High Emergent major operations, particularly in the elderly reported cardiac risk often Aortic and other major vascular surgery greater than 5% Peripheral vascular surgery Anticipated pr
Trang 1F.R.B.G GALAS1, L.A HAJJAR1ANDJ.O.C AULER JR.2
Introduction
Cardiovascular events are considered the main cause of death in the erative period The most important events are acute myocardial infarction(MI), unstable angina, cardiac failure, severe arrhythmias, nonfatal cardiacarrest, and death Patients experiencing an MI after noncardiac surgery have
periop-a hospitperiop-al mortperiop-ality rperiop-ate of 15–25% [1, 2], periop-and nonfperiop-atperiop-al perioperperiop-ative MI is
an independent risk factor for cardiovascular death and nonfatal MI duringthe 6 months following surgery Patients who have a cardiac arrest afternoncardiac surgery have a hospital mortality rate of 65%, and nonfatal peri-operative cardiac arrest is a risk factor for cardiac death during the 5 yearsfollowing surgery [3, 4] The objectives of preoperative evaluation are: (a)performing an evaluation of the patient’s current medical status; (b) makingrecommendations concerning the evaluation, management, and risk of car-diac problems over the entire perioperative period; and (c) providing a clini-cal risk profile that the patient, primary physician, anesthesiologist, and sur-geon can use in making treatment decisions that may influence short- andlong-term outcomes No test should be performed unless it is likely to influ-ence patient treatment [5] The cost of risk stratification cannot be ignored.Accurate estimation of a patient’s risk for postoperative cardiac events (MI,unstable angina, ventricular tachycardia, pulmonary edema, and death) aftersurgery can guide allocation of clinical resources, use of preventive thera-pies, and priorities for future research
1 Surgical Intensive Care Unit and Department of Anesthesiology, Hospital das Clínicas, InCor (Heart Institute), University of São Paulo Medical School, São Paulo, Brazil;
2 Surgical Intensive Care Unit Department and InCor (Heart Institute), University of São Paulo Medical School, São Paulo, Brazil
Trang 2The prevalence of cardiovascular disease increases with age, and it is mated that the number of persons older than 65 years in the United Stateswill increase 25–35% over the next 30 years [6] Unfortunately, this is thesame age group in which the largest number of surgical procedures is per-formed [7].
esti-If successful, cardiac risk stratification classifies patients into various riskcategories so that their management can be tailored to their needs The goal
of r isk st rat ificat ion is to reduce overall mor talit y and morbidit y.Clarification of risk status allows the clinicians to provide better information
as the basis for informed consent From a societal perspective, reducing operative complications and avoiding unnecessary testing could result insubstantial cost savings The major harms of stratification arise from the use
peri-of potentially unnecessary preoperative exams and the consequent
possibili-ty of ineffective or harmful interventions Harm may also result from delay
of the planned noncardiac surgery [6] Therefore, the goal of the tion is the rational use of testing in an era of cost containment and optimalcare of the patient [8] The need for better methods of objectively measuringcardiovascular risk has led to the development of multiple noninvasive tech-niques in addition to established invasive procedures [9]
consulta-The consultant must also bear in mind that the perioperative evaluationmay be the ideal opportunity to affect long-term treatment of a patient withsignificant cardiac disease or risk of such disease The referring physicianand patient should be informed of the results of the evaluation and implica-tions for the patient’s prognosis The consultant can also assist in planningfor follow-up [10]
Clinical Predictors of Risk
There are three clinical predictor groups of surgical risk: the type of surgery,the patient’s functional status, and comorbid diseases (the assessment ofwhich is based on clinical data)
Type of Surgery
The clinician should analyze whether the surgery is emergency or not, andthe nature of the surgical procedure Emergency surgery is associated with alarge number of perioperative cardiac events Mangano [1] determined thatcardiac complications are two to five times more likely to occur in emer-gency surgical procedures than in elective operations This finding is notsurprising, because the necessity for immediate surgical intervention may
