aeruginosa PAO1-CFP biofilms 50 3.7 Introduction of NALCO 7320 into developing and mature P.. aeruginosa PAO1 biofilm removal screening 68 3.10 Antimicrobial susceptibility testing of
Trang 1AND BIOFILM FORMING ORGANISM PSEUDOMONAS AERUGINOSA
WON CHOONG YUN (B.Sc (Hons.), NUS)
A THESIS SUBMITTED FOR THE DEGREE OF MASTER OF SCIENCE
DEPARTMENT OF MICROBIOLOGY NATIONAL UNIVERSITY OF SINGAPORE
Trang 2Acknowledgements
I would like to express my heartfelt gratitude to the following people who have
made a difference in my life during the course of this study:
A/Prof Lee Yuan Kun for his invaluable guidance, constant encouragement and
patience throughout the course of this study
Dr Gamini Kumarasinghe from the Department of Laboratory Medicine, National
University Hospital, A/Prof Zhang Lian Hui from Institute of Molecular and Cell
Biology, and A/Prof Tim Tolker-Nielsen from BioCentrum-DTU, The Technical
University of Denmark, for kindly providing bacterial strains for this study
Mr Ma Xi from Nalco Company for his invaluable advice, generous assistance
and constant concern Dr Chen Hui and Mr Tim Lim, also from Nalco Company,
for their generous sharing of experiences and gracious assistance
Mr Low Chin Seng for his precious technical assistance and for being a
fatherly-figure in a laboratory setting Mdm Chew Lai Meng for her encouragement and
warm friendship
Ho Phui San, Lee Hui Cheng, Wang Shugui and especially Chow Wai Ling and
Janice Yong Jing Ying for their generous help, precious friendship and incredible
understanding when absentmindedness get the better of me Post-graduate life has
never been better without them!
Trang 3Toh Yi Er and Lee Kong Heng from Confocal Microscopy Unit, and Toh Kok Tee
from Flow Cytometry Unit for their invaluable technical assistance
My family and husband, Clement Choo, for their generous love, unwavering
support and relentless encouragement through difficult time of my life Especially
my father, for his thought-provoking discussions and tremendous help in software
improvements for this study My son for sharing his precious life with me
Trang 42.1.5.1 Natural and man-made habitats 16
2.1.5.2 Distribution of Legionella in Singapore 18
2.1.5.3 Association of Legionella with protozoa 19
2.1.5.4 Association of Legionella with biofilm 21
Trang 52.1.5.5 Interaction of Legionella with Pseudomonas spp 24
2.2.2 General characteristics of biofilm 25
2.2.4 Stages of biofilm development 27
2.2.4.1 Stage 1: Reversible attachment 27
2.2.4.2 Stage 2: Irreversible attachment 28
2.2.5 Determinants of biofilm structure 31
2.2.6 Microbial diversity of biofilms 33
2.2.7 Microbial positioning in biofilm 34
2.3.4 Water treatment in cooling towers 38
Trang 63.1.3 Maintenance of stock cultures 42
3.2.1 Growth kinetics of L pneumophila 42
3.2.2 Growth kinetics of P aeruginosa PAO1 43
3.2.3 Growth kinetics of P aeruginosa PAO1-CFP 43
3.3 Determination of the influent flow rate (Q) for continuous culture in
3.4 Optimization of labelling processes 44
3.4.1 Optimization of L pneumophila labelling with CFDA-SE 44
3.4.2 Optimization of planktonic P aeruginosa PAO1-CFP labelling
3.4.4 Optimization of P aeruginosa PAO1-CFP biofilm labelling with PI 45
3.5 P aeruginosa PAO1-CFP biofilm formation in CDC Biofilm Reactor
3.5.2 Setup of CDC Biofilm Reactor assembly 47
3.5.3 P aeruginosa PAO1-CFP biofilm formation 48
3.6 Introduction of L pneumophila into P aeruginosa PAO1-CFP biofilms 50
3.7 Introduction of NALCO 7320 into developing and mature
P aeruginosa PAO1-CFP biofilms containing L pneumophila 51
3.8 Monitoring of each organism in CBR continuous flow system 52
Trang 73.8.2.1 Sampling bulk fluid 52
3.8.3.1 Preparation of coupons intended for enumeration 53
3.8.3.2 Preparation of coupons intended for visualization by CLSM 53
3.8.4 Disaggregation by homogenization 54
3.8.5 Enumeration of each organism 55
3.8.5.1 Enumeration of P aeruginosa PAO1-CFP by culture 55
3.8.5.2 Enumeration of L pneumophila by immunofluorescence 56
3.8.6 Detection of exogenous contaminants 58
3.8.7 Visualization and image acquisition by CLSM 59
3.8.8 Application of COMSTAT image analysis software package 60
3.8.8.1 Preparation of image stacks 60
3.9 Screening for effective P aeruginosa PAO1 biofilm-removing agent 65
3.9.1 Kinetics of P aeruginosa PAO1 biofilm formation in microtiter
Trang 83.9.3 Biofilm-removing agents used 67
3.9.4 P aeruginosa PAO1 biofilm removal screening 68
3.10 Antimicrobial susceptibility testing of NALCO 7320 69
4.2 Determination of the influent flow rate (Q) for continuous culture in CDC
4.3 Optimization of labelling processes 74
4.3.1 Optimization of L pneumophila labelling with CFDA-SE 74
4.3.2 Optimization of planktonic P aeruginosa PAO1-CFP labelling
4.3.3 Optimization of P aeruginosa PAO1-CFP biofilm labelling with PI 77
4.4 Kinetics of P aeruginosa PAO1-CFP biofilm formation in CDC
4.4.1 Kinetics of biofilm formation 80
4.4.2 Structure of biofilm by image analysis 81
Trang 94.5.4 Surface-to-biovolume ratio distributions of developing and
4.5.5 Porosity distributions of developing and mature biofilms 100
4.5.6 Correlation between SBR and porosity 103
4.5.7 Correlation between legionellae adhesion and parameters of
4.5.8 Localization of L pneumophila in P aeruginosa PAO1-CFP
4.6 Screening for effective P aeruginosa PAO1 biofilm removing agent 108
4.6.1 Kinetics of P aeruginosa PAO1 biofilm formation in microtiter
4.6.2 P aeruginosa PAO1 biofilm removal screening 109
4.7.1 Kinetics of P aeruginosa PAO1 biofilm removal 111
4.7.2 Antimicrobial susceptibility testing 112
4.8 Introduction of NALCO 7320 into developing and mature P aeruginosa
PAO1-CFP biofilms containing L pneumophila 114
4.8.1 Persistence of P aeruginosa PAO1-CFP in CBR 114
4.8.2 Structure of P aeruginosa PAO1-CFP biofilms treated by NALCO
4.8.3 Persistence of L pneumophila in P aeruginosa PAO1-CFP biofilms
4.8.4 Distribution of L pneumophila in P aeruginosa PAO1-CFP biofilms
Trang 104.8.5 Bio-volume distributions of developing and mature biofilms treated
Trang 11List of Tables Table 3.1
Sampling points of 6 independent experiments for the study
