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Schematic diagram of ML measurement devices a using a materials test machine for the compressive test and b using a friction test ma- chine for the friction shear stress test.. Dependenc

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O −Na+ P O

O −Na+

O −Na+

CH2 CH2 O

O O

O

CH2OH

NH 3+ OH

CH2OH

OH NH 3+

δ − n

n +

Tripolyphosphate (TPP)

Stirring

Figure 6 Scheme for preparing CS nanoparticles.

porosity of the matrix of the freeze-dried hydrogel

com-pared to that of the air-dried hydrogel (23)

The ionic interaction between the positively charged

amino groups of chitosan and negatively charged

coun-terion of tripolyphosphate (TPP, MW 4000) results in

polyelectrolyte complex formation and thus allows the

formation of beads in very mild conditions So, chitosan

nanoparticles can be prepared by ionic gelation with the

counterion TPP (24)

The particle size depends on both the chitosan and

TPP concentrations The minimum size (260 nm) has

been obtained The PEO or PEO–PPO block polymer

Synperonic®(1C1 Iberica, Spain) can be incorporated into

chitosan nanoparticles by dissolving these copolymers in

the chitosan solution either before or after adding the ionic

cross-linker TPP (Fig 6) TEM observation reveals that the

chitosan nanoparticles have a solid and consistent

struc-ture, whereas chitosan/PEO–PPO nanoparticles have a

compact core, which is surrounded by a thin but fluffy coat

presumably composed of amphophilic PEO–PPO

copoly-mer (25) Here, the presence of PEO–PPO within the

tosan nanoparticles can mask the ammonium group of

chi-tosan by a steric effect, thus hindering the attachment of

the BSA (isoelectric point pH = 4.8) These hydrophilic

chitosan/ethylene oxide–propylene oxide block copolymer

nanoparticles are very promising matrices for

administer-ing therapeutic proteins and other macromolecules that

are susceptible to interaction with chitosan (i.e., genes or

oligonucleotides) (26)

Mucoadhesive drug delivery systems can easily be

com-bined with auxiliary agents, such as enzyme inhibitors

Chitosan and EDAC [1-ethyl-3-(3-dimethylamino-propyl)

carbodimine hydrochloride] form chitosan–EDAC

conju-gates (10 mL of 1% chitosan HCl, 0.1M EDAC, and an

amount of EDAC that ranges from 0.454 to 7.26 g) at

pH 3.0 The chitosan–EDAC conjugates offers several

advantages as vesicles for peroral administration of tide and protein drugs: excellent mucoadhesive propertiesand strong inhibition of the proteolytic activity of zinc pro-teases, carboxypeptidase A, and aminopeptidase N Theconjugate that has the lowest amount of remaining freeamino groups seems to be a useful carrier in overcomingthe enzymatic barrier for perorally administered therapeu-tic peptides (27)

pep-The progress in biotechnology, coupled with an creased understanding of molecular mechanism underly-ing the pathogenesis of a variety of diseases of the genelevel, has effected dramatic changes in therapeutic moda-lities Recombinant DNA itself has been used like a “drug”

in-in gene therapy, where genes are applied to produce peutic proteins in the patient Oligonucleotides, relativelysmall synthetic DNA designed to hybridize specific mRNAsequences, are used to block gene expression To achievethese goals, the gene drugs must be administered via anappropriate route and be delivered into the intracellularsite of the target cells where gene expression occurs.Gene drugs have substantial problems as polyanionicnucleic acids, including susceptibility to degradation by nu-cleases and low permeability So, a suitable carrier system

thera-is the key to successful in vivo gene therapy Considering

that viral vectors have a number of potential limitationsinvolving safety, cationic lipid polymers developed as DNA

carriers can improve in vivo transfection efficiency.

Chitosan as a natural amino polysaccharide can form apolyelectrolyte complex with DNA For site-specific DNAdelivery, a quaternary ammonium derivative of trimethyl-chitosan with antenna galactose was synthesized It wasindicated that the galactose-carrying chitosan derivative

as a ligand provides cell-specific delivery of DNA to G2 cells The chitosan derivative binds to DNA via elec-trostatic interaction The resulting complexes retain theirability to interact specifically with the conjugate receptor

Hep-on the target cells and lead to receptor-mediated tosis of the complex into the cell (28) (Fig 7)

endocy-Separation Membranes

Chemically modified chitosan membranes have been used

in various fields, for example, metal-ion separation, gasseparation, reverse osmosis, pervaporation separation

of alcohol–water mixtures, ultrafiltration of biologicalmacromolecular products, and affinity precipitation ofprotein isolates

Pervaporation is a very useful membrane separationtechnique for separating organic liquid mixtures, such asazeotropic mixtures and mixtures of materials that haveclose boiling points In pervaporation, the characteristics

of permeation and separation are significantly governed bythe solubility and diffusion of the permeates

The separation mechanism of pervaporation is based

on the solution–diffusion theory, the adsorption–diffusion–desorption process of the components in the feed comingacross the membrane from one side to the other Therefore,pervaporation properties can be improved by enhancingthe adsorption of one component in the feed to the mem-brane and/or accelerating the diffusion of one component

in the feed through the membrane

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P1: FCH/FYX P2: FCH/FYX QC: FCH/UKS T1: FCH

DNA complex

ReceptorOsmatic pressure

sink Receptor mediatedendocytosis

DNA

Figure 7 Scheme of gene delivery system via receptor-mediated

endocytosis.

Chitosan has been used to form pervaporation

mem-branes for separating water/alcohol mixtures and shows

good performance in dehydrating alcohol solutions To

en-hance fluxes with more free volume, chitosan membranes

cross-linked with hydrophilic sulfosuccinic acid (SSA) were

developed where two carboxylic acid groups and one

sul-fonic acid group offer ionic cross-linking with amine side

groups of the chitosan molecules Because the SSA

cross-linked membrane bears more binding sites for the target

compound to be separated than the cross-linked chitosan

membrane, the former membrane is better than the latter

membranes reported earlier (29)

Due to high permeability and good mechanical

proper-ties comparable to those of commercial cellulose acetate

membranes, the membranes have potential application in

pervaporation separation of aqueous organic mixtures (30)

The pervaporation properties of isopropanol–water

mix-ture via a chitosan–silk fibroin complex membrane are

shown in Fig 8 The data imply that the flux through the

complex membrane expresses ion (Al3 +) sensitivity, so the

pervaporative flux of the isopropanol–water mixture can

be modulated; the high selectivity was maintained by

op-timizing the AlCl3concentrations in the feed (31)

A benzoylchitosan membrane was designed for

sepa-rating a benzene/cyclohexane mixture, which is very

important in the petrochemical industry The benzene

permeation selectivity of the membrane is attributed to the

smaller molecular size and higher affinity of the benzene

molecules compared to those of cyclohexane (32)

Anionic surfactants for example, sodium lauryl ether

sulfate (SLES), can form complexes with the chitosan chain

through interaction of their opposite ionic charges The

complexes can survive as a skin layer (ca 15 µm) on a

polyethersulfone ultrafiltration membrane Here, the ionic

property of the surfactant–chitosan complex membrane

preferentially promotes the permeation of polar methanol

−6 −5

1020304050607080

20040060080010001200

2h)

Figure 8 Separation properties of an isopropanol–water mixture

through a chitosan–silk fibroin complex membrane by tion [silk fibroin content in membrane: 30% (w/w), isopropanol in feed: 85% (w/w), CAlCl3denotes the AlCl3concentration in the wa- ter part of isopropanol–water mixture].

prevapora-through the membrane, compared with the less polar and

relative bulky methyl-t-butylether (MTBE) (33).

