Separation, extraction and concentration processes in the food, beverage and nutraceutical industries... Novel enzyme technology for food applicationsISBN 978-1-84569-132-5 The food indu
Trang 1Separation, extraction and concentration processes in the food, beverage and
nutraceutical industries
Trang 2Novel enzyme technology for food applications
(ISBN 978-1-84569-132-5)
The food industry is constantly seeking advanced technologies to produce added, nutritionally-balanced products for consumers in a sustainable fashion Since enzymes are so specific in their action, they are a useful biotechnological processing tool and by controlling the action of enzymes, innovative food ingredients and higher
value-quality food products can be produced Part one of Novel enzyme technology for food
applications covers the principles of industrial enzyme technology, including methods
to develop and tailor enzymes for food bioprocessing Part two introduces the reader
to novel applications of enzymes for the production of improved ingredients and food products.
Food processing technology (Third edition)
(ISBN 978-1-84569-216-2)
The first edition of Food processing technology was quickly adopted as the standard
text by many food science and technology courses The publication of a completely revised and updated third edition consolidates the position of this textbook as the best single-volume introduction to food manufacturing technologies available The third edition has been updated and extended to include the many developments that have taken place since the second edition was published In particular, advances in microprocessor control of equipment, ‘minimal’ processing technologies, functional foods, developments in ‘active’ or ‘intelligent’ packaging, and storage and distribution logistics are described Technologies that relate to cost savings, environmental improvement or enhanced product quality are highlighted Additionally, sections in each chapter on the impact of processing on food-borne micro-organisms are included for the first time.
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ii
Trang 3Separation, extraction and concentration processes
in the food, beverage and nutraceutical industries
Edited by Syed S H Rizvi
Oxford Cambridge Philadelphia New Delhi
Woodhead Publishing Series in Food Science, Technology and Nutrition:
Number 202
Trang 4Published by Woodhead Publishing Limited, Abington Hall, Granta Park,
Great Abington, Cambridge CB21 6AH, UK
www.woodheadpublishing.com
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iv
Trang 5Contents
Contributor contact details xiii
Woodhead Publishing Series in Food Science, Technology and Nutrition xvii
Preface xxvii
Part I Developments in food and nutraceutical separation, extraction and concentration techniques 1 Principles of supercritical fluid extraction and applications in the food, beverage and nutraceutical industries 3
Ž Knez, M Škerget and M Knez Hrnčič, University of Maribor, Slovenia 1.1 Introduction 3
1.2 Thermodynamic fundamentals 8
1.3 Cycle processes for extraction using supercritical fluids 21 1.4 Extraction of solids using SCF 26
1.5 Extraction of liquids using SCF 30
1.6 Conclusion 32
1.7 References 36
2 Principles of pressurized fluid extraction and environmental, food and agricultural applications 39
C Turner and M Waldebäck, Uppsala University, Sweden 2.1 Introduction 39
2.2 Instrumentation and principles of pressurized fluid extraction 41
2.3 Applications of pressurized fluid extraction 56
2.4 Future trends 59
2.5 Sources of further information and advice 61
2.6 Conclusions 63
2.7 References 64
Trang 6vi Contents
3 Principles of physically assisted extractions and
applications in the food, beverage and nutraceutical
industries 71
E Vorobiev, Compiègne University of Technology, France and F Chemat, University of Avignon and Pays de Vaucluse, France 3.1 Introduction 71
3.2 Pulsed electric field-assisted extractions in the food industry 72
3.3 Ohmic heating-assisted extractions in the food industry 83
3.4 Extraction assisted by high-voltage electrical discharges and applications in the food industry 86
3.5 Ultrasound-assisted extraction (UAE) in the food industry 90
3.6 Microwave-assisted extraction (MAE) in the food industry 96
3.7 Combination of physical treatments for extraction in the food industry 100
3.8 References 102
4 Advances in process chromatography and applications in the food, beverage and nutraceutical industries 109
M Ottens and S Chilamkurthi, Delft University of Technology, The Netherlands 4.1 Introduction 109
4.2 Basic principles of process chromatography 113