of P aeruginosa PAO1-CFP biofilm formation
List of biofilm-removing agents used
Effect of treatment duration on staining and viability of L
pneumophila cells
Effect of treatment duration on staining of P aeruginosa
PAO1-CFP cells
Table showing Pearson’s correlation between Log (Number
of L pneumophila cells) and Log (Number of CFDA pixels
per µm3)
The ratio of SBR at the bottom 20% versus the top 20% of developing and mature biofilm
Comparing means of porosity over time
Table showing Pearson’s correlation between porosity and SBR
Table showing Pearson’s correlation between legionellae
adhesion to P aeruginosa PAO1-CFP biofilm (representing
the number of legionellae per coupon per 106 legionellae inoculated into CBR) and parameters of the biofilm
Efficacy of biofilm removing agents
Table showing Pearson’s correlation between bio-volume and legionellae loss
Trang 12List of Figures Figure 3.1
Schematic diagram of the CDC Biofilm Reactor assembly
Growth curve of L pneumophila cultured in BCYE broth
at 37°C with shaking at 120rpm
Growth curve of P aeruginosa PAO1 cultured in MM
liquid media at 30°C with shaking at 120rpm
Growth curve of P aeruginosa PAO1-CFP cultured in
MM liquid media at 30°C with shaking at 120rpm
Graph of Ln(OD600nm) against time (hr) plotted for the
exponential growth phase of P aeruginosa PAO1-CFP
Histograms illustrating the number of events (cells) plotted against FL1-H (representing green fluorescence of CFDA-
stained cells) for L pneumophila cells that were (A) mock
treated, or treated with CFDA-SE for (B) 20mins, (C) 30mins, or (D) 40mins
Histograms illustrating the number of events (cells) plotted against PMT4 Log (representing red fluorescence of PI-
stained cells) for P aeruginosa PAO1-CFP cells that were
(A) mock treated, or treated with 1.0mg/ml PI for (B) 5mins, (C) 10mins, or (D) 15mins
Histograms illustrating the number of events (cells) plotted against PMT4 Log (representing red fluorescence of PI-
stained cells) for P aeruginosa PAO1-CFP cells that were
(A) mock treated, or treated with 0.1mg/ml PI for (B) 5mins, (C) 10mins, (D) 15mins, or (E) 30mins
CLSM images of a 7 days old P aeruginosa PAO1-CFP biofilm and adhered L pneumophila, stained with 0.1mg/ml PI for 5mins: (A) P aeruginosa PAO1-CFP biofilm (blue fluorescence), (B) CFDA-stained L
pneumophila (green fluorescence), (C) PI-stained P
aeruginosa PAO1-CFP biofilm, and (D) overlapping
display of the above 3 images
CLSM images of a 7 days old P aeruginosa PAO1-CFP biofilm and adhered L pneumophila, stained with 0.1mg/ml PI for 15mins: (A) P aeruginosa PAO1-CFP biofilm (blue fluorescence), (B) CFDA-stained L
pneumophila (green fluorescence), (C) PI-stained P
Trang 13display of the above 3 images
CLSM images of a 7 days old P aeruginosa PAO1-CFP biofilm and adhered L pneumophila, stained with 0.1mg/ml PI for 30mins: (A) P aeruginosa PAO1-CFP biofilm (blue fluorescence), (B) CFDA-stained L
pneumophila (green fluorescence), (C) PI-stained P
aeruginosa PAO1-CFP biofilm, and (D) overlapping
display of the above 3 images
Viable cell counts of P aeruginosa PAO1-CFP biofilm
formed in CBR at 30°C with stirring at 120rpm
Bio-volume of P aeruginosa PAO1-CFP biofilm formed
in CBR at 30°C with stirring at 120rpm
Average thickness of P aeruginosa PAO1-CFP biofilm
formed in CBR at 30°C with stirring at 120rpm
Maximum thickness of P aeruginosa PAO1-CFP biofilm
formed in CBR at 30°C with stirring at 120rpm
Substratum coverage of P aeruginosa PAO1-CFP biofilm
formed in CBR at 30°C with stirring at 120rpm
Surface-to-biovolume ratio (SBR) of P aeruginosa
PAO1-CFP biofilm formed in CBR at 30°C with stirring at 120rpm
Roughness coefficient of P aeruginosa PAO1-CFP
biofilm formed in CBR at 30°C with stirring at 120rpm
Viable cell counts of planktonic P aeruginosa PAO1-CFP
in the bulk fluid of CBR at 30°C with stirring at 120rpm
CLSM image of a P aeruginosa PAO1-CFP biofilm (blue)
structure indicative of dispersion stage of biofilm
development, with adhered L pneumophila (green)
Adhesion of L pneumophila to different developmental stages of P aeruginosa PAO1-CFP biofilm
Status of L pneumophila in our continuous flow CBR
Trang 14Percentage loss of L pneumophila in developing P
aeruginosa PAO1-CFP biofilm
Percentage loss of L pneumophila in mature P aeruginosa
PAO1-CFP biofilm
Bio-volume distribution of (A) developing, and (B) mature
P aeruginosa PAO1-CFP biofilms
Surface-to-biovolume ratio (SBR) distribution of (A)
developing, and (B) mature P aeruginosa PAO1-CFP
biofilms
Porosity of P aeruginosa PAO1-CFP biofilm
Porosity distribution of (A) developing, and (B) mature P
aeruginosa PAO1-CFP biofilms
Scatterplot of porosity and SBR both obtained from all data of 6 independent experiments
CLSM images of P aeruginosa PAO1-CFP biofilm (blue) with adhered L pneumophila (green) taken on different
occasions: (A) 3hrs after legionellae introduction to developing biofilm (3-days-old), (B) 4 days after legionellae introduction to developing biofilm, (C) 3hrs after legionellae introduction to mature biofilm (7-days-old), and (D) 4 days after legionellae introduction to mature biofilm
Kinetics of P aeruginosa PAO1 biofilm formation in
microtitre plate at 30°C
Highest percentage biofilm removal of various removing agents
biofilm-Kinetics of biofilm removal by NALCO 7320
Visual determination of minimum inhibitory concentration (MIC)
Determination of minimum bactericidal concentration (MBC) of NALCO 7320
Viable cell counts of P aeruginosa PAO1-CFP biofilms
Trang 15treated with NALCO 7320
Viable cell counts of planktonic P aeruginosa PAO1-CFP
in CBR treated with NALCO 7320
Bio-volume of P aeruginosa PAO1-CFP biofilm in CBR
treated with NALCO 7320
Average thickness of P aeruginosa PAO1-CFP biofilm in
CBR treated with NALCO 7320
Maximum thickness of P aeruginosa PAO1-CFP biofilm
in CBR treated with NALCO 7320
Substratum coverage of P aeruginosa PAO1-CFP biofilm
in CBR treated with NALCO 7320
Surface-to-biovolume ratio of P aeruginosa PAO1-CFP
biofilm in CBR treated with NALCO 7320
Roughness coefficient of P aeruginosa PAO1-CFP