Trang 3make it impossible to evaluate and treat such patients optimally For ple, patients undergoing repair of ruptured abdominal aortic aneurysmshave a mortality rate more than ten times higher than those undergoing anelective surgery for asymptotic aneurysms [11, 12] For elective surgery, car-diac risk can be stratified according to a number of factors, including themagnitude of the surgical procedure A large-scale study supported low mor-bidity and mortality rates in superficial procedures performed on an ambu-latory basis [13] Several large surveys have demonstrated that perioperativecardiac morbidity is particularly concentrated among patients undergoingmajor thoracic, abdominal, or vascular surgery, especially when aged 70years or older [14] Major surgery is related to procedural stress, whichdepends on anesthetic–surgery time, loss of fluids and blood, and hemody-namic instability (Table 1) [15] Patients who require vascular surgeryappear to have an increased risk of cardiac complications, because many ofthe risk factors contributing to peripheral vascular disease are also risk fac-tors for coronary artery disease (CAD) This is because the usual sympto-matic presentation for CAD in these patients may be obscured by exerciselimitations imposed by advanced age and/or intermittent claudication It isalso because major arterial operations are often time-consuming and may beassociated with substantial fluctuations in intravascular fluid volumes, car-diac filling pressures, systemic blood pressure, heart rate, and thrombogenic-ity [16] Some studies [17, 18] suggest that clinical evidence of CAD in apatient who has peripheral vascular disease appears to be a better predictor
exam-of subsequent cardiac events than the particular type exam-of peripheral vascularoperation to be performed In addition, some situations do not lend them-selves to comprehensive cardiac evaluation, although surgical care may bequalified as semi-elective In some patients, the impeding danger of the dis-ease is greater than the anticipated perioperative risk Examples includepatients who require arterial bypass for limb salvage or mesenteric revascu-larization to prevent intestinal gangrene Although CAD is the overwhelmingrisk factor for perioperative morbidity, procedures with different levels ofstress are associated with different levels of morbidity and mortality [16] Superficial and ophthalmologic procedures represent the lowest risk and arerarely associated with excess morbidity and mortality Major vascular proce-dures represent the highest-risk procedures Within the intermediate riskcategory, morbidity and mortality vary, depending on the surgical location,and extent of the procedure Some procedures may be short, with minimalfluid shifts, while others may be associated with prolonged duration, largefluid shifts, and greater potential for postoperative myocardial ischemia andrespiratory depression Therefore the physician must exercise judgment tocorrectly assess perioperative surgical risks and the need for further evalua-tion [3]
Trang 4Patient’s Functional Status
Functional status scales have been shown to be good predictors of futurecardiac events in the general population The most important scales aredescribed in detail elsewhere: Duke Activity Status Index [15], CanadianCardiovascular Society’s (CCS) classification of angina [16], New York HeartAssociation (NYHA), classification of congestive heart failure (CHF) [17],and the Specific Activity Scale [18] These scales try to correlate clinical datawith patients’ functional status without carrying out supplemental tests TheDuke Activity Status Index was developed to assess functional capacity in amanner that correlates with oxygen uptake by weighting questions according
to the known metabolic cost of each activity [15] The clinician should alsoobserve the limitations of these scales The Duke Activity Status Index wasnot studied as a predictor of cardiac events in the perioperative period ofnoncardiac surgery [6], neither was the Specific Activity Scale (the applica-tion of which is very difficult) Physician and patient subjectivity is difficult
to control for when applying these scales; and the NYHA and CCS scales areappropriate for specific groups of patients, and therefore cannot be general-ized to all patients Studies of patients undergoing major noncardiac surgeryhave shown that severe limitation of activity [19] or inability to reach a tar-get heart rate on bicycle ergometry [20] predicts postoperative cardiac risk
High Emergent major operations, particularly in the elderly (reported cardiac risk often Aortic and other major vascular surgery
greater than 5%) Peripheral vascular surgery
Anticipated prolonged surgical procedures associated with large fluid shifts and/or blood loss
(reported cardiac risk generally Head and neck surgery
less than 5%) Intraperitoneal and intrathoracic surgery
Orthopedic surgery Prostate surgery Low b