A formed-in-place (FIP) membrane is dynamically ated by depositing polymers on the surface or at the en-trance of the pores of macroporous substrates ChitosanFIP ultrafiltration membranes can be formed on a macro-porous titanium dioxide substrate The chitosan gel mem-brane formed on the substrate is cross-linked enough by asupramolecular interaction, for example, hydrogen bond-ing The estimated mean pore size for the membrane nearneutral conditions (pH 6.0 and 8.2) is about 17 nm, and forthe membrane at pH 3.6, it is 55 nm The contraction andswelling of the chitosan membrane are reversible There-fore, it is possible to control the pore size of the membrane

cre-by simply adjusting the pH of the system according to theseparation requirement (34)

Smart polymers are the basis for a new protein lation technique—affinity precipitation The precipitationapplies a ligand coupled to a water-soluble polymer known

iso-as an affinity macroligand, which forms a complex with thetarget The phase separation of the complex, triggered bysmall changes in the environment, for example, pH, tem-perature, ionic strength, or addition of reagents, makes thepolymer backbone insoluble; afterward, the target proteincan be recovered via elution or dissolution Chitosan itselfhas been successfully used as a macroligand for affinityprecipitation of isolated wheat germ agglutinin from its ex-tract and glycosides from cellulose preparation by changes

in the pH of the media (35)

A partially sulfonated poly(ether sulfone) microporoushollow fiber membrane was coated with chitosan by electro-static attraction After cross-linking by reacting the fiberwith ethylene glycol diglycidyl ether (EGDGE), the hy-droxyl and amino glucose units of chitosan are then modi-fied to bind recombinant protein A (rPrA) as an affinity lig-and at 4.77–6.43 mg rPrA/mL fiber The immobilized rPrAhollow fiber membrane serves as a support for affinity sep-aration of immunoglobulin (IgG) (36)

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Immobilization Supports

Immobilization is an effective measure for using enzymes

or microbial cells as recoverable, stable, and specific

in-dustrial biocatalysts Immobilization must be carried out

under mild conditions

An ideal support for enzyme immobilization should

be chosen to achieve essential properties such as

chemi-cal stability, hydrophilicity, rigidity, mechanichemi-cal stability,

larger surface area, and microbial attack resistance

Sev-eral methods are used to modify the supports to improve

stability and mechanical strength, and to modify different

functional groups that may be superior for enzyme

immo-bilization One of the ways to improve these properties is

grafting of monomers onto the matrix The graft polymeric

support, for example, chitosan-poly(glycidyl methacrylate)

(PGMA), is used for glucosidase to immobilize urease

(37,38)

Immobilized urease can be used in biomedical

applica-tions for the removing urea from blood in artificial kidneys,

blood detoxification, or in the dialysate regeneration

sys-tem of artificial kidneys In the food industry, it may be

used to remove traces of urea from beverages and foods

and in analytical applications as a urea sensor

In addition to urease, other enzymes, for example,

glu-tamate dehydrogenase, penicillin acylase,β-galactosidase,

and glucosidase, have been immobilized via chitosan gels

Immobilization improves the stability of the enzymes

Extracellular Matrixes For Tissue Engineering

Various synthetic and naturally derived hydrogels have

recently been used as artificial extracellular matrices

(ECMs) for cell immobilization, cell transplantation, and

tissue engineering Native ECMs are complex chemically

and physically cross-linked networks of proteins and

gly-cosaminoglycans (GAGs) Artificial ECMs replace many

functions of the native ECM, such as organizing cells into

a 3-D architecture, providing mechanical integrity to new

tissue, and providing a hydrated space for the diffusion of

nutrients and metabolites to and from cells Chitosan is

similar to GAG Therefore, it is promising for application

as a biomaterial in addition to use as a controlled delivery

matrix

Chitosan is a basic polysaccharide, so it is possible

to evaluate the percentage of amino functions, which

re-main charged at the pH of cell cultivation (7.2–7.4) These

cationic charges have a definite influence on cell

attach-ment by their possible interaction with negative charges

located at the cell surface Chitosan materials give the

best results in cell attachment and cell proliferation for

chondrocytes and keratinocytes of young rabbits compared

with its polyelectrolyte complex with glycosaminoglycans,

such as chondroitin 4 and/or 6 sulfate and hyaluronic

acid (39)

Field Responsive Materials

Chitosan-based gels consist of a positive charged network

and a fluid (e.g., water) that fills the interstitial space of the

network The gels exhibit a variety of unique field

respon-sive behaviors, such as electromechanical phenomena

Figure 9 The EMC behaviors of chitosan/PEG crosslinked with

different concentrations of ECH.

Electromechanochemical (EMC) behavior deals withcontraction of polymers in an electric field The effects of

an electric field on polyelectrolyte hydrogels relate to theprotonation of its alkaline amino groups and redistribu-tion of mobile counterions when chitosan/PEG compositefibers is cross-linked with epichlorohydrin (ECH) and glu-taraldehyde (GA), respectively The EMC behavior of fibers

in a 0.1% aqueous HCl solution in a 25-V dc electric field

is shown in Fig 9

The bending direction of the fiber specimen inverts at

a critical concentration of the cross-linking agents Whenthe ECH concentration is more than 9.0× 103M or the GAconcentration is larger than 5.64× 104M, the fiber speci-mens bend toward the cathode If the ECH or GA concen-tration is less than the critical values, they bend towardthe anode The reason may be attributed to variation inthe mobile ions within the network (40)

Thin films of chitosan and chitosan doped with earth metal ions can be used as wave-guiding materials.They are transparent across the wavelength range of 300–

rare-3000 nm and exhibit low optical loss (less than 0.5 db/cm2)(41,42)

Chitosan/acetic anhydride and acrylate/chitosan gels have an excellent laser-damage threshold (LDT) up

hydro-to 35 times higher than commercial poly(methyl acrylate) (PMMA) bulk materials, and their LDT increases

meth-as water content incremeth-ases As we know, absorbed lmeth-aser ergy can lead to rapid local heating of a laser “hot spot.” Ahydrogel can be considered a composite of statistically dis-tributed microchannels and/or fluctuating pores created bythe movements of polymer segments within the network

en-in the presence of water When a hydrogel is irradiated,the energy generated by laser light can be absorbed anddispersed by the water and the polymer frame These hy-drogels have potential applications as new materials forhigh-power laser-damage usage (43)

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PB091-C1-Drv January 11, 2002 22:18

CHITOSAN-BASED GELS 189

2 G.A.F Robert and K.E Taylor, The formation of gels by

reac-tion of chitosan with glutaraldehyde Makromol Chem 190,

955–960 (1989).

3 K.D Yao, T Peng, M.F.A Goosen, J.M Min, and Y.Y He,

pH-sensitivity of hydrogels based on complex forming

chitosan-polyether interpenetrating polymer network J Appl Polym.

Sci 48(2), 345–353 (1993).

4 T Peng, K.D Yao, C Yuan, and M.F.A Goosen, Structural

changes of pH-sensitive chitosan/polyether hydrogels in

dif-ferent pH solution J Polym Sci., Part A 32(3), 591–596

(1994).

5 M.S Beena, T Chandy, and C.P Sharma, Heparin

immobi-lized chitosan-polyethylene glycol interpenetrating network:

Antithrombogenicity art Cells, Blood Substitutes Immobil.

Biotechnol 23(2), 175–192 (1995).

6 M.M Amiji and V.R Patel, Chitosan-poly(ethylene oxide)

semi-IPN as a pH-sensitive drug delivery system Polym.

Prepri 35(1), 403–404 (1994).

7 X Chen, W.J Li, W Zhong, Y.H Lu, and T.Y Yu, pH

sensitiv-ity and ion sensitivsensitiv-ity of hydrogels based on complex-forming

chitosan/silk fibroin interpenetrating polymer network.

J Appl Polym Sci 65(11), 2257–2262 (1997).

8 K.D Yao, Y.J Yin, M.X Xu, and Y.F Wang, Investigation of

pH-sensitive drug delivery system of chitosan/gelatin hybrid

polymer network Polym Int 38(1), 77–82 (1995).

9 K.Y Lee, W.H Park, and W.S Ha, Polyelectrolyte complexes

of sodium alginate with chitosan or its derivatives for

micro-capsules J Appl Polym Sci 63(4), 425–432 (1997).

10 K.D Yao, H.L Tu, F Chang, J.W Zhang, and J Liu,

pH-sensitivity of the swelling of a chitosan-pectin polyelectrolyte

complex Angew Makromol Chem 245, 63–72 (1997).

11 M.N Taravel and A Domard, Relation between the

physico-chemical characteristics of collagen and its interactions with

chitosan: I Biomaterials 14(12), 930–939 (1993).

12 M.N Taravel and A Domard, Collagen and its interaction with

chitosan: II Influence of the physicochemical characteristics

of collagen Biomaterials 16(11), 865–876 (1995).

13 M.N Taravel and A Domard, Collagen and its interactions

with chitosan: III Some biological and mechanical properties.