biofilm in CBR treated with NALCO 7320
Persistence of L pneumophila in P aeruginosa
PAO1-CFP biofilms treated with NALCO 7320
Cell counts of planktonic L pneumophila in CBR treated
with NALCO 7320
Scatterplot of bio-volume and legionellae loss, obtained from 4 independent experiments
Effect of NALCO 7320 on the distribution of L
pneumophila in (A) developing, and (B) mature P
aeruginosa PAO1-CFP biofilms
Effect of NALCO 7320 on the distribution of bio-volume
in (A) developing, and (B) mature P aeruginosa
PAO1-CFP biofilms
Porosity of P aeruginosa PAO1-CFP biofilm in CBR
treated with NALCO 7320
Effect of NALCO 7320 on porosity distribution of (A) developing, and (B) mature P aeruginosa PAO1-CFP
Trang 16List of Abbreviations 3OC 12 -HSL
Hydraulic residence time Buffered charcoal yeast extract CDC biofilm reactor
5-(and-6)-carboxyfluorescein diacetate, succinimidyl ester
Colony forming unit Confocal laser scanning microscope 2,2-Dibromo-3-nitrilopropionamide Direct florescent antibody
Deionized water Extracellular polysaccharides
Minimal media + 60µg/ml gentamicin
Trang 17Paraformaldehyde Propidium iodide Parts per million Nutrient influent flow rate Correlation coefficient Revolutions per minute Surface to bio-volume ratio Sodium dodecyl sulphate Doubling time
Maximum volume of bulk fluid in CBR during continuous flow
Viable but non-culturable
Trang 18Summary
In present study, a reproducible model Pseudomonas aeruginosa PAO1-CFP
biofilm, with distinct stages of biofilm development, was established in CDC
Biofilm Reactor continuous flow system using defined minimal media at 30°C
Splitting certain data, such as bio-volume and surface-to-biovolume ratio (SBR),
into 5 sections along biofilm thickness and applying a novel method of biofilm
porosity quantification in a 3-dimensional context provided greater insights of
biofilm structures and properties Consequently, biofilm structures and
development were better described, and the first physical evidence of porous
channels within biofilm cell cluster was observed
Legionella pneumophila adhesion study revealed that legionellae adhesion to
biofilms was independent of developmental stage of the latter Instead, biofilm
structure and porosity were found to determine the amount and even localization
of legionellae adhesion to biofilm Additionally, L pneumophila persistence study
revealed that legionellae was least likely to get desorbed at bottom 60% of the
biofilms, especially at bottom 20%, and unbalanced advective transport of
legionellae towards biofilm surface commenced upon biofilm maturation, most
probably due to unbalanced cell growth
Eight commercially available biofilm-removing agents were screened using
microtitre plate assay for one with the highest efficacy Subsequently, application
of the selected biocide, NALCO 7320, (at bactericidal concentration to planktonic
P aeruginosa PAO1) to P aeruginosa PAO1-CFP biofilms yielded complete
Trang 19disinfection of developing biofilm while a resistant subpopulation was found in
the remains of mature biofilm
Porosity distribution and biofilm structural analysis suggested that NALCO 7320
caused biofilm detachment by affecting the nature of extracellular polysaccharides
(EPS) matrix that bound the microbial cells together as a microcolony, while
applying biocidal effect on P aeruginosa PAO1-CFP cells within the biofilm
Legionellae persistence in biocide-treated biofilms was found to be independent
on the stage of biofilm development and loss of biomass, but regions of the
biofilms in which legionellae best persist were detected Since EPS is a major
component in biofilm matrix, it was hypothesized to play an important role in
legionellae persistence in biocide-treated biofilms
Trang 20Chapter 1: Introduction
L pneumophila, the main species of the genus Legionella, was first recognized as
a pathogen after an outbreak of acute pneumonia, called Legionnaires’ disease that
occurred at the convention of the American Legion in Philadelphia, USA, during
1976 (Fraser et al., 1977) To date, forty eight species of Legionella have been
described, including 70 distinct serogroups (Borella et al., 2005) Approximately
half of the 48 species of legionellae have been associated with legionellosis, but it
is likely that most legionellae can cause human disease under appropriate
conditions (Fields, 1996) L pneumophila is responsible of approximately 91% of
all reported community cases of legionellosis and among the 15 serogroups of this
species, L pneumophila serogroup 1 accounts for the 84% of confirmed cases (Yu
et al., 2002)
The real number of cases of Legionnaires’ disease is unknown, although in the
USA, it is estimated that the incidence is 20 cases per million population (Borella
et al., 2005) In Europe, during the period 2003-2004, a total of 10,322 cases of
Legionnaires’ disease was reported, with national infection rates ranging from 0 to
28.7 cases per million population (Ricketts and Joseph, 2005) The mean annual
incidence rates were 0.9 (Heng et al., 1997) and 1.7 (Goh et al., 2005) per 100,000
population in Singapore, during the period 1986-1996 and 1998-2002
respectively Because of the difficulty in distinguishing Legionella associated
diseases from other forms of pneumonia and influenza, many cases are
unreported Nevertheless, the overall case-fatality rate is high especially among
Trang 21seriously immunosuppressed individuals, at 24% for the adequately treated and
80% for those without treatment (Fliermans, 1995)
Legionella associated diseases have emerged in the last half of the 20th century
because of human alteration of the environment Legionella spp is part of the
natural aquatic environment and the bacterium is capable of surviving extreme
ranges of environmental conditions (Fliermans et al., 1981) However, when
allowed to remain in their natural habitat, legionellae are rarely the causative
agents of human disease since natural freshwater environments have not been
implicated as reservoirs of legionellosis Main sources of L pneumophila are
waters from hot distribution systems and cooling towers Numerous cases of
