It has been argued that if sense-making is going to emerge from a negative event, it should do so within several months of the event Wortman, Silver, & Kessler, 1993, and that individual
Trang 2ics, such as the description of the room in which
they were seated
Whereas writing about traumas produced
in-creased health benefits as compared with
con-trols, in a variety of more recent studies,
re-searchers have shown that simply writing about
one’s thoughts and feelings about coming to
college, or about the experience of getting laid
off (in the case of the unemployed engineers),
produced comparable salubrious health
out-comes Similarly, when students were asked to
write about imaginary traumas as though they
had lived through them, they evidenced similar
health benefits as compared with individuals
who wrote about their own trauma (Greenberg,
Stone, & Wortman, 1996)
The venting of emotions per se appears
in-sufficient in the absence of cognitive processing
Although such venting may bring about
sub-jective improvements and self-reports of
im-proved mental health, health gains appear to
re-quire the translating of one’s experiences into
language This was demonstrated in a study in
which participants were asked either to express
a traumatic experience using bodily movement,
to express an experience using movement and
then write about it, or to exercise in a prescribed
manner for 3 days, 10 minutes per day Only
the “movement plus writing” group evinced
significant improvements in physical health and
grade point average (Krantz & Pennebaker,
1997) It is clear from all the studies that
ex-ploring emotions and thoughts—regardless of
the content—is critical for the elicitation of
health benefits
Based on his meta-analysis, Smyth (1998)
concludes that emotional disclosure is a
nec-essary but not sufficient factor to beget the
benefits from writing about trauma Recent
re-search findings support a two-step,
multidimen-sional approach to explain the effects of
disclo-sure First, confiding traumas (a) reduces the
physiological arousal associated with inhibition
and (b) increases one’s ability to understand and
integrate the experience (Salovey, Rothman, &
Rodin, 1998) Furthermore, as we will explain
subsequently, it appears that one specific style
of emotional confrontation is more effective
than the others
Cognitive Processes
In speaking to participants in the experimental
conditions of the original writing studies, it was
clear that they were gaining more through the
writing than simply disclosing would suggest
In listening to the words that participants used
to recount their experiences—such as “realize,”
“understand,” “come to terms,” and “gettingpast”—we gleaned that the writing was foster-ing a better understanding of both themselvesand the situations about which they wrote On
an intuitive level, it seemed that an individual’scognitive reorganization was crucial for the pos-itive outcomes we had been witnessing
In two more systematic examinations, thispoint was substantiated: first in a topical anal-ysis of the writings and, second, in a computerprogram that analyzed the linguistic compo-nents in more detail In the first analysis, in-dependent raters assessed the writing samples ofparticipants whose health improved after writ-ing, as compared with those whose health re-mained unchanged Writing samples of partici-pants who improved were judged to be moreself-reflective, emotionally open, and thought-ful
To investigate further the specific languagethat led to these assessments, we then developed
a computerized text analysis program that coulddetect emotional and cognitive categories ofwords The computer program, Linguistic Anal-ysis and Word Count (LIWC), allowed us toreanalyze previous writing studies and linkword usage among individuals in the experi-mental conditions with various health and be-havioral outcomes LIWC detects 70 word cat-egories, 4 of which are of primary relevance(Pennebaker & Francis, 1999) The emotion cat-
egories include negative-emotion words (sad, angry) and positive-emotion words (happy, laugh), and the cognitive categories include causal (because, reason) and insight words (un- derstand, realize) The two cognitive categories
were designed to capture the degree to whichparticipants were actively thinking in their writ-ing, attempting to put together causes and rea-sons for the events and emotions they were de-scribing LIWC, in turn, produces a probabilisticrating for each linguistic category
Thus, we reanalyzed six studies: two in whichcollege students wrote about traumas whereblood immune measures were collected; two inwhich first-year college students wrote abouttheir deepest thoughts and feelings about com-ing to college; one study of maximum-securityprisoners in a state penitentiary; and one usingprofessionals who unexpectedly had been laidoff from their jobs after over 20 years of em-ployment (Pennebaker, Mayne, & Francis,
Trang 31997) In these efforts, we uncovered two
im-portant findings The more that people used
positive-emotion words, the more their health
improved Individuals who used a moderate
number of negative-emotion words in their
writing about upsetting topics evidenced the
greatest drops in physician visits in the months
after the study Those people who used a very
high rate of negative-emotion words and those
who used very few were the most likely to have
continuing health problems after participating
in the study
From a statistical perspective, the cognitive
categories accounted for the most variance in
predicting improvements in health Specifically,
people whose health improved the most used an
increasing amount of causal and insight words
over the 3- to 5-day course of the experiment
It was clear that participants demonstrating this
pattern of language were constructing, over
time, a story that was replete with causal
im-plications Stories were built on the foundation
of causal links surrounding participants’
expe-riences and feelings Constructing this narrative
appeared critical in reaching an understanding
and achieving better health Indeed, those
par-ticipants who began the study with a coherent
story that explained some past event did not
benefit from writing; merely having a story is
not sufficient to assure good health The process
of constructing a story is crucial
Similarly, Clark (1993) asserts in her work on
conversation and language that in order to
convey a story, the speech act must be
coher-ent Linguistic coherence subsumes several
characteristics, including structure, use of causal
explanation, repetition of themes, and an
appre-ciation of the listener’s perspective
Construct-ing a coherent story resembles what many
psychologists in the coping literature refer
to as “working through” a problem As a result
of working through loss, an individual is
thought to achieve resolution by accepting the
loss intellectually Indeed, the increased use of
causal and insight words detected in our
lin-guistic analyses provides good support for this
process
An inherent benefit of forming a narrative
involves being able to translate one’s life story
into a language that is both understandable and
communicable Once constructed, this story not
only helps the beholder to better understand
himself and the causes of his trauma but also
allows him to communicate it to others Not
being able to tell anyone, or the unwillingness
to be open and honest about significant tional upheaval disconnects a person from hissocial world The sharing of one’s story leads us
emo-to the third proposed mechanism by whichthese benefits come about: social communica-tion
Social ProcessesTraumatic events are socially isolating Implicit
in this statement is that by talking to others (orwriting) about traumatic experiences, trauma-tized individuals can establish richer social con-nections to their social networks The impor-tance of human communication in mentalhealth is of primary importance Social supporthas been associated with mental and physicalhealth, with speedier recovery from illness, andwith the likelihood of remaining healthy whenstressors occur (cf Holahan et al., 1996) Indeed,social relationships especially protect individualsfrom ill health under periods of high stress
It is important to maintain social connectionsbecause social groups offer a venue for growth,social experimentation, and change Sharing ourstory alerts our friends to our emotional andpsychological state In contrast, keeping a secretengenders a social chasm between the secret-keepers and their friends Keeping a secret is acognitively consuming load that prevents thesecret-keeper from being a good listener andthereby exacerbates the social disconnection
In a recent study of mutual support, both line and face-to-face, we found that social sup-port groups are a significant way by which peo-ple change their health behavior (Davison,Pennebaker, & Dickerson, 2000) With the on-set of an illness or a traumatic experience comesanxiety and uncertainty The resulting intenseemotions of an afflicted individual can be re-duced through interpersonal exchange Groups
on-of others with similar concerns or conditionsprovide a standard of normalcy against whichpeople can compare themselves, as well as toshare their thoughts and feelings surroundingtheir conditions
In our most recent studies, we are gating whether writing could facilitate social in-tegration, specifically, whether one of the healthbenefits of writing enables individuals to betterconnect with their social group Do people begin
investi-to interact differently with others, or perhapssee themselves in a new light, after writingabout an emotional topic? In order to explorethese ideas, we have attempted to capture how
Trang 4people naturally talk and interact with others by
developing an Electronically Activated Recorder
(EAR)—a simple tape recorder with an attached
computer chip that records for 30 seconds every
12 minutes The EAR is lightweight and
non-intrusive, worn by participants like a walkman
for 2 consecutive days A small external
micro-phone allows us to hear pieces of conversations,
as well as determine where participants are and
what they are doing (Mehl, Pennebaker, Crow,
& Dabbs, 2000)
In the first study, participants wore the EAR
for 2 consecutive days, 2 weeks prior to
partic-ipating in a routine writing study and again 2