Biomaterials 17(4), 451–455 (1996).

14 P Cerrai, G.D Cuerra, and M Tricoli, Polyelectrolyte

com-plexes obtained by radical polymerization in the presence of

chitosan Macromol Chem Phys 197(11), 3567–3579 (1996).

15 N Kobota, Permeability properties of chitosan-transition

metal complex membrane J Appl Polym Sci 64, 819–822

(1997).

16 K.Y Lee, W.H Jo, L.C Kwon, Y.H Kim, and S.Y Jeong,

Structure determination and interior polarity of

self-aggregates prepared from deoxycholic acid modified chitosan

in water Macromolecules 31(2), 378–383 (1998).

17 T Ouchi, H Nishizawa, and Y Ohya, Aggregation

phe-nomenon of PEG-grafted chitosan in aqueous solution.

Polymer 39(21), 5171–5175 (1998).

18 A.G Schatzlein, J Sludden, L Tetley, E Mosha, and I.F.

Uchegbu, Chitosan based polymeric vesicles as anticancer

drug carriers Proc.—Int Controlled Release Bioact Mater 25,

435–436 (1998).

19 A.S Hoffman, G.H Chen, X.D Wu, and Z.L Ding, Graft

copoly-mers of PEO-PPO-PEO triblock polyethers on bioadhesive

polymer backbones: Synthesis and properties Polym Prepr.

38(1), 524–525 (1997).

20 R Dagani, Intelligent gels Chem Eng News 75(23), 26–37

(1997).

21 A.S Hoffman, P.S Stayton, Z Ding, X Bulmus, Y Hayashi,

T Furusona, H Saito, C Leng, G Chen, X Wu, J.E Matsuvra, and W.R Gombotz, Graft copolymers of stimuli-responsive polymers on biomolecule backbone: Synthesis and biomedical

applications Polym Prepr 38(2), 532–533 (1997).

22 T Chandy, D.L Mooradian, and G.H.R Rao, Chitosan/ polyethylene glycol-alginate microcapsules for oral delivery of

hirudin J Appl Polym Sci 20(11), 2143–2153 (1998).

23 V.R Patel and M.M Amigi, Preparation and tion of freeze-dried chitosan-poly(ethylene oxide) hydrogels for

characteriza-site-specific antibiotic delivery in the stomach Pharm Res.

13(4), 588–593 (1996).

24 P.R Hari, T Chandy, and C.P Sharma,

Chitosan/calcium-alginate beads for oral delivery of insulin J Appl Polym Sci.

cines Pharm Res 14(10), 1431–1436 (1997).

27 A.B Schmuch and M.E Krajicek, Mucoadhesive polymers as platforms for peroral peptide delivery and absorption: Synthe-

sis and evaluation of different chitosan-EDTA conjugates J.

Controlled Release 50(1–3), 215–223 (1998).

28 J.I Morata and T Ouchi, Chitosan derivative having

a function carrying DNA High Polym., Jpn 46(5), 339

plexes of chitosan and poly(acrylic acid) Macromol Polym.

Sci USSR, Ser A 38(1), 61–65 (1996).

31 E.F Ageev, S.L Kotova, E.E Skorikova, and A.B Zezin, vaporation membranes based on polyelectrolyte complexes

Per-of chitosan and poly(acrylic acid) Polym Sci USSR (Engl.

characteriza-J Appl Polym Sci 67(3), 513–519 (1998).

35 I.Y Galaev, M.N Gupta, and B Mattiasson, Use smart

poly-mers for bioseparations CHEMTECH 26(12), 19–25 (1996).

36 E Klein, E Eichholz, F Theimer, and D Yeagor, Chitosan modified sulfonated poly(ether sulfore) as a support for affinity

separations J Membr Sci 95(2), 199–204 (1994).

37 M Chellapandisn, and M.R.V Kridhnsn, Chitosan-poly (glycidyl methacrylate) copolymer for immobilization of ure-

ase Process Biochem 33(6), 595–600(1998).

38 A Gallifuoco, L.D Ercole, F Alfani, M Cantarella, G Spagna, and P.G Pifferi, On the use of chitosan-immobilized

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β-glucosidase in wine-making: Kinetics and enzyme

inhibi-tion Process Biochem 33(2), 163–168 (1998).

39 A Denuziere, D Ferrier, O Damour, and A Domarel,

Chitosan-chondroitin sulfate and chitosan-hyaluronate

poly-electrolyte complexes biological properties Biomaterials

19(14), 1275–1285 (1998).

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(2000).

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Adams, Optical waveguiding and morphology of chitosan thin

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and W.W Adams, Characterization of chitosan and

rare-earth-metal-ion doped chitosan films Macromol Chem Phys.

198(4), 1561–1578 (1997).

43 H Jing, W Su, M Brant, M.E De Rosa, and T.G Bunning,

Chitosan-based hydrogels: A new polymer-based system with

excellent laser-damage threshold properties J Polym Sci.,

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COATINGS

CHAO-NANXU

National Institute of Advanced

Industrial Science and Technology (AIST)

Tosu, Saga, Japan

INTRODUCTION

Many materials emit light during the application of a

mechanical energy This phenomenon is usually referred

to as mechanoluminescence (ML) or triboluminescence (1)

The more historical term is “triboluminescence.” It stands

for tribo-induced luminescence, and this was the term used

for more than a century to refer to light emission induced

by any type of mechanical energy (2) The term

“mechano-luminescence” was not proposed until 1978 (3) The

pre-fix “mechano” is correlated to the general mechanical way

used for exciting luminescence, including concepts such as

deformation, piezo, tribo, stress, cutting, grinding, rubbing,

and fracto In recent years mechanoluminescence (ML)

has become the preferred nomenclature (4) Although the

transfer of mechanical stress into light radiation is very

complex, successes in experimental applications suggest

possible uses of the ML phenomena in stress sensors,

me-chanical displays, and various smart systems

In general, ML can be divided into

fractolumines-cence (destructive ML) and deformation luminesfractolumines-cence

(nondestructive ML); these correspond to the

lumines-cence induced by fracture and mechanical deformation of

solid, respectively Roughly 50% of solid materials gives

fractoluminescence by fracture (5): the well-known

ma-terials include sugar (6), molecular crystals (7,8), alkali

halides (9,10), quartz (11), silica glass (12–14), phosphors

(15), piezoelectric complex (16), metals (17), various

min-erals (18,19), and biomaterials (20) Recently, the

frac-toluminescence of rare-earth complexes was investigated

in order to build smart damage sensors capable of simplereal-time detection of the magnitude and location ofstructural damage within materials (21) Deformation lu-minescence can be induced by mechanical deformationwithout fracture, and this is of interest in nondestructiveevaluation Deformation luminescence can be further di-vided into plasticoluminescence and elasticoluminescence.The former is produced during plastic deformation ofsolids, where fracture is not required, and the later is pro-duced during the elastic deformation of solids where nei-ther plastic deformation nor fracture is required Nonde-structive ML due to plastic deformation has been observed

in several materials such as colored alkali halides (22,23),II–VI semiconductors (24), and rubbers (25) However, ML

in the elastic region has been observed only for the ated alkali halides (4,26), and some piezoelectric materials(27) So far nondestructive luminescence intensities of ma-terials have been reported to be too weak and difficult torepeat, and this has deferred any practical application ofthe phenomenon For application of ML in developing newmaterials, repetitive ML must occur with undiminishedintensity

irradi-Devices for ML Measurement

Both mechanical and optical devices are being used to sure ML The objective is to apply the measured mech-anical energy to the ML sample, and then to detect thelight induced by the mechanical energy The various tech-niques already investigated include compression, bending,stretching, loading, piston impact, needle impact, cleavingand cutting, laser, shaking, air-blast, scratching, grindingand milling, and tribo- and rubbing (4) Figure 1 givespopular measurement devices for nondestructive ML;these devices measure compression, tension, bending, andshearing Figure 1(a) shows a schematic diagram of an

mea-ML measurement device capable of measuring mea-ML strain–stress relations simultaneously Stress is applied on eachsample by a materials test machine The ML intensity ismeasured by a photon-counting system that consists of aphoto multiplier tube (R464S, Hamamatsu Photonics) and

a photon counter (C5410-51, Hamamatsu Photonics) trolled by a computer The ML emission light is guided tothe photo multiplier through a quartz glass fiber The MLspectrum is obtained with a photon multichannel analyzersystem (PMA 100, Hamamatsu Photonics) The ML im-ages are recorded with an image intensified charge coupleddevice (ICCD) controlled by a computer system (C6394,Hamamatsu Photonics Corp.) Simultaneously, the stressand strain of the sample are measured by an in-situ sen-sor In addition to compressive test, the materials test ma-chine shown in Fig 1(a) is able to apply tensile and bendingstresses by exchanging the sample holder

con-Figure 1(b) shows a schematic diagram of an ML surement device for applying friction (shear stress); thesame equipment as shown in Fig 1(a) is used to measurethe ML intensity and spectrum The mechanical friction

mea-is applied by a friction rod under a load The friction rodmaterial, as well as the load, can be changed for differentlevels of mechanical stress applied to the test material As