legionellosis have been found to occur after exposure to contaminated waters in
offices, hotels, hospitals and cruise ships, among other locations (Borella et al.,
2005)
Factors leading to outbreaks or sporadic cases are not completely understood, but
certain events are considered prerequisites for infection These include the
presence of the bacterium in aquatic environment, amplification to an unknown
infectious dose and transmission via aerosol to a human host that is susceptible to
infection (Fliermans, 1995) Although amoebae are key factors in Legionella
amplification process (Fields, 1996), this pathogen is able to survive as free
organism for long periods within biofilms which are widespread in man-made
water systems Its persistence has been attributed to survival within biofilms
(Rogers and Keevil, 1992; Rogers et al., 1994) Additionally, association of
Trang 22Legionella to biofilm may explain, at least in part, why legionellae are relatively
hard to eradicate in water systems, as biofilms exhibit a marked resistance to
biocidal compounds and chlorination (LeChevallier et al., 1988) Therefore a
more extensive knowledge on biofilm-associated legionellae may lead to the most
effective control measures to prevent legionellosis
Majority of Legionella-biofilm studies employed naturally occurring microbial
biofilm communities, and failed to identify all the organisms present and their
contribution to the survival and multiplication of legionellae Additionally,
Pseudomonas aeruginosa PAO1, a wound isolate (Holloway, 1955), is generally
found in the same aquatic environments as L pneumophila (Murga et al., 2001), is
the most widely used P aeruginosa laboratory strain (Stover et al., 2000) and its
biofilm development has been well documented (Sauer et al., 2002) Therefore in
the present study, a reproducible model P aeruginosa PAO1-CFP biofilm was
established in a CDC Biofilm Reactor continuous flow system using defined
minimal media at 30°C Since P aeruginosa PAO1 biofilms are structurally and
dynamically complex biological systems with regulated developmental stages
(Sauer et al., 2002), it was hypothesized that legionellae interacts differently with
biofilms at different developmental stages and responds differently to biocidal
treatments while residing in biofilms at different developmental stages
To allow further insights into biofilm development, current method of quantifying
biofilm structures was improved by splitting up certain descriptive data into 5
sections along the thickness of the biofilm and a novel method of quantifying
Trang 23biofilm porosity in a 3-dimensional context was developed Using the model and
better descriptive methods of biofilm structure and porosity, it was determined if
there is any difference (in numbers and distribution pattern) in accumulation and
persistence of L pneumophila in developing and mature biofilm, and if the
structure or porosity of biofilm plays a role in the accumulation and persistence of
L pneumophila
In a bid to deepen the knowledge on the effect of biocide on
legionellae-associated to biofilms, a biocide was first selected by screening through eight
commercially available biofilm-removing agents for one with the highest efficacy
using microtitre plate assay Subsequently, the effects of the selected biocide,
NALCO 7320 (at bactericidal concentration to planktonic P aeruginosa PAO1)
on the persistence and structure of P aeruginosa PAO1-CFP biofilm, and the
persistence of biofilm-associated legionellae were characterized
Trang 24Chapter 2: Literature Review
2.1 Legionella
2.1.1 Introduction to Legionella
The terror of the unknown is seldom better displayed than by the response of a
population to the appearance of an epidemic, particularly when the epidemic
strikes without apparent cause Between July 22 and August 3, 1976, there was a
remarkable incidence of febrile respiratory disease among persons who had
attended the American Legion Convention in Philadelphia from July 21 to 24
“Legionnaires’ disease” (LD) is the term used to describe the illness that occurred
among persons attending the convention (Fraser et al., 1977)
The etiologic agent of LD was first isolated in guinea pigs from lung specimens
collected on autopsy and subsequently, serologic evidence for the etiological role
of the bacterium, designated L pneumophila subsp pneumophila, was obtained by
indirect fluorescent antibody staining (McDade et al., 1977) In fact, the first
strains of Legionella were already isolated in guinea pigs by using procedures for
the isolation of Rickettsia by Tatlock in 1943 (McDade et al., 1979)
2.1.2 General characteristics of Legionella
Members of the genus Legionella are faintly staining Gram-negative, aerobic rods
or filaments (usually found after growth in enriched laboratory media), 0.3-0.9µm
in width and 2-20µm or more in length (Brenner et al., 1985) They are neither
encapsulated nor acid-fast; they do not form endospores or microcysts (Brenner et
al., 1985) They are chemoorganotrophic, where amino acids are utilized as
Trang 25carbon and energy sources, while carbohydrates are neither fermented nor
oxidized (Tesh and Miller, 1981) Furthermore, they are nutritiously fastidious
where L-cysteine-HCL is absolutely necessary for their growth and iron salts in
the medium enhance their growth (Feeley et al., 1978)
The cell wall is made up of two three-layered unit membranes (Brenner et al.,
1985) and is predominated by branched chain fatty acids (Fisher-Hoch et al.,
1979) The fatty acid composition of the cell wall varies among the different
species belonging to the genus Legionella, thus fatty acid analysis is useful for the
differentiation of Legionella species (Diogo et al., 1999) In addition, the cellular
fatty acid composition of the bacteria is found to be similar to that of known
thermophilic bacteria (Fliermans, 1995) Therefore, it is not surprising to see
Legionella associated with thermally elevated habitats (Verissimo et al., 1991)
Various L pneumophila strains and isolates of species other than L pneumophila