weeks afterward Transcriptions of the
conver-sations yielded promising results in terms of
participants’ physical behaviors, as well as their
language as analyzed by LIWC As compared
with participants in the control condition, who
were asked to write about time management,
trauma-writers began talking to their friends
more, laughing more, and using significantly
more positive emotions in their daily language
Trauma-writers also demonstrated significant
drops in their resting levels of both diastolic and
systolic blood pressure Similarly, writing about
emotion appears to have encouraged
partici-pants to use more present-tense words and
fewer past-tense words Interestingly, these
ef-fects were far stronger for men, who are
natu-rally less socially integrated than women
Currently we are investigating some of the
likely linguistic components of social
integra-tion that we refer to as synchrony Whereas
other authors have conceptualized social
inte-gration from a self-report perspective, as a sense
of belonging, cohesion, confidence, and security
with others (Bille-Brahe, 1996), we are defining
social integration as a synchrony in behaviors,
beliefs, and language within a social group
From a subjective perspective, synchrony
among members of a dyad may be perceived as
a “click” or feeling “in synch”: having a
con-versation that is comfortable and fluid
Linguis-tically, we expect that synchrony will be
por-trayed by similar patterns in the way people
talk across LIWC word categories—for example,
coordination in the number and types of words
used within a dyad Psychologists have
dem-onstrated that synchrony (albeit among
behav-iors) communicates interest and approval
(Ken-don, 1970); thus, we are exploring whether a
synchronized pattern of language can facilitate
social integration
Guiding our research is the idea that a
lin-guistically synchronized interaction is an
indi-cator of effective communication between bers Researchers examining interpersonalinteractions have found that when people com-municate, they will mimic one another’s bodylanguage and synchronize the timing of theirbehaviors (Burgoon, Stern, & Dillman, 1995)
mem-In studies of emotional contagion, researchershave indicated that when people are in conver-sation, they automatically and continuouslymimic and synchronize their movements withthe facial expressions, voices, postures, move-ments, and instrumental behaviors of others(Hatfield, Cacioppo, & Rapson, 1994) In theirpioneering work on synchrony, Condon andOgston (1966) concluded that synchrony was afundamental, universal characteristic of humancommunication
We believe that synchrony in language mayfacilitate connections and social bonds betweenconversational members, thereby facilitating so-cial integration The flip side of the coin, an in-ability to have synchronized interactions,should dispose one to a life of seclusion: theantithesis of social integration This idea is re-lated to the inhibition paradigm, as describedearlier, in that an inability to communicate withothers engenders hidden parts of the self, pos-sibly due to a fear of not being understood oraccepted by others As we see from the study
by Davison et al (2000), connection bringsabout beneficial health outcomes
An important dimension to coping with sors is the degree to which people discuss orconfront traumas after their occurrence (Pen-nebaker, 1997) We propose that our paradigmfacilitates confession by first enabling people topersonally understand their trauma and ulti-mately to allow them to discuss it with others,thereby becoming socially integrated In turn,social integration is an integral component ofphysical and psychological health Althoughpsychological health remains an ambiguous,sometimes illusory construct in psychology, ourmethod of constructing and sharing one’s storyoffers a way to reduce the physiological effects
stres-of a massive life stressor, as well as to gain trol, find meaning, and facilitate social integra-tion
con-Individual Differences
Do some people benefit more from writing thanothers? In the first 15 years of the writing par-adigm, no researcher was able to demonstrateconsistently that one individual difference was
Trang 5linked to health The problem may have been
that health measures, such as physician visits,
are notoriously variable With such unstable
de-pendent measures, it is exceptionally difficult to
detect individual differences that are correlated
with within-condition effects
In recent years, some promising findings
have begun to be reported In Smyth’s (1998)
meta-analysis of 14 writing studies, men tended
to benefit more from writing than did women
Christensen and Smith (1993) reported that
in-dividuals high in hostility evidenced greater
im-mune response to writing than those persons
who were low in hostility Most recently, Paez,
Velasco, and Gonzalez (1999) found that people
who were high in the trait of alexithymia (a
condition characterized by the inability to
de-tect, interpret, or label emotions) benefited
more from writing than did those low in the
trait The common thread of all these studies is
that people who are not naturally emotionally
open or likely to talk with others about feelings
may be the very people who benefit most from
writing about their internal states
Recently individual differences in story
mak-ing and narrative construction have been
ex-plored Smyth, True, and Souto (2001)
evalu-ated the role of narrative structuring by
experimental manipulation and found that the
self-reported health of people who wrote about
a traumatic experience in a narrative fashion
was better than for those who wrote about this
topic in a disjointed, listlike way
Unfortu-nately, this may reflect the general task of
writ-ing more than a specific ability to write good
stories In a recent study, Graybeal, Seagal, and
Pennebaker (in press) tried to evaluate if a
per-son who was a good “story maker” in writing
about traumas also was a good story maker in
response to Thematic Apperception Test card or
an inkblot test There was virtually no
relation-ship Although the ability to construct a good
narrative about one’s own trauma apparently is
beneficial, there does seem to be a group of very
healthy story makers in the world who are
ac-counting for all of our variance
Conclusions
Emotional upheavals can have a variety of
ad-verse effects on people’s mental and physical
health They make us think differently about
life, our friends, and ourselves They also have
the potential to profoundly disrupt our ongoing
relationships with others As many researchers
have begun to discover, disclosure—throughwriting or talking—has a remarkable potential
in alleviating these effects Putting upsetting periences into words allows people to stop in-hibiting their thoughts and feelings, to begin toorganize their thoughts and perhaps find mean-ing in their traumas, and to reintegrate intotheir social networks
ex-Writing is not a panacea Not everyone efits from writing We suspect that it has thepotential to disrupt people’s lives As an ex-ample, a recent writing participant told us that,after writing, she reevaluated her life and hermarriage She then divorced her husband of 8years and was forced to move with her children
ben-to a much smaller apartment Although she ports being happier and healthier because of thewriting, some might argue that writing hadsome very negative side effects
re-It is somewhat ironic that the writing digm is discussed as a feature of positive psy-chology Although we have demonstrated thatwriting about traumatic experiences can havesignificant health benefits, in a sense, our par-adigm encourages participants to dwell on themisery in their lives We are essentially bring-ing inhibited or secret negative emotions to theforefront This can be an anxiety-provoking ex-perience; recall that many participants in the ex-perimental condition cry and report feelinggreater sadness, depression, frustration, andguilt in the short run (Pennebaker, 1989) Infact, emotional state after writing depends onhow participants are feeling prior to writingsuch that the better they feel before, the worsethey feel afterward
para-Is this distress necessary for the positive comes we witness in participants’ health? If theachievement of insight is truly responsible forthe benefits we have demonstrated, is emotionalexpression—when it appears to be the exact op-posite of uplifting—a necessary component? In-tuitively, participants’ reports of distress seemantithetical to their reports of the value andmeaningfulness they ascribe to participating inour experiments Instead, it appears that theyacknowledge the importance of distress as aprelude to overcoming trauma
out-We have presented the writing paradigm as a
process toward achieving mental health We
emphasize the importance of process in order toprevent the notion that one can automaticallyachieve health benefits Clearly, one might have
to endure some negativity to be healthy ety has an obsessive focus on strategies aimedtoward reducing the awareness of unpleasant
Trang 6Soci-emotions Focus on negative emotions,
how-ever, may be necessary in order to genuinely
overcome trauma and grow as a mentally
healthy human being
One cannot ascribe too much importance to
positivity by neglecting what appears to be a
necessary psychological cost At the risk of
sounding trite, we note that our research
find-ings highlight the importance of being true to
oneself—confronting negative thoughts and
ac-knowledging negative emotions The path to a
satisfying and fulfilling life does not bypass
dif-ficulties and negative thoughts and feelings
In-deed, one of the goals in positive psychology is
to increase our understanding and abilities to
transverse those impediments more effectively
Thus, by openly facing our traumas, we no
longer end up in such psychological ditches
Rather, we can begin to build bridges to the
considerable strengths that we all possess As
such, the psychological road that heretofore has
been less traveled may become a main
thor-oughfare of positive psychology
Acknowledgment Preparation of this
manu-script was aided by a grant from the National
Institute of Mental Health (MH52391)
References
Bille-Brahe, U (1996) Measuring social
integra-tion and social support Nordic Journal of
Psy-chiatry, 50, 41–46.