4.3 Applications of process chromatography in the food, beverage and nutraceutical industries 118
4.4 Recent developments in process chromatography 128
4.5 Process control in chromatography 135
4.6 Future trends 135
4.7 Conclusions 137
4.8 Sources of further information and advice 137
4.9 List of abbreviations 137
4.10 References 138
5 Novel adsorbents and approaches for nutraceutical separation 148
B W Woonton, CSIRO Food and Nutritional Sciences, Australia and G W Smithers, Food Industry Consultant, Australia 5.1 Introduction 148
5.2 Molecular imprinted polymers and applications in the nutraceutical industry 149
5.3 Organic monoliths and applications in the nutraceutical industry 153
Trang 75.4 Stimuli-responsive resins and applications in the
nutraceutical industry 159
5.5 Mesoporous molecular sieves and applications in the nutraceutical industry 163
5.6 Peptide affinity ligands and phage display methodology and applications in the nutraceutical industry 166
5.7 Membrane adsorbers, membrane chromatography and applications in the nutraceutical industry 169
5.8 Conclusions and sources of further information and advice 172
5.9 References 173
6 Advances in the effective application of membrane technologies in the food industry 180
M Pinelo, G Jonsson and A S Meyer, Technical University of Denmark, Denmark 6.1 Introduction 180
6.2 Theoretical fundamentals of membrane separation 181
6.3 Membrane technology in the dairy industry 182
6.4 Membrane technology in the fruit juice industry 185
6.5 Membrane technology for treatment of wastewater in the food industry 190
6.6 New applications of membrane technology for the food industry: concentration and fractionation of saccharides 191
6.7 Future trends 195
6.8 References 197
7 Electrodialytic phenomena, associated electromembrane technologies and applications in the food, beverage and nutraceutical industries 202
L Bazinet, A Doyen and C Roblet, Laval University, Canada 7.1 Introduction 202
7.2 Principles of electrodialytic phenomena and associated membrane technologies 203
7.3 Applications of electrodialytic phenomena and associated membrane technologies 204
7.4 Future trends 213
7.5 References 214
8 Principles of pervaporation for the recovery of aroma compounds and applications in the food and beverage industries 219
S Sahin, Middle East Technical University, Turkey 8.1 Introduction 219
8.2 Principles of pervaporation 220
8.3 Transport mechanism in pervaporation for the recovery of aroma compounds 221
Trang 8viii Contents
8.4 Selection of membranes for pervaporation in the
recovery of aroma compounds 227
8.5 Recovery of aroma compounds by pervaporation and applications in the food and beverage industries 230
8.6 Sources of further information and future trends 239
8.7 References 240
9 Advances in membrane-based concentration in the food and beverage industries: direct osmosis and membrane contactors 244
E Drioli and A Cassano, Institute on Membrane Technology, ITM-CNR, Italy 9.1 Introduction 244
9.2 Conventional technologies in the food and beverage industries 245
9.3 Direct osmosis and applications in the food and beverage industries 248
9.4 Membrane contactors and applications in the food and beverage industries 250
9.5 Conclusions 275
9.6 Nomenclature 275
9.7 References 278
10 Separation of value-added bioproducts by colloidal gas aphrons (CGA) flotation and applications in the recovery of value-added food products 284
P Jauregi and M Dermiki, The University of Reading, UK 10.1 Introduction 284
10.2 Colloidal gas aphrons (CGA) properties 285
10.3 Applications of CGA in the recovery of value-added food products 293
10.4 Feasibility of industrial application of CGA 307
10.5 Future trends 308
10.6 Sources of further information and advice 309
10.7 References 310
11 Membrane bioreactors and the production of food ingredients 314
M.-P Belleville, D Paolucci-Jeanjean and G M Rios, European Institute of Membranes, France 11.1 Introduction 314
11.2 Membrane bioreactors for the production of food ingredients 315
11.3 Applications of membrane bioreactors in food industries 322 11.4 Future trends 331
11.5 References 331
Trang 9Part II Separation technologies in the processing of particular
foods and nutraceuticals
12 Separation technologies in dairy and egg processing 341
G Gésan-Guiziou, INRA, France 12.1 Introduction 341
12.2 The dairy industry and composition of dairy products 343
12.3 Pretreatment of milk using separation techniques 347
12.4 Standardization and concentration of milk proteins in the dairy industry 351
12.5 Isolation of whole casein in the dairy industry 354