are able to produce flagella (Heuner et al., 1995), which are later shown to be a
positive predictor for virulence in Legionella (Bosshardt et al., 1997) Ott et al
(1991) demonstrated that the expression of the gene flaA, encoding the flagella
subunit, is temperature-dependent Further studies in the same laboratory revealed
that the expression of flaA is also influenced by the growth phase, the viscosity
and the osmolarity of the medium, and by amino acids (Heuner et al., 1999)
Similar to a number of other Gram-negative bacteria, Legionella is able to enter a
viable but non-culturable (VBNC) state under low-nutrient conditions (Hussong et
Trang 26al., 1987) Also, the loss of culturability appeared to be accelerated at higher
temperature of 37°C, as compared to 4°C (Hussong et al., 1987) Many
procedures to reactivate VBNC legionellae have failed, with the exception of the
passage through Acanthamoeba castellani (Steinert et al., 1997) Both
amoeba-reactivated cells and plate-grown L pneumophila cells had the same capacity for
intracellular survival in human monocytes and intraperitoneally infected guinea
pigs, which is considered a parameter for virulence However, reactivation of
VBNC cells was not observed in the animal model Although there is a correlation
of Legionella infection of amoeba, human cell lines and animal models, it cannot
be excluded that VBNC forms are virulent for human
2.1.3 Taxonomy of Legionella
The family Legionellaceae consists of the single genus Legionella (Fields et al.,
2002) At least 48 species comprising 70 serogroups have been distinguished
(Fields et al., 2002; Borella et al., 2005) Legionella pneumophila consists of 15
serogroups, of which serogroup 1 is the most common, followed by serogroups 4
and 6 (Den Boer and Yzerman, 2004) The number of species and serogroups of
legionellae continues to increase Phylogenetically, the nearest relative to the
Legionellaceae is Coxiella burnetti, the etiologic agent of Q fever (Adeleke et al.,
1996 and Swanson and Hammer, 2000) These organisms have similar
intracellular lifestyles and may utilize common genes to infect their host
Some legionellae cannot be grown on routine Legionella media and has been
termed Legionella-like amoebal pathogens (LLAPs; Adeleke et al., 1996) LLAP
Trang 27was first recovered and isolated from the sputum of a patient with pneumonia by
cocultivating with its host amoebae (Fry et al., 1991) Additional LLAP strains
may be human pathogens as well, but proving this is difficult because they cannot
be detected by conventional techniques used for legionellae (Fields et al., 2002)
2.1.4 Legionella and Diseases
2.1.4.1 Clinical presentation
Diseases caused by Legionella are collectively termed legionellosis Legionellosis
classically presents as two distinct clinical entities, Legionnaires’ disease (LD;
Fraser et al., 1977), a severe multisystem disease involving pneumonia, and
Pontiac fever (PF; Glick et al., 1978), a self-limited flu-like illness
Features of LD include fever, non-productive cough, headache, myalgias, rigors,
dyspnea, diarrohea and delirium (Tsai et al., 1979) Histological reports describe
intra- and extracellular bacteria in phagocytes, fibroblasts and epithelial cells
(Fields, 1996) Chest X-rays often show evidence of pneumonia, but it is
impossible to distinguish LD from other types of pneumonia on the basis of
symptoms alone (Edelstein, 1993) As a result, many cases go probably
unreported This assumption is supported by serologic surveys which show that
many persons in an apparently healthy population have antibodies against
legionellae (Paszko-Kolva et al., 1993)
The clinically distinct self-limited and non-pneumonic PF is a milder,
influenza-like form of disease (Fields et al., 1990) It usually appears on an epidemic mode
Trang 28(Tossa et al., 2006) but many persons who seroconvert to Legionella will be
entirely asymptomatic (Boshuizen et al., 2001) Because of its benignity and lack
of specificity, the occurrence of PF is often undiagnosed and is therefore even less
reported than LD
To date, there is no consensus on the duration of the incubation period, on its
clinical symptoms, nor on the causal species of Legionella Since the microbe has
never been isolated from PF patients, it has been speculated that PF is caused by
VBNC forms of Legionella (Steinert et al., 1997) Other hypotheses to explain PF
include changes in virulence factors, toxic or hypersensitivity reactions to bacteria
(Kaufmann et al., 1981) or their products; high levels of endotoxin in aerosolized
water may be responsible for clinical symptoms (Fields et al., 2001)
2.1.4.2 Diagnosis
Although Legionella species are gram-negative bacilli, they are rarely visualized
on Gram stains of clinical material (Stout et al., 2003) A Gram stain of a sputum
specimen showing polymorphonuclear leukocytes without bacteria can be a
valuable clue to Legionella infection (Muder and Yu, 2002)
Clincal specimens used for culture of Legionella species include sputum or
bronchoalveolar lavage specimens, bronchial aspirates, lung biopsy specimens and
blood (Den Boer and Yzerman, 2004) Isolation of Legionella species from a
clinical specimen on selective media provides a definitive diagnosis Buffered
charcoal yeast extract agar that contains antibiotics to suppress commensal flora is
Trang 29commercially available However, certain media formulations that are selective
for L pneumophila may inhibit growth of other Legionella species (Muder and
Yu, 2002) Preheating steps and acid washing procedures were developed to
reduce overgrowth by other microorganisms, thus serve as additional means of
increasing the sensitivity of sputum culture (Den Boer and Yzerman, 2004)
Species-specific DFA testing is more often applied directly to clinical specimens
(Stout et al., 2003) Since the sensitivity of the DFA stain is much lower than for
culture (range, 25 to 75%), it was suggested that this test should not be performed
routinely (Edelstein, 1993) It should be noted that the sensitivity and specificity
