Altern Med Rev 4:438–441, 1999 Arciniegas DB: Traumatic brain injury and cognitive impair- ment: the cholinergic hypothesis.. Cascade of secondary damaging events in experimental traumat
Trang 1B-vitamin supplement at double the usual adult dose, was
given to 75 patients age 55–85 years with mild dementia in
a 3-month DBRPC trial The placebo group deteriorated
In contrast, the Bio-Strath group showed improvement in
short-term memory with physical and emotional benefits
at 3 months (Pelka and Leuchtgens 1995) The
relation-ship between B vitamins and cognitive function persuades
us to treat brain-injured patients with B vitamins
Homeopathy
A pilot study (at Spaulding Rehabilitation Hospital in
Boston) of 50 patients with mild TBI found that
homeo-pathic treatment significantly reduced the intensity of
patients’ symptoms (P=0.01) and reduced difficulty tioning (P=0.0008) (Chapman et al 1999) Limitations of
func-this study include the small number of patients, the ety of symptoms, duration of treatment, the use of differ-ent combinations of multiple homeopathic preparations
vari-in different patients, and questions about the validity andreliability of the measures used (Chapman 2001) Never-theless, the finding of statistically significant differences
in this PC study is intriguing The investigators edged the need for a larger collaborative MC study to val-idate these findings, but such a study has not been funded
acknowl-as of this date It is not possible to place this study within
T A B L E 3 8 – 3 How to obtain quality alternative compounds
Galantamine/Rhodiola A/P Formula/Ameriden 888-405-3336; http://www.ameriden.com
Huperzine-A GNC (General Nutrition Centers) http://www.gnc.com
Centrophenoxine Lucidril/International Antiaging Systems (IAS) http://www.antiaging-systems.com; Fax:
011-44-870-151-4145 Acetyl- L -carnitine Life Extension Foundation (LEF) 800-544-4440; http://www.lef.org
Citicholine Smart Nutrition (SN); LEF http://www.smart-nutrition.net
S-adenosylmethionine Donnamet/IAS See above
NatureMade (tosylate and butanedisulfonate) http://www.naturemade.com, pharmacies, chain
stores, buyer’s clubs, Costco, BJs
Idebenone SN; Thorne Research 800-932-2953 (Thorne)
Vinpocetine LEF; SN; Intensive Nutrition See above
Rhodiola rosea Rosavin/Ameriden 888-405-3336; http://www.ameriden.com
Energy Kare/Kare-N-Herbs http://www.Kare=N-herbs.com
Rhodiola Force/New Chapter Health food stores or online Ginkgo Ginkgold/Nature’s Way Health food stores, pharmacies
Ginkoba/Pharmaton Ginseng (Panax/
L -Deprenyl Jumex tabs, Cyprenil (liquid)/IAS
Deprenyl, Selegiline, Eldepryl By prescription from U.S pharmacies
B vitamins Bio-Strath/Nature’s Answer 800-681-7099 or health food stores
Note. This list of specific brands is not comprehensive It simply represents easily available brands that we have used and found to be consistently of good quality Because brands and companies may change, the physician should reevaluate each product over time See Table 38–4 for independent evaluations of many brands and check www.consumerlab.com or www.supplementwatch.com.
Trang 2the framework of the other treatments in this chapter
because the pathophysiological basis of homeopathy is
unproven Biological effects are inferred from
observa-tions of change after treatment is administered For a
dis-cussion of the state of homeopathic research, we refer the
reader to Alternative and Complementary Treatment in
Neu-rological Illness (Weintraub 2001).
Summary
Doctors and consumers are concerned about the quality
of herbs and nutrients Advances in biochemistry have
improved the purity and stability of many products
(Wag-ner 1999) Although the publication of specific brands is
not the norm in a text of this kind, in the field of
alterna-tive medicine it is particularly important to choose
prod-ucts that have proven to be of good quality To help
clini-cians find their way through the morass of unreliable,
ineffective lookalikes, Table 38–3 lists brands that we have
investigated The following compounds in the brands we
have listed are pharmaceutical grade, regulated by
Euro-pean governmental agencies: centrophenoxine, acetyl-L
-carnitine, citicholine, S-adenosylmethionine (SAMe),
Picamilon, pyritinol, idebenone, vinpocetine, racetams,
and L-deprenyl The brands of the herbs, ginkgo, andginseng have been assessed by independent laboratories
as reported by ConsumerLab.com The authors have
per-sonally contacted the manufacturers of Rhodiola rosea,
gal-antamine, and SAMe to obtain adequate informationregarding standardization, content, purity, and batch test-ing procedures (including shelf life) to be reasonablyassured of the quality and reliability of these products.Invariably, some products and companies will changeover time Physicians should stay current by using unbi-ased sources of product evaluation and rigorous studies.Table 38–4 provides resources for those interested in reli-able information on alternative compounds Anyoneinterested in an alternative product may contact the man-ufacturer and request information about content, purity,testing, and quality control, as well as consulting indepen-dent sources of evaluation when available
Alternative compounds can offer significant benefitswith few side effects in some patients with TBI Certainagents may help repair the nervous system and enhanceplasticity In practice, it often requires several attempts todesign an effective combination of treatments Many pa-tients and families can participate in the development of
an alternative treatment regimen
References
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alternative medicine
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An Evidence Based Approach Edited by Edzard Ernst New
York, Mosby, 2001
Focus on Alternative and Complementary Therapies,
Pharmaceutical Press, P.O Box 151, Wallingford, OX10
8QU, UK; Phone: +440 1491 829272; Fax: +440 1491 829292;
rpsgb@cabi.org
Martindale: The Complete Drug Reference Pharmaceutical Press,
1 Lambeth High St., London SE17JN, UK
American Botanical Council, P.O Box 144345, Austin, TX,
78714; Phone: 512-926-4900; http://www.herbalgram.org
ConsumerLab, http://www.ConsumerLab.com
FDA MedWatch, http://www.fda.gov/medwatch
Herb Research Foundation, 1007 Pearl St., Suite 200, Boulder,
CO 80302; Phone: 303-449-2265; http://www.herbs.org
Natural Medicines Comprehensive Database, Therapeutic
Research Facility, 3120 W March Lane, PO Box 8190,
Stockton, CA 95208; Phone: 2244; Fax:
209-472-2249; Mail@NaturalDatabase.com; http://
www.NaturalDatabase.com
Supplement Watch, http://www.supplementwatch.com
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Trang 4Prevention
Trang 6HAVE classified traumatic brain injury (TBI) as either
focal or diffuse (Graham et al 1995) Although focal
in-juries most often involve contusions and lacerations
ac-companied by hematoma (Gennarelli 1994), diffuse
brain swelling, ischemic brain damage, and diffuse
ax-onal injury are also considered to be major components
of the diffuse injury profile (Adams et al 1989; Graham
et al 1995; Maxwell et al 1997) All TBIs can be further
stratified into primary injury (encompassing the
imme-diate, nonreversible mechanical damage to the brain),
and secondary or delayed injury, which represents a
po-tentially reversible process with a time of onset ranging
from hours to days after injury that progresses for weeks
or months (Graham et al 1995) This secondary injury
process is a complex and poorly understood cascade of
interacting functional, structural, cellular, and
molecu-lar changes, including, but not limited to, impairment of
energy metabolism, ionic dysregulation, breakdown of
the blood–brain barrier (BBB), edema formation,
activa-tion and/or release of autodestructive neurochemicals
and enzymes, changes in cerebral perfusion and
intra-cranial pressure (ICP), inflammation, and pathologic/
protective changes in intracellular genes and proteins
(Figure 39–1) Although these events may lead to
layed cell death and/or neurological dysfunction, the
de-layed onset and reversibility of secondary damage offer
a unique opportunity for targeted therapeutic
pharma-cological intervention to attenuate cellular damage and
functional recovery during the chronic phase of the jury (McIntosh et al 1998)
in-It is now well established that several clinically relevantexperimental TBI models mimic many aspects of behav-ioral impairment and histopathological damage reportedafter human brain injury (for review see Laurer et al 2000).Moreover, these experimental models provide us with theunique opportunity to both identify and investigate thepathophysiological changes triggered by TBI and targetthese pathways using new pharmacological strategies Asthe pathophysiological sequelae of TBI are multifactorial,the development and characterization of new compoundsremains extremely challenging This chapter reviews some
of the more promising neuroprotective strategies studied
to date in clinical and preclinical settings
Excitatory Amino Acid Antagonists
Pathologic release of the excitatory amino acid (EAA)neurotransmitters glutamate and aspartate and subse-quent activation of specific glutamate receptors result inincreased neuronal influx of cations (sodium and calcium)into the cell (Figure 39–2) This ionic influx may damage
or destroy cells (i.e., excitotoxicity) through direct orindirect pathways (Olney et al 1971) Both experimentaland clinical brain injury induce an acute and potentiallyneurotoxic increase in extracellular glutamate concentra-tions (Faden et al 1989; Globus et al 1995; Katayama et
Trang 7al 1989, 1990; Nilsson et al 1990; Palmer et al 1993;
Panter et al 1992) Although most experimental studies
have suggested that the posttraumatic rise in extracellular
glutamate is of short duration, clinical studies have
reported that glutamate concentrations are significantly
elevated in the cerebrospinal fluid (CSF) of brain-injured
patients for several days or perhaps weeks (Baker et al.1993; Palmer et al 1994)
Regional distribution of both N-methyl-D-aspartate(NMDA) and α-amino-3-hydroxy-5-methyl-4-isoxazole-propionate/kainic acid (AMPA/KA) receptors has been di-rectly related to the selective vulnerability of specific brainregions caused by CNS injury (for review see Choi 1990).Miller et al (1990) reported an acute decrease in NMDA butnot AMPA/KA receptor binding in the hippocampal CA1stratum radiatum, the molecular layer of the dentate gyrus,and the outer (1–3) and inner (5–6) layers of the neocortexwithin 3 hours after TBI in the rat The hippocampus, whichplays a prominent role in learning and memory, possesses ahigh density of glutamate receptors (Monaghan and Cot-man 1986) Cognitive dysfunction, including a suppression
of long-term potentiation and deficits in learning and ory, has been reported after TBI (for review see Albensi2001) Sun and Faden (1995b) demonstrated that pretreat-ment with antisense oligodeoxynucleotides directed againstthe NMDA-R1 receptor subunit enhances survival and neu-rological motor recovery after TBI in rats These studies un-
mem-F I G U R E 3 9 – 1 Cascade of secondary damaging
events in experimental traumatic brain injury.
F I G U R E 3 9 – 2 Glutamate receptor subtypes: N-methyl-D -aspartate (NMDA) and
α-amino-3-hydroxy-5-methyl-4-isoxazolepropionate (AMPA)/kainate.
APV=2-amino-5-phosphovaleric acid; CPP=3-(2-carboxypiperizin-4yl)-propyl-1-phosphonic acid; I2CA=indole-2-carboxylic acid.