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PB091-C1-Drv January 11, 2002 22:18

COATINGS 191

Computer Image

(a)

ICCDcamera

Loadcell

Sample

Glassfiber

channelanalyzer

Strainamp

Recorder

MotorSpeed

controller

VSample

(b)

Figure 1 Schematic diagram of ML measurement

devices (a) using a materials test machine for the compressive test and (b) using a friction test ma- chine for the friction (shear stress) test.

the test sample is rotated at a controlled speed, as shown

in Fig 1(b), the friction rod draws a concentric circle on the

test material The ML emission light induced by friction is

guided to the PM through a quartz glass fiber that is 3-mm

in diameter; the distance between the glass fiber and the

friction tip is set at 40 mm The mechanical impact is

ap-plied by using a free-falling ball through a steel guide pipe

The impact velocity is adjusted by the height of the falling

ball, and the impact energy can also be adjusted by both

the weight of the ball and the falling height

NONDESTRUCTIVE ML FROM ALKALINE ALUMINATES

DOPED WITH RARE-EARTH IONS

As previously mentioned, development of materials with

strong nondestructive ML intensity is an important goal

in exploring applications of ML Recently, systematic

terials research has resulted in producing a variety of

ma-terials that emit an intensive and repeatable ML during

elastic deformation without destruction: among these are

ZnS: Mn, MAl2O4:Re (M= alkaline metals, Re = rare-earth

metals), and SrMgAl10O17:Eu (28–32) So far the most

promising ML materials are the rare-earth ions doped

al-kaline aluminates and the transition metal ions doped zinc

sulfide Remarkable upgrading in ML intensity has been

achieved in the SrAl2O4doped with europium by

control-ling the lattice defects in the material

Preparation of Fine Particles of ML Materials and Their Smart Coatings

The luminescence powders are normally produced by asolid reaction process using a flux In the solid reac-tion process, the starting materials of ultrafine powder ofSrCO3, Al2O3, and Eu(NO3)3.2H2O, H3BO3(flux) are tho-roughly mixed The mixture is calcined at 900◦C for 1 h andthen sintered at 1300◦C for 4 h in a reducing atmosphere(H2+ N2) However, this process has the limitation thatsmall particles cannot be obtained because of the growth

of grains that occurs during the calcinations at high ratures To address this problem, a modified sol-gel methodhas been developed for preparing fine powders of SAO-E(33) In this modified sol-gel process, the starting mate-rials of Sr(NO3)2, Al(O-i-C3H7)3, and Eu(NO3)3.2H2O aredissolved in H2O and thoroughly mixed with NH.3H2O Thesol solution is then dispersed by HCON(CH3)2, followed bydrying, calcining, and finally sintering in a reducing at-mosphere at 1300◦C for 4 h In comparison with SAO-Epowders synthesized by the solid reaction process, finerparticles are obtained by the modified sol-gel process, theirmean size being about 1µm; the particles obtained by the

tempe-solid reaction process are about 15 µm The finer

parti-cles exhibit high ML, and as a result smart coating can beapplied in uniform layers on the surfaces of the target ob-jects by mixing it with binders and polymers For example,standard coating techniques such as spin coating and spray

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0 5 10 15 200

50100150200250300350

coating could then be used to create uniform layers (films)

of SAO-E/epoxy on the surfaces of plastics, rubbers, glass,

ceramics, and metals The thicknesses of the resultant

coating could be controlled from micrometer to millimeter

Smart coatings made by mixing SAO-E fine powder with

an optical epoxy can transfer mechanical energy into the

photo energy of light emission, which in turn is capable

of sensing the dynamic stress of substrate materials To

obtain the ML intensity and stress distribution, the

com-posite samples of the SAO-E/epoxy have been included in

the ML measurement together with the coated samples

and the ceramics of SAO-E

ML Response of SAO-E to Various Stresses

In upgrading the ML intensity of SAO-E for the smart

coating application, the composition, the PH value, and

the calcination conditions must be controlled Significant

Figure 3 (a) Typical time history of the

luminescence intensity recorded during a

compressive test for a SAO-E/epoxy

com-posite with a dimension of 55 × 29 × 25

mm3, (b) Diminishment in ML peak

inten-sity during application of repetitive cycles

of loading and its recoverability with UV

4080120160

10005000

1500200025003000

ML intensity is obtained by Sr0.975Al2O3.985:Eu0.01 with alattice defect of 1.5 at% Sr vacancy Such a nonstoich-iometry system is found to produce one order of magni-tude higher ML than a stoichiometry system This is fourorders of magnitude higher in intensity than that of thereported strong ML material of a quartz crystal The lumi-nescence of the defect-controlled SAO-E material gives ahigh enough ML to monitor the stress of the object it coats.The influences of the stress and strain rates on the emit-ted light intensity are measured using the same strain ratebut at different peak stresses, and then the same peakstress but at different strain rates Figure 3(a) shows atime history of a luminescent object recorded during theapplication of a compressive stress with a constant strainrate for a SAO-E/epoxy composite with a dimension of

55× 29 × 25 mm3 As can be seen, over time a linearlyincreased load system results in linearly increased MLintensity That is, the ML intensity emitted is linearlyproportional to the magnitude of the applied stress Fig-ure 3(b) shows the ML intensity diminished during repet-itive cycles of loading The ML intensity decreased withthe repetitive cycles of stress, reaching a stable level atabout 20% of its initial strength The ML intensity ofSAO-E recovered completely after UV irradiation (365 nm)using a handy lamp Such recoverability distinguishedSAO-E from other nondestructive ML materials reported,for example, alkali halides which need γ -ray irradiation

or very high energy irradiation to recover their ity (34) The linear relationship between ML intensitivityand stress has been further demonstrated by the tests inwhich each test had the same strain rate but a differentpeak stress, as shown in Fig 4 The ML intensity increasedlinearly with the increase of strain rate Such a linear re-lation was also reported forγ -ray irradiated single crys-

intensitiv-tals of alkali halides during the elastic deformation (35)

It is evident that the ML of SAO-E is an cence In a comparison test, the defect controlled SAO-Ewas found to give the most intense elasticoluminescenceamong the materials examined to date (36)

elasticolumines-SAO-E was found also to exhibit ML during tic deformation and fracture In the region of plastic

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02.0 × 1044.0 × 1046.0 × 1048.0 × 1041.0 × 1051.2 × 1051.4 × 1051.6 × 105

Mechanical stress (MPa)

Figure 4 Influence of applied stress on ML intensity (strain rate

is 3.0 × 10 −4l/s).

deformation, ML became intensified because of the stress

that was concentrated in this region Upon further load

increases the ML intensity exhibited a sharp rise as the

SAO-E material began to crack, revealing the maximum

value in ML intensity at fracture Similar results were

ob-tained for ceramic samples of SAO-E The results for

al-kali halide crystals confirmed the presence of intense ML

in plastic deformation and that it sharply increases during

fracture of the crystals (4,5) Clearly, the linear relation

between strain and stress is an important factor in the

ap-plication of ML stress sensors

Figure 5 shows the relationship between the strain

rate and ML intensity The relationship is almost linear,

as a higher strain rate produces greater ML intensity

0102030405060

90

7080

Figure 6 Dependence of ML intensity on tensile stress for a

SAO-E/epoxy composite sample with a dimension of 100 × 25 × 5 mm 3 The ML intensity induced by compressive stress is also plotted for comparison.