12.6 Separation techniques applied to whey and derivatives in the production of cheese 357
12.7 Fractionation of individual proteins and peptides in the dairy industry 360
12.8 Treatment of effluents and technical fluids in the dairy industry 366
12.9 Conclusions and future trends in the dairy industry 368
12.10 The egg products industry and composition of egg products 369
12.11 Concentration and stabilization of egg white and whole egg 371
12.12 Industrial extraction of egg-white proteins 371
12.13 Industrial extraction of yolk components 374
12.14 Conclusions and future trends in the egg-processing industry 375
12.15 Sources of further information and advice 376
12.16 References 377
13 Separation technologies in the processing of fruit juices 381
G Vatai, Corvinus University of Budapest, Hungary 13.1 Introduction 381
13.2 Characteristics of foods/fluids in the fruit juice product sector 382
13.3 Designing separation processes to optimize product quality in the fruit juice product sector 383
13.4 Production of fruit juice concentrate 386
13.5 References 394
14 Separation technologies in oilseed processing 396
M A Williams, Anderson International Corp., USA 14.1 Introduction 396
14.2 Preparation for oilseed processing 397
14.3 Extrusion preparation for oilseed processing 399
14.4 Mechanical pressing of oilseeds 403
14.5 Percolation solvent extraction in oilseed processing 415
14.6 Solvent recovery in oilseed processing 422
Trang 10x Contents
14.7 Obtaining oil from fruit pulps 424
14.8 Future trends 425
14.9 Sources of further information and advice 427
14.10 References 428
15 Separation technologies in brewing 430
G J Freeman, Campden BRI, UK 15.1 Introduction 430
15.2 Characteristics of brewery products 431
15.3 Selection of technology and raw materials appropriate to brewery products 432
15.4 Wort production in the brewhouse 433
15.5 Whirlpools and applications in brewing 434
15.6 Yeast flocculation and applications in brewing 435
15.7 Beer fining agents 436
15.8 Filter aid filtration and applications in brewing 437
15.9 Regenerable and reusable filter aids and applications in brewing 441
15.10 Bulk beer filtration by membranes 443
15.11 Recovery of cleaning detergents in brewing 446
15.12 Dissolved gas control by membrane technology 446
15.13 Future trends 447
15.14 References 448
16 Methods for purification of dairy nutraceuticals 450
C J Fee, J M Billakanti and S M Saufi, University of Canterbury, New Zealand 16.1 Introduction 450
16.2 Components of acidic whey protein 451
16.3 Purification technologies for acidic whey proteins 454
16.4 Basic proteins in the dairy nutraceutical industry 462
16.5 Purification technologies for basic whey proteins in the dairy nutraceutical industry 463
16.6 Immunoglobulins in the dairy nutraceutical industry 470
16.7 Purification technologies for immunoglobulins in the dairy nutraceutical industry 471
16.8 Future trends 473
16.9 References 474
17 Methods of concentration and purification of omega-3 fatty acids 483
S P J Namal Senanayake, Danisco USA, Inc., USA 17.1 Introduction 483
17.2 Urea adduction in the concentration and purification of omega-3 fatty acids 484
17.3 Chromatographic methods for the concentration and purification of omega-3 fatty acids 486
Trang 1117.4 Low-temperature fractional crystallization for the
concentration and purification of omega-3 fatty acids 488
17.5 Supercritical-fluid extraction for the concentration and purification of omega-3 fatty acids 490
17.6 Distillation methods for the concentration and purification of omega-3 fatty acids 492
17.7 Enzymatic methods for the concentration and purification of omega-3 fatty acids 495
17.8 Integrated methods for the concentration and purification of omega-3 fatty acids 498
17.9 Conclusions 501
17.10 References 502
18 Extraction of natural antioxidants from plant foods 506
E Conde, A Moure, H Domínguez and J C Parajó, University of Vigo, Spain 18.1 Introduction 506
18.2 Antioxidant activity in food systems 507
18.3 Natural compounds with antioxidant activity and major sources 511
18.4 Biological activities of natural antioxidants 521
18.5 Extraction of natural antioxidants from plant foods and residues 526
18.6 Integration of extraction processes and purification 556
18.7 Future trends 567
18.8 Sources of further information and advice 567
18.9 Acknowledgements 568
18.10 References 568
19 Fractionation of egg proteins and peptides for nutraceutical applications 595
B P Chay Pak Ting, Y Pouliot and S F Gauthier, Laval University, Canada and Y Mine, University of Guelph, Canada 19.1 Introduction 595
19.2 Composition and physicochemical characteristics of egg proteins and applications in the nutraceutical industry 597