Trang 8derscore the potentially important role of the NMDA
re-ceptor in mediating part of the pathological response to
brain trauma (Table 39–1)
Although competitive NMDA receptor antagonists
are logical candidates for the treatment of traumatic CNS
injury, most of the early-generation compounds such as
2-amino-5-phosphovaleric acid (APV) and
3-(2-carbox-ypiperizin-4yl)-propyl-1-phosphonic acid (CPP) were
strongly lipophobic and possessed poor BBB
permeabil-ity, resulting in the necessity for direct CNS
administra-tion Intracerebral administration of CPP was shown to
improve neurological outcome (Faden et al 1989), and
intracerebroventricular APV administration was reported
to reverse hypermetabolism after TBI in rats (Kawamata
et al 1992) In addition, CPP has recently been shown to
increase apoptotic damage despite its ability to decrease
excitotoxic cell damage in a model of TBI in the
develop-ing rat (Pohl et al 1999)
More recently developed competitive NMDA
antag-onists such as Selfotel (CGS-19755 or
cis-4-[phospho-methyl]-2-piperidine carboxylic acid), LY233053
([1]-[2SR,4RS]-4-[1H-tetrazol-5-ylmethyl]
piperidine-2-car-boxylic acid), and CP101,606 ([1S,
29]-1-[4-hydroxyphe-nyl]-2-[hydroxy-4-phenylpiperidino]-1-propanol), an
NR2B-selective NMDA receptor antagonist, have been
shown to have greater BBB permeability than earlier
gen-erations of similar compounds (Menniti et al 1995)
Although Selfotel has shown no beneficial effects on
behavioral outcome, administration of this antagonist has
been reported to reduce trauma-induced extracellular
glutamate release in rats (Panter and Faden 1992) On the
basis of this and other published data from experimental
models of ischemia, a multicenter trial of Selfotel was
ini-tiated in the United States and Europe but was
prema-turely terminated because of side effects associated with
competitive NMDA antagonism (Bullock 1995)
Admin-istration of CP101,606 and its stereoisomers has been
shown to attenuate both cognitive dysfunction and
re-gional cerebral edema in TBI in the rat (Okiyama et al
1997, 1998) The CP101,606 compound is currently in
Phase II trials in the United States and in Phase I trials in
Japan for the potential treatment of brain injury and has
been shown to be well tolerated and able to penetrate
CSF and brain (Bullock et al 1999; Merchant et al 1999)
In the initial pilot studies, mild to moderately
head-in-jured patients did not exhibit differences in performance
on the Neurobehavioral Rating Scale or Kurtzke Scoring
(Merchant et al 1999), whereas severely head-injured
pa-tients who were treated with the CP101,606 compound
presented with, on average, better Glasgow Outcome
Scores (Bullock et al 1999)
Noncompetitive NMDA receptor antagonists also pear to have efficacy in the treatment of TBI Hayes et al.(1988) first reported that pretreatment with the dissocia-tive anesthetic and noncompetitive NMDA antagonistphencyclidine (PCP) attenuated neurological motor defi-cits after TBI in rats Similar results were obtained withprophylactic treatment using dizocilpine (MK-801)(McIntosh et al 1990) Treatment with MK-801 afterTBI in rats also improved brain metabolic function andrestored magnesium homeostasis (McIntosh et al 1990),and administration of higher doses improved neurologicalmotor deficits and reduced regional cerebral edema (Sha-pira et al 1990) Pretreatment with MK-801 was found toattenuate the extracellular rise in glutamate associatedwith closed head injury followed by hypoxia in rats (Katoh
ap-et al 1997) and enhance the recovery of spatial memoryperformance in animals subjected to combined TBI andentorhinal cortical lesions (Phillips et al 1997) Adminis-tration of the noncompetitive NMDA antagonists dextro-phan and dextromethorphan improved brain metabolicstate, attenuated neurological motor deficits, and reducedthe postinjury decline in brain magnesium concentrationsobserved after TBI in rats (Faden et al 1989) Goldingand Vink (1995) reported that dextromethorphan im-proved brain bioenergetic state and restored brain magne-sium homeostasis after TBI in rats Dextrophan also im-proved neurologic motor function and reduced edema afterTBI in rats (Shohami et al 1993) The NMDA-associatedchannel blocker ketamine has also been shown to improveposttraumatic cognitive outcome (Smith et al 1993a),maintain both calcium and magnesium homeostasis (Sha-pira et al 1993), and reduce expression of several immedi-ate early genes (IEGs) induced in cerebral cortex and hip-pocampal dentate gyrus after TBI in rats (Belluardo et al.1995) Gacyclidine, a more recently discovered phencyc-lidine derivative that acts as a noncompetitive NMDA an-tagonist (Hirbec et al 2000), reduced lesion volume andimproved neuronal survival and motor function when ad-ministered intraparenchymally after TBI (Smith et al.2000) Although administration of the high-affinity,noncompetitive NMDA receptor antagonist CNS1102(Aptiganel or Cerestat) was shown to attenuate contu-sion volume and hemispheric swelling after TBI in rats(Kroppenstedt et al 1998), a clinical trial of this drug wasprematurely terminated because of high mortality rates in
an associated stroke trial Although few studies have uated the potential neuroprotective effects of noncompet-itive NMDA antagonists in models of brain trauma, Smith
eval-et al (1997) reported that the NMDA receptor-associated
ionophore blocker remacemide
(2-amino-N-[1-methyl-1,2-diphenylethyl] acetamide hydrochloride) also
Trang 9signifi-T A B L E 3 9 – 1 Excitatory amino acid antagonists and agonists classified according to binding site
Compound
Type of research Outcome References
NMDA antagonist
Competitive APV e ↓ glucose utilization Kawamata et al 1992
CPP e ↑ motor function, apoptotic
damage; ↓ necrosis
Faden et al 1989; Pohl et al 1999
Selfotel e,c ↑ bioenergetic state, Mg 2+
homeostasis
Bullock 1995; Juul et al 2000; Morris et al 1998; Panter et al 1992
CP101,606 e,c ↑ cognitive function; ↓ cell
death, edema
Bullock et al 1999; Merchant et al 1999; Okiyama et al 1997, 1998 Noncompetitive Phencyclidine e ↑ motor function Hayes et al 1988
↓ immediate early genes
Belluardo et al 1995; Shapira et al 1993; Smith et al 1993a
Gancyclidine e ↑ motor function; ↓ cell death,
lesion volume
Hirbec et al 2001; Smith et al 2000
Cerestat e,c ↓ edema, lesion volume;
↑ psychomotor side effect
Kroppenstedt et al 1998; Muir et
al 1995 Remacemide
hydrochloride
e ↓ lesion volume Smith et al 1997
NMDA glycine site I2CA e ↑ motor/cognitive function;
al 2001; Smith et al 1993a MgSO4 e ↑ motor/cognitive function;
↓ edema
Heath and Vink 1998; McIntosh
et al 1988 NMDA polyamine site Ifenprodil e ↓ edema, BBB breakdown Okiyama et al 1998
Eliprodil e ↑ cognitive function; ↓ lesion
mGluR1 antagonist AIDA e ↑ motor/cognitive function;
↓ cell death, lesion volume
Faden et al 2001; Lyeth et al 2001
Trang 10cantly reduced posttraumatic cortical lesion volume after
TBI in rats
The magnesium ion functions as a key endogenous
modulator of the NMDA receptor, and its essential roles
in many bioenergetic and cellular metabolic and genomic
processes makes it an attractive candidate for use in the
treatment of TBI The loss of intracellular magnesium
concentrations after experimental TBI (Shohami et al
1993; Vink et al 1996) suggests that replacement therapy
using this ionic salt may have therapeutic value Both
pre-and postinjury treatment with magnesium salts (MgCl2 or
MgSO4) has been demonstrated to improve neurological
motor and cognitive deficits and decrease regional
cere-bral edema formation (Bareyre et al 2000; McIntosh et al
1988, 1989; Okiyama et al 1995; Saatman et al 2001;
Shapira et al 1993; Smith et al 1993a) Because of this
documented efficacy in experimental trauma models, a
single-center National Institutes of Health–sponsored
clinical trial in severely injured TBI patients has been tiated in the United States
ini-Other strategies to block NMDA-receptor associatedneurotoxicity involve blockade or modulation of theNMDA receptor–associated glycine sites and/orpolyamine binding sites One selective glycine site antago-nist, indole-2-carboxylic acid (I2CA), has been shown toimprove behavioral outcome and reduce edema after TBI
in rats (Smith et al 1993b) Two broad-spectrum glutamateantagonists, kynurenate (KYNA) and 6-cyano-7-nitroqui-noxaline-2,3-dione (CNQX), which antagonize both theglycine site and AMPA/KA receptors with varying affinity,have also been shown to be efficacious in reducing post-traumatic metabolic and neurobehavioral dysfunction inexperimental TBI (Kawamata et al 1992; Smith et al.1993b) Postinjury administration of KYNA reduced theposttraumatic loss of hippocampal neurons after TBI in therat (Hicks et al 1994) Inhibition of the ornithine decar-
mGluR1/2 antagonist MCPG e ↓ cell death Gong et al 1995; Mukhin et al
1996 mGluR2 agonist LY354740 e ↑ motor function Allen et al 1999
mGluR5 antagonist MPEP e ↑ motor/cognitive function;
619C89 e,c ↑ motor/cognitive function;
↓ cell death, gliosis
Sun et al 1995; Voddi et al 1995
Riluzole e ↑ motor/cognitive function;
↓ edema, lesion volume, glutamate release
Bareyre et al 1997; McIntosh et al 1996; Stover et al 2000; Wahl et
al 1997; Zhang et al 1998 AMPA/KA antagonist KYNA e ↑ cognitive function; ↓ cell
death, edema
Hicks et al 1994; Smith et al 1993b
Competitive CNQX e ↓ glucose utilization Kawamata et al 1990, 1992
Ikonomidou and Turski 1996; Ikonomodou et al 1996, 2000 Noncompetitive GYKI-52466 e ↑ cognitive function; ↓ cell
death
Hylton et al 1995 Talampanel e ↓ cell death Belayev et al 2001
Note BBB=blood–brain barrier; c=clinical trial; e=experimental study; NMDA = N-methyl-D -aspartate.
T A B L E 3 9 – 1 Excitatory amino acid antagonists and agonists classified according to binding site (continued)
Compound
Type of research Outcome References
Trang 11boxylase (ODC) enzyme using difluoromethylornithine
(DFMO) has been shown to reduce regional cerebral
edema after TBI in rats (Baskaya et al 1996), and
compet-itive antagonism of the NMDA-associated polyamine
binding site by ifenprodil and its derivative eliprodil (SL
82.0715) has also been reported to exert beneficial effects
after experimental TBI (Toulmond et al 1993)
Although the NMDA receptor is implicated as
play-ing an important role in mediatplay-ing part of the
pathologi-cal response to brain trauma, AMPA antagonists have also
been used therapeutically with some success
Administra-tion of 2,3-dihydroxy-6-nitro-7-sulfamoyl-benzo(f
)qui-noxaline (NBQX) has been shown to prevent
hippocam-pal cell loss after brain trauma in adult but not immature
rats (Bernert and Turski 1996; Ikonomidou and Turski
1996; Ikonomidou et al 1996) The compound
GYKI-52466
(1-[4-aminophenyl]-4-methyl-7,8-methylenedio-ixy-5H-2,3-benzodiazepine), a noncompetitive AMPA/
KA antagonist, markedly improved cognitive function
af-ter TBI in the rat (Hylton et al 1995) More recently, an
orally active, noncompetitive AMPA antagonist,
(R)-7-
acetyl-5-(4-aminophenyl)-8,9-dihydro-8-methyl-7H-1,3-dioxolo(4,5-h)(2,3) benzodiazepine (Talampanel) has
also been shown to significantly attenuate neuronal CA1
cell loss when administered after TBI (Belayev et al
2001)
Elevated concentrations of extracellular glutamate
af-ter TBI activate metabotropic receptors (mGluRs), in
ad-dition to ionotropic receptors, and a number of recent
studies implicate activation of mGluRs in acute TBI
path-ology (Faden et al 1997; Gong et al 1995, 1999; Mukhin
et al 1996, 1997) Eight mGluR subtypes have been
clas-sified, and these have been divided into three major
classes on the basis of sequence homology, signal
trans-duction pathways, and pharmacological sensitivity (Pin
and Duvoisin 1995; Schoepp et al 1999) A differential
role for the different subgroups of mGluRs in
posttrau-matic cell death and survival has been proposed, and the
blockade of group I or the activation of group II or group
III receptors seems to be a beneficial strategy after TBI
On the basis of the use of antisense oligonucleotides and
less selective group I antagonists such as (S)-
α-methyl-4-carboxyphenylglycine (MCPG), a drug that acts as both a
group I and group II antagonist, it has been suggested
that mGluR1 activation contributes to traumatic cell
death (Gong et al 1995; Mukhin et al 1996)
Administra-tion of (R,S)-1-aminoindan-1,5-dicarboxylic acid
(AIDA), a selective mGluR1 antagonist, resulted in
sig-nificant improvement in motor and cognitive function
and reduction in the numbers of degenerating neurons
and in lesion volume when administered after TBI (Faden
et al 2001; Lyeth et al 2001) Although comparable
re-sults were obtained with administration of (2-phenylethenyl)-pyridine (MPEP), a specific mGluR5antagonist, it was suggested that the therapeutic utility ofthis drug may reflect its ability to modulate NMDA re-ceptor activity rather than its ability to act as an mGluR5agonist (Movsesyan et al 2001) A number of laboratorieshave recently produced evidence that activation of group
