanh trai phieu, tong gia tri trai phieu va thari diem phat hanh, nhung phai bao cao Dal hOi dong co dong tai cu6c h9p gan nhdt Bao cao phai kern theo tai lieu va h6 scy giai trinh nghi quy6t cua HOi d6ng quan tri ve phat hanh trai phieu

3 Truang h9p Cong ty phat hanh trai phieu chuyen ct(Si thanh co phan thi thkrc hien theo trinh tu, thir tkic trong irng chao ban c6 phan theo quy dinh cua Luat Doanh nghiep, Luat Cluing khoan va quy dinh khac cua phap luat co lien quan

Muc 2

CO BONG SANG 14P, CONG TY An, QUYEN VA NGHIA VV CUA CO BONG

Dieu 19 Thong tin ye co' Tong sang 14, Cling ty me

1 Cong ty Co phan Chung khoan Ngan hang Cong thuong Viet Nam khong co co

dong sang lap do dugc co phan h6a tir Cong ty Trach nhiem hal han Chung khoan Ngan hang Cong thuong Viet Nam

2 Ngan hang Thuong mai c6 phdn Cong Thuong Viet Nam la Cong ty mg ciia Cong

ty Co phan Ching khoan Ngan hang Cong thuong Viet Nam

a Thong tin ve Ngan hang Thuong mai c6 phan Cong Thuong Viet Nam nhtr sau: (i) Ten ti'eng Viet: Ngan hang Thuong mai ce, phan C6ng Throng Viet Nam; (ii) Ten Ting Anh vie't tit: VietinBank

(iii) Tru so chinh: S6 108 ph6 Tran Hung Dao, Quan Hoan kiem, Ha N6i

(iv) Dien thoai: +84.4.3942 1030 Fax: +84.4.3942 1032 (v) Website: www.vietinbank.vn

b Ngan hang Thuong mai c6 phan Cong Thuong Viet Nam thirc hien vai tro caa c6' dong ser huu co phan chi ph& thong qua Ngued dai din phan von cua minh tai Cong ty theo quy dinh cua DiL le to chile va hoat d6ng cua Ngan hang Thuong mai c6 phan Cong Thuong Viet Nam, quy dinh cua phap lust va cac quy dinh tai ban Dieu le nay vai cac hoat d6ng chu

yeu sau clay cua Cong ty:

(i) Bieu quyet phe duyet co cAu to chirc quan lY cita Cong ty;

(ii) Bieu guy& viec phe duyet Dieu le hog dOng;

(iii) Bieu guy& viec phe duyet phtrang huang chitin ltrgc kinh doanh;

(iv) Bieu quyet phe duyet ke hoach hoat d6ng hang nam;

(v) Bieu quy& viec phe duyet cac phuang an dAu to Op vein ra ben ngoai, trir cac hog d6ng dau to chimg khoan theo Gay phep thanh 1ap va hog d6ng cua COng ty;

(vi) Nhan va thong qua cac bao cao quan ly va cac bao cao tai chinh TA' dugc kiem toan hang nam cua Cong ty;

(vii) Cac link vt.rc khac va cac quyen theo quy dinh du Dieu le nay va phi!) luAt hien hanh

Ditu 20 Qu34n ciia c6 (long cua Cong ty

1 Co Tong la nguai chit sa huh C6ng ty, co cac quyen va nghia vi Wong Ung theo

so co plan va loai c6 plan ma 119 sä hu-u Co d'Ong chi chiu trach nhiem ve cac khoan ng va nghia vu tai san khac cua Cong ty trong pham vi s6 von da gap vao COng.ty

2 Quyen cua co dong pho thong:

a Tham du va plat bieu trong cac cu6c hop DO hOi d6ng c6 (long va thisc hien quyen bieu quy& trkrc tiep hoac thOng qua dai dien theo ity quyen, hoac theo hinh thirc khac

do phap 141,, Dieu le COng ty quy dinh Moi c6 plan ph6 thong có mOt (01) -phieu biL quyet;

b Nhan c6 tirc vai mire theo guy& dinh cua Dai hOi d6ng c6 dong;

c Xem xet, tra dru va trick hic cac thong tin trong Danh sach c6 dong có quyen bi6u quye't va yeu cau sira d6i cac thong tin khong chinh xac; -

d Xem xet, tra ciru, trich hic hoac sao chug Dieu le ding ty, s6 bien ban hop Dai hOi ding c6 Tong va cac nghi guy& cua Dai hOi d6ng c6 (king;

e Tg do chuyen nInrcmg c6 plan ctia minh cho nguai khac, trir cac tnrang h9p quy dinh tai Luat Doanh nghiep va Dieu le nay;

f Dirge tru tien mua co plan mai chao ban Wong irng voi ty le c6 plan ph6 thong cita tirng c6 &mg trong Cong ty;

g Khi Cong ty giai the hoac pha san, dhgc nhan mot plan tai san con lai ttrcmg dng vbi ty le soy hitu co plan tai Cong ty;

h Co (long hoac nhOmc6 &mg so huu tir nam phAn tram (05%) tong s6 c6 phAn ph6 thong tra len trong thai han lien tic It nhAt sau (06) thang cO quyen a cir ngtrai vao H6i d6ng

quan tri va Ban Kiem sok theo quy dinh tai diem b khoan 1 Dieu 38 va diem a khoan 4 Dieu 51.ctia Dieu le nay

i CO dong hoac nhorn co (long hau tit muoi phAn tram (10%) tong so ca phan ph6 thong tra len trong thai Ilan lien tvc it nhAt sau (06) thong c6 them cac quyen sau day:

(i.1) Xem xet va trich hie se bien ban hgp va cac nghi quyet dm Wei dong quan bao cdo tai chinh giva nam va hang nam theo mAu dm he thong ice toan Viet Nam va cac bao cao cua Ban Kiem sodt;

(i.2) Yeu cau trieu tap hop Dal hei den di citing trong trtrang hop sau day:

+ Hei ding quan tri vi pham nghiem trong quyen cua co dong, nghia vu cua ngtrai quan ly hoac ra quyet dinh vtrot qud thAm quyen dtrgc giao

+ Nhiem ky cua Hei dong quan tri da vugt qud sau (06) thdng ma Hei

&Ong quan tri moi chtra &roc bAu thay the

+ Cdc trtrang hgp khdc theo quy dinh cua Dieu le nay va phdp luat hien hanh

Yeu cAu trieu tap h9p Dai hei dong 98 dong phai thrgc lap bang van ban va phai c6 h9, ten, dia chi thtrang tru, s8 The can ctrac ding clan/GiAy chi:mg minh nhan clan/HO chieu hoac chting thgc ca nhan hop phap khac doi vOi c8 dong la Ca nhan; ten, ma so doanh nghiep hoac s6 guy& dinh thanh lap, dia chi try chinh d6i voi 98 dong la to elide; s8 ca phAn va thai diem dang ky co phAn cua tirng ca dong, tang so co phAn cua ca nh6m co Tang va ty le sa hizu trong tong se co phAn cua Cong ty, can dr va lY do yeu cau trieu tap h9p Dai h8i dong ca clang, dong thai phdi co du cht1 ky cua cac co Clang lien quan hoac van ban yeu cAu dtrgc lap thanh nhieu ban, trong d6 mi5i ban phai co chit ky cua tai thiL mat ca clang c6 lien quan va tang s6 ban phai co du chit 14 cua tat ca cac ea dong lien quan Kern theo yeu cAu phai co cac tai lieu, chimg cir v6 cac vi pham cua Hei dong quan tri, mix de vi pham hoac ve guy& dinh vtrat qud thAm quyen