(reported cardiac risk generally Endoscopic procedures
less than 1%) Superficial procedure
Cataract surgery Breast surgery
a Combined incidence of cardiac death and nonfatal myocardial infarction
b Patients do not generally require further preoperative cardiac testing
Trang 5Comorbid Diseases and Risk Factors
The consultant must evaluate the cardiovascular system and analyze bid diseases within the framework of the patient’s overall health Associatedconditions often heighten the risk of anesthesia and may complicate cardiacmanagement In a recent analysis, Lee and colleagues [21] revisited the car-diac risk index to identify patients at high risk and identified the following
comor-as predictors: history of ischemic heart disecomor-ase, history of heart failure, tory of stroke or transient ischemic attack, preoperative insulin treatment,renal failure and high risk procedure The presence of two or more of theserisk variables conferred an event rate as high as 11% in a group of 1422patients, whereas the event rate was under 1% in the presence of one or none
his-of these variables In most his-of the studies his-of comorbidity and risk factors,conditions which impose greater risk are:
− Diabetes mellitus (greater incidence of acute MI and silent myocardial
ischemia) as well as peripheral vascular disease
− Renal impairment
− Pulmonary disease
Table 2 lists clinical predictors of increased perioperative risk of MI, HF,and death established by multivariate analysis Clinical factors should beplaced into the following three categories:
1 Major predictors: when present, mandate intensive management, whichmay result in delay or cancellation of surgery unless it is emergent
2 Intermediate predictors: well-validated markers of increased risk of operative cardiac complications; justify careful assessment of thepatient’s status
peri-3 Minor predictors: recognized markers of cardiovascular disease that havenot been proven to independently increase perioperative risk
Cardiac Risk Indices and Algorithms in Noncardiac Surgery
During the past 20 years or so, a number of risk indices have been oped The American Society of Anesthesiologists (ASA) score was the firstclinical index developed to predict risk for potential adverse otucomes relat-
devel-ed to anesthesia and surgery, and was basdevel-ed solely on the patient’s age, body
Trang 6habitus, comorbidities, etc [22] Although it is subjective, it has been found
to be a sensitive predictor of death in very large numbers of patients (> 100000) and of major nonfatal complications [23–24] The ASA score performsless well than other clinical risk indices in predicting cardiac complications[20, 25]
In 1977, Goldman et al developed the original Cardiac Risk Index (Table 3)
It was the first validated multivariate model developed to predict cardiaccomplications in a general surgical population [25] Scores were assigned toeach variable according to its weight in the model, and a risk index for car-
infarction, heart failure, death)
Major
Unstable coronary syndromes
Acute or recent MI a with evidence of important ischemic risk by clinical symptoms or noninvasive study
Unstable or severe b angina (Canadian class III or IV)
Decompensated heart failure
Significant arrhythmias
High-grade atrioventricular block
Symptomatic ventricular arrhythmias in the presence of underlying heart disease Supraventricular arrhythmias with uncontrolled ventricular rate
Severe valvular disease
Intermediate
Mild angina pectoris (Canadian class I or II)
Previous MI by history or pathological Q waves
Compensated or prior heart failure
Diabetes mellitus (particularly insulin-dependent)
Rhythm other than sinus (e.g., atrial fibrillation)
Low functional capacity (e.g., inability to climb one flight of stairs with a bag
of groceries)
History of stroke
Uncontrolled systemic hypertension
ECG, electrocardiogram; MI, myocardial infarction
a The American College of Cardiology National Database Library defines ‘recent’ MI as occurring more than 7 days but less than or equal to 1 month (30 days) previously;
‘acute’ MI is within the preceding 7 days;
b May include “stable” angina in patients who are unusually sedentary
Trang 7CCS class III CCS class IV
10 20
Left ventricular dysfunction or CHF
5 5
Any of the following: PO
Trang 9diac death and life-threatening complications was developed The higher thescore, the higher the predicted risk; scores range from class I (low risk) toclass IV (high risk) Patients with angina were excluded from this index This