Burgoon, J., Stern, L., & Dillman, L (1995)
Inter-personal adaptation: Dyadic interaction
pat-terns New York: Cambridge University Press.
Christensen, A J., & Smith, T W (1993) Cynical
hostility and cardiovascular reactivity during
self-disclosure Psychosomatic Medicine, 55,
193–202
*Clark, L F (1993) Stress and the
cognitive-conversational benefits of social interaction
Journal of Social and Clinical Psychology, 12,
25–55
Condon, W S., & Ogston, W D (1966) Sound
film analysis of normal and pathological
behav-ior patterns Journal of Nervous and Mental
Disease, 143, 338–347.
*Davison, K P., Pennebaker, J W., & Dickerson,
S S (2000) Who talks? The social psychology
of illness support groups American
Psycholo-gist, 55, 205–217.
Durkheim, E (1951) Suicide New York: Free
Press
Freud, S (1958) Remembering, repeating and
working through In J Strachey (Ed.), The
stan-dard edition of the complete works of Sigmund Freud (Vol 12) London: Hogarth (Original
work published 1914)Gergen, K J., & Gergen, M M (1988) Narrativeand the self as relationship In L Berkowitz
(Ed.), Advances in experimental social
psychol-ogy (Vol 21, pp 17–56) New York: Academic
confrontation approach Journal of Personality
and Social Psychology, 71, 588–602.
Hatfield, E., Cacioppo, J T., & Rapson, R (1994)
Emotional contagion Cambridge, England:
Cambridge University Press
Helson, H (1925) The psychology of Gestalt
American Journal of Psychology, 36, 494–526.
Holahan, C J., Moos, R H., Holahan, C K., &Brennan, P L (1996) Social support, copingstrategies, and psychosocial adjustment to car-diac illness: Implications for assessment and pre-
vention Journal of Prevention and Intervention
in the Community, 13, 33–52.
Jourard, S M (1971) Self-disclosure: An
experi-mental analysis of the transparent self New
York: Wiley-Interscience
Kelly, A E (2001) Dealing with secrets In C R
Snyder (Ed.), Coping with stress: Effective
peo-ple and processes (pp 196–221) New York:
Ox-ford University Press
Kendon, A (1970) Movement coordination in
so-cial interaction: Some examples described Acta
Psychologica, Amsterdam, 32(2), 101–125.
Krantz, A., & Pennebaker, J W (1997) Bodily
versus written expression of traumatic ence Unpublished manuscript.
experi-Martin, L L., & Tesser, A (1989) Toward a tivational and structural theory of ruminativethought In J S Uleman, J A Bargh et al
mo-(Eds.), Unintended thought (pp 306–326) New
*Mehl, M., Pennebaker, J W., Crow, D M., &
Dabbs, J (2000) The Electronically-Activated
Recorder (EAR): A device for sampling ralistic daily activities and conversations Man-
natu-uscript submitted for publication
Trang 7Mumford, E., Schlesinger, H J., Glass, G V.,
Pat-rick, C., & Cuerdon, T (1998) A new look at
evidence about reduced cost of medical
utiliza-tion following mental health treatment Journal
of Psychotherapy Practice and Research, 7, 68–
86
Neimeyer, R A., & Stewart, A E (2000)
Con-structivist and narrative psychotherapies In
C R Snyder & R E Ingram (Eds.), Handbook
of psychological change: Psychotherapy
pro-cesses and practices for the 21st century
(pp 337–357) New York: Wiley
Paez, D., Velasco, C., & Gonzalez, J L (1999)
Ex-pressive writing and the role of alexithymia as
a dispositional deficit in self-disclosure and
psy-chological health Journal of Personality and
So-cial Psychology, 77, 630–641.
*Pennebaker, J W (1989) Confession, inhibition,
and disease In L Berkowitz (Ed.), Advances in
experimental social psychology (Vol 22,
pp 211–244) New York: Academic Press
*Pennebaker, J W (1997) Opening up: The
heal-ing power of expressheal-ing emotions (Rev ed.).
New York: Guilford
Pennebaker, J W., & Francis, M E (1999)
Lin-guistic Inquiry and Word Count (LIWC): A
computer-based text analysis program
Mah-wah, NJ: Erlbaum
Pennebaker, J W., Kiecolt-Glaser, J., & Glaser, R
(1988) Disclosure of traumas and immune
func-tion: Health implications for psychotherapy
Journal of Consulting and Clinical Psychology,
56, 239–245.
*Pennebaker, J W., Mayne, T J., & Francis, M E
(1997) Linguistic predictors of adaptive
be-reavement Journal of Personality and Social
Psychology, 72, 863–871.
Petrie, K P., Booth, R J., & Pennebaker, J W
(1998) The immunological effects of thought
suppression Journal of Personality and Social
Psychology, 75, 1264–1272.
Rime´, B (1995) Mental rumination, social ing, and the recovery from emotional exposure
shar-In J W Pennebaker (Ed.), Emotion, disclosure,
and health (pp 271–291) Washington, DC:
American Psychological Association
Salovey, P., Rothman, A J., & Rodin, J (1998).Health behavior In D Gilbert, S Fiske, & G
Lindzey (Eds.), Handbook of social psychology
(Vol 2, 4th ed., pp 633–683) Boston: Hill
McGraw-Smyth, J M (1998) Written emotional sion: Effect sizes, outcome types, and moderat-
expres-ing variables Journal of Consultexpres-ing and Clinical
Psychology, 66, 174–184.