2-methyl-6-I mGluRs may reduce apoptotic cell death in models hibiting neuronal apoptosis but increase necrotic celldeath in vitro (Allen et al 2000) The mechanism under-lying the apparent dual neurotoxic/neuroprotective ef-fects of group I mGluR activation remains unidentified.With respect to group II and III mGluRs, postinjuryadministration of LY354740, a specific group II mGluRagonist, significantly improved neurological outcome af-ter TBI in experimental animals with apparently fewerside effects and better tolerance than those associatedwith NMDA receptor antagonists (Allen et al 1999) Ad-ministration of the group II mGluR2 agonist 2-(2',3')-dicarboxycyclopropylglycine (DCG-IV) directly into thehippocampus after TBI in rats resulted in a decrease inthe number of degenerating neurons in the CA2 and CA3regions (Zwienenberg et al 2001), although hippocampal
Given the apparent failure of postsynaptic glutamateantagonist clinical trials, one novel strategy to attenuateglutamatergic neurotoxicity after brain trauma may be touse pharmacological agents that function presynaptically
to inhibit glutamate release The compound lamotrigine(3,5-diamino-6-[2,3-dichlorophenyl]-1,2,4-triazine) andits derivatives BW 1003C87 (5-[2,3,5-trichlorophenyl]pyrimidine-2,4-diamine ethane sulphonate), 619C89 (4-amino-2-[4-methyl-1-piperazinyl]-5-[2,3,5-trichlo-rophenyl] pyrimidine mesylate monohydrate), and rilu-zole all inhibit veratrine- but not potassium-stimulatedglutamate release, presumably by reducing ion fluxthrough voltage-gated sodium channels with subsequentattenuation of glutamate release (Miller et al 1986) Pre-injury treatment with 619C89 has been shown to reduceneuronal loss in CA1 and CA3 hippocampal pyramidalcells after TBI in rats (Sun and Faden 1995a), whereaspostinjury treatment with BW1003C87 can attenuate re-
Trang 12gional cerebral edema and improve neurobehavioral
function (Okiyama et al 1995; Voddi et al 1995)
Treat-ment with riluzole after TBI significantly attenuated both
cognitive and motor deficits (McIntosh et al 1996),
re-duced cerebral edema (Bareyre et al 1997; Stover et al
2000a), and reduced posttraumatic lesion volume (Wahl
et al 1997; C Zhang et al 1998) The use of presynaptic
inhibitors of glutamate release, such as riluzole, in clinical
brain injury may present a possible alternative to the use
of postsynaptic glutamate antagonists, which are known
to be associated with neurotoxicity and psychomimetic
side effects
Inhibition of Lipid Peroxidation
Oxidative damage has been implicated in many of the
pathological changes that occur after TBI (Ercan et al
2001; Hsiang et al 1997) Oxidative damage in the CNS
manifests itself primarily as lipid peroxidation because the
brain is rich in peroxidizable fatty acids and possesses
rel-atively few antioxidant defense systems (for review see
Floyd 1999) After TBI, alterations in regional cerebral
blood flow (CBF) and reductions in substrate delivery
likely combine to produce intracellular arachidonic acid
cascade metabolites and reactive oxygen species (ROS)
(Ikeda and Long 1990; Kontos and Povlishock 1986)
The genesis of ROS after TBI has also been related to
nonischemic events, including the increase in
intracellu-lar calcium concentrations that induces ROS release from
mitochondria (Tymianski and Tator 1996) Other
endog-enous ROS also occur from enzymatic processes,
mono-amine oxidase, cyclooxygenase (COX), nitric oxide
syn-thase (NOS), and nicotine adenine dinucleotide
phosphate oxidase, as well as macrophages and
neutro-phils Excessive glutamate release can also generate high
levels of ROS (Dugan and Choi 1994) These ROS cause
peroxidative destruction of the lipid bilayer cell
mem-brane, oxidize cellular proteins and nucleic acids, and
attack the cerebrovasculature, thereby affecting the BBB
integrity and/or vascular reactivity Several regulatory
mechanisms can be affected by ROS, including activation
of cytokine or growth factor–mediated signal
transduc-tion pathways, inductransduc-tion of IEGs, and disruptransduc-tion of
cal-modulin-regulated gene transcription (Yao et al 1996)
Free reactive iron, a catalyst for the formation of ROS,
may also be involved in trauma-induced peroxidative
tis-sue damage
Several studies have indirectly demonstrated the early
generation of superoxide radicals in injured brains, which
subsequently resulted in secondary damage to the brain
microvasculature (Povlishock and Kontos 1992) Some
investigators have used spin trap probes of salicylate ping methods to demonstrate an early posttraumatic for-mation of hydroxyl radicals in injured brains (Hall et al.1993) that also correlated with the development of BBBdisruption (Smith et al 1994) Still others have used cy-clic-voltammetry techniques to measure the production
trap-of low-molecular-weight antioxidants (LMWAs) by theinjured brain as another indirect indication of ROS pro-duction after brain trauma (Beit-Yannai et al 1997; Sho-hami et al 1997b) These studies suggest that LMWAsare mobilized from brain cells to the extracellular space(Moor et al 2001) More stable molecules such as 3,4-dihydroxybenzoic acid (3,4-DHBA) have been used to de-tect an increase in ROS with microdialysis after TBI(Marklund et al 2001a) Recently, isoprostanes have beenused as specific markers to detect lipid peroxidation afterTBI (Tyurin et al 2000); in one study, 8,12-iso-IPF2α-VIlevels increased in brain and blood between 1 and 24hours after TBI (Pratico et al 2002)
Posttraumatic alterations in intracellular calcium cipitate an attack on the cellular cytoarchitecture via acti-vation of calpains and lipases and also induce the formation
pre-of ROS that attack the cell membrane Trauma-inducedactivation of phospholipases A2 (PLA2) and C (PLC) re-sults in the release of free fatty acids, diacylglycerol(DAG), thromboxane B2, and leukotrienes, whereas accu-mulation of free arachidonic acid itself may affect mem-brane permeability (for a review see Bazan et al 1995).TBI-induced DAG formation is associated with posttrau-matic cerebral edema (Dhillon et al 1994, 1995), andDAG activates protein kinase C, which may modulateother signal transduction pathways Protein kinase C in-creases over time in the cortex and hippocampus afterTBI in the rat (Sun and Faden 1994) Homayoun et al.(1997) reported that TBI in rats induces a delayed andsustained activation of phospholipase-mediated signalingpathways, leading to membrane phospholipid degrada-tion that targets docosahexaenoyl phospholipid-enrichedmembranes
Compounds that block various steps in the nate cascade have been shown to be somewhat effective inexperimental models of TBI (Table 39–2) The nonselec-tive COX inhibitors ibuprofen and indomethacin havebeen shown to improve neurologic function and to de-crease mortality after TBI (Hall 1985; Kim et al 1989).Head-injured patients who have received intravenous in-domethacin present with reduced ICP and CBF and in-creased cerebral perfusion pressure (Slavik and Rhoney1999) COX-2 levels have been shown to be elevated ininjured cortex and in the ipsilateral hippocampus afterexperimental TBI in rats (Dash et al 2000) Althoughadministration of selective COX-2 inhibitors 4-(5-[4-
Trang 13arachido-T A B L E 3 9 – 2 Antioxidant, antiinflammatory, and neurotrophic factors
Type of agent Compound
Type of research Outcome References
COX inhibitor Indomethacin e,c ↓ ICP Slavik et al 1999
COX-2 inhibitor Celecoxib e ↑ cognitive function; ↓ motor
function
Dash et al 2001 Nimesulide e ↑ motor/cognitive function Cernak et al 2001
SC 58125 e ↓ antioxidants Tyurin et al 2000 Iron chelator Deferoxamine e ↑ motor function; ↓ tissue SOD Panter et al 1992
Desferal e ↑ motor/cognitive function;
↓ edema
Ikeda et al 1989; Zhang et al
1998 Antioxidant U-101033E e ↓ mitochondria dysfunction Xiong et al 1997
PEG-SOD e,c ↑ motor function, BBB
penetration; ↓ ARDS
Hamm et al 1996; Muizelaar
et al 1993; Young et al 1996
PBN e ↑ cognitive function; ↓ lesion
volume, tissue loss
Marklund et al 2001
LY341122 e ↓ cell death, lesion volume Wada et al 1999 21-aminosteroid Freedox e ↑ motor function, metabolism;
↓ edema, mortality
Hall et al 1988, 1994; McIntosh et al 1992; Sanada et al 1993 U-743896 e ↓ axonal injury Marion and White 1996 NOS inhibitor BN 80933 e ↑ sensory/motor function Chabrier et al 1999
Leukocyte adherence inhibition Prostacyclin e ↓ cell death Allan et al 2001
death
Knoblach et al 2000; Sanderson et al 1999; Toulmond et al 1995 Tetracycline Minocycline e ↑ motor function; ↓ lesion
Kallikrein-kinin CP-0127 e,c ↑ GCS; ↓ edema, mortality Marmarou et al 1999;
Narotam et al 1998;
B2 receptor antagonist Lf-16-068Ms e ↓ edema Stover et al 2000a, 2000b
Neutrophic factors NGF e ↑ cognitive function,
cholinergic reinnervation;
↓ cell death
Philips et al 2001
Trang 14benzenesulfonamide (celecoxib) and nimesulide was
shown to improve cognitive function after TBI, its effect
on motor function remains controversial (Hurley et al
2002) The COX-2 inhibitor SC 58125 prevented
deple-tion of antioxidants after TBI in rats (Tyurin et al 2000)
Although COX-2 induction after TBI may result in
selec-tive beneficial responses, chronic COX-2 production may
actually potentiate free radical–mediated cellular damage,
vascular dysfunction, and alterations in cellular
metabo-lism (Strauss et al 2000)
Experimental work suggests that ROS scavengers may
confer some neuroprotection in experimental models of
TBI (Hensley et al 1997; Shohami et al 1997a)
Antiox-idants such as α-tocopherol (vitamin E) have been shown
to be beneficial in TBI (Clifton et al 1989; Stein et al
1991; Conte et al 2004) Conversely, Stoffel and
col-leagues (1997) have reported that increasing plasma
vita-min E levels had no effect on posttraumatic vasogenic
brain edema It has been reported that systemic levels of
two major antioxidants, vitamin E and ascorbic acid
(vita-min C), were significantly reduced in injured rats after
TBI and that these reductions inversely correlated with
isoprostane levels (Pratico et al 2002)
Panter et al (1992) reported that administration of
the iron chelator dextran-deferoxamine, which protects
brain tissue by terminating radical-chain reactions and
re-moving intracellular superoxide, improved neurological
impairment after TBI in mice, suggesting that brain
in-jury is associated with significant iron-dependent
ROS-induced lipid peroxidation Desferal, another potent
che-lator of redox-active metals, has been shown to attenuate
brain edema and improve neurological recovery after TBI
in rats (Ikeda et al 1989; R Zhang et al 1998) tration of the novel antioxidant pyrolopyrimidine (U-101033E) after TBI in the rat was also shown to reducemitochondrial dysfunction
Adminis-The use of stable nitroxide radicals as antioxidanttherapy in CNS injury has also been attempted Nitrox-ides, which are cell-permeable, nontoxic, stable radicals,have been shown to prevent ROS-induced lipid peroxida-tion (Krishna et al 1996; Pogrebniak et al 1991) Admin-istration of these compounds markedly improved neuro-logical recovery, reduced edema, and protected theimpaired BBB after TBI in rats (Beit-Yannai et al 1996).Administration of nitrone radical scavengers, anotherclass of potent ROS, has been evaluated for neuroprotec-tive efficacy after TBI Administration of α-phenyl-tert- N-butyl nitrone (PBN) or 2-sulfo-phenyl-N-tert-butyl
nitrone (S-PBN) in rats significantly reduced ROS mation, cognitive impairment, and lesion volume afterTBI (Marklund et al 2001b, 2001c, 2001d) Other ROSscavengers that recently have been demonstrated to exertneuroprotective effects in experimental TBI include thesecond-generation azulenyl nitrone stilbazulenyl nitrone(STAZN) (Belayev et al 2002), melatonin (Sarrafzadeh et
for-al 2000), a superoxide radical scavenger (OPC-14117)
(Aoyama et al 2002; Mori et al 1998)
2-(3,5-di-t-butyl-phenyloxy]ethyl)oxazole LY341122 (Wada et al 1999),and citicoline, an endogenous intermediate of phosphati-dylcholine synthesis reported to stabilize the cell mem-brane integrity and free fatty acid formation (Baskaya et
4-hydroxyphenyl)-4-(2-[4-methylethylaminomethyl-al 2000)
GDNF e ↓ cell death, lesion volume Hermann et al 2001; Kim et
al 2001 bFGF e ↑ cognitive function; ↓ cell
death
Dietrich et al 1996;
McDermott et al 1997; Yang et al 2000 IGF-1 e,c ↑ motor/cognitive function Hatton et al 1997; Saatman
et al 1997
Note. ARDS=adult respiratory distress syndrome; BBB=blood–brain barrier; BDNF=brain-derived neurotrophic factor; bFGF=basic fibroblast growth factor; c=clinical trial; COX=cyclooxygenase; CPP=cerebral perfusion pressure; e=experimental study; FGF= fibroblast growth factor; GDNF=glial cell-line–derived neurotrophic factor; ICAM-1=intercellular adhesion molecule-1; ICP=intracranial pressure; IGF=insulin-like growth factor; IL=interleukin; NGF=nerve growth factor; NOS=nitric oxide synthase; PC-SOD=lecithinized superoxide dismutase; PEG- SOD=polyethylene glycol superoxide dismutase; SOD = superoxide dismutase; TNF = tumor necrosis factor.