of DFA testing of clinical specimens is not precisely known for species other than
L pneumophila (Muder and Yu, 2002)
The commercially available Legionella urinary antigen test reliably detects only
infection due to L pneumophila serogroup 1 Urinary antigen test results are
occasionally positive in cases of disease due to other Legionella species, but the
sensitivity is low; consequently, a negative test result is of little value in excluding
Legionella infection (Muder and Yu, 2002) Potentially, PCR could detect all
known Legionella species However, so far the sensitivity of the test varies from
11 to 100% and many publications report specificities of lower than 99% (Den
Boer and Yzerman, 2004)
At present, optimal sensitivity for diagnosis of LD will be achieved by using a
combination of culture, serological investigation and urinary antigen detection
Trang 30(Den Boer and Yzerman, 2004) After reviewing the diagnostic methods of LD,
Den Boer and Yzerman (2004) postulated that easy-to-perform PCR test with high
sensitivity and a specificity of above 99% may become accepted as new gold
standard for diagnosis of LD in the future On the contrary, the sensitivity and
specificity of detecting seroconversion to Legionella species other than L
pneumophila is still uncertain While seroconversion alone can be used for the
diagnosis of infection due to other species, such diagnoses should be regarded as
presumptive unless there are supporting microbiologic or epidemiologic data
(Muder and Yu, 2002)
2.1.4.3 Epidemiology
Studies have estimated that between 8,000 and 18,000 persons are hospitalized
with legionellosis annually in the United States (Marston et al., 1997) Failure to
utilize available diagnostic tools may result in the mistaken impression that
Legionella infections are not occurring in a hospital or a community For
Legionella infections in particular, national extrapolations are potentially
misleading because of the critical importance of local microenvironment
As summarized by Fliermans (1995), the overall case-fatality rate is high Among
previously healthy individuals, 7-9% die when treated with erythromycin, while
25% die when hospitalized but not treated with appropriate antibiotics Among
seriously immunosuppressed individuals, the mortality rate is 24% for the
adequately treated and 80% for those without treatment
Trang 31In the same study carried out by Marston et al (1997) involving patients with
community-acquired pneumonia requiring hospitalization, Legionella spp was
found to be responsible for 2–5% of the cases studied In the USA, 91% of
isolates from Legionnaires’ disease patients are typed as Legionella pneumophila
serogroup 1 (Marston et al., 1997) This is in contrast to the situation in Australia
and New Zealand, where 30% of the cases of Legionnaires’ disease are caused by
Legionella longbeachae (Yu et al., 2002)
In an international collaborative study conducted by Yu et al (2002), community
acquired LD is dominated by L pneumophila serogroup 1 (84.2% of all isolates)
Species other than L pneumophila were rare: L longbeachae (3.9%) and L
bozemanii (2.4%) accounted for most of the nonpneumophila cases L micdadei,
L feeleii, L dumoffii, L wadsworthii and L anisa combined accounted for 2.2%
of the remaining cases Hospital-acquired pneumonia have also involved
serogroups other than L pneumophila serogroup 1 (especially serogroups 4 and 6)
and Legionella species other than L pneumophila, especially L micdadei, L
dumoffii and L bozemanii (Fang et al., 1989) Nevertheless, L pneumophila
serogroup 1 is still the dominant cause of legionellosis
Epidemiological studies indicate that Legionella is an opportunistic pathogen,
with elderly and immuno-compromised patients being most susceptible
(Fliermans, 1996) Other risk factors for the disease include smoking, male sex,
chronic lung disease, hematologic malignancies, end-stage renal disease, lung
cancer, immunosuppresion and diabetes (Marston et al., 1994) Differences in host
Trang 32susceptibility and bacterial virulence make it difficult to clearly define an
infectious dose (Steinert et al., 2002)
The best-documented route for transmission of infection is the generation of an
infective aerosol from a Legionella contaminated water source (Winn, 1999)
Aspiration of contaminated potable water is another probable mechanism for
infection of the lower respiratory tract (Blatt et al., 1993) Entry through the
gastrointestinal tract has been suggested to explain abdominal infections, although
this portal of entry has not been proved Direct entry of bacteria into flesh wound
may also cause nosocomial Legionella infection (Winn, 1999) There has been no
evidence of human-to-human transmission or documented laboratory infections
2.1.4.4 Epidemiology in Singapore
To find out if the disease occurs in Singapore, legionellosis was made
administratively notifiable in 1985 and legally notifiable in 2000, to the
Quarantine and Epidemiology Department, Ministry of the Environment The first
local case of LD, a 27 year old Chinese male plumber, was admitted to Toa Payoh
Hospital on 4th February, 1986 (Lim et al., 1986) Clinical suspicion of LD was
confirmed by the presence of serum antibody to L pneumophila (titre 1:512) by
an indirect fluorescent antibody test and it is not known where the patient acquired
the illness from
In an attempt to determine the level of antibodies to L pneumophila serogroups 1
to 4 in 150 young normal adults who are blood bank donors, Nadarajah et al
Trang 33(1987) discovered a 20% overall prevalence of antibodies to L pneumophila in
the normal population studied In addition, a national serologic survey of the
general population conducted in 1993 showed a prevalence of 10.3% in those
below 20 years of age and 21.9% in those 20 years of age and above (Heng et al.,
1997) These results suggest that L pneumophila is wide spread in the
environment in Singapore, which is confirmed by a surveillance of Legionella
bacteria in various artificial water systems (Heng et al., 1997) Despite the
ubiquitous distribution of Legionella in artificial water systems in Singapore and