Expressed mathematically, the ML intensity in terms ofthe stress and strain rate is

I − I0= K σ (t)˙ε(t), (1)

whereσ is the stress and ˙ε is the strain rate Equation (1)

indicates that the linear intensity of ML is consistent withthe concept of an elastic (linear) region

The dependence of ML on tensile stress is shown inFig 6 for a SAO-E/epoxy composite sample with mea-surements of 100× 25 × 5 mm3 For comparison, the MLintensity induced by compressive stress is also plotted.Note that the SAO-E exhibits the same ML intensitywhether or not the stress is compressive or tensile Figure 7shows the dependence of ML on torsion measured by ashearing test machine for a SAO-E composite sample withdimensions ofφ10 mm × 110 mm Note that the ML inten-

sity increases linearly with the increase of torsion Clearly,the nondestructive ML of SAO-E can detect shear stressand torsion changes without any volume changes This isvery different from the thermography technique that candetect stress based on the thermo-elastic effect when stress

is accompanied by a volume change

As previously mentioned, SAO-E ceramics and posites exhibite distinct ML behavior Smart coating withSAO-E/epoxy can be applied to objects to sense changes ofstress Figure 8 shows the dependence of ML intensity onthe stress for a plastic coated with an SAO-E/epoxy layer.The results are similar to those of composites and cera-mics The ML intensity almost linearly increases with the

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Torsion (kgcm)

Figure 7 Dependence of ML intensity on torsion measured by a

shear test machine for a SAO-E composite sample with dimensions

increase of stress when the strain rate is kept constant

Additionally, the ML intensity increases with the increase

of the thickness in the ML layer A thick layer is generally

not suitable for stress detection because it produces strain

or stress in the ML layer that differs from that of the

ob-ject beneath it As these results indicate, a uniform layer is

necessary for an accurate display of the stress distribution

of the object

050100150200250

Figure 8 Dependence of ML intensity on the stress for a plastic

block coated with SAO-E/epoxy layers with different thickness.

Contrary to the behavior of the destructive ML (37,38),the width of the ML emission band at the peak wavelength

is independent of the stress level during elastic tion However, the ML intensity at peak emission increaseslinearly with the increase of stress level Furthermore, theintegrated intensity under the band also increases linearlywith stress As noted earlier, the ML of SAO-E can be in-duced by compressive, tensile, or shear stress Smart coat-ing using ML materials provides a simple way to detectthese stresses dynamically and remotely

deforma-ML Mechanism of SAO-E

The ML spectrum is measured by a photon multichannelanalyzer The broadband emission peaks at a wavelength ofabout 520 nm, which is the same as the photoluminescence(PL) spectrum measured by a fluorescence spectrometer

As shown in Fig 9, the PL and ML spectra from SAO-Eare characterized by emissions that peak near 520 nm Noother emission bands are found in the ML spectrum at 300

to 700 nm This implies that ML is emitted from the sameemission center of Eu ions as PL; both are produced bythe transition of Eu2 +ions between 4f7and 4f65d1(39,40).Emissions due to N2 discharge have not been observed,which generally occur in destructive ML (fractolumines-cence) (41) These results confirm that the ML of SAO-Edescribed here is produced by a nondestructive deforma-tion of SAO-E Moreover, the recovery of ML intensity by

UV irradiation suggests that the traps in SAO-E samplecan be filled by UV irradiation Measurements of the Halleffect of UV-activated SAO-E reveal traps of holes filled by

UV, and this is consistent with other reports (39,44) Thedepths of these hole traps can be evaluated by the Hoogen-straaten method (42) This technique calls first for thermo-luminescence glow curves to be measured at different rates

of heating (β) to obtain the glow peak temperature (Tm) foreach heating rateβ, and then for the depth of trap (Et) to be

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Figure 10 (a) Glow curves of thermoluminescence from SAO-E at different heating rate of 0.091,

0.187, and 0.259 K/s for A, B, and C, respectively; (b) resultant Hoogenstraate plot, whereβ is a heating rate and Tm is a glow peak temperature.

calculated from the slope of the Hoogenstraaten plots using

the equation

Et= −klog e

β/T2 m1/Tm

where k is the Boltzmann constant Figure 10(a) and (b)

shows the glow curves of SAO-E and the resultant

Hoogen-straaten plots, respectively Two glow peaks are found for

SAO-E as shown in Fig 10 (a), implying that there are

dif-ferent kinds of traps in the material The depth of the trap

associated with lower Tm is about 0.2± 0.1 eV, which is

much higher than the thermal energy of 350 K (0.03 eV)

Consequently these hole traps can not be thermally

acti-vated at room temperature On the other hand, it is

evi-dent that traps at levels near 0.1 eV can be activated by

deformation to release electrons to the conduction band in

the case of KCl (41) The ML kinetic model for SAO-E

pro-posed in Fig 11 takes these results into account During

deformation the strain energy excites the filled traps (T+)

to release holes to the valence band (process 1) The holes

then excite Eu+to produce Eu2 +∗(process 2), and return

to ground state by emitting a green light of about 520 nm

(process 3)

The hole traps in the model are attributable to the

lat-tice defects of Sr2 + (44), which can greatly affect the ML

intensity as was indicated in Fig 12 For this reason the

SAO-E is classified as a defect-controlled ML material

whose intensity is substantially altered by the existence

of the trap (defect) The well-known alkali halides also

be-long to this outgoing However, ZnS:Mn is a

piezoelectric-induced material as will be described in the next

1

5d

4f

Eu2 + (Eu+ 1)

Figure 11 ML kinetic model for SAO-E.

REPEATABLE ML OF TRANSITION METAL IONS DOPED ZINC SULFIDE

As was previously noted, the nondestructive ML of SAO-Eshowed diminished intensity during the application of arepetitive stress cycle, similar to that of alkali halides (45).ZnS-doped Mn has been found to give undiminished MLintensity during the elastic deformation, so it is the repre-sentative material to achieve the most repetitive ML

Preparation of Highly Oriented ZnS:Mn Films

Thin films can be prepared from a ZnS pellet on varioussubstrate materials, including quartz glass, stainless, car-bon, and ceramics (Al2O3, SiC, Si3N4), by physical vapordepositions of the ion plating method (46) The substrates

Trang 12

Figure 12 (a) ML response of ZnS:Mn to a friction (shear stress); (b) dependence of ML intensity

on the friction load.

are kept at 160◦C, and the deposition is carried out in a

vacuum of 0.2 Pa in Ar atmosphere The source pellet is

prepared from Zn0.985Mn0.015S powder by a cold isotropic

press method followed by sintering in a vacuum-sealed

quartz glass tube at 1000◦C for 10 h Such a

pretreat-ment is applied to fabricate highly crystallized pellets

whose deposition rate is very stable and easily controlled

A vacuum-sealed technique is used because ZnS begins

to sublimate at temperatures above 700◦C The as-grown

films are annealed at 500 to 1000◦C for 1 h in a

vacuum-sealed quartz glass tube Their chemical composition is

determined by fluorescent X-ray spectrometric analysis

The Mn amount in the film showed the same as that in

the source material, namely 1.5 at% The XRD pattern

ex-hibited a strong diffraction peak at 28.49◦in the 2 range

of 10 to 90◦, which was attributed to the (111) plane of the

ZnS film was highly oriented

ML Characteristics of ZnS:Mn Films

The luminescence intensity depends on the

microstruc-ture of film Post-heat treatment in vacuum is effective

for obtaining high ML in that it increases the crystallinity

of ZnS:Mn and decreases the defects and residual stress

in the film Moreover, the connection between the film

and substrate is strengthened by annealing, even for film

thicker than 1µm, and thus prevents deprivation due to

moisture or mechanical attack The ML intensity is

en-hanced by two magnitudes in order after annealing at

700◦C, and the mechanical strength of the ZnS:Mn film

is also remarkably strengthened (46) Surface observation

shows that the film consists of ZnS grains with a mean size

of several nano-meters

Figure 12(a) shows the ML response of ZnS:Mn to

friction (shear stress) measured by the device shown in

Fig 1(b) The ML intensity increases steeply when the tion on the ZnS:Mn film is turned on, and the frequency

fric-of the oscillating change equals the rotating speed fric-of thetest sample This oscillating change is also found in thefriction force by a strain gauge attached to the frictionrod The oscillation may be caused by nonuniformity ofthe test material, as is similarly the case in bulk ceramics(47) The response curve is reproducible, and this indicatesthat the film is combined strongly onto the substrate, as isconfirmed by the SEM image and adhesive strength test.This reproducibility distinguishes the ML of ZnS:Mn fromthe other destructive ML It has been found that ZnS:Mnshows a repetitive ML response not only to friction but also

to other types of stresses such as compressive stress (30).These results are substantially different from the otherelasticoluminescent materials reported so far like gammacolored alkali halide crystals and the SAO-E, where theintensity decreased in a great deal during the application

of repetitive stress Apparently the reproducibility is sentially important for self-diagnosis materials and appli-cations in various novel smart systems including stresssensors

es-The ML intensity of ZnS:Mn increases with increasingthe mechanical stress Figure 12(b) shows that the inten-sity increases linearly with the increasing applied load.Correspondingly, the mechanical friction can be monitoredwithout any mechanical contacts The linear relation bet-ween ML and stress of the ZnS:Mn has also been found inthe case of compressive stress