T A B L E 3 9 – 2 Antioxidant, antiinflammatory, and neurotrophic factors (continued)
Type of agent Compound
Type of research Outcome References
Trang 15Administration of the antioxidant enzyme SOD was
reported to have beneficial effects on survival and
neuro-logical recovery (Shohami et al 1997a) The conjugation
of polyethylene glycol to SOD (PEG-SOD, Dismutec),
thereby improving BBB penetration and increasing
SOD’s plasma half-life, has been shown to reduce motor
deficits (Hamm et al 1996) DeWitt et al (1997) have
shown that PEG-SOD administration reverses cerebral
hypoperfusion after TBI in rats, and others have reported
that administration of lecithinized SOD (PC-SOD)
re-duced brain edema after weight-drop brain injury in rats
(Yunoki et al 1997) A multicenter clinical trial of
Dis-mutec was conducted in the United States Although
ini-tial Phase II studies were compelling (Muizelaar et al
1993), the results of the larger Phase III trials in severely
head-injured patients were disappointing (Muizelaar et al
1995; Young et al 1996)
High-dose glucocorticoids stabilize membranes and
also reduce ROS-induced lipid peroxidative injury
(Braughler et al 1987; Hall et al 1987) Although many
early clinical studies reported that high-dose steroid
treatment is without effect in TBI (Braakman et al 1983;
Cooper et al 1979; Gudeman et al 1979), a few
tantaliz-ingly positive studies have been published Giannotta et
al (1984) reported that high-dose methylprednisolone
significantly reduced mortality in severely head-injured
patients In a multicenter trial conducted in Germany,
treatment of severely head-injured patients with the
syn-thetic corticosteroid triamcinolone significantly reduced
mortality and improved long-term neurological outcome
(Grumme et al 1995) The CRASH (Corticosteroid
Ran-domization After Significant Head Injury) trial has been
designed to determine the effects of short-term steroid
treatment on death and disability after severe brain injury
in more than 7,000 patients in the United Kingdom
(Roberts 2001)
A group of 21-aminosteroid compounds have been
developed that lack true glucocorticoid activity while
maintaining the ability to scavenge ROS and inhibit lipid
peroxidation (Braughler and Pregenzer 1989) The most
widely evaluated member of this group of compounds,
ti-rilazad mesylate (Freedox), has been shown to enhance
neurological recovery and survival (Hall et al 1988),
at-tenuate posttraumatic edema, reduce mortality
(McIn-tosh et al 1992), improve motor function (Sanada et al
1993), and increase metabolism of nonedematous tissue
adjacent to contusion (Hall et al 1994) after experimental
TBI in rodents Freedox appears to exert its antilipid
per-oxidative action through two mechanisms: free radical
scavenging and membrane stabilization (Fernandez et al
1997; Kavanagh and Kam 2001) Treatment of TBI with
the Freedox-like 21-aminosteroid U-743896, or
moder-ate hypothermia, or a combination of both significantlyreduces axonal injury, although the 21-aminosteroid ther-apy was more effective when treatment was initiated 40minutes after injury (Knoblach et al 1999) The lipophi-licity of these 21-aminosteroids, coupled with their po-tent inhibition of lipid peroxidation over a wide dose-response range and the positive data collected from a widevariety of animal models of CNS injury generated mo-mentum to launch a multicenter clinical trial of Freedox
in the treatment of severely brain-injured patients in theUnited States and Europe However, the results of thesestudies were largely negative (Marshall and Marshall1995) Future studies enrolling patients with mild andmoderate severity of brain trauma may demonstrate clin-ical use of this class of compounds
An overproduction of the free radical nitric oxide (NO)and its derivative anion peroxynitrite is also thought to play
an active role in the pathophysiology of TBI Althoughpharmacological intervention with both nonselective in-hibitors of NOS and selective inhibitors of neuronal andinducible NOS isoforms have proven effective in experi-mental TBI (Gahm et al 2002; Khaldi et al 2002), furtherpreclinical work is necessary to clarify the therapeutic po-tential of these compounds, particularly because NO can
be either neuroprotective or destructive, depending on itsspatiotemporal distribution and concentration A novelagent linking an antioxidant to a selective inhibitor of neu-ronal NOS (BN 80933) has been shown to be neuroprotec-tive in models of both TBI and cerebral ischemia (Chabrier
et al 1999) The inhibition of NOS-induced cellular age may confer neuroprotection to the injured brain, andfuture studies should emphasize the evaluation and devel-opment of pathway-specific compounds
dam-Anti-Inflammatory Strategies
Although CNS inflammation was long believed to be acatastrophic event leading to sustained functional impair-ment and even death, there is increasing evidence thatinflammatory pathways may be of importance for initia-tion of regenerative response Posttraumatic edema for-mation is associated with complex cytotoxic events andvascular leakage after the breakdown of the BBB (Baskaya
et al 1997; Unterberg et al 1997), and a profound tion of the BBB has been observed in a variety of experi-mental TBI models (Barzo et al 1996; Fukuda et al 1995;Soares et al 1992) as well as in human TBI (Csuka et al.1999; Morganti-Kossmann et al 1999; Pleines et al.1998) As such, infiltration and accumulation of polymor-phonuclear leukocytes into brain parenchyma occurs inthe acute posttraumatic period, reaching a peak by 24
Trang 16disrup-hours postinjury (Soares et al 1995; Stahel et al 2000b).
Alterations in bloodborne immunocompetent cells have
been described in head-injured patients (Hoyt et al 1990;
Piek et al 1992; Quattrocchi et al 1992)
Immunocy-tochemical studies have further demonstrated the
pres-ence of macrophages, natural killer cells, helper T cells,
and T cytotoxic suppressor cells as early as 2 days
postin-jury (Holmin et al 1995) The entry of macrophages into
brain parenchyma has been shown to be maximal by 24–
48 hours after TBI in rats and humans (Holmin et al
1995, 1998; Soares et al 1995) A recent study of severe
TBI patients suggested that the activated cell population
after CNS trauma appears to be composed predominantly
of the macrophage/microglia lineage, as opposed to the
T-cell lineage (Lenzlinger et al 2001) Both macrophages
and microglia have been proposed as key cellular
ele-ments in the progressive tissue necrosis—presumably
associated with the release of cytotoxic molecules that
may be involved in mediating the local inflammatory
response to trauma and the phagocytosis of debris from
dying cells—that occurs after CNS trauma
(Morganti-Kossmann et al 2001)
Zhuang et al (1993) have suggested a relationship
be-tween cortical polymorphonuclear leukocyte
accumula-tion and secondary brain injury, including lowered CBF,
increased edema, and elevated ICP The migration of
leu-kocytes into damaged tissue typically requires the
adhe-sion of these cells to the endothelium, which is mediated
by the expression of the intercellular adhesion
molecule-1 (ICAM-molecule-1) An upregulation of ICAM-molecule-1 has been
de-scribed in a variety of experimental TBI models (Carlos et
al 1997; Isaksson et al 1997; Rancan et al 2001),
suggest-ing a role for leukocyte adhesion in the pathobiology of
posttraumatic cell infiltration in the brain In humans,
soluble ICAM-1 (sICAM-1) in CSF has been associated
with the breakdown of the BBB after severe TBI (Pleines
et al 1998) However, treatment with the anti-ICAM-1
antibody 1A29 failed to significantly improve the learning
deficits or histopathological damage after severe TBI in
rats (Isaksson et al 2001) (see Table 39–2) Recently,
pros-tacyclin, which is known to inhibit leukocyte adherence
and aggregation and platelet aggregation, was shown to
reduce neocortical neuronal death in rats after TBI
(Bentzer et al 2001) Besides the expression of adhesion
molecules, leukocyte transmigration appears to require
the production of chemokines that activate and guide
leu-kocytes to the injured area
The specific cytokines and growth factors that have
been implicated in the posttraumatic inflammatory
cas-cade include the interleukin (IL) and tumor necrosis
fac-tor (TNFα) families of peptides (for review see Allan and
Rothwell 2001) Alterations in systemic and intrathecal
concentrations of these cytokines have been reported tooccur in human patients after severe brain injury, and re-gional mRNA and protein concentrations have beenshown to increase markedly in the acute posttraumaticperiod after experimental brain trauma in the rat (Allanand Rothwell 2001) IL-1α and IL-1β, two IL-1 agonists,and IL-1 receptor antagonist (IL-1ra), a naturally occur-ring physiological IL-1 antagonist, are produced as precur-sors While pro-IL-1α and pro-IL-1ra are active, pro-IL-1β
is activated when it is cleaved by IL-1 converting enzyme(ICE or caspase-1) IL-1 has been implicated in an array
of pathological and nonpathological processes, includingapoptotic cell death (Friedlander et al 1996), leukocyte–endothelial adhesion (Bevilacqua et al 1985), BBB dis-ruption (Quagliarello et al 1991), edema (Yamasaki et al.1992), astrogliosis and neovascularization (Giulian et al.1988), and synthesis of neurotrophic factors (DeKosky et
al 1996) IL-1, in turn, stimulates other inflammatorymediators, such as phospholipase A2, COX-2, prostaglan-dins, NO, and matrix metalloproteinases (Basu et al.2002; Rothwell and Luheshi 2000) A significant increase
in pro-IL-1β mRNA in the injured hemisphere as early as
1 hour and remaining up to 6 hours postinjury has beenreported after experimental TBI (Fan et al 1995) A sim-ilar acute increase in IL-1 activity and mature IL-1β pro-tein levels after TBI has been reported (Taupin et al.1993), which can be directly correlated to the severity ofinjury in experimental models of TBI (Kinoshita et al.2002)
Caspase-1 mRNA is increased in ipsilateral cortex andhippocampus between 24 and 72 hours after TBI in rats(Sullivan et al 2002; Yakovlev et al 1997) although in-creased cleavage of caspase-1 is observed after humanbrain injury (Clark et al 1999) Intracerebroventricularadministration of IL-1ra results in improved cognitivefunction without motor improvement (Sanderson et al.1999), and administration of recombinant IL1-ra resulted
in reduced neuronal damage after TBI in rodents mond and Rothwell 1995) Despite the inability to readilydetect caspase-1 activity in the injured rat brain, adminis-tration of a selective inhibitor of caspase-1 (e.g., acetyl-Tyr-Val-Ala-Asp-chloromethyl-ketone [AcYVAD-cmk]
(Toul-or the tetracycline derivative minocycline) bef(Toul-ore TBIsignificantly reduces lesion volume and attenuates motordeficits (Fink et al 1999; Sanchez Mejia et al 2001).The pleiotropic cytokine IL-6 has been implicated in avariety of physiological as well as pathological processes in-cluding induction of nerve growth factor (NGF) expres-sion (Frei et al 1989; Gruol and Nelson 1997; Marz et al.1999; Nieto-Sampedro et al 1982) Elevated levels of IL-6have been detected in the CSF and the serum of patientswith severe TBI over a period of up to 3 weeks after trauma
Trang 17(Hans et al 1999a; Kossmann et al 1995) The higher
con-centration of IL-6 reported in the CSF of TBI patients
suggests an intrathecal production of this factor, which has
been reported to occur in several models of experimental
TBI (Woodroofe et al 1991) Hans and coworkers (1999b)
demonstrated that IL-6 mRNA was upregulated in cortical
and thalamic neurons as well as in infiltrating macrophages
as early as 1 hour postinjury, whereas IL-6
immunoreactiv-ity and protein levels in rat CSF peaked within the first 24
hours after TBI In a study by Kossmann et al (1996), a
temporal relationship between high CSF concentrations of
IL-6 and the detection of NGF in CSF was noted in
brain-injured patients In vitro experiments using CSF from
these patients showed that IL-6 stimulated cultured
pri-mary mouse astrocytes to produce NGF, an effect which
could be significantly attenuated by preincubation with
anti-IL-6 antibodies (Kossmann et al 1996) IL-6 released
in the CNS has also been shown to be associated with the
systemic acute phase response after severe TBI in humans
(Kossmann et al 1995), indicating that centrally released
immune mediators may evoke a substantial systemic
re-sponse to trauma, with profound implications for the
out-come of TBI patients
In a study subjecting IL-6 knockout mice and their
wild-type (WT) littermates to a cortical freeze lesion,
Penkowa and colleagues (1999) found that the lack of
IL-6 greatly reduced reactive astrogliosis and the appearance
of brain macrophages around the lesion site IL-6
defi-ciency also caused greater lesion-induced neuronal cell
loss These observations highlight the dual role that this
pleiotropic cytokine may play in the posttraumatic
cas-cade Conversely, a recent study using IL-6 knockout
mice subjected to TBI showed that these animals were
not significantly different from their WT littermates in
their response to TBI in several outcome measures, such
as neurologic motor function, BBB permeability,
intrace-rebral neutrophil infiltration, and neuronal cell loss
(Sta-hel et al 2000b) Therefore, IL-6 appears to promote an
inflammatory response to trauma but at the same time
also seems to enhance neuronal survival The exact
na-ture, severity, and type of the CNS injury as well as the
timing of IL-6 release may be decisive for either a
detri-mental or a beneficial effect of this factor after TBI
IL-10 is an anti-inflammatory cytokine that inhibits a
variety of macrophage responses and is also a potent
sup-pressor of T-cell proliferation and cytokine response by
blocking expression of TNF and IL-1 (Benveniste et al
1995; Chao et al 1995) and enhancing synthesis and
se-cretion of their endogenous antagonists (Cassatella et al
1994; Joyce et al 1994) IL-10 also reduces leukocyte–
endothelial interactions that promote procoagulation
(Jungi et al 1994) and extravasation of blood cells (Krakauer
1995; Perretti et al 1995) Subcutaneous or intravenousadministration of IL-10 before or after TBI in rats signif-icantly reduced TNF expression in the injured cortex andenhanced neurological recovery (Knoblach and Faden1998) Although a combination of IL-10 systemic admin-istration and hypothermia was expected to exhibit in-creased neuroprotection after TBI, this combinationtherapy resulted in adverse effects when compared withhypothermia alone after TBI (Kline et al 2002)