high prevalence of sero-converted individuals, there has been no clustering of
cases by person and place and no common source outbreak linked to any artificial
water system since the disease was made notifiable in 1985 Goh et al (2005)
suggested that the absence of outbreak was due to the low prevalence of the highly
pathogenic Pontiac subtype of L pneumophila locally or low Legionella counts in
the cooling towers and other water systems here (only one fifth with Legionella
colony count above 10 colony-forming units (CFU) /ml)
During the period 1986 to 1996, a total of 258 sporadic cases of
community-acquired legionellosis was reported, giving a mean annual morbidity rate of 0.9
per 100,000 population (Heng et al., 1997) However, a total of 273 cases,
including 37 imported cases, were reported during the period 1998-2002, giving a
mean annual incidence rate of 1.7 per 100,000 population (Goh et al., 2005)
These are lower than that of the USA (20 per 100,000 population per year; Borella
et al., 2005) and Scotland (5.1 per 100,000 population), and comparable to that of
Denmark (1.8 per 100,000 population), Germany (1.6 per 100,000 population) and
Trang 34England and Wales (0.2 per 100,000 population; Heng et al., 1997) In both
studies conducted in Singapore, cases were reported predominantly among males,
ethnic Indians, the elderly and those with concurrent medical conditions The
overall case-fatality rate was 14.7% for the period 1986-1996 (Heng et al., 1997)
and 5.5% for 1998-2002 (Goh et al., 2005)
Legionella pneumonia accounted for 2% to 7% of the community-acquired
pneumonia among hospitalized patients in Singapore (Ong and Eng, 1995) The
incidence of community-acquired pneumonia due to legionellosis in USA is 2-5%
(Marston et al., 1997), in Italy is 5.9% (Montagna et al., 2006) and in Brazil is
5.1% (Chedid et al., 2005) Thus in most countries, it is less than 10%
2.1.4.5 Treatment
In order to administer accurate treatment to patients with Legionnaires’ disease,
correct diagnosis is critical Unfortunately, it is not possible to clinically
distinguish patients with Legionnaires’ disease from patients with other types of
pneumonia (Edelstein, 1993) Furthermore, delay in starting appropriate therapy
has been associated with increased mortality (Heath et al., 1996) Thus, Bartlett et
al (2000) proposed that empirical therapy for persons hospitalized with
community-acquired pneumonia should include coverage for Legionnaires’
disease
Historically, erythromycin has been the drug of choice for Legionnaires’ disease
(Fields et al., 2002) In vitro data suggest that azithromycin and many
Trang 35fluoroquinolone agents have superior activity against Legionella spp
Additionally, these agents have fewer side effects than erythromycin (Edelstein,
1998) Since azithromycin and levofloxacin has been licensed by the Food and
Drug Admininstration for the treatment of Legionnaires’ disease, thus they are
preferred over erythromycin (Fields et al., 2002)
2.1.5 Ecology of Legionella
2.1.5.1 Natural and man-made habitats
Water is the major reservoir for legionellae and the bacteria are found in
freshwater environments worldwide (Fliermans et al., 1981) Legionellae have
been detected in as many as 40% of freshwater environments by culture and in up
to 80% of freshwater sites by PCR (Fields, 2002) Furthermore, Legionella has
been shown to survive in marine waters (Heller et al., 1998) and even ocean
waters receiving treated sewage have been found to contain Legionella species
(Palmer et al., 1993) In contrast with the aquatic environment, L longbeachae is
a frequent isolate from potting soil (Steele et al., 1990) This species is the leading
cause of legionellosis in Australia and occurs in gardeners and those exposed to
commercial potting soil (Ruehlemann and Crawford, 1996)
L pneumophila multiplies at temperatures between 25ºC and 42ºC, with an
optimal growth temperature of 35ºC (Katz and Hammel, 1987) However, in
nature or in association with algae, the optimum growth temperature of Legionella
spp may be 45°C or higher (Fliermans et al., 1981) Most cases of legionellosis
can be traced to human-made aquatic environments where the water temperature
Trang 36is higher than ambient temperature (Fields et al., 2002) Thermally altered aquatic
environments can shift the balance between protozoa and bacteria, resulting in
rapid multiplication of legionellae, which can translate into human disease
Legionellosis is a disease that has emerged in the last half of the 20th century
because of human alteration of the environment Left in their natural state,
legionellae would be an extremely rare cause of human disease, as natural
freshwater environments have not been implicated as reservoirs of outbreaks of
legionellosis Furthermore, the population densities of Legionella spp in
freshwater are extremely low and at the highest densities measured Legionella
spp account for less than 1% of the total bacterial population (Fliermans et al.,
1981)
Human infection occurs exclusively by inhalation of contaminated aerosols which
can be produced by air conditioning systems, cooling towers, whirlpools, spas,
fountains, ice machines, vegetable misters, dental devices and even shower heads
(Atlas, 1999) In addition, the presence of dead-end loops, stagnation in plumbing
systems and periods of non-use or construction have been shown to be technical
risk factors (Ciesielski et al., 1984; Atlas, 1999) Also, the material of the piping
system has been shown to influence the occurrence of high bacterial
concentrations In this respect, the use of copper as plumbing material may help to
minimize the risk of legionellosis whereas plastic materials support high numbers
of L pneumophila (Rogers et al., 1994)
Trang 372.1.5.2 Distribution of Legionella in Singapore
The first L pneumophila was isolated from hospital cooling towers in Singapore
(Nadarajah and Goh, 1986) Subsequently, Meers et al (1989) took 87 water
samples from 48 cooling-towers on 15 sites and isolated 19 strains of Legionella
from 7 of the sites All of the isolates are known to cause legionellosis (Yu et al.,