(1.3) Yeu cAu Ban Kiem sodt kiem tra tang yin de cu the lien quan den quan dieu hanh hoat deng cua Cong ty khi xet thAy can thiet Yeu cau phai the hien bang van ban; phai co h9, ten, dia chi thuang quac tich, s8 The can ctrac ding dan/GiAy chimg minh nhan dan/HO chieu hoac chiing tlwc ca nhan hgp phap Ichdc dei vai co don la ca nhan; ten,

ma s6 doanh nghiep hoac so quy& dinh thanh lap, dia chi trij chinh dei \Tad co dong la to chic; s6 ltrang co phAn va thai diem dang Icy ea plat.' cua tong ca (Jong, tang s6 ea phAn cua

ca nhom co (long va ty le so hiru trong tong s6 c6 phan cua Cong ty; van de can ki6m tra, rrikic dich kiem tra; ding thai phai c6 du chit ky cua cac c6 dong lien quan hoac van ban yeu cAu ducic lap thanh nhieu ban, trong dO m61 ban phai co chit147 cua toi thiL mat co dong c6 lien quan va tang s6 ban phai co du chit Icy cua tat ca cac co dong lien quan;

j Co Tong ho4c nhOm ca dong hau it nhAt met phAn tram (01%) s6 co phan pile/Jo/

thong lien tic trong thoi han sau (06) thang co quyen to minh hoc nhan danh Cong ty khOi kien trach nhiem dan skr et6i vai thanh vien HOi (fang quan tri, Tang Giam d6c trong cac me:mg hgp theo quy clinh cua phap lust

Trinh tar, thu tic khoi kien thirc hien tuong (mg theo quy dinh dia phap luSt ve to tung dan sir

k Cac quyen khac theo quy dinh cua phap luSt va Dieu le COng ty

3 Quyen cua c6 clang sa huu c6 phan tru dai bi6u quy6t:

a Bleu guy& cac van de thuoc thAm quyn cua Dai h6i d6ng c6 dong vai s6 phieu bi6u quy& theo quy dinh tai diem b khoan 6 Dieu 11 dm Dieu le nay;

b Cac quyen khac nhu c6 dong ph6 thong, trir quyen chuyen nhugng c6 phan tru dai bieu quyet cho ngtrai khac

4 Quyen caa c6 Clang so him c6 phan tru dai c6 tare:

a Nhan c6 tirc theo quy dinh tai diem c khoan 6 Dieu 11 dm Dieu le nay;

b Nha.n phan tai san can lai tuong (mg vai tS, le so hau c6 phan tai C6ng ty, sau khi Cong ty da thanh toan het cac khoan n9., c6 phan tru dai hoan lai khi Cong ty giai the hoSc pha san;

c Cac quyen khac nhu c6 Tong ph6 thong, trir quyen bieu quyet, du hop Dai hai d6ng c6 dong, quyen a cir nguoi vao Hai (rang quan tri va Ban Kiem soar

5 Quyen cua c6 Clang sv hint c6 phan tru dai hoan lai:

a Dtrgc Cong ty hoan lai v6n gop theo quy dinh tai diem d khoan 6 Dieu 11 dm Dieu le nay;

b Cac quyen khac nhu c6 dong ph6 thong, trir quyen bieu quy6t, du hgp Dai hOi d6ng c6 dong, quyen de car ngtrai vao Hai cl6ng quan tri va Ban Kiem soat

Dieu 21 Nghia vu cua c6 Tong

1 Thanh toan day do va dung hart s6 c6 phan cam ket mua; chin trach nhiem ve cac khoan ng va nghia vu tai san khac cua Cong ty trong pham vi s6 v6n da g6p vao COng ty Khang dirge rut v6n da gop ra kh6i Cong ty duai m9i hinh thirc, trir truang hgp dirge C6ng ty hoc nguari khac mua lai c6 phan theo quy dinh cua phap luSt Tnrang hqp co c6 (long rat mat phan hoc toan ba v6n c6 phan da gop trai vai quy dinh tai khoan nay thi c6 clang do va nguai

co lien quan trong Cong ty phai cling lien dai chiu trach nhiem ve cac khoan ng va nghra vi tai san khac cua C6ng ty trong pham vi gia tri c6 phan da bi rift va cac thiet hai xay ra

2 Tuan thin Dieu le va cac Quy the quan 1)% not ba cua Cong ty

3 Chip hanh nghi guy& cua Dai hai ang c6 dOng, Hai d6ng quan tri

4 Co (long sa huu tix mired phAn tram (10%) trey len Von dieu 1e cua Cong ty thi co dong dO va ngtrai co lien quan caa c8 dong dO kh8ng dugc sa hau ten nam phAn tram (5%) se) Co phAn hoac phAn von gOp cua mot cong ty chimg khoan khac; kh8ng dugc 19i dung tru the caa minh gay ton h4i den quyen va lgi ich cua C6ng ty va cac c6 Tang khac; dOng thai phai thong bao dAy du, kip thai cho C6ng ty trong mot so twang hgp theo quy dinh caa phap luat

5 Thuc hien cac nghia vu khac theo quy dinh caa Luat Doanh nghiep, Luat Chirng khoan va Dieu le Cong ty

DiL 22 Ngteri dai dien theo ny quyen cua co doing

1 Ngtrari dai dien theo ay quyen cua c6 Tong la to chirc phai la ca nhan dtrgc fly quyen bAng van ban nhan danh co Tong do thuc hien cac quyen va nghia vu theo quy dinh caa phap luat va Dieu le Cong ty

Viec cu nguai dai dien theo ay quyen thuc hien theo quy dinh sau day: T6 chirc la c6 citing c6 so him it nhAt mtroi phAn tram (10%) tong s8 co phAn ph6 thong co the ay quyen t6i

da ba (03) ngtrai dai dien

2 D6i vgi c6 eking la ca nhan thi vice cir ngtrai dai dien theo ay quyen, neu co, thuc hien theo quy dinh caa phap luat hien hanh

3 Trtrang hop c6 dong cu nhieu ngtrai dai dien theo ay quyen thi phai xdc dinh cu the s6 co phAn cho m8i ngtrcri dai dien Trtrang hgp c8 'Jong khong xac dinh so co phAn tucmg img cho m8i ngutri dai dien theo uy quyen thi se co phAn se dtrgc chia deu cho so lugng nguai dai dien theo ay quyen

4 Ngtreri dai dien theo ay quyen phai dap irng cac tieu chuAn va dieu kien theo quy dinh caa Luat Doanh nghiep va cac quy dinh cua phap luat hien hanh

5 Vic chi dinh, chAm dirt hoac thay crai nguai dai dien theo ay quyen phai thong bdo cho Citing ty bang van ban va chi co hieu lire cuSi vai Cong ty ke tir ngay Cong ty nhan duce thong bdo Van ban ay quyen phai CO cac not dung cha yeu theo quy dinh cua Luat Doanh nghiep