19.3 Biological activities of egg proteins and peptides and applications in the nutraceutical industry 601
19.4 Available technologies for the fractionation of egg proteins and peptides, and applications in the nutraceutical industry 605
19.5 Conclusion and perspectives 612
19.6 References 613
Trang 12xii Contents
20 Supercritical-fluid extraction of lycopene from tomatoes 619
J Shi and S Jun Xue, Agriculture and Agri-Food Canada, Canada, Y Jiang, The Chinese Academy of Sciences, China and X Ye, Zhejiang University, China 20.1 Introduction 619
20.2 Supercritical-fluid extraction (SFE) of lycopene 622
20.3 Factors affecting lycopene yield 623
20.4 Effects of pressure and temperature on the antioxidant activity of lycopene 628
20.5 Effect of co-solvent and modifiers in lycopene extraction 631
20.6 Solubility of lycopene in supercritical fluids 634
20.7 Conclusion and future trends 639
20.8 References 640
Index 647
Trang 13Contributor contact details
Prof Dr Ž Knez*, Prof Dr M
Škerget and M Knez Hrnčič
Faculty of Chemistry and Chemical
751 24 UppsalaSweden
E-mail: charlotta.turner@kemi.uu.se
and
C TurnerDepartment of ChemistryLund University
P.O Box 124
221 00 LundSwedenE-mail: charlotta.turner@organic.lu.se
Trang 14xiv Contributor contact details
UMR 408, Sécurité et Qualité des
Produits d’Origine Végétale
Université d’Avignon et des Pays
Victoria 3190AustraliaE-mail: geoff.smithers@gmail.com
Chapter 6
M Pinelo and A S Meyer*Department of Chemical and Biochemical EngineeringCenter for BioProcess Engineering Building 229
Technical University of DenmarkDK-2800 Kgs Lyngby
DenmarkE-mail: am@kt.dtu.dk
G JonssonCAPECCenter for BioProcess Engineering Building 229
Technical University of DenmarkDK-2800 Kgs Lyngby
2425 rue de l’agriculture, Pavillon Paul-Comtois
Laval UniversityQuébec, QC, Canada G1V 0A6E-mail: laurent.bazinet@fsaa.ulaval.ca
Trang 15Chapter 8
S Sahin
Department of Food Engineering
Middle East Technical University
06531, Ankara
Turkey
E-mail: serp@metu.edu.tr
Chapter 9
Enrico Drioli* and Alfredo Cassano
Institute on Membrane Technology,
The University of Reading
Whiteknights, P.O Box 226
du Lait et de l’œufINRA – Agrocampus Ouest
65 rue de Saint Brieuc
35042 Rennes cedexFrance
E-mail: genevieve.gesan-guiziou@ rennes.inra.fr
Chapter 13
Prof G Vatai Corvinus University of BudapestFaculty of Food Science
Department of Food Engineering
1114 BudapestMenesi út 44HungaryE-mail: gyula.vatai@uni-corvinus.hu
Chapter 14
M A Williams Anderson International Corp
6200 Harvard AvenueCleveland, OH 44105USA
E-mail: moe.williams@andersonintl.com
Chapter 15
G J Freeman Campden BRICentenary HallCoopers Hill RoadNutfield
RedhillSurrey RH1 4HYUK
E-mail: g.freeman@brewingresearch.co.uk
Trang 16xvi Contributor contact details
Chapter 16
C J Fee*, J M Billakanti and S
M Saufi
Biomolecular Interaction Centre
Department of Chemical and
Danisco USA, Inc
Four New Century Parkway
2425 rue de l’agriculture, Pavillon Paul-Comtois
Laval UniversityQuébec, QCCanada G1V 0A6E-mail: yves.pouliot@inaf.ulaval.ca
Y MineDepartment of Food ScienceUniversity of GuelphGuelph, ON
Canada N1G 2W1
Chapter 20
J Shi* and S Jun Xue Guelph Food Research CenterAgriculture and Agri-Food CanadaOntario
Canada N1G 5C9E-mail: john.shi@agr.gc.ca
Y JiangSouth China Botanical GardenThe Chinese Academy of SciencesGuangzhou 510650
China
X YeDepartment of Food Science and Nutrition
School of Biosystems Engineering and Food Science
Zhejiang UniversityZhejiang 310029China
Trang 171 Chilled foods: a comprehensive guide Edited by C Dennis and M
Stringer
2 Yoghurt: science and technology A Y Tamime and R K Robinson
3 Food processing technology: principles and practice P J Fellows
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8 Pesticide chemistry and bioscience: the food-environment challenge
11 Vitamins and minerals in health and nutrition M Tolonen
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20 Flavours and fragrances Edited by A D Swift
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29 Principles and practices for the safe processing of foods D A
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30 Biscuit, cookie and cracker manufacturing manuals Volume 1:
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E A Decker, R J Elias and D J McClements
201 Protective cultures, antimicrobial metabolites and bacteriophages
for food and beverage biopreservation Edited by C Lacroix
202 Separation, extraction and concentration processes in the food,
beverage and nutraceutical industries Edited by S S H Rizvi
203 Determining mycotoxins and mycotoxigenic fungi in food and feed