*Smyth, J M., True, N., & Souto, J (2001) fects of writing about traumatic experiences:
Ef-The necessity for narrative structuring Journal
of Social and Clinical Psychology, 20, 161–
Wegner, D M (1994) Ironic processes of mental
control Psychological Review, 101, 34–52.
Wegner, D M., Lane, J D., & Dimitri, S (1994)
The allure of secret relationships Journal
of Personality and Social Psychology, 66, 287–
300
Wortman, C B., & Silver, R C (1989) The myths
of coping with loss Journal of Consulting and
Clinical Psychology, 57, 349–357.
Zeigarnik, B (1938) On finished and unfinished
tasks In W D Ellis (Ed.), A source book of
Ge-stalt psychology (pp 300–314) London:
Rout-ledge and Kegan Paul (Original work published1927)
Trang 842
Benefit-Finding and Benefit-Reminding
Howard Tennen & Glenn Affleck
Individuals facing adversity frequently report
benefits in their negative experiences (Affleck &
Tennen, 1996) Benefit-finding has been linked
to psychological and physical health, and it
plays a prominent role in theories of cognitive
adaptation to threatening circumstances
(Janoff-Bulman, 1992; Taylor, 1983), posttraumatic
growth (Tedeschi & Calhoun, 1995), and
psy-chological thriving (Epel, McEwen, & Ickovics,
1998) Snyder and McCullough (2000) refer to
benefit-finding as a human strength, and they
urge its inclusion in the emerging positive
psy-chology paradigm Yet the empirical literature
in this area is a long way from fulfilling its
promise Problems include the tenuous
concep-tual status of benefit-finding, along with an
ex-cessive reliance on cross-sectional designs and
measures of negative psychological states
Be-cause of these difficulties, we believe that the
potential of benefit-finding for the positive
psy-chology movement has been compromised In
this chapter we summarize the prevalence of
benefit-finding and describe what is known
about the related emotional and health
advan-tages We then briefly examine key assumptions
about benefit-finding and offer several
yet-to-be-tested alternatives to the dominant
concep-tualization of benefit-finding as a form of
cog-nitive adaptation Finally, we propose directions
for future research and consider the tions of this area of inquiry for positive psy-chology Readers interested in how benefit-finding is related to positive personalitycharacteristics such as optimism, extraversion,and hope will find detailed treatments elsewhere(Affleck & Tennen, 1996; Tedeschi & Calhoun,1995; Tennen & Affleck, 1999)
implica-Cross-Sectional Studies of Benefit-Finding
Researchers on the topic of benefit-finding, ilar to other investigators in the broader per-sonality and social psychology fields, relyexcessively on cross-sectional correlational de-signs We examined 20 studies in which theconcurrent association between benefit-findingand well-being was a focus The majority ofparticipants in these studies endorsed at leastsome benefit in diverse threatening circum-stances, including invasive medical treatment,life-threatening illness, chronic disability, HIVinfection, rape, sexual abuse, accident, and nat-ural disaster Fourteen of the 20 studies estab-lished that benefit-finding was associated withbetter adjustment, 1 study found that benefit-finding was associated with poorer adjustment,
Trang 9sim-and 5 studies reported no reliable association.
We found no clear differences in the
popula-tions studied, the sample size, or the
measure-ment of benefits or adjustmeasure-ment that adequately
explain the observed variation across studies A
major limitation of this body of work for
in-vestigators interested in positive psychology,
however, is its primary focus on indicators of
maladjustment and distress But the focus on
maladaptation also is conceptually limiting
be-cause benefit-finding is now considered a
pri-mary appraisal tied to positively toned emotions
(Lazarus, 1999) And, of course, one cannot
dis-entangle temporal precedence in these
cross-sectional studies It may be that those who are
better adjusted find it easier to construe positive
aspects of a negative experience Thus, we turn
our attention to longitudinal investigations
Longitudinal Studies of Benefit-Finding
We located six longitudinal studies and two
“microlongitudinal” (i.e., daily process) studies
of the predictive significance of benefit-finding
Excluded are the few longitudinal studies with
foci on the psychological benefits of more global
constructs such as “positive reappraisal” (Leana,
Feldman, & Tan, 1998); “finding meaning”
(McIntosh, Silver, & Wortman, 1993) and
“pos-itive meaning” (Folkman, Chesney, Collette,
Boccellari, & Cooke, 1996; Park & Folkman,
1997); and several intervention studies, which
we will describe at the conclusion of this
chap-ter Because these eight studies provide our only
window to the temporal dynamics of
benefit-finding and adaptation, and provide a unique
opportunity to examine whether benefit-finding
anticipates psychological and health outcomes
or is simply a correlate of emotional and
phys-ical well-being, we describe them in some detail
Victims of Fire
In the first published longitudinal study of
find-ing benefits in adversity, Thompson (1985)
sur-veyed individuals whose apartments had been
partially or completely destroyed by fire
Al-though the sample was small, and Thompson
combined benefit-finding with cognitive
adap-tations such as imagining worse situations and
making social comparisons, this study provided
the first evidence that benefit-finding might
predict later negative mood, pleasure in daily
activities, and physical symptoms Two thirds of
the sample reported finding some benefit in theexperience, most commonly citing others’ help-fulness and important life lessons AlthoughThompson did not examine whether benefit-finding per se predicted changes in well-being,she found that the composite indicator of cog-nitive adaptation 1 to 2 weeks after the fire pre-dicted well-being a year later The long-termcorrelates unique to benefit-finding remained to
be discovered In several subsequent studies, thespecific foci were the adaptational benefits ofbenefit-finding
Bereaved IndividualsThe loss of a loved one places an individual atincreased risk for psychological and physicalmorbidity Yet the variability in emotional andhealth outcomes makes bereavement a fertilearena in which to study how benefit-finding in-fluences subsequent psychological adjustment.Davis, Nolen-Hoeksema, and Larson (1998)took advantage of this variability in a prospec-tive study of individuals whose parent, spouse,partner, child, or sibling was in hospice care Aspart of a structured interview 6 months follow-ing the loss, participants were asked if they hadfound anything positive in the experience ofhaving lost a loved one Seventy-three percentreported that they had found something posi-tive in the experience, and their specific re-sponses were consistent with those reported inprevious cross-sectional studies of benefit-finding, including personal growth, new lifeperspective, strengthening family bonds, andsupport from others
Davis et al (1998) examined whether finding
a benefit 6 months following the loss predicteddistress 7 months later Although this analysisdid not control for distress at 6 months follow-ing the loss, it did control for distress prior tothe loss, as well as the extent to which partici-pants had made sense of the loss (i.e., foundmeaning) at the 6-month interview Remarka-bly, Davis et al found that benefit-findinguniquely predicted 13-month distress, even af-ter controlling for the extent to which the loss
“made sense.” These investigators also foundthat it was not the number of benefits that held
predictive value but rather whether any benefit
was endorsed Thus, whatever psychologicalfunction was served by finding benefits, itseemed to be served adequately once any benefitwas found This observation has implicationsfor how we measure benefit-finding, whether
Trang 10multi-item scales are required, and whether we
should expect indicators of benefit-finding to
meet traditional psychometric criteria for
inter-nal consistency We will return to these issues
at the conclusion of this chapter
Mothers of Acutely Ill Newborns
In their study of mothers whose infants were
in a neonatal intensive care unit (NICU),
Af-fleck, Tennen, and Rowe (1991) asked their
par-ticipants whether they had found any benefits
from their child’s hazardous delivery and
hos-pitalization Seventy-five percent of these
mothers cited at least one benefit, including
im-proved relationships with family and friends,
the importance of keeping life’s problems in
perspective, increased empathy, positive