TNF-α, a proinflammatory cytokine with cytotoxicproperties, has been detected in the CSF and the serum ofpatients with TBI (Goodman et al 1990; Ross et al.1994) Csuka and coworkers (1999) found increased pat-terns of TNF-α concentrations among 28 TBI patientsover a 3-week study period These observations togetherwith the detection of TNF-α mRNA and protein in theinjured rodent brain suggest that this cytokine is mark-edly and acutely unregulated in brain tissue after TBI(Fan et al 1996; Shohami et al 1994) Increases in TNF-
α expression were immunohistochemically localizedprimarily to neurons and to a much lesser extent to astro-cytes after TBI in rats (Knoblach et al 1999) The upreg-ulation of TNF-α therefore appears to be an endogenousresponse of the brain parenchyma to trauma, as opposed
to being the result of a nonspecific invasion of the brain
by peripheral blood leukocytes TNF-α may mediate ondary damage after TBI through several different mech-anisms (for a review see Shohami et al 1999) This cyto-kine is known to affect BBB integrity, leading to cerebraledema and infiltration of blood leukocytes, and it hasbeen shown to induce expression of the receptor for thepotent secondary inflammatory mediator anaphylatoxin(or C5a) on neurons (Stahel et al 2000a) Furthermore,TNF can induce both apoptosis and necrosis via intracell-ular signaling pathways (Reid et al 1989)
sec-On the basis of the above evidence, it is not surprisingthat both direct and indirect inhibition of TNF-α activityhas been shown to be beneficial in experimental TBIstudies Administration of the immunosuppressive pen-toxifylline as well as of TNF-α binding protein, a physio-logical inhibitor of TNF-α activity, has been shown tosignificantly diminish edema formation and enhance mo-tor function recovery after experimental TBI (Shohami et
al 1996) These studies suggest a detrimental effect ofTNF-α in the sequelae of TBI However, more recent in-vestigations in genetically engineered animals point againtoward a dual role of this cytokine after TBI Mice defi-cient in both subtypes of TNF receptors have been shown
to be more vulnerable to TBI than WT animals, ing a neuroprotective role for TNF-α in the pathologicalsequelae of brain injury (Sullivan et al 1999) Moreover,brain-injured TNF-deficient (–/–) mice show an early
Trang 18suggest-benefit from the lack of TNF, with neurologic motor
scores initially better than brain-injured WT controls
However, this trend is reversed from 1–4 weeks after
in-jury: the injured WT animals recover while the TNF –/–
mice do not (Scherbel et al 1999) Taken together, these
data suggest that a differential role of this cytokine may be
dependent on the temporal profile of its release within the
posttraumatic cytokine cascade These data suggest that
antagonism of TNF activity may be beneficial for the
in-jured brain in the acute posttraumatic period but may
prove deleterious if extended into the chronic phase,
when it may be essential for initiating a regenerative
re-sponse Alternatively, another possibility allows that the
expression of TNF receptor subtypes may change over
the acute and chronic postinjury phases, and recent
evi-dence suggests that neuronal death or survival in response
to TNF-α may depend on the particular subtype that is
predominantly expressed (Yang et al 2002)
The role of the kallikrein–kinin system in
inflamma-tion and pain has led to the development of bradykinin B2
receptor antagonists In a multicenter clinical trial,
Bradycor (CP-0127) was found to be neuroprotective in
severely brain-injured patients (Marmarou et al 1999),
and a recently developed nonpeptide B2 receptor
antago-nist (LF-16–0687Ms) was shown to reduce TBI-induced
brain vasogenic edema in rats (Stover et al 2000b)
Inhi-bition of the posttraumatic inflammatory cascade
contin-ues to be a viable avenue of development of
neuroprotec-tive compounds
Recently, several groups have implicated modulation
of the endocannabinoid system, including the
arachi-donoylethanolamide (anandamide), 2-arachidonyl
glyc-eryl ether, and 2-arachidonoyl glycerol (2-AG) ligands
and their cognate CB1 and CB2 receptors, as a possible
therapeutic paradigm after TBI Cannabinoid receptor
agonists have been shown to inhibit glutamatergic
synap-tic transmission (Shen et al 1996) and protect neurons
from excitotoxicity in vitro (Shen and Thayer 1998) It
has also been suggested that cannabinoid receptor
ago-nists can counteract the vasoconstrictory effects of
endo-thelin-1 (Chen and Buck 2000), a molecule that may play
a role in TBI-induced ischemia Gallily et al (2000) have
reported that 2-AG suppresses formation of ROS and
have noted lower levels of TNF-α in the serum of
LPS-treated mice after administration of 2-AG (Gallily et al
2000) Most recently, it has been demonstrated that levels
of anandamide (Hansen et al 2001; Panikashvili et al
2001) and 2-AG (Panikashvili et al 2001) are significantly
elevated after TBI, and if this response is further
aug-mented by administration of synthetic 2-AG, injured
an-imals exhibit a significant reduction in brain edema,
re-duced lesion volume, and quicker recovery of neurological
function (Panikashvili et al 2001) Collectively, these dataprovide a rationale for the use of cannabinoids in thetreatment of TBI Indeed, dexanabinol (HU-211), a non-psychotropic cannabinoid, has been reported to have asignificant neuroprotective role after TBI In a random-ized, placebo-controlled Phase II clinical trial, patientswith severe closed head injury receiving an intravenousinjection of dexanabinol showed significantly better ICP,cerebral perfusion pressure, and clinical outcome (Knol-ler et al 2002)
Neurotrophic Factors
The peptide growth factors, including NGF, basic blast growth factor (bFGF), ciliary neurotrophic factor(CNTF), brain-derived neurotrophic factor (BDNF), in-sulinlike growth factor (IGF-1), neurotrophin-3 (NT-3),neurotrophin-4/5 (NT-4/5), and glial-derived neu-rotrophic factor (GDNF), all function in the normalbrain to support neuronal survival, induce sprouting ofneurites (neuronal plasticity), and facilitate the guidance
fibro-of neurons to their proper target sites during ment (for a review see Huang and Reichardt 2001) (Fig-ure 39–3) Several recent studies suggest that some ofthese neurotrophic factors are altered after brain injury,perhaps as a response designed to facilitate neuronal re-pair and reestablish functional connections in the injuredbrain DeKosky and colleagues (1994) observed a markedincrease in NGF mRNA and protein expression in theacute posttraumatic period after both weight-drop andTBI in rats, whereas a significant reduction in NGFp75NTR receptor was observed in the chronic postinjuryperiod after TBI in rats (Leonard et al 1994) Goss et al.(1997) observed an increase in the antioxidant enzymeglutathione peroxidase and catalase concentrations over atime course that reflected the temporal increase in NGFand hypothesized that the upregulation of NGF after TBIserves as a mediator of oxidative homeostasis by inducingthe production of ROS The same authors suggested thatastrocytes are the major source of NGF upregulation af-ter TBI in the rat (Goss et al 1998) Using models of TBI,several laboratories reported that intraparenchymal ad-ministration of NGF can attenuate cognitive but not neu-robehavioral motor deficits or hippocampal cell loss afterTBI in rats (Dixon et al 1997; Sinson et al 1995, 1996)(see Table 39–2) Follow-up studies demonstrated thatcentral NGF administration can reduce the extent of apo-ptotic cell death in septal cholinergic neurons after TBI(Sinson et al 1997) and can reverse the trauma-induced re-ductions in scopolamine-evoked acetylcholine release(Dixon et al 1997) Recently, both rat- and hippocampal-
Trang 19develop-derived precursor (HiB5) cells and human NT2M
neu-rons, transfected to express NGF and transplanted into the
injured cortex, have been shown to improve cognitive and
neurological motor function and reduce CA3 neuronal cell
death when transplanted into the injured cortex at 24 hours
after TBI in rats (Longhi et al., in press; Philips et al 2001)
BDNF, a member of the neurotrophin family of
trophic factors, has almost 50% homology with NGF
(Leibrock et al 1989), although BDNF is more abundant
in the adult brain than NGF (Maisonpierre et al 1990)
BDNF has two receptors: the high-affinity receptor TrkB
and the low-affinity receptor p75NTR (Table 39–3) A
sec-ond ligand, NT-4/5, also binds to TrkB with high affinity
and is expressed ubiquitously within the adult rodent
brain (Timmusk et al 1993); however, changes in
NT-4/5 expression have not been evaluated to date in an perimental model of TBI, nor has its therapeutic value af-ter TBI been evaluated and documented BDNF and itsprimary receptor, the TrkB tyrosine kinase, are found inmany areas of the brain, including the hippocampal CA3and the dentate hilus regions (Nawa et al 1995; Yan et al.1997a, 1997b) (see Table 39–3) BDNF regulates the gen-eration and differentiation of neurons during develop-ment, axon growth and growth cone mobility, and synap-tic plasticity (Lu and Chow 1999; McAllister et al 1999;Schinder and Poo 2000), and it was recently shown topromote neurogenesis from adult stem cells in vivo (Ben-raiss et al 2001; Pencea et al 2001)
ex-Initial observations suggested that a rapid increase inBDNF mRNA levels occurs in injured brain as early as 1
F I G U R E 3 9 – 3 Growth factors and their cognate receptors
BDNF = brain-derived neurotrophic factor; bFGF = basic fibroblast growth factor; FGFR = FGF receptor; GDNF = glial-derived neurotrophic factor; GFR = GDNF family receptor; IGF = insulin-like growth factor; IGFBR= IGF receptor; NGF = nerve growth factor; NT-3 = neurotrophin-3; VEGF = vascular endothelial growth factor.
Trang 20hour after TBI and persists for days (Griesbach et al.
2002; Hicks et al 1997; Oyesiku et al 1999; Truettner et
al 1999) with a concomitant acute increase in trkB
mRNA levels within the hippocampus (Hicks et al 1998;
Mudo et al 1993) Animals in which milder injuries are
induced exhibit unilateral, rather than bilateral, increases
in BDNF and trkB mRNA levels (Hicks et al 1999b)
Another study reported significantly decreased levels of
BDNF mRNA in the injured cortex at 72 hours and
in-creased levels in other adjacent cortical areas from 3–24
hours postinjury (Hicks et al 1999a) This apparent
dis-crepancy in observations could be a function of
differ-ence of injury models, the time points chosen for
obser-vation if expression levels prove to be biphasic, or
differences in the sensitivity of assays used to measure the
reported changes In one of the few treatment studies,
administration of BDNF directly into injured brain
pa-renchyma failed to attenuate behavioral deficits or
histo-logical damage after TBI in rats (Blaha et al 2000)
Al-though there are many possible explanations of why
BDNF administration failed to confer neuroprotection
after TBI, one interesting possibility is that injury
selec-tively upregulated the truncated form of trkB rather than
the full-length form
The neurotrophic factors GDNF, neurturin,
per-sephin, and artemin are included among the TGF-β
super-family (for a review see Airaksinen et al 1999) (see Table
39–3) The GDNF family ligands signal via a
two-compo-nent receptor complex that includes c-Ret, a
protoonco-gene and tyrosine kinase receptor (Durbec et al 1996;
Trupp et al 1996), and GDNF family receptor-α
(GFR-α), a glycosyl-phosphatidylinositol-anchored protein that
is devoid of an associated kinase activity (Baloh et al 1997;Jing et al 1996) (see Table 39–3) The GDNF transcripthas been detected in all major brain regions (Schaar et al.1993), including those regions vulnerable to TBI, andGDNF and neurturin exert neurotrophic effects in a widespectrum of neuronal populations (Arenas et al 1995;Henderson et al 1994; Kotzbauer et al 1996; Lin et al.1993; Mount et al 1995) GDNF appears to reduceNMDA-induced calcium influx via the activation of themitogen-activated protein kinase pathway and as a resultattenuates NMDA-induced excitotoxic cell death (Nicole
et al 2001) Such activity suggests that GDNF may be anespecially attractive candidate for reducing excitotoxicneuronal death after TBI if administered at acute timepoints when excitotoxicity is predominant (see above)
To date, little evidence exists documenting changes inexpression of GDNF or its receptors after TBI A singlepreliminary report suggests that GDNF protein levels, asmeasured by quantitative enzyme-linked immunosorbentassay (ELISA), increase approximately 2.5 times in the in-jured cortex after TBI in rats (Shimizu et al 2002) WhenGDNF or artificial CSF is infused continuously for 7 daysinto the lateral ventricle after TBI in rats, a significant de-crease was observed in injury-induced CA2 and CA3 cellloss (Kim et al 2001) Likewise, when an adenovirus engi-neered to confer GDNF expression was injected into thesensorimotor cortex 24 hours before freeze-lesion injury inrats, a significant reduction in lesion volume and the num-ber of cells immunopositive for iNOS, activated caspase-3,and TUNEL was observed (Hermann et al 2001).The polypeptide FGF-2 (also known as bFGF) is amember of the FGF family, which currently includes sevenmembers (for a review see Gimenez-Gallego and Cuevas1994), all of which possess the ability to stimulate fibroblastgrowth with the notable exception of FGF-7 FGF-2 binds
to four cell surface receptors that are expressed as a number
of splice variants (for a review see Nugent and Iozzo 2000),
of which FGFR1 is the high-affinity receptor (for a reviewsee (Stachowiak et al 1997) (see Table 39–3) FGF-2 andFGFR1 proteins, as well as their mRNAs, have been dem-onstrated to be expressed in both the developing and theadult brain (for a review see Unsicker et al 1991) FGF-2has been implicated as a neurotrophin, a neurite branchingfactor, an enhancer of synaptic transmission, and a neuralinducer (Abe and Saito 2001)
Initial reports demonstrated an increase in FGF-2protein after TBI at the lesion periphery in cells withmorphological features consistent with reactive astro-cytes (Finklestein et al 1988) Further analysis resulted
in the observation that FGF-2 mRNA, FGF-2 protein,FGFR1 mRNA, and FGFR1 protein were increased as
T A B L E 3 9 – 3 Neurotrophic receptor families and
endogenous ligands in the central nervous system
Types of receptors
and neurotrophic
factor family
Neurotrophic factors as ligand
Tyrosine kinase receptors —
NGF receptor family Neurotrophins (NGF, BDNF,
NT-3, NT-4/5) FGF receptor family FGF-2
Ret receptor family GDNF, neurturin, artemin,
persephin Insulin receptor family Insulin, IGF-1
VEGF receptor family —
Note BDNF=brain-derived neurotrophic factor; FGF =fibroblast growth
factor; GDNF=glial cell-line–derived neurotrophic factor;
IGF=insulin-like growth factor; NGF=nerve growth factor; 3=neurotrophin 3;
NT-4/5= neurotrophin 4/5; VEGF=vascular endothelial growth factor.