206 Postharvest biology and technology of tropical and subtropical
fruits Volume 1 Edited by E M Yahia
207 Postharvest biology and technology of tropical and subtropical
fruits Volume 2 Edited by E M Yahia
208 Postharvest biology and technology of tropical and subtropical
fruits Volume 3 Edited by E M Yahia
209 Postharvest biology and technology of tropical and subtropical
fruits Volume 4 Edited by E M Yahia
210 Food and beverage stability and shelf-life Edited by D Kilcast and
P Subramaniam
211 Processed Meats: improving safety, nutrition and quality Edited
by J P Kerry and J F Kerry
212 Food chain integrity: a holistic approach to food traceability,
authenticity, safety and bioterrorism prevention Edited by J Hoorfar,
219 Rice quality K R Bhattacharya
220 Meat, poultry and seafood packaging Edited by J P Kerry
221 Reducing saturated fats in foods Edited by G Talbot
222 Handbook of food proteins Edited by G O Phillips and P A
Williams
Trang 26xxvi
Trang 27Separation, extraction and concentration of desirable components from their natural matrices are essential unit operations in the preparation of key ingredients for use in the food, pharmaceutical and chemical industries These processes often account for somewhere between 50% and 70% of the product cost and are facing new challenges Ever-tightening regulations on the use of organic solvents, environmental issues and process safety have accelerated the development of a variety of new technologies which are clean and efficient, and
do not cause degradation of the products; these technologies therefore enhance the productivity and global competitiveness of the industries concerned This book aims to provide a comprehensive overview of the most important technologies of interest for the production of high-value compounds
Based on the multidisciplinary expertise of 45 contributors from institutions with strong programs in separation, extraction and concentration processes, the book is organized in 20 peer-reviewed chapters, divided into two parts Part I describes the latest advances in separation, extraction and concentration techniques, including supercritical fluid extraction, process chromatography and membrane technologies It also reviews emerging techniques of particular interest, such as pervaporation and pressurized liquid extraction Part II then focuses on advances in separation technologies and their applications
in various sectors of the food, beverage and nutraceutical industries Areas covered include dairy and egg processing, oilseed extraction and brewing This part of the book discusses the characteristics of different foods and fluids, how food constituents are affected by separation processes and how separation processes can be designed and operated to optimize end product quality This volume collectively provides valuable and timely information on the latest developments in the field
With its team of experienced international contributors, Separation, extraction and concentration processes in the food, beverage and nutraceutical industries is an important reference source for experienced professionals
concerned with the development and optimization of these processes It
Preface
Trang 28is hoped that newcomers to this exciting and emerging field will also find valuable information in this book
I wish to thank the authors for their patience and support during the review and preparation of the manuscripts I also wish to thank Sarah Whitworth
of Woodhead Publishing who gave useful advice during the initial planning stages of the book
Syed S H Rizvi
xxviii Preface
Trang 29Principles of supercritical fluid
extraction and applications in the food, beverage and nutraceutical industries
Ž Knez, M Škerget and M Knez Hrn�i�, University of Maribor, Slovenia
Abstract: The thermodynamic fundamentals of supercritical fluid extraction (SFE) are
described and the environmental, health and safety benefits of using supercritical fluids are explored Several hundred industrial-scale SFE plants are in operation world- wide for extraction of plant materials, such as hop constituents, decaffeination of tea and coffee, and separation of lecithin from oil, all high-pressure processes Smaller industrial units are used for extraction of spices in the food industry and for natural substances used in cosmetics The design of such an extraction plant is described The unique thermodynamic and fluid dynamic properties of dense gases are also
applied in integrated extractions and in in situ formulations, such as impregnation of
solid particles, formation of solid powder emulsions, and particle coatings.