is a good index for low-risk and high-risk patients, however it may fail inintermediate-risk patients Nine years later, Detsky et al [26] modified theoriginal Cardiac Risk Index, added the variables of significant angina andremote myocardial infarction, and simplified the scoring system into threeclasses of risk (class I, 0–15 points; class II, 20–30 points; class III >30points) (Table 3) It improved predictive accuracy among higher-riskpatients Classes II and III predict a high risk of perioperative cardiac events(10–15%) Low Cardiac Risk Index scores (class I) still do not reliably identi-
fy patients who are at low risk of perioperative cardiac events Information
on “low-risk” variables should be collected for these patients [16] In
summa-ry, based on American College of Physicians (ACP) guidelines, patientsshould initially be assessed by using the modified Cardiac Risk Index so thatpatients at high risk of postoperative cardiac events can be detected For theremaining patients, obtaining information about “low-risk” variables willallow further clinical classification into low-risk and intermediate-riskgroups [6]
Algorithms are used in the assessment of cardiac risk in the perioperativeperiod as an assistant in the judgment as to whether the clinician shouldperform supplementary evaluation or not The most commonly used algo-rithms are from the American College of Cardiology (ACC)/American HeartAssociation (AHA) and from the ACP The ACP uses the modified CardiacRisk Index for initial cardiac risk arrangement, and then, in Detsky class Ipatients, assesses risk variables (Table 4) for greater precision (Figs 1, 2).The ACC/AHA algorithm does not use a specific Cardiac Risk Index (Fig 3)
It determines risk of cardiac events through variables It ranks patients aslow-, intermediate-, or high-risk for cardiac events, and uses noninvasive
allow clinical classification into low-risk and intermediate-risk groups
Age > 70 years Heart failure history
History of angina Hypertension with severe left ventricular hypertrophy Diabetes mellitus Ischemic ST abnormalities on resting ECG
Q-waves on ECG History of ventricular ectopy
History of AMI
Adapted from ACP guidelines[17]
ECG, electrocardiogram; AMI, acute myocardial infarction
Trang 10tests, based on metabolic equivalents and type of surgery, for the diagnosis
of perioperative ischemia However, only a few prospective or randomizedstudies have been performed to evaluate these guidelines
assessment and management of patients at low or intermediate risk of perioperative cardiac events Illustrated is application of ACP algorithm for further risk stratifica- tion in Detsky Class I (Table 3) DTI, dipyridamole thallium imaging; DES, dobuta- mine stress echocardiography
Adult facing surgery
DTI = dipyridamole thalium imaging; DES = dobutamine stress echocardiography.
Very young, very minor surgery, no systemic disease?
Collect variables from
Modified Cardiac Risk Index
Class I (0-15 points)?
Proceed directly to surgery
Is the noncardiac surgery an emergency?
Class II (20-30 points) Class III (> 30 points )
Low risk
(<3%)
Intermediate risk (3%-15%)
Negative Low risk
Positive High risk
Determine nature
of risk
High risk (>15%)
Proceed
directly to
surgery
Trang 11Supplemental Preoperative Evaluation
When assessing a patient’s risk of major cardiac events during or after anoncardiac operation, the clinician uses clinical evaluation to determine therisk of fatal and nonfatal cardiac events and may refine the risk assessment
of intermediate-risk patients through noninvasive testing [16]
Noninvasive tests available for further risk stratification include thosethat assess left ventricular function (radionuclide angiography, echocardiog-raphy, and contrast ventriculography), cardiac ischemia (exercise or phar-macological stress testing and ambulatory electrocardiography monitoring),
or both (dobutamine stress echocardiography) [16] Identification of risk patients whose long-term outcome would be improved with medicaltherapy or coronary revascularization procedures is a major goal of preoper-ative noninvasive testing [3]
high-Postoperative events probably have multifactorial causes, and thereforenoninvasive testing may never be able to stratify patient risk fully Tests donebefore surgery cannot account for every intra- and postoperative factor Forexample, the perioperative period is a time of hypercoagulability, cate-
perioperative cardiac events
High risk patients:
Consider canceling
or modifying noncardiac surgery
Optimize, reassess cardiac risks Determine eligibility for coronary
revascularization based on AHA
guidelines (decision independent of
according to relative urgency of
each and patient preferences
Do not do coronary revascularization prophylactically to reduce operative risk
Trang 12cholamine surges, pain, and operative stresses, all of which may influenceoxygen demand, and factors other than coronary stenosis that may influenceoxygen supply, leading to myocardial ischemia [6].