Trang 21early as hours postinjury and persisted for at least 2 weeks
postinjury (Frank and Ragel 1995; Reilly and Kumari
1996; Yang and Cui 1998) Furthermore, at acute time
points, FGF-2 co-localized with MAC-1
immunoposi-tive microglial/macrophages, whereas at later time
points FGF-2 co-localized with reactive astrocytes
(Frautschy et al 1991; Reilly and Kumari 1996), neurons,
and vascular endothelial cells (Logan et al 1992; Yang
and Cui 1998) Given the early expression patterns and
the localization of the FGF-2 ligand and its receptors,
these data collectively suggest that one of the roles of
FGF-2 induction after TBI may be in stimulating
astro-gliosis Additionally, recent evidence suggests that
FGF-2 is necessary and sufficient to stimulate proliferation and
differentiation of neuroprogenitor cells in the adult
hip-pocampus after various brain insults (Yoshimura et al
2001) and may regulate postlesional sprouting (Ramirez
et al 1999) Dietrich et al (1996) reported that acute
ad-ministration of FGF-2 could attenuate cortical cell loss
after TBI in rats, whereas McDermott et al (1997)
dem-onstrated that delayed intraparenchymal administration
of FGF-2, beginning 24 hours after TBI, can
signifi-cantly improve posttraumatic cognitive deficits in the rat
Exogenous FGF-2 was also shown to reduce
hippocam-pal cell death after diffuse brain injury (Yang and Cui
2000) Furthermore, the combination of FGF with
hypo-thermia (Yan et al 2000) may increase the magnitude of
the protective effect
IGF-I is polypeptide hormone that shares several
structural features with insulin (Isaksson et al 1991) and
is produced in many tissues in the body including the
brain (Bondy and Lee 1993; Rotwein et al 1988; Werther
et al 1990) In rodents, expression of mRNA for IGF-I is
highest during the development of the nervous system,
but it is also expressed in many regions of the adult rat
brain (Bondy and Lee 1993) IGF-I readily crosses the
BBB and as a result the brain is influenced by the
concen-tration of circulating IGF-I (Armstrong et al 2000; Carro
et al 2000; Pulford and Ishii 2001) IGF-I exerts its
ac-tions primarily via the type I IGF receptor, although
in-teractions with the insulin receptor have been reported
(Butler et al 1998; Lamothe et al 1998) (see Table 39–3)
IGF binding proteins (IGFBPs) modulate the interaction
of IGF-I with its receptor (Ocrant et al 1990) IGFBP-2,
IGFBP-4, and IGFBP-5 are the predominant binding
proteins in the brain and can bind IGF-I, thus rendering
it biologically inactive (Dore et al 2000) However, there
is also evidence suggesting that some IGFBPs potentiate
the effect of IGF-I, possibly by presenting IGF-I more
ef-ficiently to its receptor, protecting IGF-I from
degrada-tion, or transporting IGF-I to regions of injury (Beilharz
et al 1998; Guan et al 2000)
Initial reports of IGF-I expression after TBI ized expression to reactive astrocytes from acute timepoints to 1 month after injury (Garcia-Estrada et al.1992) In a different model of TBI, a dramatic increase
local-in the expression of IGFBP-2 and IGFBP-4 mRNAwas observed between 24 hours and 7 days within in-jured cortex, whereas increased expression of IGF-1mRNA peaked at 3 days postinjury (Sandberg Nor-dqvist et al 1996) This increase in IGFBP-4 mRNA iscompletely blocked by administration of the NMDA an-tagonist MK-801, and injury-induced IGF-1 mRNA ex-pression is blocked by both MK-801 and the AMPA an-tagonist CNQX (Nordqvist et al 1997), suggestingthat activation of glutamatergic systems may influenceIGF expression or function in the setting of brain in-jury In contrast, another study provided evidence thatMK-801 reversed a measured decrease in IGF-IImRNA levels after injury (Giannakopoulou et al.2000) Further studies using IGFBP-1 overexpressingtransgenic mice observed that reactive astrogliosis, re-flected by morphology and glial fibrillary acidic proteinexpression in astrocytes in response to a mechanical le-sion, was substantially less in transgenic compared with
WT mice (Ni et al 1997), suggesting that IGF-I mayplay a role in astrogliosis
Saatman and colleagues (1997) showed that ous subcutaneous administration of IGF-I for 7 daysdramatically accelerated neurological motor recoveryand attenuated cognitive deficits after TBI in rats APhase II clinical trial demonstrated that continuous in-travenous IGF-I in moderate to severe TBI patients re-sulted in greater weight gain, higher glucose concentra-tions and nitrogen outputs, and moderate to goodGlasgow Outcome Scale scores at 6 months (Hatton et
continu-al 1997) Taken together, the above data suggest thatsystemic IGF-I therapy should be further evaluated as apotential candidate for neuroprotection after clinicalbrain injury
The VEGF family currently includes six knownmembers VEGF, or VEGF-A as it is now designated,was the first member of the VEGF family to be discov-ered and is also the best-characterized member (for areview see Neufeld et al 1999) VEGF-A is established
as a major inducer of endothelial cell proliferation, gration, sprouting, neural tube formation, and perme-ability during embryonic vasculogenesis and in physio-logical and pathological angiogenesis These effects aremediated mainly by the VEGF receptor VEGFR-2 (seeTable 39–3) More recently, VEGFR-1 was suggested
mi-to be an important mediami-tor of stem cell recruitment(Eriksson and Alitalo 2002; Jin et al 2002) A role ofVEGF in BBB breakdown and angiogenesis/repair has
Trang 227 2 7
40 Prevention
Elie Elovic, M.D.
Ross Zafonte, D.O.
PREVENTABLE INJURY IS one of the most
signifi-cant health care issues in the United States Estimates
place the annual cost in the United States to be $260
bil-lion, and 30% of all life years lost before age 75 years are
a result of injury The Centers for Disease Control and
Prevention (CDC) estimates that during 1995, 2.6
mil-lion hospital discharges and more than 36 milmil-lion
emer-gency department visits occurred as a result of injury
(Centers for Disease Control and Prevention 2001) At
the more serious end of the spectrum, injury is the cause
of 150,000 deaths every year and is the leading source of
death for Americans ages 1–44 years (Nguyen et al 2001)
Looking specifically at traumatic brain injury (TBI),
the figures are only slightly less daunting, with TBI one of
the leading causes of death and disability for children and
young adults in the United States The CDC estimates
that in the United States between 1 million and 1.5 million
people seek medical attention secondary to TBI In
addi-tion, there are 230,000 hospitalizations and 80,000–
90,000 people who develop disability secondary to TBI
every year (Centers for Disease Control and Prevention
2001; McDeavitt 2001; Thurman et al 1999) TBI also
ac-counts for more than 50,000 deaths annually, which
con-stitutes one-third of all injury-related deaths Current
es-timates place the number of Americans who have some
disability as a result of TBI at roughly 5.3 million (Centers
for Disease Control and Prevention 2001) Schootman
and Fuortes (2000) reported that during the years 1994–
1997, 1.4 million people in the United States sought care
either at a doctor’s office or the emergency department
secondary to TBI, whereas Guerro et al (2000) reported
TBI incidence between 392 and 444 per 100,000
popula-tion when emergency department visits are included
These numbers suggest a much higher incidence of TBI
than those based on deaths and hospital admissions
Looking at deaths and hospital admissions, TBI dence is close to 100 per 100,000 (Thurman et al 1999).This is a drop of 50% from previous reports of rates of 200per 100,000 during the 1970s and 1980s (Annegers et al.1980; Centers for Disease Control and Prevention 2001;Jagger et al 1984; Kraus et al 1984) The decrease may inpart be a result of insurance’s influence on admission deci-sions, in addition to prevention efforts This is in contrast
inci-to TBI mortality, because a reduction in the incidence ismore likely a result of prevention efforts In 1980, the rate
of TBI-related mortality in the United States was 24.7 per100,000 This had fallen 20% by 1994 to a rate of 19.8.Motor vehicle–related mortality showed the greatest de-cline With the advent of air bags, seat belts, and childsafety seats, mortality dropped 38% from 11.1 to 6.9 per100,000 between 1980 and 1994 (Thurman et al 1999)
TBI Versus Other Disabling Conditions
TBI has often been called the silent or invisible epidemic(Centers for Disease Control and Prevention 2001), thestepchild that has only received minimal public awarenessand dedication of financial resources to its treatment andprevention To obtain a better perspective on this state-ment, one can compare TBI incidence to other conditionsthat have greater notoriety despite a lower incidence TheBrain Injury Association of America has made substantialeffort to spread the word and inform the lay and scientificpublic about TBI incidence The association has a Web sitethat actively deals with the issue (Brain Injury Association
of America 2001b) At this time, the annual incidence ofTBI is greater than that of the more widely known condi-tions of spinal cord injury, breast cancer, multiple sclerosis,and human immunodeficiency virus (HIV) (Figure 40–1)
Trang 23The magnitude of TBI-related mortality as compared
with these other conditions is quite striking As compared
with the 50,000 deaths that occur each year as a result of
TBI, the number of HIV-related deaths during 1999 was
16,273 (U.S Department of Health and Human Services
2001), whereas 43,700 people died during 1999 from
breast cancer (American Cancer Society 2001) What may
be most striking for HIV information is that the mortality
rate in 1999 is a substantial drop from the 1995 high of
50,610 HIV-related deaths (U.S Department of Health
and Human Services 2001) With dedication to
preven-tion, treatment, and increased public awareness, a similar
drop in the personal suffering and economic loss of TBI
may also be possible
Economics of TBI and Its Prevention
Because TBI often occurs in the very young, the cost to
society in lost years of productivity and years of dependent
care can be enormous Estimates of work years lost because
of TBI run as high as 2.6 million, which accounts for 58%
of all injury-related losses reported (McDeavitt 2001) Max
et al (1991) reported that the cost associated with TBI in
1988 dollars was $44 billion With the enormous personal
suffering, loss of life, and economic hardship on society, the
fact that many of these often catastrophic events are
pre-ventable only compounds this tragedy
With the competition for dollars in today’s world, the
cost-benefit ratio of preventive efforts is an issue of some
importance Some prevention techniques are widely cepted in society today, such as childhood vaccinations and
ac-flu vaccine, as they have proven to be efficacious both nancially and as a vehicle for health maintenance This hasbeen proven to be true with injury prevention as well Pe-diatricians who administer injury prevention counseling tofamilies with children younger than 4 years have demon-strated a 13 to 1 benefit to cost ratio (Miller and Galbraith1995) Bicycle helmets for children ages 4–15 years havealso shown great benefit For every $1 spent on bicycle hel-mets, society saves $2 in direct medical costs, $6 in futureearnings, and $17 in quality of life The use of child safetyseats for children younger than 4 years has also proven to
fi-be of substantial fi-benefit to society If child safety seats areused, the savings in direct medical costs, future earnings,and quality of life are $2, $6, and $25, respectively (Miller
et al 2000) Finally, Graham et al (1997) demonstratedthat the use of seat belts and air bags demonstrated a costeffectiveness that matched any other prevention effort thataddressed any medical or public health issues
What Is Prevention?