Figure 13 shows the ML response to a mechanical pact Note that the ML response transits of ZnS:Mn aresimilar to those of piezoelectric voltage responses, as re-ported previously (48) The energy conversion efficiency forconverting mechanical energy to photon energy, roughlyestimated from the experimental data, is on the order of

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5

010

10050

Figure 13 (a) ML response to a mechanical impact; (b) dependence of ML on the falling height.

10−2and 10−6for a slowly applied stress and impact cases,

respectively; this is also on the same order as was

re-ported previously for the piezoelectrics The ML intensity

increases linearly with the increase of the falling height

of the free ball; that is, ML intensity increases with the

increasing impact energy Correspondingly, the

mechani-cal impact can be remotely monitored using an ML film

More important, the ML intensity emitted by such a

high-oriented films is much higher than that of the bulk material

by more than one magnitude The significant improvement

in the ML intensity is attributed to the high orientation of

the created film and the nano-sized grains of which it is

composed

Mechanism of ZnS:Mn

ZnS is both a piezoelectric and electroluminescent

mate-rial Figure 14 gives the spectrum of the ML for ZnS:Mn

thin films, along with the photoluminescence (PL) and

elec-troluminescence (EL) The ML exhibits a maximum

emis-sion band at 585 nm, which is consistent with the

spec-tra for PL and EL of ZnS:Mn No additional emissions

due to the discharge of N2are found in the ML spectrum

of ZnS:Mn This indicates that the ML is introduced by

stress and the emission arises from the emitting center of

Mn2 +ions, due to the transition of4T1→6A1 The

stress-activated mechanism is supported by other experiments;

for example, when covering the ZnS:Mn film with a

trans-parent film of AlN, similar emission is seen Figure 15

shows the ML and PL intensities for ZnS:Mn films

de-posited on various substrates It is seen that the ML

in-tensities for conductor substrates like stainless and carbon

are much lower than those for dielectric substrates such as

quartz, alumna, silicon nitride, and silicon carbide When

a shear stress is applied on the ZnS:Mn film, a tric voltage based on the piezoelectric coefficient of d14will

piezoelec-be generated piezoelec-between the opposite sides of the thin filmsurfaces If the film is deposited on a conducting substrate,then electrical leakage may occur The presence of suchleakage is indicated by low ML intensity for ZnS:Mn onsteel and carbon substrates as shown in Fig 15

PLELML

Wavelength (nm)

Figure 14 Spectrum of the ML for ZnS:Mn thin films, along

with the photoluminescence (PL) and electroluminescence (EL) spectra.

Trang 14

Luminescence intensity (a.u.)

Figure 15 ML and PL intensities for ZnS:Mn films coated on

EvStress applied

Figure 16 ML model of ZnS:Mn film, where the ML of ZnS:Mn

is proposed to be based on the superposition of piezoelectric effect

and electroluminescence.

Taking these results into account, the ML phenomenon

of ZnS:Mn can be interpreted by a piezoelectric-induced

electroluminescence model as shown in Fig 16 In the

figure the ML of ZnS:Mn is considered to be the

super-position of piezoelectric effect and electroluminescence,

and this can also be considered as the inverse effect of

photostriction (49) The proposed ML model can well

ex-plain the distinguished behavior of ML It is evident that

the high orientation and crystallinity of the ZnS:Mn film

give higher piezoelectric performance The higher

piezo-electric voltage produced on the opposite sides of the

nano-sized grains of ZnS leads to a higher intensity of

electroluminescence Meanwhile, the EL efficiency is

also improved with the increase in crystallinity (50–52)

Therefore the total effect is higher ML intensity The

re-peatable ML with an undiminished intensity of ZnS:Mn

is attributed to the reproducibility of the piezoelectric

effect

APPLICATION OF SMART COATING WITH ML

MATERIALS FOR NOVEL STRESS DISPLAY

Since ML intensity increases linearly with the increase of

stress and strain rate in the elastic region, the ML layer is

believed to be able to display a stress distribution of anyobject that it covers

Stress distribution is measured in solids to improvetheir reliability and extend their applications The distri-bution of stress in a solid is conventionally evaluated us-ing several techniques (53,54) Electric resistance straingauges and piezoelectric sensors are typical techniquesusing electrical signals The limitation to these methodsbecomes evident in analyzing the distribution on the mi-cro scale because of their size The sensors must maintainelectrical contact to the target objects, so it is difficult tomeasure the stress distribution of a dynamic moving partsuch as cutting tool or gas turbine Remote detection haspermitted the use of optical signals in experimental stressanalyses utilizing photoelastic and photoplastic effects,X-ray diffraction, optical fiber networks embedded in com-posites, and thermography based on thermoelastic ana-lysis, for example However, until recently there were nosimple techniques for the direct visualization of the stressdistribution in real time Current studies to solve this prob-lem have focused on building self-diagnosis systems usingsmart coatings of piezoelectric (55–57) and the ML mate-rials (30,58,59)

Visualizing Stress Distribution

To view the stress distribution of an object, a smart coating

of ML material is applied on the surface of the object The

ML images are recorded during the application of stress

on the ML-layer/object Figure 17 shows an example of aplastic disk coated with a SAO-E/epoxy film (50µm) The

intense green light emitted into the atmosphere from thetwo ends of the stressed sample can be clearly observed

by the naked eye Also various stress images can be ulated using the finite element method (60) It has beenfound that the strain energy distribution is in agreementwith the ML image, as compared in Fig 17(b) and (c) This

sim-is supported by the argument in the previous sections Inaddition, since the strain rate is a constant in the measure-ment, this ML image is consistent with the stress distribu-tion Figure 18 illustrates the stressed sample and the linedistribution of ML intensity and stress along CCaxis The

ML intensity distribution along COC, which was obtainedexperimentally by the ICCD camera, is given by a solidline, and the stress distribution of the sample, which wassimulated theoretically based on elastics (61), is shown by adotted line As compared in Fig 18(b), the simulated com-pressive stress along COC increases exponentially with

the increasing of r/R This is consistent with the line

pro-file of the ML image, indicating that the ML image reflectswell the stress distribution (stress image) under the ex-perimental conditions Therefore, smart coating with MLmaterials can directly display the stress distribution of theobject beneath the layer

Monitoring in Dynamic Stress and Impact

Dynamic ML images have been successfully recorded ing the application of different stresses, including bend-ing, tension, compression, and impact (62) The ML images

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O

.341E−15.512 E−15.682 E−15.853 E−15.102 E−14.119 E−14.136 E−14.154 E−14

Figure 17 Stress distribution images for plastic disc (φ25 mm × 10t mm) coated with SAO-E/epoxy

layer under compressive test: Stressed sample (a); ML image at a load of 500 N (b); simulated image

of strain energy distribution using the finite element method (c).

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Oa

Compression stress (a.u.) Emission intensity (a.u.)

Figure 18 Stressed sample (a) and the line distribution profiles

of ML intensity and stress along CC axis (b).

dynamically changed with the loading, and were found

to be in good agreement with the stress

concentra-tion results obtained by computer simulaconcentra-tion and other

experimental stress analyses This imaging method gives

the dynamic stress distribution in real time It is

distin-guished from thermography, which requires repetitive

cy-cles of stresses and thus is limited in evaluating stress

dur-ing the fatigue process Moreover, the present ML images

are strong enough to be seen by the naked eye in a darkened

room

Photographs in Fig 19(a) and (b) show the dynamic

vi-sualization of impact and friction, respectively, for a quartz

substrate coated with the (111)-plane-oriented ZnS:Mn

film After applying mechanical impact caused by a

free-falling ball, the yellow emission shown in Fig 19(a) was

recorded Mechanical friction caused the strong ML

(a)

(b)

Figure 19 Photographs of the dynamic visualization of impact

(a) and friction (b) for a quartz substrate coated with the plane-oriented ZnS:Mn film.