6 Trdch nhiem caa ngtrai dai dien theo uy quyen:

a Ngtrai dai dien theo ay quyen nhan danh co &mg thgc hien cac quyen va nghia vu cda c6 Tong tai Dai h6i dling c6 Tong theo quy dinh caa phap luat Moi han the caa c8 Tang d6i vol nguai dai dien theo ay quyen trong vice thgc hien cac quyen, nghia vu cua c8 Tong Wong irng tai Dai hOi d6ng co (long deu khong co hieu lire d6i vai ben thir ba;

b Nguai dai dien theo ay quyen co trach nhiem tham dir dAy du cuOc hgp caa Dai hOi Sing c6 (long; thuc hien cac quyen va nghia vu dugc ity quyen mot each trung thuc, can trgng, tot nhAt, bao ve lgi ich hgp phap cua c6 dong uy quyen;

c Ngtrai dal dien theo uy guy& chlu trach nhiem tau& co dong uy quyan do vi ph4m cac nghia vu quy dinh tai Dieu nay Co dong Cly quyan chlu trach nhiem trtrae ben thin

ba d6i voi trach nhiem phat sinh lien quan den quyan va nghra vu duct thge hien thong qua ngtroi dal dien theo uy quyan

Chiro'ng III QUAN TRI, DIEU HANH CONG TY

Ditu 23 BO may quart tri ditu hanh ctia Cong ty

B6 may quan tri diau hanh (ca cL t6 chirc quan 1Sr, qudn tri NIA kiam sodt cua Cong ty) theo m6 hinh cong ty e6 phan, bao g6m:

1 Da.' h6i d6ng c6 dong

2 Ban Kiem sodt

3 H6i d6ng quan tri

4 Ban T6ng Gidm d6c

I Dai ht)i ding co ding

Ditu 24 Thim quytn cua Dai hoi cling c6 citing

1 Dai h6i d6ng c6 clang g6m tat ca cac c6 dong co quyan bi'eu quyet, la ca quan co

tham quyen quyet dinh cao nhat cua Cong ty

2 Quyan va nghia vu cua Dai h6i d6ng c6 Tong:

a "Thong qua dinh htrong phat trien cua C6ng ty;

b Quyet dinh loaf c6 phan va s6 hrgng co phAn cua tong loci &pc quyan chao bdn; quyet dinh viec phat hanh trai phieu chuyen doi va cac chi:mg quyan cho phdp ngtr6i sa hau mua c6 phieu theo mire gid dinh trtrac;

c Quyet dinh mire chi tra c6 tirc hang nam cua tong loci co phan phu hap vof Luat Doanh nghiep va cac quyan gan lien vai loci co phan do Mire e6 tire nay khong cao han mire

ma H6i d6ng quan tri de nghl sau khi da tham khao y kien cac c6 dong tai Dai h6i cl6ng c6 'long;

d Bau, mien nhiem, baf nhiem thanh vien H6i d6ng quan tri, Kim scat vien va thong qua bdo cao caa H6i dong quan tri ve viec bo nhiem T6ng Giam doe;

e Quyet dinh dau to hoae ban s6 tai san có gid tri bang hoac lon hon ba mtrai lam phan tram (35%) tong gid tri tai san throe ghi trong MID cao tai chinh gan nhat &rot kiem toan

cua Cong ty;

f Quyet dinh sira d6i, b6 sung Dieu le Cong ty;

g Quyet dinh viec mua lai co phan trong cac tracing h9p khong thuOc tham quyen quye't dinh cua HOi dong quan tri theo quy dinh tai diem h khoan 2 Dieu 36 dm Dieu le nay, nhung phai bao dam Cong ty mua lai khong qua muai phan tram (10%) s6 c6 phan ph6 th6ng

da phat hanh lam c6 phieu quy (trir throng h9p mua c6 phieu le theo yeu cau cua khdch hang, mua sira 16i theo quy dinh cua Trung tam Ltru ky Chung khoan Viet Nam, mua lai c6 phieu theo yeu cau cua co dong theo quy dinh tai Dieu 129 cua Lust Doanh nghiep);

h Thong qua bdo cdo tai chinh hang nam TA' duqc kiem town;

i Xem xet va xir 1S, cac vi pham cua H8i d6ng quan tri, Ban Kiem sok gay thiet hai cho Cong ty va c6 (long cua C8ng ty;

j Quyet dinh to chirc lai va gial the Cong ty;

k Ltra ch9n cong ty kiem toan;

1 Quyet dinh s6 Itr9ng thanh vien cua HOi d6ng quan tri;

m Thong qua tong s6 tin thu lao cua cac thanh vien HOi d6ng quan tri va Bdo cdo tin thu lao cua H8i ang quan tri;

n Quyet dinh chia, tach, h9p nhat, sap nhap hoSc chuyen d6i Cong ty;

o Thong qua viec T6ng Giarn d6c d6ng that lam Chu tich HOi d6ng quan tri;

p Thong qua viec Cong ty hoac cac chi nhanh cua Cong ty kt ket h9p citing voi nhung nguoi dtrgc quy dinh tai khoan 1 Dieu 61 dm Dieu le nay vo7 gid tri bang hoac lon hon hai muai phan tram (20%) tong gid tri tai san cua Cong ty cluqc ghi trong bdo cdo tai chinh gan nhat duqc kiem town;

q Quyet dinh s6 phieu bieu quy6t cua mot c6 phan au dai bieu guy& (neu c6);

r Cdc quyen va nghia vu khdc theo quy dinh cua phdp luat va Dieu le C6ng ty

3 Co &mg khong duqc tham giab6 phieu trong cac tracing h9p sau day:

a Thong qua cac hop dong quy dinh tai khoan 2 Dieu 24 cua Dieu le nay khi c6 d6ng d6 hoSc ngtriyi c6 lien quan toi c6 dong d6 IA mot ben cua h9p d6ng;

b Viec mua lai c6 phan cua co Tong do hoSc cua nguai c6 lien quan toi c6 dong dO trir truong hop viec mua lai c6 phan duce thtrc hien theo ty le sa hUu cua tat ca cac c6 clang hoac viec mua lai dugc thtrc hien th8ng qua khop lenh hoac chao mua cong khai tren So Giao Bich Chimg khodn

4 Tat ca cac nghi guy& va cac van de da duqc dua vac) chuong trinh hop phai cluvc dua ra thao Juan va bieu quyet tai Dai h8i (fang c6 (long

Dieu 25 Trieu tap hop Dai hei d6ng c8 Mug

1 S6 lugng, thai gian, dia diem h9p:

a Dai 116i dong c6 dong hop thuang nien mOi nam mot (01) ran Ngoai ra, Dai h6i d6ng c6 dong có the hop bat thuang Dia diem h9p Dai h6i dong c6 &mg phai tren lanh th6 Viet Nam Trueng hgp cu6c hop Dai h6i d6ng c6 clang dugc to chirc d6ng thai a nhieu dia

diem khac nhau thi dia diem hop 134i h6i dong c6 dong dugc xac dinh la not chit tea tham du

hop

b Dai h6i ding c6 Tang phai hgp thuang nien trong thaci han b6n (04) thang ice dr ngay ket thilc nam tai chinh Theo a nghi cua H6i d6ng quail tri, C6ng ty co the de nghi UBCK gia han hop Dai h6i Sing ce Tong thuang nien nhung khong qua sau (06) thang, ke tir ngay ket thilc nam tai chinh

2 'Thant quyen trieu tap hop Dail* (fang c6 dong:

H6i ang quan tri CO trach nhiem trieu tap hop Dai 116i d6ng c6 (Ring thuong nien NIA lua ch9n dia diem pha hap