Key words: extraction, supercritical fluids, dense gases, high pressure,
thermodynamics, food industry.
1000 bar at the bottom of the deepest ocean Because human beings live
on the surface of the globe, the first technologies for the production of various substances took place at atmospheric pressure In the early 20th century, demand for new products like ammonia shifted the technological processes towards high pressure Industrial high-pressure processes operate
at ranges from about 50 bar (in particle formation processes) to over 200
Trang 304 Separation, extraction and concentration processes
kbar (conversion of graphite to diamonds) High pressure is a relatively new tool and in several processes it has resulted in completely new products with special characteristics Many of these new processes are environmentally friendly, low cost and sustainable
The advantages of using supercritical fluids (SCF) as solvents in chemical synthesis offer environmental benefits, health and safety benefits and chemical benefits (Jessop and Leitner, 1999) The environmental benefits of most SCFs in industrial processes result from their replacement of far more environmentally damaging conventional organic solvents The low energy consumption of the process is a further environmental benefit Health and safety benefits include the fact that the most important SCFs (SC CO2 and
SC H2O) are non-carcinogenic, non-toxic, non-mutagenic, non-flammable and thermodynamically stable One of the major process benefits is derived from the thermophysical properties of SCFs: high diffusivity, low viscosity and the density and dielectric constant of SCF, which can be fine tuned by changes in operating pressure and/or temperature
The motivation for using high pressure in a wide range of technologies and processes is based on chemical, physicochemical, physicobiochemical, physicohydrodynamic and physicohydraulic effects (Bertuco and Vetter, 2001)
The extraction of hop constituents and the decaffeination of tea and coffee are the largest scale processes and are mostly performed on an industrial scale Several industrial plants also extract spices for the food industry and natural substances for use in cosmetics The advantages of using supercritical fluids for the isolation of natural products have been well described (Marr and Gamse, 2000) and include solvent-free products, low temperature, and
no byproducts One of the most important advantages of using supercritical fluids is the selective extraction of components or the fractionation of total extracts, which is made possible by use of different gases for isolation or fractionation of components and/or by changing the process parameters A limitation on the further application of high-pressure technology for obtaining extracts is the relatively high price of the product compared with that of those produced conventionally The legal restrictions on solvent residues and solvents (in products for human use) and the isolation or fractionation
of special components from total extracts, in combination with different formulation (controlled release for example) and sterilisation processes, encourage the use of dense gases in extraction applications
There are fewer industrial units involved in using supercritical fluids for the separation of components from liquid mixtures Some laboratory-scale studies involve extraction systems using liquid/supercritical fluid Some data on binary systems liquid/SCF has been produced, but there are fewer data on liquid/liquid/supercritical fluid systems As in all extraction processes, including the supercritical extraction of solid and liquid mixtures, the solubility of a single component or a mixture of components in SCF
is the basic data for the design of separation processes The components
Trang 31or mixture of compounds to be extracted must be soluble in SCF/dense gas.
As is known from thermodynamics, the solubility of compounds in SCF/dense gases depends on the density of the SCF/dense gas, which depends on the pressure and temperature of the SCF Another very important parameter influencing the solubility of compounds in SCF is its dielectric constant, which is influenced by the temperature and/or pressure of the SCF The general flow sheet of the extraction process is presented in Fig 1.1 and some industrial scale units are shown in Figs 1.2 to 1.4
In one extraction stage, the solubility of a compound or mixture of compounds has to be high whereas in another stage, the solubility of a compound in SCF has to be low Therefore, the phase equilibrium data
is the most important factor in the design of the operating pressure and temperature of SCF in an extraction plant Thus, the theoretical amount of SCF necessary for separating compounds from a solid or a liquid mixture may be calculated The design of process parameters has a very important influence on the investment costs of high pressure plants and subsequently, for the economics of the process In addition to the solubility data of solute
in SCF, mass transfer also has a large influence on the economics of the extraction process Mass transfer models usually describe extraction yield versus extraction time, but a better presentation for the design of extraction apparatuses is yield versus mass of SC solvent/mass of solid material (S/F)
Cascade operation is used in industrial-scale plants to increase the economy of the solid–SC solvent extraction process To date, there has been some research on the continuous operation of plants for the extraction
of solids with SC solvent (Eggers, 1996), but currently, no application for
Solvent tank
Fig 1.1 General flow sheet of SCF extraction plant Subscripts EXT and
S represent the extractor and separator respectively.