The perioperative guidelines from the ACC/AHA recommend testingbefore surgery when two of three factors are present, which are intermedi-ate clinical predictors (Canadian class 1 or 2 angina, prior MI based on his-tory or pathologic Q waves, compensated or prior heart failure, or diabetes),
poor functional capacity (less than 4 METs - metabolic equivalents), and
high surgical risk procedure (aortic repair or peripheral vascular surgery,prolonged surgical procedures with large fluid shifts or blood loss, andemergency major operations) Emergency major operations may requireimmediate proceeding to surgery without sufficient time for noninvasivetesting or preoperative interventions [3]
congestive heart failure; MI, myocardial infarction; METs, metabolic equivalents; ECG, electrocardiogram
Major Clinical predictors
• Unstable coronary syndromes
• Decompensated CHF
• Significant arrhythmias
• Severe valvular disease
Medical management and risk factor modification before elective surgery
Intermediate clinical predictors:
• Mild angina pectoris
• Prior MI
• Compensated CHF
• Diabetes mellitus
• Renal insufficiency
High surgical risk procedure
Intermediate surgical risk procedure
Low surgical risk procedure
Postoperative risk stratification and risk factor reduction Low risk
High risk
findings and treatment results
Trang 13
Resting Left Ventricular Function
Studies have demonstrated a greater risk of complications in patients with aleft ventricular ejection fraction (LVEF) of less than 35% [27–33] Poor leftventricular systolic or diastolic function is mainly predictive of postopera-tive heart failure and, in critically ill patients, death However, left ventricularfunction was not found to be a consistent predictor of perioperativeischemic events [3]
Recommendations for preoperative noninvasive evaluation of left tricular function:
ven-Class I: Patients with current or poorly controlled heart failure (HF)Class IIa: Patients with prior HF, and patients with dyspnea of unknown ori-
• Rhythm other than sinus
• Low functional capacity
• History of stroke
• Uncontrolled systemic hypertension
High surgical risk
procedure
Intermediate or low surgical risk procedure
Operating room
Consider coronary angiography
High risk
Postoperative risk stratification and risk factor reduction
Subsequent care dictated by
findings and treatment results
Trang 14Class III: As a routine test of left ventricular function in patients without
prior HF
Assessment of Risk for CAD and Functional Capacity
The 12-Lead Electrocardiogram
The 12-lead rest electrocardiogram (ECG) contains important prognosticinformation that relates to long-term morbidity and mortality [3]
Recommendations for preoperative ECG:
Class I Recent episode of chest pain or ischemic equivalent in clinically
intermediate or high-risk patients scheduled for an intermediate
or high-risk operative procedure
Class IIa Asymptomatic persons with diabetes mellitus
Class IIb Patients with prior coronary revascularization
Asymptomatic men more than 45 years old or women more than
55 years old with two or more atherosclerotic risk factors
Patients with prior admission for cardiac causes
Class III As a routine test in asymptomatic subjects undergoing low-risk
operative procedures
Exercise Stress Testing for Myocardial Ischemia and Functional Capacity
The aim of supplemental preoperative testing is to provide an objective sure of functional capacity, to identify the presence of important preopera-tive myocardial ischemia or cardiac arrhythmias, and to estimate periopera-tive cardiac risk and long-term prognosis [31–34] According to theACC/AHA guidelines, preoperative noninvasive testing should be considered
mea-in patients identified to be at mea-increased risk of cardiac complications based
on clinical risk profile, functional capacity, and type of surgery [3] An cise or pharmacological stress test is recommended in patients with interme-diate pretest probability of CAD [33–35];
exer-• to establish prognostic assessment of patients undergoing initial tion for suspected or proven CAD;
evalua-• to give an evaluation of subjects with a significant change in their clinicalstatus;
• to demonstrate myocardial ischemia before coronary revascularization;
• to evaluate the adequacy of medical therapy;
• and for prognostic assessment after an acute coronary syndrome
Exercise electrocardiography, which can be safely performed in an tient setting, is considered the least expensive noninvasive test for the detec-tion of myocardial ischemia Pooled data from seven studies indicate thatexercise electrocardiography has a sensitivity of 74% and a specificity of