H6i d6ng quan tri phai trieu tap hop bat thuang Dai h6i d'ong ce (long trong cac truang hop sau:

a H6i dong quan tri xet thay cAn thi6t vi lgi ich cua Cong ty;

b Bang can d6i ke toan nam, cac bao cao sau (06) thang hoac qty hoac bao cao kiem toan cua nam tai chinh phan anh vein chit sa ht u da bi mat mot nfra (1/2) so vai se dau kSi;

c S8 thanh vien HOi d6ng quan tri, Ban Kiem seat con lai it han se thanh vien theo quy dinh cua phap luat hoac S6 thanh vien HOi d8ng quan tri cam lai it hart hai phan ba (2/3)

se thanh vien quy dinh trong Dieu le;

d Theo yeu cAu cua ce Ching hoac nhOm co dong theo quy dinh tai diem i khoan 2 Dieu 20 dm Dieu le nay;

e Theo yeu cau cua Ban Kiem seat net Ban Kiem seat có 1S/ do tin twang rang nguai quart 1S, Cong ty vi pham nghiem trong cac trach nhiem cua h9 theo quy dinh tai Dieu

160 cua Luat Doanh nghiep hoac H6i d6ng quan tri hanh Ong hoac coy dinh hanh d6ng ngoai pham vi quyen han cua minh;

f Cac truang hgp khac theo quy dinh cua phdp luat va Dieu l'e nay

3 Trieu tap hop Dai h6i d6ng ce ging bat thuang:

a Thad han trieu tap Dai h6i dong co dong bat thu?mg la ba mtrai (30) ngay ke tir ngay se thanh vien H6i ding quan tri hoac Ban Kiem seat con lai nhu quy dinh tai diem c khoan 2 Dieu nay hoac nhan dugc yeu can quy dinh tai diem d va diem e khoan 2 Dieu nay

Truong h9p Hoi d6ng guan tri kh6ng trieu tap h9p Dai hOi d6ng c8 clang theo quy dinh thi Chu tich HOi ding guari tri va cac thanh vien HOi d8ng guan tri phai chiu trach nhiem truac phap luat va phai b6i thuting thiet hai phat sinh cho Cong ty

b Truong hop HOi d6ng guan tri khong trieu tap h9p Dai hOi dong c6 dong bat thuong theo quy dinh tai diem a khoan 3 Dieu nay thi trong thi flan ba =raj (30) ngay tiep theo, Ban Kiem soat thay the HOi ang guan tri trieu tap h9p Dai hOi d6ng co dong theo quy dinh tai Luat Doanh nghiep va Dieu le nay Truong hop Ban Kiem soar khong trieu tap h9p Dai hOi d6ng co (long theo quy dinh thi Ban Kiem soat phai chiu trach nhiem truac phap luat

va b6i thuong thiet hai Oat sinh cho Cong ty

c Throng hop Ban Kiem soat kh8ng trieu tap h9p Dai hOi di5ng c6 (long theo quy dinh tai diem b khoan 3 Dieu nay thi co clang, nhom co dong quy dinh tai diem i khoan 2 Dieu

20 cila Dieu le nay có quy6n dai dien Cong ty trieu tap h9p Dai hOi dong c6 dong theo quy dinh tai Luat Doanh nghiep va Dieu le nay

d Tat ca chi phi trieu tap va tien hanh hop Dai hOi don c6 dong theo cac diem a, b

va c khoan 3 Dieu nay se (bac Cong ty hoan lai Chi phi nay kh6ng bao g'om nhang chi phi

do c6 (Jong chi tieu khi tham du Dai hOi d6ng c6 dong, ice ca chi phi an 6 va di lai

e Trong cac tru6ng hop khac, nett HOi d6ng guan tri khong trieu tap h9p Dai hOi d6ng c6 Tong bat thuong thi Ban Kiem soat thay the HOi dOng guan tri trieu tap h9p Truong h9p Ban Kiem soat khong trieu tap hop bat thuong Dai hOi d8ng c8 dong theo quy dinh, co (long hoac nhom c6 Tong quy dinh tai diem i khoan 2 Dieu 20 cila Dieu le nay c6 quy6n dai dien Cong ty trieu tap h9p Dai hOi d6ng co dong theo quy dinh tai Lust Doanh nghiep VA Dieu

le nay

Truong hop HOi dong guar.' tri khong trieu tap hop DO hOi ding c6 Tong theo quy dinh thi Chu tich HOi d6ng quail tri va cac thanh vien HOi di5ng guan tri phai chiu trach nhiem truck phap 141 va phai b6i thuong thiet hai phat sinh cho Cong ty Twang h9p Ban Kiem soat khong trieu tap hop Dai hqi dong c6 Tong theo quy dinh thi Ban Kiem soar phai chiu trach nhiem truoc phap luat va b8i thuong thiet hai pilaf sinh cho Cong ty

4 Nguai trieu tap h9p Dai hOi diing c'8 Tong phai thgc hien nhang nhiem vu sau day:

a Lap danh sach c6 'Tong co guy'en du hop Dai hOi ding co (long khi co quy6t dinh trieu tap h9p Danh sach co nig co guyen du h9p Dai hOi dong c6 dong &lac lap kh6ng sam han mtrai lam (15) ngay tnrac ngay giri giay mai h9p Dai hOi d6ng co (long

Danh sach c6 (long co quy6n du hop Dai hOi ding c6' dong phai co h9, ten, dia chi thuong tru, qu6c tich, s6 The can cuac cong dan/Giay chimg minh nhan dan/HO chieu hoac chimg thuc ca nhan hop phap khac dm di (long la ca nhan; ten, ma s'8 doanh nghiep hoac s6 quye't dinh thanh lap, dia chi tru so chinh caa co dong la to chirc; so luong co phan timg loai

b Cung cap thong tin va giai guy& khieu nai lien quan den danh sach c6 (long;

c Lap clurang trinh va nOi dung cuOc h9p, chuan bi cac tai lieu lien quan den not dung cuOc hop phi hop vii cac quy dinh cua Cong ty va phap luat hien hanh;

d Dkr thao nghi quy'et cua Dai hOi d6ng c6 dong theo nOi dung du kien cua cuOc hop; danh sach va thong tin chi tiet cua cac img cir vien trong trtrang hop bau thanh vien 116i ang quan tri, Kiem soat via;

e Xac dinh tiled gian va dia diem cu6c h9p;

f Giri thong bao mai h9p den timg c6 clang c6 quyen du hop theo quy dinh sau: (f.1) Ngtreyi trieu tap hop Dai hOi ding c6 (long phai giri th6ng bao mai hop den tat ca cac co (tong trong Danh sach c6 dong c6 quyen di; h9p cham nhat mubi (10) ngay trixac ngay khai mac h9p Dai hOi den; c6 'Jong Thong bao mai hop phai c6 ten, dia chi till so chinh, ma s6 doanh nghiep; ten, dia chi thuang tru cua c6 &Mg, then gian, dia diem h9p va nhang you cau khac d6i vOi nguOi dg hop Thong bdo dirge giri bang phtrcmg thirc bao dam den duce dia chi li8n lac cua c6 &Mg, d6ng thai clang tren Website cua Cong ty va COng ty phai thiyc hien cong b6 thong tin lien quan den viec hop Dai h6i d6ng c6 dong tren trang thong tin dien tir cua UBCK, Giao dich Chimg khoan theo quy dinh cua Phap luat ve chirng khoan va thi trixang chimg khodn

(f.2) Thong bao mai hop phai dugc giri kern theo cac tai lieu sau day:

+ Chuang trinh h9p, cac tai lieu sir &gig trong cuOc hop va du thao nghi quy& d6i vOi tirng van de trong chirang trinh hop;

• Phieu Bleu quyet;