Trang 326 Separation, extraction and concentration processes
the continuous feed of solids has been applied on an industrial scale In industrial scale operations, extractors are usually combined in series By means of the cyclic operation of a battery of extractors, a quasi-continuous solid flow may be achieved Such a mode of operation results in extremely high extraction yields because pure solvent is in contact with pre-extracted material, thus loading the solvent to maximum capacity
Fig 1.2 High-pressure extraction unit (700 bar) (Photo: courtesy of Uhde HPT,
Hagen, Germany.)
Fig 1.3 High-pressure extractor solids during manufacturing (Photo: courtesy of
Uhde HPT, Hagen, Germany.)
Trang 33One of the major advantages of SFE processes is the fractionation of extracts Multi-step separation may be performed by use of several separators
by decreasing the solvent power Decreased solvent power may be achieved
by various methods, as described in sections 1.3 and 1.4
Fig 1.4 High-pressure extraction unit: closure of extractor (Photo: courtesy of Uhde
HPT, Hagen, Germany.)
Extract
Solvent tank
Fig 1.5 Cascade of extractors for extraction of solid materials.
Trang 348 Separation, extraction and concentration processes
polarity Complex phase behaviour can be readily interpreted by P–T and P–x projections of P–T–x space diagrams By using the phase rule (equation
[1.1]), the geometrical limits for presentation of multiphase regions in the phase diagram are determined
where i = 1, 2, 3, , N.
Only binary systems will be discussed in detail in this chapter The phase equilibria of ternary and multicomponent mixtures is discussed by Brunner (1994) and McHugh and Krukonis (1986), and Sadus (1992)
1.2.1 Solid–supercritical fluid equilibrium
Phase diagrams
In solid–SCF systems where the normal melting temperature of the solid is
higher than the critical temperature (Tc) of the SCF, two possible types of
Fraction 1 Fraction 2 Fraction 3
Fig 1.6 Scheme of multi-step separation.
Trang 35phase behaviour exist The simplest is presented in Fig 1.7a and is typical
of mixtures in which the components are chemically similar The critical mixture curve runs continuously between the critical points of both components
of the mixture The solid–liquid–gas (SLG) line is continuous and begins
at the normal melting point of the heavy component, moves toward lower temperatures as the pressure is increased, and ends at a temperature usually well below the critical temperature of the lighter component The melting point of the pure solid normally increases with an increase in the hydrostatic pressure However, in the presence of dense gas, the melting point of the solid decreases as the pressure increases owing to the increasing solubility
of gas in the solid
The second type of solid–SCF phase behaviour (Fig 1.7b) is typical for systems in which the solid and the SCF differ considerably in molecular size, shape and/or polarity and can be interpreted as type III fluid-phase behaviour (de Loos, 2006) according to the classification of van Konynenburg and Scott (1980) In this type of system, the light gas is not very soluble in the heavy liquid, even at high pressures Therefore, the melting-point depression of the solid is relatively small The SLG curve is no longer continuous; three
phase SLG equilibria are presented by two branches of the SLG line in P–T
diagram The high-temperature branch of the SLG line starts at the normal melting point of the solid and intersects with the critical-mixture curve at the upper critical end point (UCEP) The low-temperature branch of the SLG line intersects with the critical-mixture curve at the lower critical end point (LCEP) At these two points, the liquid and gas phases merge into a single fluid phase in the presence of excess solid Only solid–gas equilibria exist between these two branches of the SLG line Possible phase behaviour for type III systems with interference of the solid phase is presented in detail
by de Loos (2006)
The course of the high-temperature branch of the three-phase SLG line
of a binary system depends on the solubility of the gas in the liquid phase
Fig 1.7 Solid–SCF equilibrium: P–T projection of phase diagram for similar (a)
and asymmetrical (b) binary systems C, critical point; TP, triple point; L, liquid; G, gas; S, solid; UCEP, upper critical end point; LCEP, lower critical end point Dashed curves are critical lines, lines denoted as 1 and 2 are the vapour pressure curves of the
two components.