2002) 53% of the isolates belong to L pneumophila serogroup 1, which is the
dominant causal agent for both community- and hospital-acquired legionellosis
(Fang et al., 1989; Yu et al., 2002)
For the period of 1991 to 1996, the overall isolation rate of Legionella bacteria
was 36% (1107 positive samples / 3095 samples taken) for cooling towers, 33%
(2/6) for public showers, 29% (30/103) for indoor decorative fountains, 15%
(10/68) for outdoor decorative fountains, 15% (4/26) for outdoor man-made
decorative waterfalls and 2% (1/48) for spa pools (Heng et al., 1997) The
isolation rate was not correlated with rainfall The majority of the isolates (85.6%)
belonged to L pneumophila while 46.9% belonged to serogroup 1
Based on the samples collected during epidemiologic investigations in the period
of 1998 to 2002, Legionella bacteria were isolated from 550 (59.6%) of 923
cooling towers, 41 (38.3%) of 107 water fountains, 6 (16.2%) of 37 mist fans and
23 (23.7%) of 97 water taps/shower heads (Goh et al., 2005) Of 188 Legionella
bacteria isolated from cooling towers, L pneumophila was found to be the
predominant species (65.4%) while 50.4% belonged to serogroup 1 The
non-pneumophila isolates are known to cause legionellosis (Yu et al., 2002) and they
Trang 38were L bozemanii (14.9%), L anisa (6.4%) and L dumoffii (1.6%) Legionella
bacteria count was also found to be generally low, with 39 (20.7%) cooling towers
exceeding 10 CFU/ml
2.1.5.3 Association of Legionella with protozoa
A universal trait of legionellae and LLAP organisms is their intracellular
existence These bacteria are capable of infecting and multiplying within a variety
of mammalian and protozoan cell lines (Fields, 1996) Most of these studies were
conducted with L pneumophila, primarily because this species is responsible for
the majority of legionellosis (Marston, 1994) It appears that L pneumophila may
also have the most extensive host range of legionellae (Fields, 1996)
Protozoa do not only provide nutrients for the intracellular legionellae, but also
represent a shelter when environmental conditions become unfavorable (Thomas
et al., 2004) Compared to in vitro grown L pneumophila, amoeba-grown bacteria
have been shown to be highly resistance to chemical disinfectants and to treatment
with biocides (Barker et al., 1992) Particularly inside Acanthamoeba cysts, the
bacteria are able to survive high temperatures, disinfection procedures and drying
(Rowbotham, 1986; Kilvington and Price, 1990; Winiecka-Krusnell and Linder,
1999) Furthermore, cooling tower amoebae containing legionellae may adapt to
biocides and may even be stimulated by biocides (Srikanth and Berk, 1993)
Legionella may also use protozoa to colonize new habitats where inhaled protozoa
represent a vehicle for effective transmission to humans (Cirillo et al., 1994) In
Trang 39addition, these vehicles of respirable size of 1-5µm containing L pneumophila are
highly resistant to biocides (Berk et al., 1998) Interestingly, the same study
showed that more intense vesicle formation has been noticed before encystations
and when the amoeba are exposed to a mixed bacterial population, corresponding
to the conditions occurring in their natural environment Interaction of Legionella
and protozoa also contributes and enhances the infection process itself (Cirillo et
al., 1994; Cirillo et al., 1999) However, the underlying mechanisms of this
phenomenon are not well elucidated yet (Steinert et al., 2002) In addition,
Brieland et al (1997) demonstrated that L pneumophila-infected amoeba were
more pathogenic than an equivalent number of bacteria or co-inoculum of the
bacteria and amoeba A passage through Acanthamoeba castellanii was found to
reactivate viable but non-culturable (VBNC) Legionella into culturable state
(Steinert et al., 1997)
While protozoa are the natural hosts of legionellae, the infection of human
phagocytic cells is opportunistic (Fields et al., 2002) Much of our understanding
of the pathogenesis of legionellae has come from an analysis of the infection
process in both protozoa and human host cells Studies contrasting the role that
virulent factors play in these two host populations allow speculation on the
bacteria’s transition from their obligatory relationship with protozoa to their
opportunistic relationship with humans
Trang 402.1.5.4 Association of Legionella with biofilm
Biofilms are the primary site of Legionella growth and persistence In natural
hydrothermal areas, Legionella spp were isolated in higher numbers from
biofilms than from water (Marrão et al., 1993) Similarly, in a man-made model
potable water system, the bacteria are more easily detected from swab samples of
biofilm than from flowing water (Rogers et al., 1994) Thus, suggesting that the
majority of the legionellae are biofilm associated Furthermore, the association of
Legionella to biofilm may explain, at least in part, why legionellae are relatively
hard to eradicate in water systems, as biofilms exhibit a marked resistance to
biocidal compounds and chlorination (LeChevallier et al., 1988)
Only a limited number of studies attempted to characterize the bacteria’s
association within these complex ecosystems (Rogers and Keevil, 1992; Walker et
al., 1993; Rogers et al., 1994; Rogers et al., 1995) Rogers and Keevil (1992)
demonstrated that legionellae occurred in microcolonies within aquatic biofilm in
the absence of amoebae, thus providing the first evidence that legionellae is able
to grow extracellularly within the biofilm Walker et al (1993) evaluated the
effect of surface materials on growth of L pneumophila using gas
chromatography-mass spectrometry analysis of genus-specific hydroxy fatty
acids, while Rogers et al (1994) evaluated the effect of temperature and surface
materials on the growth of L pneumophila Rogers et al (1995) used biofilm
models to evaluate silver efficacy against L pneumophila and this study
represents a vast improvement over previous studies, which primarily evaluated
the susceptibility of agar-grown bacteria in sterile water