• Mau chi dinh dai dien theo fly quyen dkr hop

(f.3) Viec giri tai lieu hop theo thong bao mai hop quy dinh tai mix (f.2) diem f khoan 4 Dieu nay c6 the thay the bang clang tai len Website cua COng ty Trutmg hop nay, thong bao mai h9p phai ghi rO nai, cach thirc tai tai lieu va Cong ty phai giri tai lieu 119p cho c6 dong neu c'6 dong you cau

g Thtrc hien cac ding viec khac phix vu cu6c hop

Di4u 26 Clurung trinh va not dung hQp 03i h'Qi ding c6 thing

1 Dai h6i d6ng c6 dong thuang nien thao luan va thong qua cac van de sau:

a Ke hoach kinh doanh hang nam cua C6ng ty;

b Bao cao tai chinh hang nam da dugc ki6m town;

c Bao cdo cua H6i dOng quan tri ve quan tri va ket qua hoat dOng cua H6i d6ng quan tri va tong thanh vien HOi dong quail tri;

d Bao cao cua Ban Kiem soat ve ket qua kinh doanh cua Cong ty, ve ket qua hoat dOng cua I-10i d6ng quan tri, Ban TOng Giant d6c;

e Bao cao to danh gia ket qua hog Ong dm Ban Kiem soat va cua tong Kiem soat vien;

f Mire co tirc dOi voi m61 c6 phan cua tirng loai;

g TOng mirc thu lao tra cho Hoi dOng quan tri, Ban Kiem soat;

h Cac van de khac phu hgp vo•i quy dinh cua phap lust hi8n hanh va Dieu 18 nay

2 Nguoi tri8u tap hop Dai hOi dong c6 dong phai chuAn bi chuong trinh va not dung cuOc h9p

3 Co dong hoac nhom co dong quy dinh tai diem i khoan 2 Dieu 20 dm Dieu 18 nay

CO quyen kien nghi van a dua vao chuong trinh h9p Dai hOi dOng co &mg Kien nghi phai bang van ban va giri den Cong ty cham nhAt ba (03) ngay lam vi8c truck ngay khai mac Dai hOi citing c6 dong Kien nghi phai ghi rO ten co dong, se) luong timg loai co phAn cua CO dong hoac thong tin ttrong dtrong, van a kien nghi dua vao chuong trinh hop

4 Ngued tri8u tap hop Dai hOi dOng co Tong c6 quyen tir chOi nhung kien nghi quy dinh tai khoan 3 Dieu nay trong cac twang hop sau:

a Kien nghi dugc giri den khong dung thai han hoac khong du, khong dung not dung; hoac

b VArt de kien nghi khong thuOc thArn quyen guy& dinh cua Dai hOi dong co dong; hoac

c Vao thai diem kien nghi, co dong va nhOm co dong khong nam giu du se) co phan pho thong nhu quy dinh tai diem i khoan 2 Dieu 20 cua Dieu 18 My; hoac

d Cac tnremg hop khac theo quy dinh dm Dieu 18 nay va phap lust hi8n hanh

5 Ngueli tri8u tap hop Dai hOi dOng c6 dong phai chap nhan va dua kien nghi quy dinh tai khoan 3 Dieu nay vao du kien chuong trinh va nOi dung cuOc h9p, trir truang hop quy dinh tai khoan 4 Dieu nay; kien nghi dugc chinh thdc b.6 sung vao chuong trinh va not dung cuOc h9p neu dugc Dai hOi ct6ng c6 dong chap thuan

Di'L 27 Thve hi?n quytn thy h9p Dai hoi dong c6 dong

1 Co Tong cO the true tiep tham du h9p, fly quyen bang van ban cho mot ng,u6i khac

du h9p hoac thong qua mot trong cac hinh thirc quy dinh tai khoan 2 Dieu nay Truang hop c6 dong la t6 chirc chua co ngtreii dai din theo uy quy6n quy dinh tai khoan 5 Dieu 22 dm Dieu

18 nay thi Ay quyen cho ng,trai khac du h9p Dai hoi dOng c6 Tong

Vic ity quyen cho ngueri dai din du h9p Dai hti dOng c6 (Ring phai lap thanh van ban

theo mau do Cong ty phat hanh Ngueri dugc uy quyen du hop Dai hei clang ca (long phai xuAt trinh van ban ity quyen khi dang kg' du h9p truck khi vao phong hop

2 Co dong &rot coi la tham du va bieu quy6t tai cuOc hop Dai hai clang ca Tong

trong tn.rong hop sau day:

a Tham du va bieu quyet true tiep tai cuec hop;

b Uy quyen cho met nguari khac tham du va bieu quyet tai cuOc hop;

c Tham du va bieu quy6t thong qua hei nghi truc tuy6n, bo phieu dien tir hoac hinh thIrc dien tir khac;

d Giri Phieu Bien quyet den cuec h9p th6ng qua giri thu, fax, thu dien

Viec tham du va bieu quy6t tai cuOc hop Dai hei clang ca clang theo quy dinh tai khoan

2 Dieu nay dugc thuc hien theo huong d'An cua Cong ty

Di'u 28 Dieu kien tien hanh h9p Dai hoi dOng co dong

1 Cuec h9p Dai hei dang ca dong dugc tien hanh khi có s6 ca dong du hop dai dien

it nhAt nam muoi mat phAn tram (51%) tang so phieu bieu quyet

2 Truang hop cuec hop lAn thir nhAt khong du dieu kien tien hanh theo quy dinh tai khoan 1 Dieu nay trong vOng ba muoi (30) phut ke tir thei diem an dinh khai mac dai hei, ngutri trieu tap hop hug' cuOc h9p Dai hei dang co dang dugc trieu tap hop ran thir hai trong thai han ba muoi (30) ngay, ke tir ngay du dinh hop lAn did nhAt Cuec hop dm Dai hei Clang

ca clang trieu tap lAn thd hai dugc tien hanh khi có se') ea' clang du h9p dai dien it nhAt ba muai

ba phAn tram (33%) tang so phieu bieu quyet

3 Trueng hop cuec hop trieu tap lAn thin hai khong du dieu kien den hanh theo quy dinh tai khoan 2 DiL nay trong yang ba muoi (30) phut k'e tir thai diem An dinh khai mac dai ngueri trieu tap hop hug' cuec hop Dai hOi clang ca dong dirge trieu tap hop lAn thin ba trong thai han hai muoi (20) ngay, ke tir ngay du dinh hop lAn thin hai Trong truarng hgp nay, cuec hop dm Dai hei dang ca dong dugc tien hanh khong phu thuec vao tang so phieu bieu

guy& cua cac ca dong du hop va cuec hop Dai hei dang co dong dugc coi la hgp le va co quyen quy& dinh tat ca cac van de du kien dugc phe chuAn tai cuec hop Dai hei dang ca dOng lAn thin nhAt

4 Chi co Dai hei dang ca dong mdi c6 quyen quy6t dinh thay d6i chuong trinh hop

da dugc giri kern theo thong bao mei h9p theo quy dinh tai diem f khoan 4 Dieu 25 cUa Dieu

le nay

Bitu 29 Tht fink tien hanh h9p Dai hiN dong co dong

1 Tnrac khi khai mac cuec h9p, phai tien hanh dang 14/ co dong du hop Dai hOi (tang c6 clang Ng,trari dang ky du hop se dugc cap The Bieu quyet va/hoac Phieu Bieu guy&

tuang ling vdri s6 vin a can bi'L quy6t trong chuong trinh h9p, ten do c6 ghi s6 dang kY, h9

va ten cua c6 dong/ho va ten ngtred dal dien theo uy quyen cua c6 &mg va s6 phieu bieu quy6t cua c6 donginguai dang 14 du hop do