(111)-recorded in real time The ML emission from the ZnS:Mnfilm was strong enough to be clearly seen by the naked eye.The same method can be applied in an aqueous environ-ment Real-time ML images of stress distributions wereobtained in water, ethanol, acetone, and 0.1 M HCl, forexample, although the ML intensity values were depen-dent on the environment due to the different refraction andadsorption values These results show the practicability ofthe present method in environment uses

In particular, the ML smart coating technique holdsmuch promise for observing the stress distribution withhigh spatial resolution using ML materials with nano-scale particles and the optical microscopy with high reso-lution Although more experiments are needed, in the nearfuture stress distributions in a scale smaller than mi-crometers should become observable as image techniquesare combined with microscopy Already the smart coatingtechnique has enabled us to view stress distributions onboth macro and micro scales

The application of smart coating with an ML layer toanalyze dynamic stress not only provides a new methodfor nondestructive evaluation of materials In addition

to the mechanical display, ML smart coating has opened

a window on developing new smart systems and mechanical devices

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Watanabe Appl Phys Lett 76(2): 179–181 (2000).

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COLOSSAL MAGNETORESISTIVE MATERIALS

A MAIGNAN

Laboratoire CRISMAT, ISMRA

CAEN Cedex, FRANCE

INTRODUCTION

Magnetoresistance (MR) is defined as the relative change

in the electrical resistivity of a material upon the

applica-tion of a magnetic field and is generally given by %MR=

100× {[ρ(H) − ρ(0)]/ρ(0)}, where ρ(H) and ρ(0) are the

re-sistivities at a given temperature in and in the absence

of a magnetic field, respectively MR is positive for most

nonmagnetic metals, and its magnitude is limited to a few

percent, whereas MR can be negative in magnetic

mate-rials because the magnetic field tends to reduce the spin

disorder For instance, the %MR of Co and Fe is∼−15%

MR is of considerable technological interest IBM is

us-ing the Permalloy (composition: 80% Ni and 20% Fe) MR of

about 3% in a small magnetic field at room temperature for

the magnetic storage of information More recently, larger

magnetoresistance also called giant MR (GMR) was

ob-served in thin films of magnetic superlattices (for instance,

Fe, Cr) for which metallic layers of a ferromagnet and a

nonmagnetic material (or an antiferromagnet) are

alter-nately deposited on a substrate (1,2) By doing so, the MR

magnitude is increased by an order of magnitude Small

ferromagnetic particles deposited on a paramagnetic thin

film also provide an alternative way to obtain GMR devices

(3) For both material classes, small magnetic field

appli-cations (a few oersteds) are sufficient to align the

magneti-zations ferromagnetically and thus to induce a resistivity

decrease originating in decreased scattering

In hole-doped perovskite manganites Ln1 −xAExMnO3

where x∼ 0.3, magnetoresistance values of ∼−100% in

large magnetic fields (several teslas) have been

discov-ered These effects are called CMR to distinguish them

from GMR (4–11) CMR has motivated a large number

of experimental studies of these oxides in bulk

(ceram-ics and crystals) and in thin films and also of

theoret-ical work to understand the origin of the phenomenon

In the 1950s, the double-exchange model (DE) was

pro-posed to explain the simultaneous appearance of

ferromag-netism and metallicity when Mn3 +/Mn4 +valency is created

in La1 −xSrxMnO3(12–14) However, after the CMR

disco-very, several theoretical studies have shown that double

exchange alone cannot explain the magnitude of the

resis-tivity drop upon the application of a magnetic field (15)

The distorted Jahn–Teller Mn3 +O6octahedron introduces

an interaction between the charge carriers and the crystal

lattice so that the bound-state charge and a lattice called a

“polaron” has been proposed and experimentally evidenced

(15–19) Consequently, the Jahn–Teller distortion, static or

dynamic, must be incorporated in any model, built to

de-scribe CMR This time-dependent increasing complexity

has been more recently confirmed by the relevancy of the

phase-separation scenario for manganese oxides (20–25)

Roughly, recent computational studies in which

ex-tended coulombic interactions are included have revealed

that, as the Mn3 +/Mn4 +mixed valency is created by ing x in Ln1 −xAExMnO3, the transition from the antifer-romagnetic insulating state for x = 0 toward ferromag-netism for hole-doped compositions, where x 0, does notoccur via intermediate phases (canted phases) but ratherthrough a mixed-phase process (20) An inhomogeneouselectronic state should be stabilized, and several experi-mental studies have confirmed this phase-separation sce-nario (21–25) Consequently, the large droping resistivity

vary-at the origin of the qualifying “colossal” magnetoresistance

is interpreted in a percolation framework: a magnetic fieldincreases the ferromagnetic metallic regions at the ex-pense of the insulating antiferromagnetic areas, so thatthe macroscopic insulating state becomes metallic beyondthe percolation threshold (26)

In this article, several representative examples of ovskite manganites are given to illustrate the richness oftheir phase diagrams More particularly, the chemical keyfactor governing the CMR of hole-doped manganites thatcontain 30% Mn4 +and have the Ln0.7AE0.3MnO3formulaare reviewed The existence of Mn3 +/Mn4 +charge ordering

per-in the Mn lattice for half-doped manganites (Mn3 +: Mn4 +=

50 : 50, i e., x= 0.5) and also for Mn4 +-rich compositions(electron-doped, x> 0.5) are discussed Finally, the possi-

bility of obtaining CMR properties in Mn4 +-rich nites is shown

manga-CMR IN HOLE-DOPED Ln0.7AE0.3MnO3 PEROVSKITES

Among the first compositions that were investigated, thosewhere x= 0.3 in Ln1 −xAExMnO3, have the best CMR prop-erties (4–10) This is the case for Ln = Pr3 + and AE=

Ca2 +/Sr2 + that have the formula Pr0.7Ca0.3−xSrxMnO3(27,28) Some of the latter compositions show resistivity(ρ) drops in a magnetic field (µ0H = 5T) when the ra-tio ρ(0)/ρ(5T) is from 104 to 1011, as shown in Fig 1 for

Pr0.7Ca0.25Sr0.05MnO3(x= 0.05) and Pr0.7Ca0.26Sr0.04MnO3(x = 0.04), respectively By cooling the x = 0.05 samplefrom 300 K to 5 K in the absence of a field, the activatedcharacter ofρ observed till 90 K evolves to a metallic char-

acter below that temperature;ρ decreases by about four

orders of magnitude at 20 K (Fig 1a) Then, by registeringtheρ data using the same process but in a 5-T magnetic

field applied at 300 K before cooling, one can clearly see

in Fig 1a the dramatic ρ decrease induced by the field

in the temperature vicinity of the insulator–metal (I–M)transition Five orders of magnitude are obtained fromthe isothermal ρ(0)/ρ(5T) at 88 K and consequently, the

pre-∼30 K Again, the field application seems to quench aquasi-T independent metallic state and theρ(0)/ρ(5T) ra-

tio reaches∼1012 This behavior has also been confirmed

by measuring isothermal field dependent ρ(H) curves (T = 50 K, Fig 2) At 50 K, the curve shows that a ρ drop

of 107is reached beyond the critical field of 0.6T

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COLOSSAL MAGNETORESISTIVE MATERIALS 203