changes in their personality, and the certainty
that their child was now even more precious to
them Mothers who cited benefits during their
infant’s hospitalization reported brighter mood
and less distress 6 and 18 months later, even
when their mood during the initial interview
was statistically controlled This ability of
benefit-finding to predict later emotional
well-being also was independent of an objective
se-verity index of the child’s medical problems
Thus, benefit-finding appears to anticipate
emo-tional well-being and is not confounded by
ob-jective measures of the severity of the problem
A unique result of this study was that
benefit-finding predicted not only mothers’ own
well-being but also their child’s developmental
test scores 18 months later The relationship
re-mained significant even after controlling for
mothers’ predischarge mood, age, education,
and parity and the severity of infants’ perinatal
medical problems This discovery is critical
be-cause it extends the positive outcomes of
benefit-finding beyond the realm of self-report
and psychological well-being Although it is
tempting to speculate about the mechanisms
through which perceived benefits during their
infants’ hospitalization were associated with
later developmental outcomes, no clues as to the
mediating processes are provided in the study
Men Who Experienced a First Heart Attack
Another demonstration that objective health
outcomes can be predicted from earlier
benefit-finding comes from a long-term study of men
who survived a first heart attack (Affleck,
Ten-nen, Croog, & Levine, 1987) Seven weeks after
their initial heart attack, 58% of these men citedbenefits, including anticipated changes in life-style, increased enjoyment, valued lessonsabout the importance of health behavior, andpositive changes in their values and life philos-ophies Eight years later (and controlling forage, socioeconomic status, and the severity ofthe initial attack), those men who had reportedbenefits were in better cardiac health and wereless likely to have suffered another attack
As in the aforementioned study of mothers
of NICU infants, few clues in this investigationwere provided regarding the processes throughwhich benefit-finding buffered these men fromthe recurrence of a heart attack It is tempting
to argue that benefit-finding predicted ity because those who referred to anticipatedlifestyle and health behavior changes actuallymade such changes, which in turn produced su-perior cardiac health (Affleck & Tennen, 1996;Tennen & Affleck, 1999) But as anyone whohas worked in a cardiac rehabilitation service, orhas tried to stop smoking or maintain a weightloss diet, will attest, the road from appreciatingthe benefits of health behavior to cardiac health
morbid-8 years later is fraught with motivational andinterpersonal impediments Moreover, Davis etal.’s (1998) discovery that one particular benefit
is less consequential than finding any benefit(cf Affleck et al., 1991) calls into question thenotion that health behavior changes mediatedthe effect of benefit-finding on reinfarction orcardiac health Although some evidence ofphysiological mediation is beginning to emerge(see Bower, Kemeny, Taylor, & Fahey, 1998),
we remain a long way from understanding themechanisms through which benefit-finding pre-dicts health outcomes
Disaster VictimsThe three longitudinal studies described thus farinvolved men and women who had experiencedthe loss of a loved one, mothers who were deal-ing with their newborn infants’ threateningmedical situation, and men who were recoveringfrom their first heart attacks Although each ofthese contexts is unique, what they share is thateither the respondents themselves (Affleck etal., 1987) or a close relative (Affleck et al., 1991;Davis et al., 1998) was facing a serious medicalcondition McMillen, Smith, and Fisher (1997)extended this line of inquiry in their longitu-dinal study of people who had experienced one
of three disasters involving extensive property
Trang 11damage and loss of life: a severe tornado; a plane
crashing into a hotel lobby, or a mass shooting
Survivors of these three disasters were
inter-viewed 4 to 6 weeks after the incident and again
3 years later The interview included a question
asking whether anything positive had come
from the incident As in other studies of
benefit-finding, most participants’ responses could be
categorized as reflecting personal growth or
in-creased closeness with others
McMillen et al (1997) also measured mental
health status and characteristics of the disaster
Through a structured diagnostic interview, they
assessed current and lifetime major depression,
generalized anxiety disorder, alcohol
abuse-dependence and posttraumatic stress disorder
(PTSD) Because diagnostic incidence rates at
the 3-year follow-up were not sufficiently high
to serve as dependent variables, the
investiga-tors focused on the current diagnosis of PTSD
and the change in number of diagnoses from the
4- to 6-week to the 3-year interview Four
char-acteristics of the disaster also were assessed in
the initial interview: whether respondents
thought they were going to die during the
dis-aster; whether they were injured, whether they
knew anyone who died during the disaster, and
whether they saw or did anything they found
disgusting during or immediately after the
dis-aster Scores on these four disaster
characteris-tics were summed to create a severity of
expo-sure index
Although perceived benefits were reported by
a majority of individuals across the three
disas-ters, there was considerable variation across
dis-aster sites Fifty-five percent of those involved in
the plane crash reported some kind of benefit,
compared with 76% of those involved in the
shooting and 90% of those who survived the
tor-nado As in the longitudinal studies of bereaved
individuals, mothers of NICU infants, and heart
attack victims, participants who reported benefits
soon after experiencing one of these adverse
events were less likely to evidence extreme
dis-tress (PTSD) 3 years later Whether the benefit
was personal growth or increased closeness had
no bearing on subsequent diagnosis This
asso-ciation between perceiving no benefits and a later
PTSD diagnosis is particularly impressive
be-cause it controlled for injury during the disaster,
gender, and the number of preincident
diagno-ses, each of which also made a unique
contribu-tion to the prediccontribu-tion of PTSD Equally
impres-sive is that perceived benefit moderated the effect
of severity of exposure on mental health change
Participants with high exposure who perceivedsome benefit had the greatest recovery (i.e.,change in number of diagnoses), whereas thosewith high exposure who did not perceive benefithad the least recovery
Bereaved HIV-Seropositive Men
In the four longitudinal studies described thusfar, benefit-finding predicted subsequent psy-chological distress, psychiatric diagnoses, orone’s own or a loved one’s physical morbidity.Yet, as we mentioned in relation to Affleck etal.’s (1987) study of heart attack victims, theseinvestigations were not designed to examine themediators of these prospective relationships In
a recent study of AIDS-related mortality amongbereaved HIV-seropositive men, Bower et al.(1998) examined both physiological and behav-ioral mediators They conducted a semistruc-tured interview on average 8 months after theseseropositive participants had lost a close friend
or partner to AIDS Perhaps because Bower et
al (1998) were interested specifically in majorshifts in values, priorities, or perspectives in re-sponse to the loss, they found a somewhat lowerincidence of benefit-finding (40%) than was re-ported in other studies of benefit-finding Yetrespondents’ specific interview responses paral-leled those offered by participants in the studiesdescribed previously: greater appreciation forloved ones, a perception of life as precious, in-creased self-understanding, and enhanced inter-personal functioning
Every 6 months participants were examinedfor signs and symptoms of AIDS and were in-terviewed regarding their health behaviors, in-cluding their use of AZT, recreational drugs,and alcohol in the past 6 months, and their sex-ual practices, exercise, and sleep patterns Ateach 6-month visit, HIV progression was as-sessed via levels of CD4 T lymphocytes AIDS-related mortality was determined through deathcertificates
Bower et al (1998) found that finding, which they referred to as “the discov-ery of meaning,” anticipated CD4 T lymphocytedecline This relationship was retained aftercontrolling for the extent to which participantswere engaged in deliberate, effortful, or long-lasting thinking about the death of their friend