2 Viec ban Chi" tga, Thu 14 va Ban Kiem phieu cua cu6c hop Dai 116i d6ng co dong dugc quy dinh nhu sau:

• a Chu tich HOi d6ng quan tri lam Chu tga cac cuQc hop do H6i d6ng quan tri trieu tap; twang hqp Chu tich ving mat hoac tam then mat kha nang lam viec thi cac thanh vien H6i d6ng quan tri con lai bau mot nguoi trong s6 ho lam Chia toa cuOc hgp theo nguyen tic da s6; truang hqp khong bau dugc ngtroi lam chi tga thi Tn.rong Ban Kiem soat dieu khien de Dai hOi d6ng c6 dOng bAu chu tga cu6c hop va ngtrei co s6 phieu bau cao nhat lam chd tga cuOc hop

Trong cac truong hgp khac, ngueri 14 ten trieu tap hgp Dai 116i d6ng c6 dong dieu khien

de Dai hOi d6ng c6 &Mg bau Chu toa cuOc hgp va ngtred c6 s6 phi6u bAn cao nhat lam Chu tga cu6c hop Chu tga khong nhat thiet phai la thanh vien H6i d6ng quan tri Throng hgp bau Chu tga, ten Chil tga dugc de dr va s6 phieu bAu cho Chu toa phai dugc cong b6;

b Chu tga ctr mot (01) hoac mot s6 ngueri lam Thu ky cuOc hop;

c 1Jai hOi d6ng c6 dong ban mot (01) hoac mot s6 ngtred vao Ban Kiem phieu theo

de nghi ciaa Chu tga cu6c hop

3 Chuang trinh va not dung hop phai dugc Dai hOi d6ng c6 dong thong qua ngay trong phien khai mac Chuong trinh phai xac dinh 1'6 va chi tiet thei gian d6i vai tirng van de trong not dung chuong trinh hop

4 Chu toa la nguesi co quyen quyet dinh ve trinh tu, thu tuc va cac sir kien phat sinh ngoai chuong trinh cua Dai h6i d6ng c6 dong

5 Chii tga c6 quyen thgc hien cac bien phdp can thiet va hgp ly de dieu khien cuOc hop mot cach c6 trat tu, dung theo chuong trinh da dugc thong qua va phan anh dugc mong mu6n cua da s6 nguefi du hop

6 Dai hOi ding c6 dong thao Juan va bleu guy& theo timg van a trong not dung chuong trinh Viec bieu quyet dugc tin hanh bang each thu The Bleu quyet/Phieu Bieu quyet tan thanh nghi quy6t, sau do thu The Bieu quyEt/Phi6u Bieu quy6t khong tan thanh, cu6i ding kiem phieu tap hqp s6 phieu bieu guy& tan thanh, khong tan thanh, khong coy kien de quyet dinh

7 Ket qua kiem phieu dugc Chu tga cong b6 ngay tnrac khi be mac cu6c hop

8 Co dong hoac nguai dugc uy quyen du hop den sau khi cuOc hgp da khai mac van dugc dang ky va co quyen tham gia bieu quy6t ngay sau khi dang xong Chu toa khong co nghia vu dimg cu6c hop a nhang ng,trai den muon dAng ky Trong twang hgp nay, hien luc

cua nhang nOi dung da &lac bi6u quyet truck dO kh6ng thay d6i

9 Ngtred trieu tap h9p Dai hOi d6ng c6 dung co quyen sau:

a Yeu cAu tAt ca nguei dp h9p chiu sir kiem tra hoac cac bien phap an ninh hop phap, h9p ly khac;

b Yeu cAu ca quan c6 tham quyen duy tri trat tir cu6c hop; trpc xuAt nhang ngtroi khong tuan thu quyen dieu hanh cua Chu t9a, coy gay r6i trat tp, ngan can tien trien binh thixeng cua cuOc hop hoac khong tuan thu cac yeu cAu ve kiem tra an ninh ra khoi cuOc h9p Dai hOi d6ng c6 Tang

10 Chu toa c6 the hoar dai hOi khi CO sir nhAt tri hoac yeu cAu cua Dai hqi d6ng c6 dOng da co du s6 nglrai clang kSi dux h9p theo quy dinh Ngoai ra, chu t9a co quyen hoan cuOc hop Dai hOi d6ng c6 d6ng da co du s6 ngtrai clang ky dp hop theo quy dinh den mot thoi diem khac hoac thay doi dia diem hop trong cac trtrong h9p sau day:

a Dia diem hop khong co du cho ng6i thuan tien cho tAt ca ngtroi dp hop;

b Cdc phtrang tien thong tin tai dia diem h9p khong bao dam cho cac c6 d6ng dir hop tham gia, thao luan va bieu quy6t;

c CO nvoi dkr hop can tra, gay r6i trat us, co nguy ca lam cho cuOc h9p khong

&roc tien hanh mOt cach cong bAng va h9p phap

Thai gian hoan thi da khong qua ba (03) ngay, ke tir ngay cuOc h9p dp dinh khai mac

11 Truing hop Chu toa hoan hoac tam dimg h9p Dai hOi d6ng c6 ding trai vii quy dinh tai khoan 10 Dieu nay, Dai hOi d6ng c6 (tong bAu mOt ng,uOii khac trong s6 nhung nguai

dp hop de thay the Chu tca dieu hanh cuOc hop cho den liac ket thdc; tAt ca cac nghi guy& dugc thong qua tai cuOc hop dO deu co hieu 1pc thi hanh

12 HOi d6ng quan tri, sau khi da xem xet mot each cAn trong, c6 th6 tien hanh cac bien phap duce HOi d6ng quan tri cho la thich hop de:

a B6 tri ch6 ng6i tai dia diem h9p Dai hOi d6ng c6 dung;

b Bao dam an toan cho moi ngtroi CO mat tai cac dia diem hop;

c Tao dieu kin cho c6 dung tham dp (hoac tiep tic tham dkr) dai hOi

HOi ding quan tri co town quyen thay d6i nhtng bien phap neu ten va ap dpng tAt ca cac bien phap neu HOi d6ng quan tri thay cAn thiet Cac bien phap ap dpng c6 the la cap giay vao cira hoac sir dung nhirng hinh thirc lua chin khdc

13 Trong truOing hop tai Dai hOi d6ng c6 Tong co ap dpng cac bien phap neu tren, 116i ding quan tri khi xac dinh dia diem dai hOi c6 the:

a Thong bdo dai hOi duac tien hanh tai dia diem ghi trong thong bao va Chu to d4i

hOi co mat tai dO ("Dia diem chinh cua dai hOi");

b 136 tri, t6 chirc de nhang c6 (long hoac ngtroi dai dien theo uy quyen cua c6 Tong khong dir hop dugc theo Dieu khoan nay hoac nhang ngtroi mu6n tham gia a dia diem khac voi dia diem chinh cua dai hOi có the d6ng thei tham du dai hOi;

Thong bao ve viec to chirc dai hOi khong can neu chi tiet nhUng bien phap to chirc theo Dieu khoan nay

14 Trong Dieu le nay (trir khi hoan canh yeu cAu khac), m9i co dong dugc coi la tham gia dai hOi O Dia diem chinh cita dai NIL

15 Hang nam Cong ty to chirc Dai hOi d6ng c6 dong it nhAt mot (01) lAn Dai hOi d6ng c6 dong thutrng nien khong dugc to chirc dtrai hinh thirc Fa's, y kien bang van ban Ditu 30 Thong qua nghi quy6t cua Dai hOi ang co (long