100

Figure 1 T dependence of the resistivity ρ upon cooling in (5 T) and in the absence (0 T) of a

magnetic field for (a) Pr 0.7Ca0.25Sr0.05MnO3 and (b) Pr 0.7Ca0.26Sr0.04MnO3

These CMR properties are connected with the

mag-netic properties that show the great interplay between

the carriers and the spins Clear transitions from

para-magnetic (PM) to ferropara-magnetic (FM) are observed from

the T-dependent magnetization (M) curves of the x= 0.05

and x = 0.04 compositions (Fig 3) The corresponding

Curie temperatures (TC) taken at the inflection point of the

transition coincide with the I–M transition temperatures

Thus, for Pr0.7Ca0.25Sr0.05MnO3, the metallicity appears as

the sample becomes ferromagnetic For the other

compo-sition, Pr0.7Ca0.26Sr0.04MnO3, theρ(T) curve (Fig 1b) does

not show an I–M transition in the absence of a magnetic

field, although this ceramic exhibits a ferromagnetic state

(Fig 3) However, the M(T) curve has been obtained by

measuring in an applied field of 1.45T and aρ(T) curve

registered in the same field shows the I–M transition

This first set of data allows two important conclusions:

high magnetic values are required to obtain CMR effects,

Figure 2 Field-dependentρ curve for Pr0 7Ca .26Sr.04MnO

and small chemical changes are responsible for dramaticmodifications in physical properties

ORIGIN OF THE CMR EFFECT: MANGANESE MIXED VALENCY AND DOUBLE EXCHANGE

Manganese oxides Ln1 −xAExMnO3 crystallize in a ovskite structure (Fig 4), but their structures differ fromthat of the ideal cubic perovskite ABO3(29,30) The struc-ture can be described as a tridimensional network of MnO6octahedra linked by their apexes, so that cages are formedand are filled by the Ln3 +and AE2 +cations (A site of theperovskite) The distortion of the structure in manganites

per-is a consequence of the small size of the A-site cations

Figure 3 T-dependent magnetization curves found upon

warm-ing in 1.45 T after a zero-field-coolwarm-ing process (ZFC) for

Pr 0.7Ca0.26Sr0.04MnO3 (Ca 0.26) and Pr0.7Ca0.25Sr0.05MnO3 (Ca .25).

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which gives rise to the tilting of the MnO6octahedra This

distortion is quantified by the Goldsmith tolerance

fac-tor t = d A −O /[2(dMn −O)], where dA −O and dMn −O are the

A cation–oxygen and Mn–oxygen bond lengths,

respec-tively Usually, for manganites t is ∼1 or t < 1 and,

con-sequently, because the tilting mode depends on t, several

kinds of crystallographic space groups can be evidenced

as the A-site average cationic size rA changes or as the

manganese valency (which controls the Mn–O distance)

varies

To understand ferromagnetic metallic properties (31),

the electronic configurations of the Mn3 + (3d4) and Mn4 +

(3d3) magnetic species must be considered Full rotational

invariance is broken in the octahedral environment, and

this creates the splitting of 3d orbitals in two egand three

t2g Due to the strong Hund coupling (JH) for this system,

the spins are aligned in the 3d shell (high-spin

configu-ration): three localized electrons populate the t2gorbitals

(t2g 3), whereas one electron (eg 1) or no electron (eg 0)

popu-lates the egorbital for Mn3 +and Mn4 +, respectively

More-over, the eg filling for Mn3 +creates a Jahn–Teller

distor-tion that degenerates the egorbitals in two levels, dz2 and

dx 2 −y 2 ; only the former is occupied (Fig 5) The eg

elec-trons of Mn3 + are mobile and they use the bridging

or-bitals of the oxygens to reach an empty egorbital of a Mn4 +

nearest neighbor This leads to the double-exchange model

proposed by Zener (12): the eg electron delocalization

be-tween nearest neighbor manganese ions that have t2g

para-llel spins (Fig 6) allows paying the energy JH and gains

some kinetic energy for the mobile carriers by minimizing

Figure 5 Electronic configuration of Mn4 + (3d3 ) and

Figure 6 Double-exchange mechanism according to Zener.

the hole–spin scattering Consequently, the FM dropletsaround the holes start to overlap as holes (Mn4 +) are in-jected in the Mn3 +matrix, and a fully FM metallic statecan be reached

From this model, one can understand that the CMR

ef-fect in the TC vicinity results from the field-induced romagnetic alignment, which creates delocalization andthus the resistivity decrease But, several experimentalresults exist, for instance, coexistence of FM and chargeordering (21–26) that have suggested that more complexideas are needed to explain CMR properties At present,the phase-separation scenario (20) seems to be relevantfor manganese oxides Several examples that support thismodel are described in the following

fer-CHEMICAL FACTORS GOVERNING CMR PROPERTIES

Two important factors have to be considered to control themagnetism in these systems: the hole concentration andthe overlap of the Mn and O orbitals (11,32,33) The firstcorresponds to the content of Mn4 +in the Mn3 +matrix andcan be tuned by varying the A-site cationic Ln3 +/AE2 +ra-

tio The best concentration for obtaining the highest TCcorresponds to about 30–40% Mn4 +; far below this con-tent, the FM regions do not percolate (FM insulating “FMI”state), and beyond, other complications arise from thecloseness to the “half-doped” Ln0.5AE0.5MnO3compositionsthat are highly favorable for antiferromagnetism (AFM).This is clearly seen in Fig 7 where the Pr1 −xSrxMnO3phase diagram (34) is given; if one concentrates on thehole region (x < 0.5), a clear TC optimum of ∼280 K is

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COLOSSAL MAGNETORESISTIVE MATERIALS 205

050100

Figure 7 Magnetic and electronic

phase diagram of Pr 1 −x Sr x MnO 3 that shows the great complexity of these systems as the Mn valency varies The magnetic transition temperatures

N´eel (TN) and Curie (TC ) are zed by black triangles and circles, re- spectively The gray curve (gray cir- cles) corresponds to the magnetization values at 4.2 K in 1.45 T (ZFC) The

symboli-highest TC of 280 K is reached for

Pr0.6Sr0.4MnO3 (x = 0.4).

observed for x∼ 0.4 For the same Mn valency, the TC

max-imum of La1 −xSrxMnO3reaches 370 K (35), and the TCof

La1 −xCaxMnO3is 280 K (36)

The overlap of the 3d orbitals of the Mn species and

of the oxygen p orbitals are controlled by varying the

Mn–O–Mn angle, which can be done by changing rA

The effect of rA on CMR properties was shown

simulta-neously by several groups (11,32,33) If we return to the

Pr0.7Ca0.3−xSrxMnO3series and more especially to theρ(T)

and M (T) curves where x varies by 0.01 increments from

0.04 to 0.10 (Fig 8), the following remarks can be made:

(1) the resistivity drop at the I–M transitionρTI–M5 K

in-creases as the strontium content dein-creases, from 170 for

0.070.06

0.04

0.050.060.070.101.45 T

T(K)

(b)

Figure 8 (a)ρ(T) and (b) M(T) curves of Pr0 7Ca 0.3−xSr x MnO 3 x values are labeled on the graphs.

x= 0.10 up to 3×105for x= 0.05 (Fig 8a); (2) both TI–Mand

the Curie temperature TC(Fig 8b) increase as x increases.These are very important results because they demon-strate that the physical properties are highly sensitive to

rA The ionic radius of Sr2 + is larger than that of Ca2 +[1.31 ˚A versus 1.18 ˚A (37)], and thus as x increases, rA increases; the Mn–O–Mn angle increases as x increases

so that the bandwidth (W) increases Consequently, TCcreases as rA increases The largest TCof∼370 K is thusobserved for the larger rA such as for La0.7Sr0.3MnO3(35).Finally, a third important parameter exists that gov-

in-erns the T C of these perovskites: the local disorder tends

to weaken the DE process Particularly, the same rA

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0 25 50 75 100 1250.00

0.040.080.12

(b)

Figure 9 T dependence of the real part of the AC susceptibility ( χ) for several Th 0.35Ae 0.65MnO 3 samples characterized by a fixed rA ... data-page= "15 ">

dur-P1: FCH/FYX P2: FCH/FYX QC: FCH/UKS T1: FCH

O

. 341 E? ?15 . 512 E? ?15 .682 E? ?15 .853 E? ?15 .10 2 E? ? 14 .11 9 E? ? 14 .13 6 E? ? 14 .15 4 E? ? 14

Figure 17 Stress... class="text_page_counter">Trang 24< /span>

1. 120 1. 13 1. 14 1. 15 1. 16 1. 17 1. 18 1. 19 1. 2050

10 015 0200250300350

A - Site size <rA>... samples to spin-glass insulators (SGI), as shown inthe electronic and magnetic diagram proposed in Fig 11

2 040 608 010 012 0 14 016 018 0

Figure 11 Electronic and magnetic diagram

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