Trang 3610 Separation, extraction and concentration processes
If a compressed gas is dissolved in the melting of a heavy component, two opposite temperature effects occur as given by equation [1.3] (Arons and Diepen, 1963):
of gas in the melted heavy component results in a larger melting-point depression
Four characteristic shapes of the SLG equilibrium lines in the P–T
projection were observed experimentally for asymmetric binary systems of compressed gases and non-volatile components (Arons and Diepen, 1963;
Loos, 2006; Tuminello et al., 1995; Weidner et al., 1997) (Fig 1.8), with:
∑ negative dP/dT slope, where the effect of gas solubility predominates;
∑ positive dP/dT slope, where the effect of pressure predominates;
∑ temperature minimum, where both effects are competing; and
∑ temperature maximum and a temperature minimum
The last type of SLG line is a very rare phenomenon and can be explained
by the higher solubility of the supercritical gas in the solid phase than in the liquid phase (de Loos, 2006) A SLG curve with a temperature maximum and
a temperature minimum was reported for the systems CO2 + polyethylene
glycol (Weidner et al., 1997), CO2 + tripalmitin (O’Connell et al., 2003), and
Fig 1.8 Characteristic shapes of the SLG equilibrium lines.
Trang 37CO2-tristearin (O’Connell et al., 2003) However, in most studies of these
equilibria, it is assumed that the supercritical gas is insoluble in the solid phase of the non-volatile component (de Loos, 2006) The course of the SLG line is dependent on the gas and the chemical structure of the compound, i.e the type and position of the functional groups
As an example, the melting point of vitamin K3 under the pressure of various gases is presented in Fig 1.9 (Knez and Škerget, 2001) and the various paths of the SLG line can be observed In the presence of CO2 and
dimethyl ether, the negative slope dP/dT can be observed and the
melting-point depression of vitamin K3 is highest under the pressure of dimethyl ether The melting-point depression of vitamin K3 is less pronounced in the presence of propane, the SLG curve having a minimum at 94.9 °C and 39 bar Under the pressure of inert gas (nitrogen and argon), the SLG curve has
a positive dP/dT slope owing to the low solubility of gas in vitamin K3 Another example, which illustrates that isomers may have a different type
of SLG line in the presence of a specific gas, is the vanillin–gas system In
Fig 1.10, SLG phase lines for binary systems of vanillin (V) and o-vanillin (o-V) with fluorinated hydrocarbons (R23, R134a, R236fa) and CO2 are presented For vanillin with –OH group in the para position, the melting-point depression in CO2 and fluorinated hydrocarbons is generally lower as for vanillin with –OH group in the ortho position
CO 2
N2Ar
Fig 1.9 SLG phase equilibria for binary system K3 – gas (CO 2 , propane, dimethyl
ether, argon or nitrogen) (Knez and Škerget, 2001).
Trang 3812 Separation, extraction and concentration processes
By denoting the gas as component 1 and the non-volatile compound as component 2, and assuming that the solubility of the gas in the solid phase
is negligible (x2 = 1), the fugacity of the solid in the solid phase is equal to
the fugacity of pure solid (Prausnitz et al., 1986):
f P T x2( , , ) = f2S,pure( , ) P T [1.5] The fugacity of a pure compound is:
Fig 1.10 SLG phase lines for binary systems of vanillin (V) and o-vanillin (o-V)
with dense gases.
Trang 39By rearranging and inserting the expression for the fugacity coefficient
where j2G is the fugacity coefficient of solid component 2 in the mixture
By inserting equations [1.9] and [1.10] into [1.5] and [1.4], the expression for solubility of solids in the gas phase is obtained:
2
2G =
2 G 2
The enhancement factor E is the correction of the ideal-gas expression
that is valid only at low pressures and contains three terms:
∑ j2S, which takes into account the non-ideality of the pure saturated vapour
For low sublimation pressure of the solid P2S, j2S almost equals unity
∑ an exponential term called the Poynting correction, which gives the effect
of pressure on the fugacity of the pure solid It is small at low pressures but may become larger at high pressures or at low temperatures
∑ j2G, the gas-phase fugacity coefficient in the high-pressure gas mixture This term is the most important, because it is much lower than 1 and can produce very large enhancement factors (103 or higher)
Assuming that the molar volume of the pure solid (vS
2) at the system temperature
is pressure independent, the Poyning correction takes the simple form:
Trang 4014 Separation, extraction and concentration processes
v P P RT
=
exp ( – )
2 G
2000; Dohrn, 1994; Tuminello et al., 1995) Cubic EOS in combination with
mixing rules are currently the most widely used models for the calculation
of solubilities of components in SCF (Tables 1.1 and 1.2)
Table 1.1 Cubic equations of state