1 DO hOi dong c6 dong thong qua cac guy& dinh thuOc thArn quyen bAng hinh thirc bieu guy& tai cuOc h9p hoac lAy y kien bAng van ban Viec bieu guy& có the thirc hien bA.ng cach sir dung The Bieu quyet va/ho4c Phieu Bieu guy& tay theo hra than dm Chit tga Dai hOi dOi voi timg nOi dung bieu quye't

2 Cong ty co the sir dung rang rai tong nghe thong tin trong viec bieu quy6t, bao g6m bieu guy& yang mat thong qua he th6ng dien tir dugc bao mat, bieu guy& qua internet hoc qua dien thoai de tao dieu kien thuan lgi cho cac c6 dong tham gia du h9p Dai hOi diing c6 dong

3 Nghi guy& cita Dai hOi dong c6 dong v'e cac van de sau day phai dugc thong qua bAng hinh thirc bieu quyet tai cuOc h9p Dai hOi d6ng c6 Tang:

a Sira d6i, b6 sung cac nOi dung cita Dieu le Cong ty;

b Dinh Inrang phat trien Cong ty;

c Loai c6 phAn va tong so c6 phan cua tong loci;

d BAu, mien nhiem, bai nhiem thanh vien HOi d6ng quan tri va Ban Kiem sok;

e Quyet dinh dAu to hoac ban s6 tai san c6 gia tri bang hoac Ion han ba mtrai lam phAn tram (35%) tong gia tri tai san dugc ghi trong bao cao tai chinh gAn nhAt dugc kiem town cua Cong ty;

f Thong qua bao cao tai chinh hang nam da dugc kiem toan;

g T6 chirc lai, giai the Cong ty

4 Nghi quy6t v'e nOi dung sau day dirge thong qua neu dtrgc so c6 clang dai dien it nhat sau muo'i lam phAn tram (65%) tong s6 phieu bieu quyet cua tat ca c6 dong du h9p tan thanh:

a Loai ca phAn va tang so co phan cua tirng loai;

b Thay doi nganh, nghe va linh vuc kinh doanh;

c Thay doi ca cAu to chirc quan ly C6ng ty theo Dieu 134 dm LuAt Doanh nghiep;

d Du an dAu to hoAc ban tai san co gid tri bAng hoAc Ion hcm ba muo•i lam phAn tram (35%) tong gid tri tai san dugc ghi trong bao cao tai chinh gan nhat dugc ki6m toan ciia Cong Ty;

e T6 chirc lai, gidi the Cong ty

5 Cdc nghi quy& ve nai dung khdc duce Dai hei dong ea dOng th6ng qua khi dugc

se co (long dai dien cho it nhA't nam muo•i met phAn tram (51%) tang so phiL bi6u quye't caa tat ca co dOng du h9p tan thanh, trir trtrong h9p quy dinh tai khoan 4 va khodn 6 Dieu nay

6 Viec bieu quy6t bAu thanh vien Hoi dong quart tri va Ban Kiem sodt phdi thirc hien theo phtrang thirc bAu den phieu, theo do moi ca dong CO tang so phieu bieu quy'et tucmg ling voi tong se co phAn so' huu nhAn vai so thanh vien dirge bAu cua Hei dong quan tri hoAc Ban Kiem scat va co dong co quy6n den het hoAc met phAn tang so phieu bAu cua minh cho met hoAc met se ling cir vien Ngtroi Ming cir thanh vien Wei ding quan tri hoAc Kiem soat vien dugc xdc dinh theo so phieu bAu tinh tir cao xuang thAp, bat d'au tir Ong cir vien co so phieu bAu cao nhAt cho den khi du se thanh vien quy dinh tai Dieu le nay Trtrang hgp co tix hai (02) Ong cir vien tro• len dat cling se) phieu bau nhtr nhau cho thanh vien cuai ding ccia Hei dong quart tri hoAc Ban Kiem sodt thi se tien hanh bAu lai trong so cdc img cir vien co so phieu bAu ngang nhau hoAc lua ch9n theo tieu chi quy the bAu cir tai cuec hop Dai hei dong

co dong cua Cong ty

7 Trugng hgp thong qua nghi quy& dual hinh thirc tAy y kien bang van ban thi nghi quy6t cua Dai hei dong co dong dugc thong qua n'L dugc se ca Tong dai dien it nhAt na.'m rnuai mat phAn tram (51%) tang so phieu bieu quy& tan thanh Viec lAy y kien ca dong bang van ban a thong qua nghi quy6t cila Dai hei ding ce clang thuc hien theo quy dinh tai Dieu

31 dm Dieu le nay

8 Nghi quye't cua Dai hei dong co (long phai dugc th6ng bdo den co dong co quy6n

du h9p Dai hei &mg co dong trong thei han mugi lam (15) ngdy, ke tix ngdy nghi quy6t dugc thong qua Viec giri nghi quy& co the thay the bAng viec clang tai len Website cua Cong ty

Ditu 31 Thin' cluy'L va the fink Fly y kien et) thing bing van ban a thong qua nghi quyet cua Dai hOi d6ng co (long

ThAm quyen va the thirc lAy y kien ce dong bAng van ban a thong qua nghi quy& cilia

Dai hei dong ce (Ring dugc thirc hien theo quy dinh sau day:

1 Hei dong quan tri c6 quyen lAy y kien co dong bAng van ban a thong qua nghi quy6t cua Dai hei dong ce Tong khi xet thAy can thiet vi Igi ich cua C6ng ty

2 H6i d8ng quart tri phai chuAn bi phieu lAy y kien, du thao nghi guy& cua Dai h6i d8ng c8 dong, cac tai lieu giai trinh du thao nghi quyat va girl den tat ca cac co Tong co quyen

Neu guy& cham nhat mueri (10) ngay truac thai han phai gui lai phieu lAy 5, kien Vic lap

danh sach co dong giri phi6u lAy y kien thuc hien theo quy dinh tai diem a khoan 4 Dieu 25 cua Dieu le nay Yeu cAu va cach thirc gui phieu lay 3"/ kien va tai lieu kern theo thuc hien theo quy dinh tai diem f khoan 4 Dieu 25 cua Dieu le nay

3 Phieu lay j, kien phai có cac not dung cha yeu sau day:

a Ten, dia chi tru ser chinh, ma s8 va ngay cAp, nai cAp Giay phep thanh lap va hog dOng;

b Muc dich lay y kien;

c H9, ten, dia chi thuong tru, que:ic tich, so The can mac cong dan/Giay chirng minh nhan dan/H6 chieu hoac chirng thuc ca nhan hgp phap khdc cua c8 clang la ca nhan; ten,

ma se) doanh nghiep hoac s8 quyet dinh thanh lap, dia chi tru so chinh cua c8 dong la to chile hoac h9, ten, dia chi thuong tru, qu6c tich, so The can ctrac cong dan/Giay chirng minh nhan dan/HO chieu hoac chirng thuc ca nhan hgp phap khdc cua ngtroi dai dien theo ujf quyen cua

co Tong la to chirc; sS luong c6 phan cua tong loci va s6 phieu bieu quy& cua c8 (long;

d Van a can lay 3"/ kien a thong qua;

e Phtrong an Neu guy& bao g'om tan thanh, khong tan thanh va kh6ng coy kien doi voi timg van de lay j/ kien;

f Thai han phai girl ve Cong ty phieu lay y kien da dugc tra 16i;

g H9, ten, chr Icj% cua Chu tich H6i dong quan tri va ngutri dai dien theo phap luat cua Cong ty