People use the word prevention for many activities Speed
limits, highway barriers, and highway designs to lessen thenumber of motor vehicle accidents (MVAs) are clearly aimed
at injury prevention So too are seat belts and air bags, forthough they do not play a major role in accident prevention,they minimize personal injury to passengers in the car once
an accident occurs The development of advanced traumacare to mitigate further injury is also a form of prevention.Although all three of these examples are geared towardinjury prevention, they clearly have differences As a result,the distinction between primary, secondary, and tertiary pre-vention has been made Primary prevention efforts aredirected to prevent the injury from occurring Other exam-ples of primary prevention include fall-proofing homes, traf-
fic laws and their enforcement, salting of ice-covered roads,and education about drinking and driving In contrast, sec-ondary efforts lessen an injury’s effect once it has occurred,with helmets, automobile design, and air bags examples ofsecondary prevention Development of advanced traumacare and emergency management services are examples oftertiary prevention (Nguyen et al 2001)
Injury Control Theory
Originally, the general belief was that TBI was a result ofaccidents, which implied that all persons had equal prob-ability of sustaining injury (Elovic and Antoinette 1996;
F I G U R E 4 0 – 1 A comparison of traumatic brain
injury and leading injuries or diseases: annual
incidence.
AIDS=acquired immunodeficiency syndrome; HIV=human
im-munodeficiency virus.
Source. Brain Injury Association of America, March 2001.
Available at: http://www.biausa.org/word.files.to.pdf/good.pdfs/
2002.Fact.Sheet.tbi.incidence.pdf Accessed March 22, 2004.
Used with permission.
Traumatic brain injuries 1,500,000
Breast cancer 176,300 HIV/AIDS
43,681 Spinal cord injuries 11,000
Multiple sclerosis 10,400
Trang 24Guyer and Gallagher 1985) Any discussion of TBI
epide-miology, such as the one in Chapter 1, Epideepide-miology,
clearly demonstrates the fallacy of this position There are
certain people who are at higher risk of sustaining injury
As a result, there has been substantial work devoted to the
identification of people at risk and to developing effective
preventive countermeasures (Elovic et al 1996; Teutsch
1992), with a substantial increase in the science of injury
control theory since the 1950s
The relationship between infectious pathogens and
their related illness has been investigated since the time of
Louis Pasteur, more than 100 years ago More than 50
years ago, Gordon first raised the idea that injury can be
studied in the same fashion as infectious illness (Gielen
and Girasek 2001) In 1961, James Gibson introduced the
idea that the energy that induced injury could be studied
as a causative agent similar to an infectious agent (Gielen
and Girasek 2001) Baker (1975) compared the concept of
the epidemiologic model of injury to that of illness by
de-scribing the etiologic agent as one that demonstrates a
negative effect on a host in a particular environment
Haddon Matrix
Further work on the study of injury prevention was carried
out by Haddon, resulting in the construction of the Haddon
Matrix (Haddon 1968) With this model, injury is divided
into three separate areas First is the host; the second is the
vector, or injuring agent; and the third is the environment
that the first two interact within The environment is further
divided into two separate components, physical and social
In addition, the matrix model divides the injury using
tem-poral factors; preinjury, injury, and postinjury This is
com-parable to the primary, secondary, and tertiary prevention
efforts mentioned in the section What Is Prevention?
(Nguyen et al 2001) Using these sets of variables, a table
can be created in which each cell represents an area and a
temporal component All factors related to injury can be
placed into one of the table’s cells An example of this would
be the decreased balance and vision of an elderly person who
sustained a fall In the Haddon Matrix, these items would be
placed in the host, preinjury cell The contribution of the
shag rug that caused the fall would be classified as preinjury,
physical environment The vector in falls is the energy that
is transmitted to the brain tissue Head height is a source of
potential injury before an event Clearly, by standing on a
ladder there is greater potential energy, which places the
host at greater risk The energy is converted to kinetic
energy during a fall that is transmitted to the brain tissue at
impact The distortion of brain tissue and bleeding that
result from the energy transfer can be considered the
postin-jury vector component
Passive Versus Active Strategies
There are two general approaches to the promotion ofinjury prevention, passive and active A passive strategy isone that the host takes no action to use (Gielen et al.2001) and may as a result be more effective than activeinterventions By nature, passive strategies offer protec-tion to a larger percentage of the population (Karlson1992) Some examples of these include air bags, road bar-riers, fingerprint-based gun locks, and car safety engi-neering A system that would not let a driver start his orher car if he or she could not pass a Breathalyzer test isanother example of a passive strategy that would preventthe host from driving while intoxicated Active strategiesare ones that require some action on the host’s part Thedonning of a seat belt, avoiding driving when under theinfluence, motorcycle helmet usage, and car seats are justsome examples of active prevention Although these itemsmay be more effective than passive approaches, their dis-tinct disadvantage is that somehow society must convincethe host to use them
As a result, there is some controversy as to how injuryprevention resources should be applied It is generalknowledge that changing human behavior is a challeng-ing endeavor, and passive interventions aimed at the vec-tor and environment may be the most effective in reduc-ing death and injury (Haddon 1970) That does notnegate the potential benefit of using a combined ap-proach, because the use of one method does not excludethe use of another An example of this is, of course, the use
of seat belts in combination with air bags Each tion method has shown its benefit; however, using bothtogether has been shown to be more effective than eitherone by itself As a result, there is evidence that a combinedapproach of active and passive interventions should beused in a comprehensive approach
preven-Facilitating Active Strategies to Develop Comprehensive Injury Control
How can society develop a comprehensive approach toinjury control? Also, how can society influence the hostthat can be potentially injured to act according to itswishes? These important questions must be answered tomaximize the benefit of an injury control program.The first of these questions can only be answered onceone defines what components are critical to the develop-ment of a comprehensive program Clearly, engineeringsolutions are important components of passive interven-tions such as energy-absorbing car bodies, road barriers,and air bags What methods should be used for the active
Trang 25strategies? Education is an important component, both at
the individual and community level (Nguyen et al 2001)
However, there is a problem if education is performed
alone without giving the listener some incentive to
change his or her behavior on the basis of the information
presented An example of this was the early public service
announcements that used fear as a potential motivator for
increased seat belt usage, but they were largely ineffective
(Roberston et al 1974) Education prevention counseling
by health care professionals in a clinical setting has been
proven to be much more effective DiGuiseppi and
Rob-erts (2000), after reviewing many clinical trials, reported
that education counseling was effective in encouraging
the use of automobile restraints
A method to facilitate a host’s compliance with safer
behaviors is to connect them to incentives This can be
accomplished with legislative intervention and
appropri-ate enforcement Community-based intervention
pro-grams combining education with legislative options has
been shown to be effective in increasing bicycle helmet
usage (Klassen et al 2000) Work performed in three
sep-arate Maryland counties explored the issue of children’s
bicycle helmet usage under three separate conditions In
one county, legislation and education were undertaken,
and helmet use increased from 4% to 47% Another
county used education alone and experienced a small,
sta-tistically insignificant increase in usage from 8% to 19%
The third county, which did nothing, actually
demon-strated a decreased rate of helmet usage from 19% to 4%
The third piece of the puzzle to facilitate active
inter-ventions is enforcement of legislation Passing laws
with-out proper enforcement leads to only minimal benefits,
with seat belts being an example By 1984, all passenger
cars were required to have seat belts However, rates of
usage were only 15% This rate increased to 42% by 1987
with a combination of educative efforts and seat belt
leg-islation By 1992, when secondary enforcement laws were
enacted for nonuse of seat belts, usage increased to 62%
A secondary enforcement law is one that allows the giving
of a citation when the driver has been pulled over for
an-other traffic offense This 62% usage rate persisted
through 1998 in the states that used secondary
ment laws In states that have enacted primary
enforce-ment legislation, which allowed ticketing when seat belt
nonuse was the only infraction, usage rates increased to
79% (National Highway Traffic Safety Administration
1999) In summary, facilitation of active prevention
re-quires a combination approach Education, both at a
community and individual level, must be included with
appropriate legislation and its enforcement Standing in
the way of many of these changes is the idea that
preven-tive legislation infringes on personal freedoms The
op-position to gun control by the National Rifle Associationand to helmet laws by motorcycle clubs are just two exam-ples of this problem However, with the great cost to so-ciety, both financially and emotionally, of TBI the gov-ernment has not only the right, but also the obligation, todeal effectively with these issues
TBI Prevention and Motor Vehicles
As the discussion is turned to more specific issues of TBIprevention, it is appropriate to begin with efforts thatinvolve motor vehicles The reasons for this are twofold.First, MVAs are the leading cause of TBI in the UnitedStates (Centers for Disease Control and Prevention2001), with data from state registries reporting that trans-portation accounted for 48.9% of TBIs reported (Thur-man et al 1999) Second, there is evidence that preven-tion efforts aimed at reduction of transportation-relatedmortality have been efficacious There was a 38%decrease in motor vehicle–related deaths from 1980 to
1994 (Centers for Disease Control and Prevention 2001).Transportation-related TBI prevention efforts can beapproached by looking at both passive and active meth-ods, as well as using the Haddon Matrix discussed in anearlier section
Air Bags and Seat Belts
Air bags are a classic example of passive prevention thatexerts its influence at the time of incident Jagger (1992)has strongly advocated their use and has stated thatinstalling them as standard equipment in the front seats ofpassenger cars would have a greater effect on TBI thanany other prevention method She estimated that 25% ofpatients admitted to a hospital secondary to TBI had sus-tained an injury that air bags are designed to protectagainst
Air bags are automatic protection systems that are signed to protect during a frontal collision They are de-signed to deploy when a car hits a similarly sized vehicle
de-at 20–30 miles an hour, or a brick wall de-at 15 miles an hour.They provide a protective cushion between occupantsand the car’s interior, slowing the energy transfer that oc-curs at impact This occurs within 1/20 of a second afterimpact, and deflation begins within 4/20 of a second, withthe entire cycle completed within 1 second This allowsthe driver to maintain control of the car and avoids trap-ping of passengers (National Highway Traffic Safety Ad-ministration 2002)
With the exception of some recently designed impact bags, air bags have not been engineered to protectthe occupants from side impact, rear, or rollover events One
side-of the major sources side-of crash mortality is ejection from the
Trang 26vehicle, and this is another event that air bags are not
de-signed to protect against In addition, during a rollover, car
occupants can be thrown against hard objects such as the
steering wheel that can cause further injury Instead, it is the
seat belt that is most protective for these events, and air bags
should not be considered as a solo item, but should be used
in conjunction with seat belts The combined utilization of
seatbelts and air bags has been proven to be the most
protec-tive In the National Highway Safety Administration’s Third
Report to Congress in 1996, air bags were reported to
re-duce fatalities in pure frontal crashes, excluding rollovers, by
34% and 18% in near-frontal collisions In this analysis, the
fatality rate using air bags alone ws reduced by 13%, taking
all crashes into consideration This is in comparison with a
45% reduction rate using lap-shoulder belts alone and a
50% reduction using both modalities (National Highway
Traffic Safety Administration 2002)
The information gathered by the National Highway
Traffic Safety Administration’s National Accident Sampling
System’s Crashworthiness Data System regarding the effect
of air bag and seat belt use on moderate and severe injuries
is eye opening (National Highway Traffic Safety
Adminis-tration 2002) A moderate injury was defined as having a
Maximum Abbreviated Injury Score of 2 or greater, and a
severe injury was defined as one with a Maximum
Abbrevi-ated Injury Score of 3 or greater On the basis of
informa-tion collected on two car crashes, the effect of air bags alone
was not statistically significant, with a reported reduction of
18% and 7% in moderate and severe injuries, respectively
In contrast, the use of a lap-shoulder belt system alone
re-sulted in a 49% and 59% reduction in moderate and severe
injuries, respectively A 60% reduction was found when
used in combination Before one draws the incorrect
con-clusion that air bags have little value, one must remember
that all body systems are not equally important when