benefit-or partner Mbenefit-oreover, benefit-finding was sociated with a lower rate of AIDS-related mor-tality over the next 4 to 9 years Neither ofthese associations was mediated by the health
Trang 12as-behaviors measured, but the prospective
rela-tionship between benefit-finding and mortality
was fully mediated by CD4 slope, that is, the
lower rate of AIDS-related mortality among
those who had reported benefits was due to
their less rapid decline in CD4 lymphocytes
Based on this pattern of findings, those
individ-uals faced with a major loss who emphasize
close relationships and personal growth appear
to have physiological benefits and a lower rate
of mortality But whether benefit-finding
pro-duces better functioning in the everyday lives
of chronically ill individuals, and whether they
can derive such enhanced functioning from
active efforts to construct benefits or gains
re-main unclear from longer term longitudinal
studies In our daily process studies of
individ-uals with chronic pain, described subsequently,
we examined the day-to-day benefits of
benefit-finding and sharpened the distinction between
benefit-finding and intentional
benefit-reminding (Affleck & Tennen, 1996; Tennen &
Affleck, 1999)
Rheumatoid Arthritis Patients
In a study of individuals experiencing chronic
pain, we (Tennen, Affleck, Urrows, Higgins, &
Mendola, 1992) assessed benefit-finding among
rheumatoid arthritis (RA) patients before they
completed a diary of daily pain, mood and
pain-related activity limitations each evening
for 75 days Benefit-finding in this study was
assessed with an internally consistent five-item
scale in which participants rated potential
ben-efits associated with RA (e.g., “Dealing with
my pain has made me a stronger person”)
We found that perceived benefits moderated
the relationship between pain severity and
ac-tivity limitations That is, with increased levels
of daily pain, individuals who had endorsed
more benefits from their illness at the start of
the study went on to report fewer days on
which their activities were limited by their
pain
Benefit-Finding, Benefit-Reminding, and
Everyday Life With Chronic Pain
In the findings described thus far, individuals
who perceived personal benefits from the major
loss, illness, or disaster they experienced were
more likely to show long-term health benefits,
decreased morbidity and mortality, and less
functional impairment day to day Despite theintuitive appeal and consistency of thesefindings across situations and indicators ofhealth and psychological well-being, we cannot
make inferences about whether deliberately
thinking about benefits or gains provided thepsychological and health benefits In our study
of women with fibromyalgia (Affleck & nen, 1996; Tennen & Affleck, 1999), a chronicpain syndrome with unknown etiology, we ex-amined the deliberate daily use of benefit cog-
Ten-nitions, which we called benefit-reminding, and
used a self-monitoring methodology to mine how benefit-reminding unfolds day today
deter-The time-intensive self-monitoring ology used in this study involved a combina-tion of a nightly structured diary with a com-puter-assisted “real-time” assessment of painintensity and mood several times each day.One item on the nightly questionnaire askedparticipants to describe how much that daythey had reminded themselves of some of thebenefits that have come from living with theirchronic pain The average respondent re-ported benefit-reminding on 24 of the 30 studydays, although 33 of our 89 participants neverreminded themselves of benefits Some whohad cited many benefits on an initial ques-tionnaire never reminded themselves of thesebenefits during the subsequent month of dailyrecording On the other hand, some whohad cited only one benefit on the question-naire also reported benefit-reminding on manydays
method-The design of our study enabled a person analysis of day-to-day differences inbenefit-reminding with day-to-day variation inpain and mood On this point, we discoveredthat days characterized by more benefit-reminding did not differ in pain intensity,but they were accompanied by improved mood—specifically, increased levels of pleasant,aroused, and aroused-pleasant (i.e., peppy,stimulated) mood When all three of thesemood dimension scores were examined to-gether as correlates of benefit-reminding fre-quency, there remained a unique relation withpleasant mood Thus, on days when thesechronic pain sufferers made greater efforts toremind themselves of the benefits that havecome from their illness, they were especiallymore likely to experience pleasurable mood,regardless of their pain intensity on thesedays
Trang 13within-The “Assumptive World” of within-Theory and
Research on Benefit-Finding
From our overview of the literature,
benefit-finding appears to be common among
individ-uals facing a myriad of threatening events, and
it predicts emotional and physical adaptation
months and even years later Yet much of what
we have learned about the adaptational
advan-tages of benefit-finding has been framed in the
traditional language of psychological inquiry—
emotional symptom reduction, fewer
psychiat-ric syndromes, a reduced risk for adverse
med-ical outcomes, and decreased mortality With
some exceptions (e.g., Affleck & Tennen, 1996;
Davis et al., 1998), studies have not examined
positive psychological functioning Thus,
inves-tigators approaching the phenomenon of
benefit-finding from a positive psychology
per-spective have much to offer
It would be unfortunate, however, if
propo-nents of positive psychology now entered the
breach armed with countless new outcome
in-dicators but absent guiding conceptual
frame-works More than anything else, benefit-finding
needs a conceptual home The original
assumption among theorists was that victims’
reports of benefits or gains were a form of
de-nial or a maladaptive reality distortion This
as-sumption has been supplanted in current
theo-retical formulations by three other assumptions
reflecting the view that benefit-finding (a) is a
selective appraisal, (b) is a coping strategy, and
(c) emerges only later in the process of
adjust-ing to adversity We now examine each of these
suppositions, which like the “assumptive world”
(Janoff-Bulman, 1992) of our research
partici-pants, has persisted in the absence of empirical
support Our goal is to provide a cautioning
voice so as to avoid incorrectly reifying these
assumptions in the lore of positive psychology
should it continue to embrace the construct of
benefit-finding
Benefit-Finding Is a Selective Evaluation
Benefit-finding is typically viewed as a
“selec-tive evaluation” (Taylor, Wood, & Lichtman,
1983) According to Taylor et al “Selective
evaluation processes minimize victimization by
focusing on beneficial qualities of the
situa-tion” (p 26) Other selective evaluations include
finding a sense of order and purpose in the
threatening experience, imagining “worse
worlds,” and making comparisons with less
for-tunate others These selective appraisals are sumed to help individuals restore valuedassumptions and cherished beliefs about them-selves as worthy and relatively invulnerable andtheir world as orderly, predictable, meaningful,and benevolent or at least benign
as-Implied in this constructivist interpretation of
benefit-finding is that it is the appraisal of
ben-efits that helps people adapt to victimization.Yet when individuals identify greater familyharmony as an unexpected benefit of a crisis,might the adaptational benefits associated withthis appraisal be due to their improved ability
to obtain social support? Might someone whoknows a disaster victim well agree with his orher appraisal of positive personality change? If
so, the inferred cognitive adaptation may be anepiphenomenon, of interest only as a marker of
an influential change that has occurred We turn to this possibility in our discussion ofstress-related growth
re-Benefit-Finding Is a Coping StrategyFinding benefits in threatening circumstancesalso has been construed as a coping strategy bymany investigators and theorists (cf Tedeschi,Park, & Calhoun, 1998) Despite Lazarus andFolkman’s (1984) care to focus on the effortfuland strategic nature of coping, they includedperceived benefits as an indicator of emotion-focused coping The Ways of Coping Scale(Folkman & Lazarus, 1988), for example, in-
cludes the following items: changed or grew as
a person in a good way; came out of the perience better than when I went in; found new faith; and discovered what is important in life.