4 Co dong co the gui phieu lay ji kien da tra lei den Cong ty theo mot trong cac hinh thirc sau day:

a Giri thu: Phieu lay 5/ kien dal dugc tra lei phai co chit kji cua co dong la ca nhan, cua ngtrai dai dien theo ny quyen hoac ngued dai dien theo phap luat cud co dong la to chirc Phieu lay jf kien gui ve Cong ty phai dugc dung trong phong bi ddn kin va khong ai duct quyen mer truac khi kiem phieu;

b Giri fax hoac thu dien tit: Phieu lay j, kien gui ve Cong ty qua fax hoac thu dien tit phai dugc giu bi mat den thai diem kiem phieu

Cac phieu lay ji ici6n giri ve Cong ty sau thai han da xdc dinh tai n6i dung phieu lay ji kien hoac da bi mo trong tnremg hop gui thu va bi ti6t 10 trong trueng h9p grid fax, thu dien tit

la kh6ng hop le Phieu lay 3"/ kien khOng dugc gui ve dugc coi la phieu khong tham gia bieu quy6t

5 HOI ding quan tri to chdc kiem phieu va lap bien ban kiem phieu duai su chimg kien dm Ban Kiem sok hoc cua co ding khong nam gift chirc wy quan ly Cong ty

Bi8n ban kiem phieu phai c6 cac n8i dung chit yeti sau day:

a Ten, dia chi tri chinh, ma s8 va ngdy cap, noi cap Giay phdp thanh ldp va hot Ong;

b Mvc Bich va cac van a can lay Y kien a thong qua nghi quyet;

bit so phieu bieu quy6t hgp l8 va so bieu quy'k khong hgp le va phtrong thin gni Neu quye't, kern theo phi lvc danh sdch c8) eking tham gia bieu quyet;

d T8ng se) phieu tan thanh, khong tan thanh va khong coy kien de)i vbi timg van a;

f H9, ten, chit 14 cua Chu tich HOi ding quan tri, ngtrOi ddi din theo phap ludt cua Cong ty, nguari giam sat kiem phieu va nguai kiem phieu

Cac thanh vien H8i ding quan tri, ngueri kiem phieu va ngtreyi giam sat kiem phieu phdi lien doi chiu trach nhie‘m ve tinh trung thuc, chinh xac cua bien ban kiem phieu; lien dai chiu trach nhi8rn ve cac thi8t hdi phat sinh tit cac quyet dinh dugc thong qua do kiem phieu IchOng trung thuc, khong chinh xae

6 Bien ban kiem phieu phai dugc giri den cac e8 citing trong thai hdri mtrai lam (15) ngay, ke tix ngay ket thirc kiem phieu Vic giri bi8n ban kiem phieu co the thay the bang vi8c dang tai len Website cua Cong ty

7 Phieu lay y kien da dugc trd leyi, bien ban kiem phieu, town van nghi guy& da dugc thOng qua va tai lieu co lien quan gin kern theo phieu lay y kien deu phai dirge luu gift tai Tri so chinh cua Cong ty

8 Nghi guy& dugc thong qua theo hinh thirc lay y kiL c6 dung bang van ban co gia tri nhtr Nghi quyet dugc thong qua tai cu8c h9p Ddi h8i dong c6 Tong

Di&I 32 Thay doi cac quytn

1 Vic thay d6i hoc huY be) cac quyen dac bit gan lien vai mot loci co phan tru dai

có hi8u hrc khi dugc c6 ding nam gia it nhat nam mtrai mot phan tram (51%) c6 phan phi thong tham du hgp thong qua ding thai dugc c6 Tong nam gift it nhat sau muoi lam phan tram (65%) quyen bieu quyet cua lo4i c6 phan tru dai not ten bieu guy& thong qua Vic to chin cuOc h9p cua cac c6 ding nam gift mot lo4i c6 phan tru dai de thong qua vi8c thay d8i quyen neu tren chi co gid tri khi co toi thieu hai (02) c8 dung (hoac ddi din theo ity quyen cua h9) va nam gift t6i thieu mot phan ba (1/3) gid tri m'Oh gid cua cac co phan lodi do da phdt hanh Tnrang h9p khong co du s6 dai Neu nhtr neu Van thi cu8c h9p dugc to elide ldi trong

vong ba mucri (30) ngay sau do va nhang ngtr6i nam giir c6 phan thu6c loai do (khOng phu thu6c vao s6 lugng ngtrori va se) c6 phan) CO mat trkrc tiep hoac thong qua dai dien dugc uSr quyen deu dugc coi la &I s6 lucmg dai bieu yeu cau Tai cac cu6c h9p cua c6 dung nam giu• co phan tru dai neu tren, nhang ngudri nam giir c6 phan thu6c loai d6 co mat trkrc tiep hoac qua nguai dai dien co the yeu can bO phieu kin M8i co phan cung loai co quyen bieu guy& ngang bang nhau tai cac cu6c hop neu ten

2 Thil tic tin hanh cac cu6c h9p rieng biet nhu vay dugc thkrc hien tuong tir vii cac quy Binh tad Dieu 28 va Dieu 30 dm Dieu re nay

3 Trir khi cac dieu khoan phat hanh c6 phan quy dinh khdc, cac quyen dac biet gan lien vii cac loai c6 phan co quyen tru dai d6i vii mot se) ho4c tat ca cac van a lien quan den viec phan phoi lgi nhuan hoac tai san cua Cong ty khong bi thay cie)i khi Cong ty phat hanh them cac c6 phan ding loai

Di'eu 33 Hi?u bye cac nghi quytt cua Dai hOi citing di (long

1 Caz nghi quyet cua Dai h6i ding c6 ding c6 hieu luc ke tir ngay dugc thong qua hoac tir thai diem hieu luc ghi tai nghi guy& do

2 Caz nghi quy6t cua Dai hOi ci6'ng c6 long dugc thong qua bori mot tram phan tram (100%) tong s6 ce) phan co quyen bien quy6t IA hop phap va c6 hieu luc ngay ca khi trinh to

va thu tuc th6ng qua nghi quy& dO khong dugc thkrc hien dung nhir quy

3 Truing hop c6 c6 ding, nhOm c6 ding yeu cAu T6a an hoac Trgng tai huy bo nghi quyet cua Dai h6i ding c6 ding theo quy dinh tai Dieu 35 cua Dieu le nay, thi cac nghi quyet dO van CO hieu luc thi hanh cho den khi T6a an, Tr9ng tai co quye't dinh Ichac, trir truing hop ap dung bien phap khan cap tam thei theo guy& dinh cua cg quan c6 tham quyen Diksu 34 Bien ban hop Dai hi5i ding co dung

1 Cu'6c hop Dad h6i (long co (long phai dugc ghi bien ban va co the ghi am hoac ghi

va ltru giu duai hinh thirc dien tir khdc vii cac not dung chu yeti theo quy dinh cua Luat Doanh nghiep Bien ban phai lap bang tieng Viet, CO the lap them bang tieng tur6c ngoai va co hieu luc phap 1Y, nhu nhau Twang hop co skr khac nhau ve not dung bien ban tieng Viet va tieng nu& ngoai thi n6i dung trong bien ban tieng Viet c6 hieu lqc ap

2 Bien ban h9p Dai h6i ding c6 (Ring phai lam xong va thong qua truck khi ket thfic cu6c h9p

3 Bien ban h9p Dai h6i ding ce, Tong phai c6 chit 14 xdc nhan cua Chu tpa va thu

ky cu6c hpp Chu tpa va thu ky cu6c hpp phai lien ddi chiu trach nhiem ve tinh trung thkrc, chinh xac cua not dung bien ban

4 Bien ban h9p Dai h6i ding c6 (long phai dugc giri den tat ca co ding trong thoi