dis-cussing injury severity Gennarelli et al (1989) reported that
TBI is the major source of mortality in multiple trauma
pa-tients Therefore, a system that has its greatest effect on
head and brain injury may play an important role The
combination of manual lap-shoulder belt and air bag
duced moderate and severe brain injuries 83% and 75%,
re-spectively This compares to 59% and 38% reductions in
moderate and severe brain injuries, respectively, when a
lap-shoulder belt was used alone Although the data suggest that
lap-shoulder belts provide a greater level of protection than
air bags, the reader must of course be aware that the key
phrase is “when used”; the passive nature of the air bag
sys-tem clearly underscores its importance, whereas the greater
protection afforded by the lap-shoulder belt means society
must encourage its use
Although both air bags and seat belts have a net
posi-tive benefit from an injury prevention standpoint, there
are problems associated with their use Seat belts havebeen associated with various injuries, especially whenused improperly Some of the injuries reported includespinal injuries; brachial plexopathy; liver lacerations;small bowel tears; traumatic hernias; aortic and other vas-cular, ocular, and facial injuries; neck sprains; cardiac in-juries; kidney injuries; neck injuries; sternal fracture; lungperforation; chest injuries; and placental and fetal injury(Agran et al 1987; Appleby and Nagy 1989; Arajarvi et al.1987; Blacksin 1993; Bourbeau et al 1993; Chandler et al.1997; Hall et al 2001; Holbrook and Bennett 1990; Im-mega 1995; Johnson and Falci 1990; Kaplan and Cowley1991; Lubbers 1977; May et al 1995; Restifo and Kelen1994; Santavirta and Arajarvi 1992; Shoemaker and Ose1997; Verdant 1988; Warrian et al 1988; Yarbrough andHendey 1990) In particular, injuries to children haveprompted development of car seats and booster seats thatare discussed in the section Car Seats and Air Bags Likeseat belts, air bags have also been shown to be a potentialsource of injury Problems with air bags have includedskull fracture and facial injury (Bandstra and Carbone2001; Murphy et al 2000; Rozner 1996), ocular trauma(Ghafouri et al 1997; Lueder 2000; Ruiz-Moreno 1998;Stein et al 1999; Zabriskie et al 1997), burn injuries(Conover 1992; Ulrich et al 2001; White et al 1995), ex-tremity fracture (Kirchhoff and Rasmussen 1995; Ongand Kumar 1998), chest injuries, spinal injury (Giguere et
al 1998; Traynelis and Gold 1993), ear injury and ing loss (Beckerman and Elberger 1991; Kramer et al.1997; Morris and Borja 1998), and reflex sympathetic dys-trophy (Guarino 1998; Shah and Weinstein 1997) Chil-dren, in particular, are at greatest risk of injury from airbag deployment (“Air-bag-associated” 1995; From theCenters for Disease Control and Prevention 1995; “Up-date” 1996; From the Centers for Disease Control andPrevention 1997; Giguere et al 1998; Marshall et al.1998; McCaffrey et al 1999; Totten et al 1998) Properlyand improperly positioned children have sustained severeand sometimes fatal injuries from air bag deployment(Angel and Ehlers 2001; “Air-bag-associated” 1995; fromthe Centers for Disease Control and Prevention 1995;
hear-“Update” 1996; from the Centers for Disease Controland Prevention 1997; Giguere et al 1998; Lueder 2000;Marshall et al 1998; McCaffrey et al 1999; Morrison et
al 1998; Willis et al 1996) As a result, special effortshave been directed to ensure the safe coexistence of chil-dren and air bags
Motorcycles
Motorcycles account for 6% of all transportation dents in the United States, but may be the most danger-ous form of transportation (Flint 2001) From 1979
Trang 27acci-through 1986, more than 15,000 motorcycle deaths were
associated with brain injury (Elovic et al 1996), and from
1989 through 1991, almost 10,000 people died in the
United States as a result of a motorcycle accident (“Head
injuries” 1994) This is also true in New Zealand as
doc-umented by Begg et al (1994) who reported that between
1978 and 1987 the incidence of motorcycle-related injury
hospitalization was 80.4 per 100,000 whereas the
mortal-ity rate was 3.6 per 100,000 A study from Connecticut
(Braddock et al 1992) reported a lower fatality rate of 1.2
per 100,000 and a hospitalization rate of 24.7 per
100,000, with 22% of those injuries occurring in the
head, brain, or spinal area
In 1994, some of the factors that were linked to
mo-torcycle-related fatal trauma included driver error (76%),
with excessive speed found commonly (Elovic et al 1996),
and elevated blood alcohol levels and a failure to use a
hel-met Alcohol is a major problem, and the highest rate of
alcohol use among all methods of transportation is in
mo-torcycle drivers (Peek-Asa and Kraus 1996) who also have
the highest rate of legal intoxication of any group
Helmet usage is another critical item that plays a major
part in brain injury and mortality prevention In 1982,
Heilman et al reported that helmetless riders were 2.3
times as likely to have a head, neck, or facial injury than
those wearing a helmet, and they were also 3.19 times as
likely to have a fatal injury Bachulis et al (1988) reported
similar results, with the rate of brain injury twice as likely
and severe brain injury six times more likely when helmets
were not worn Reporting on data from Colorado, Gabella
et al (1995) reported that the risk of brain injury was 2.5
times as high when helmets were not worn Ferrando et
al (2000) demonstrated a 25% reduction in
motorcycle-related fatalities after implementation of a mandatory
hel-met law in Spain, whereas Chiu et al (2000) reported a
33% reduction in brain injuries, better outcomes, shorter
hospital lengths of stay, as well as decease in injury severity
in Taiwan after implementation of a mandatory helmet law
Many other investigators around the world have
demon-strated similar results after the implementation of
manda-tory helmet laws The rate of overall fatalities, TBI-related
fatalities, overall TBI injury severity (Chiu et al 2000;
Fer-rando et al 2000; Fleming and Becker 1992; Kraus et al
1994; Muelleman et al 1992; Rowland et al 1996; Sosin et
al 1990; Tsai and Hemenway 1999), length of
hospitaliza-tion (Muelleman et al 1992; Rowland et al 1996), and
overall cost to society (Muelleman et al 1992; Rowland et
al 1996; Vaca and Berns 2001) are all decreased as a result
of helmet law legislation
Despite the strength of the evidence, motorcycle
hel-met laws are not pervasive in the United States As of
No-vember 2000, only 20 states had legislation that required
all motorcycle riders to wear helmets, whereas another 27states had laws that required them for teenagers Threestates had no legislation at all (Vaca and Berns 2001) This
is a step backward from the 1970s
In 1967, the federal government through the ment of Transportation required that all states pass a mo-torcycle helmet law If a state did not comply, it would bepunished by a loss of federal safety funds As a result, by
Depart-1975 47 states had mandatory helmet laws However, in
1975 Congress rescinded the requirement Within 3years, more than one-half of the states with mandatoryhelmet laws repealed them (Vaca et al 2001) Opponentsargued that adults have the right of choice in this country,and the government has no right to interfere, but the sim-ple facts do not support this position First, helmet use hasbeen shown to decrease with the abolition of mandatoryhelmet laws In Texas and Arkansas, where the helmet ratewas at 97% before legislation repeal, usage rate dropped
to 66% and 52%, respectively, within 9 months of the peal Data from the Arkansas Trauma Registry demon-strated that there was also an increase in overall injuriesand brain injuries, and a larger proportion of motorcy-clists injured had brain injuries (Vaca et al 2001) Recentwork from Miami Dade County by Hotz et al (2002)demonstrated decreased helmet use and increased inci-dence of brain injury and lethality post repeal of manda-tory helmet laws The authors noted that helmet usedropped from 83% to 56%, whereas the number of fatal-ities and brain injuries increased substantially
re-There is also the financial cost that is borne by societywhen helmet laws are repealed In Texas, as a result of therepeal of the motorcycle helmet laws, the cost of motor-cycle-related TBI increased 75% to more than $32,000,whereas the median cost increased 300% to $22,531.These numbers are greater than the required insurancecoverage of the majority of these riders, and therefore so-ciety has been forced to pick up this cost (National High-way Traffic Safety Administration 2000) The riders’freedom to choose has resulted in increased cost borne bythe society in general
Finally, the issue of alcohol and motorcycle driving is
an important one Alcohol has a tremendous effect on allmotor vehicle–related trauma This may be even truer formotorcycle-related trauma because the handling of a mo-torcycle requires greater coordination and judgment thandriving a car Sun et al (1998) demonstrated that al-though many of the drivers of both cars and motorcyclesbrought into the trauma center are under the influence,motorcyclists have a lower level as compared with otherdrivers As a result, it may be warranted to set an evenlower level for acceptable blood alcohol levels for motor-cycle drivers
Trang 28Falls have been identified as the second most common
source of TBI in numerous studies (Annegers et al 1980;
Cooper et al 1983; Jagger et al 1984; Kraus et al 1984;
Sosin et al 1989; Tiret et al 1990; Whitman et al 1984)
The greatest number of falls occurs in young children
younger than age 5 years and in the elderly (Elovic et al
1996) A survey from Switzerland (Addor and
Santos-Eggimann 1996) demonstrated that 66% of all injuries
that occurred to preschoolers were as a result of a fall,
whereas the work of Benoit et al (2000) demonstrated
that falls accounted for 41% of admissions to a suburban
hospital for children ages 0–14 years Among older adults,
more than 60% of fall-related deaths occur in people
older than 75 years (National Center for Injury
Preven-tion and Control 2002) A study from New Zealand
dem-onstrated that falls were far more likely to be the cause of
injury for elderly patients admitted to the intensive care
unit as compared with young patients (Safih et al 1999)
Fatalities as a result of TBI are most common in those
older than age 75 years, and falls are the number one
cause of TBI in the elderly (Centers for Disease Control
and Prevention 2001) Overall, the economic impact of
falls can be enormous In 1994, the estimated cost in the
United States from falls approached $20.2 billion
(Koplan and Thacker 2000)
Efforts at fall prevention are clearly critical and have
shown efficacy in Sweden (Bjerre and Schelp 2000) as
well as in an American urban neighborhood (Davidson
et al 1994; Durkin et al 1998) Because the pattern of
those injured secondary to fall is bimodal, so must be the
prevention efforts For children, issues such as
protec-tive surfaces on playgrounds (Consumer Product Safety
Commission 2001a); having a safe, 12-inch border of a
soft material such as wood chips, sand, or rubber around
play areas (Consumer Product Safety Commission
2001b); adult supervision; and equipment maintenance
and age appropriateness are beneficial (“Playground
Safety” 1999) Educational efforts directed at both
chil-dren and communities have also shown possible benefits
(Gresham et al 2001; Jeffs et al 1993) Certainly, with
falls from windows accounting for 11% of falls in a
sub-urban neighborhood (Benoit et al 2000), safety devices
can be helpful
Falls involving the elderly require different solutions
Miller et al (2000) mentioned four common issues that
have been implicated in an increased risk of falls in the
el-derly They are 1) postural hypotension, 2) gait and
bal-ance instability, 3) polypharmacy, and 4) the use of
sedat-ing medications Other host-related factors that have
been associated with falls in the elderly include
musculo-skeletal or neurological abnormalities, visual bances, dementia (National Center for Injury Preventionand Control 2001), and frailty (Speechley and Tinetti1991) The environment plays an important part in falls
distur-of the elderly The National Bureau distur-of Standards has timated that 18%–50% of falls are a result of highlywaxed floors, loose rugs, sharp furniture, poor lighting, orproblems with tubs and showers (Elovic et al 1996).Some of the fall-prevention ideas for the elderly becomequite obvious The elderly should work on areas of phys-ical conditioning; review medications with their pharma-cist or physicians; wear comfortable, gripping shoes; andmodify their environment (Brain Injury Association ofAmerica 2001a) A study by Plautz et al (1996) demon-strated that 10 hours of nonskilled time and $93 of sup-plies per person were all that was needed to make an el-derly person’s environment substantially safer When theenvironment was modified, the rate of falls decreased by60%, from an annual rate of 0.81 falls per person per year
es-to just 0.33 falls
Sports and Recreational Injury
Recreation and sports are an important part of many ple’s lives; however, they can also be a significant cause ofinjury, including TBI (Annegers et al 1980; Elovic et al.1996; Kraus et al 1984; Whitman et al 1984) Themajority of these injuries are, of course, concussions.Unlike musculoskeletal events, the brain cannot be con-ditioned to withstand the energy assault that is the cause
peo-of concussion (Johnston et al 2001) Therefore, theemphasis must instead be directed at efforts to designequipment and structure the individual sports to mini-mize the likelihood of sustaining a TBI This includesproper equipment design such as helmets for contactsports, sport rules that discourage dangerous activities,and training and educational efforts for coaches andparticipants
The importance of dealing with the issue of related trauma and TBI becomes obvious once one looks
bicycle-at the stbicycle-atistics In 1996, more than 500,000 visits to theemergency department were as a result of bicycle-relatedinjuries; almost three-fourths of those injured wereyounger than 21 years In 1997, 817 people riding bicy-cles were killed in an accident between them and a motorvehicle Almost one-third of them were children youngerthan 16 years, and only 3% of those killed were wearing abicycle helmet (Koplan et al 2000) In patients admitted
to a hospital secondary to a brain injury, the risk of death
is 20 times higher for those who did not wear a helmet(Think First Foundation 2004) The use of helmets wouldreduce fatalities by more than 500 and reduce the number