ex-Yet coping theory distinguishes among adaptivebehaviors that do not require effort, beliefs(which any of these questionnaire items mayreflect), and coping strategies Although not allinvestigators and theorists agree that “a hall-mark of coping is conscious choice” (Haan,
1992, p 268), we are persuaded by this point
of view (Tennen, Affleck, Armeli, & Carney,2000) From this perspective, searching for ev-idence of benefits is coping Taking the time toremind oneself of these perceived benefits is alsocoping But concluding that there have indeedbeen benefits associated with a negative lifeevent and reporting this belief during an inter-
view is not an example of coping The adaptive
value of this conclusion is irrelevant to whether
it is a coping strategy (Lazarus & Folkman,1984) Whereas only those who already have
Trang 14discovered benefits from their adversity can use
this discovery to comfort themselves in difficult
times, there is nothing about the admission of
benefits per se which implies that
benefit-related cognitions will be used as effortful
cop-ing strategies The confusion between
benefit-finding as a coping strategy and benefit-benefit-finding
as a conclusion reflects a confusion in the
broader coping literature that has only rarely
been addressed (e.g., Aldwin & Revenson, 1987;
Tennen & Affleck, 1997)
Benefit-Finding Emerges Later in the
Adjustment Process
Current conceptualizations of how people adapt
to negative events typically portray a gradual
process Constructs such as “working through”
and moderated “dosing” of traumatic material
into awareness (Horowitz, 1986) capture this
sense of an unfolding process Even more
ex-plicit is the idea that people rebuild shattered
assumptions and pace their recovery over the
course of coping and adjustment
(Janoff-Bulman, 1992) Recently, these process-oriented
models have been applied to benefit-finding
Park (1998), for example, has suggested that
only over time do individuals come to alter the
perceived value of a traumatic experience or
de-rive benefits from the experience Similarly,
Te-deschi and Calhoun (1995) reserve benefits such
as a sense of personal strength and perceived
growth as emerging rather late in the process
of adapting to adversity
The recent distinction between
“sense-making” (i.e., making sense of adversity within
one’s existing worldview) and benefit-finding
(Davis et al., 1998; Janoff-Bulman & Frantz,
1997) also assumes that benefit-finding should
emerge relatively late in the process of adapting
to adversity It has been argued that if
sense-making is going to emerge from a negative
event, it should do so within several months of
the event (Wortman, Silver, & Kessler, 1993),
and that individuals who adapt successfully to a
threatening event first make sense of the event
and only later find benefit from the experience
(Janoff-Bulman & Frantz, 1997)
One way to test this assumption is through
the association between the time since the event
and benefit-finding Based on cross-sectional
studies in which there have been tests of this
association, no support has emerged for the
no-tion that benefit-finding emerges later during
adjustment Among these studies, a positive
as-sociation between time since the negative eventand benefit-finding was found in one (Ferrell,Dow, Leigh, Ly, & Gulasekaram, 1995), a neg-ative association was reported in another(Fromm, Andrykowski, & Hunt, 1996), and noassociations were reported in others (e.g., Park,Cohen, & Murch, 1996)
In the longitudinal studies that we rized earlier, there also is no strong support forthe assumption that benefit-finding emergeslater in the adjustment process Thompson
summa-(1985) found that victims of a fire showed no
change in their perception of benefits over thecourse of a year Although Davis et al (1998)found support for Janoff-Bulman and Frantz’s(1997) hypothesis that benefit-finding is morestrongly related to positive adjustment overtime, and they categorized slightly more oftheir bereaved participants as “benefit gainers”rather than “benefit losers” from 6 monthspostloss to 13 months postloss, the vast major-ity of participants reported no changes in ben-efit-finding McMillen et al (1997) found thattornado victims and survivors of a mass shoot-ing showed comparably high levels of benefit-finding several weeks and 3 years after theevent, whereas those involved in a plane crashreported a decline in perceived benefits over thesame time frame The 8 years during which Af-fleck et al (1987) followed heart attack victimsaffords us the longest time in which to examinethis issue regarding the temporal dynamics ofbenefit-finding Yet they, too, reported remark-able stability from 7 weeks to 8 years after thefirst attack
In sum, there is little empirical support forthe three major assumptions guiding currenttheory and research on benefit-finding in theaftermath of a negative life event Although
finding benefits may for some individuals reflect
a selective evaluation, there is no evidence thatparticipants in the studies we reviewed weremaking selective evaluations Similarly, while
benefit-finding can be a coping strategy, rarely
has it been measured in a way that would rant such an inference And when it has beenmeasured as a coping strategy in the form ofbenefit-reminding, it shows only modest con-cordance to benefit-finding measured as a belief
war-or conclusion (Affleck & Tennen, 1996) Finally,the assumption that benefit-finding emergesrelatively late in the process of adapting to amajor loss or threatening event is supportedneither in cross-sectional nor in longitudinalstudies Rather, benefits appear to be found
Trang 15within weeks of the event and retained for
many years
Testable Alternatives
If benefit-finding as it has been examined in the
psychological literature is neither a selective
evaluation nor a coping strategy, and if it does
not emerge over time as part of an effort to
“work through” a painful encounter, how
might we best understand this phenomenon?
We now entertain five alternative views of
benefit-finding, each of which we believe
war-rants empirical examination
Benefit-Finding as a
Personality Characteristic
McAdams (1993) has conjectured that trauma
or crisis provides an opportunity for people to
re-create their life narratives and to structure a
life story with coherence and meaning From
this perspective, there are individuals who
char-acteristically provide narratives in which
mis-fortune or life tragedy contains a positive aspect
or leads to a positive outcome Those people
with the greatest psychological resources may
also be the ones who describe episodes in which
adversity ultimately leads to some personal gain
or benefit If this is so, perhaps the positive
qualities interpreted by investigators as
adap-tational consequences of benefit-finding are
ac-tually a characteristic of those individuals who
are more likely to generate “redemptive
se-quences” in which personal benefit or gain is an
integral part We may gain important insights
by exploring this explanation of the relationship
between benefit-finding and adjustment
Benefit-Finding as a Reflection of
Growth or Change
An emerging literature on posttraumatic
growth (Tedeschi & Calhoun, 1995) and
thriv-ing (Epel et al., 1998) approaches the claim of
benefits not as a cognitive construction designed
to protect threatened assumptions but as an
in-dicator of genuine positive change The
distinc-tion between benefit-finding as a selective
ap-praisal and reported benefits as a veridical
perception of change is critical to how we
in-terpret research findings linking benefit-finding
to adaptational outcomes Consider the woman
who has experienced a natural disaster and
re-sponds to an interviewer’s query about benefits
or gains by claiming that the disaster has madeher see what is important in life Along withher new perspective, she finds that she is lessdisturbed by everyday disappointments and thatothers are responding to her new outlook on lifewith both emotional and material support Howshould the investigator interpret her scores on
an indicator of well-being? Is her positive aptation a product of a selective appraisal (i.e.,benefit-finding), or is her appraisal an accuraterepresentation of her positive adaptation? In theonly study, to our knowledge, in which therehas been an attempt to corroborate reports ofpersonal growth derived from negative events,Park et al (1996) found significant intrapairagreement between the reports of participantsand those of close friends and relatives whoserved as informants We believe that consen-sual validation of reports of personal growthpresents a genuine challenge to a purely con-structivist view of benefit-finding
ad-Benefit-Finding as an Explanation ofOne’s Temperament
Some of the benefits reported by individualsfacing adversity may represent a way in whichthey explain their characteristic hedonic level(Brickman, Coates, & Janoff-Bulman, 1978).The well-adjusted extrovert who feels relativelyhappy regardless of his circumstances may findhimself feeling happy despite a recent life crisis
To make sense of his continued positive tional state—which does not fit the stereotype
emo-of someone in the aftermath emo-of crisis—he tributes it to what may seem like a newfoundcapacity to appreciate life’s small pleasures or tofeel grateful for past good fortune When asked
at-in a research at-interview if he has experiencedany benefits or gains from his untoward expe-rience, he is likely to offer his appreciation ofthe little things in life and sense of gratitude
In doing so, he may be providing a satisfyingexplanation for his temperament McCrae (per-sonal communication, May 1996) asserts thatbecause distressing events are incompatible withhigh hedonic levels, the people who are mostlikely to experience benefits are those who al-ready are functioning well Individuals who aremore chronically distressed have no need forcognitive reappraisal when they face adversitybecause their emotional state fits their circum-stance The notion that benefit-finding is moti-vated by a need to provide a satisfying expla-
Trang 16nation of one’s temperament poses yet another
challenge to current formulations of cognitive
adaptation to adversity and underscores the
need for prospective inquiry by proponents of
positive psychology who are interested in
benefit-finding The idea inherent in this
inter-pretation of benefit-finding, that people hold
personal theories regarding how they should be
responding to adversity, is central to yet
an-other alternative explanation of benefit-finding
to which we now turn
Perceived Benefits and Implicit Theories
of Consistency and Change
By its very nature, the report of some benefit
in the aftermath of an untoward event requires
an individual to compare her current status on
a particular dimension with her status on the
same dimension prior to the event Thus, for an
individual who is facing adversity to determine
that her self-concept, relationships with others,
or life priorities have changed in a positive way,
she must compare her current standing on these
dimensions with a recalled version of a former
self
Drawing on Tulving’s (1972) distinction
be-tween episodic and semantic memory and
wide-ranging investigations of the recall process,
Ross (1989) argues convincingly that “people
possess implicit theories of change, ideas about
the conditions that are likely to foster
altera-tions in themselves and others,” and that
“peo-ple’s theories may lead them to overestimate
the amount of change that has occurred”
(p 342)
Ross (1989) asserts that the recollection of
personal attributes at a previous time involves
two steps First the individual notes his or her
present status on the attribute Using present
status as a benchmark, he or she then uses an
implicit theory of stability or change to guide a
construction of the past When pertinent
infor-mation cannot be recalled, the individual uses
his or her implicit theory and present status on
the relevant attribute to create a plausible past
(cf Belleza & Bower, 1981) As Ross (1989)
notes and as evidence indicates (e.g., Woodruff
& Birren, 1972), people’s theories may lead
them to experience more change than has
ac-tually occurred
A long and widely held premise in Western
culture is that people gain wisdom, positive
per-sonality changes, more meaningful relations
with others, and more productive lives in theaftermath of threatening encounters (Collins,Taylor, & Skokan, 1990) Such changes are pre-cisely those reported regularly by research par-ticipants in studies of adaptation to threateningevents These culturally anticipated benefitsfrom adversity have been a central theme inWestern literature, poetry, and widely read ac-counts of traumatic experiences The notion ofbenefiting from adversity also appears in phil-osophical writings and has found its way intosocial commentaries, self-help manuals, and in-creasingly popular accounts of trauma.Whereas in the current models of adaptation
to adversity benefit-finding is interpreted as a
motivated construction of the present, the
im-plicit theory approach views benefit-finding as
a by-product of the “dispassionate” tion of the past (Ross, 1989) It predicts that
reconstruc-exaggeration of positive change should occurwhen a person’s theory of change leads him orher to anticipate such change when little or nochange has actually occurred Experimentalfindings (e.g., Conway & Ross, 1984; see alsoSinger & Salovey, 1993) provide evidence forthis reconstruction process
Yet not everyone who experiences adversitycites benefits The implicit theories approach ac-knowledges individual differences in the percep-tion of positive change, and Ross (1989) offersseveral situational factors that should produce anegative bias in the recollection of one’s per-sonal history, and thus the perception that thepresent is more positive than the past First, themore widely a theory of change is embraced in
a culture, the more likely it is that the majority
of individuals will implicitly accept the theory.Second, the more time that has passed, the morepeople turn to implicit theories to fill the gaps.Third, whereas little or no actual change pro-vides fertile ground for biasing one’s recollec-tion of the past, unequivocal negative change on
a particular dimension makes it difficult for anindividual to evaluate him- or herself as evenmore negative in the past Together, these threesituational parameters lead to the following pre-dictions: (a) in view of pervasive cultural sup-port for the implicit theory of benefits from ad-versity, many people should cite such benefits;(b) although people may perceive benefits at anytime during a threatening encounter, such ben-efits are more likely to emerge later in the en-counter; and (c) benefits are far less likely to bereported on a particular dimension among in-
Trang 17dividuals who have experienced an obvious
de-cline on that dimension In the literature on
benefit-finding, we see unambiguous support
for the first prediction, no support for the
sec-ond prediction, and virtual silence regarding the
third prediction
Unfortunately, because of the constructivist
underpinnings in most current theories of
benefit-finding, investigators have not been
en-couraged to examine whether participants have
declined, remained the same, or actually made
gains on the dimension for which benefits have
been reported For those who retain quaint
no-tions of “reality” and gains “actually made,”
such data would be most helpful in direct
com-parisons of competing explanations According
to the implicit theories model, an individual
who has actually declined in a particular life
do-main following a threatening event is unlikely
to report benefits in that domain Thus, people
who have had notable declines in their
self-concepts, relationships with social networks,
and life priorities—the three most consistently
reported domains in which benefits have been
reported (Updegraff & Taylor, 2000)—are least
likely to report benefits Furthermore, to the
ex-tent that such declines are associated with
de-moralization, these individuals are also most
likely to report high levels of negative affect,
low levels of positive affect, and more distress
than their counterparts Therefore, the rather
consistent association between benefit-finding
and emotional well-being may be telling us how
deteriorated functioning in the aftermath of
ad-versity produces both emotional distress and the
inhibition of perceived benefits
More skeptical readers might argue that
though the implicit theories model offers an
al-ternative explanation for the association
be-tween benefit-finding and emotional well-being,
it cannot explain how perceived benefits predict
the health outcomes we described earlier,
in-cluding a second heart attack and related
mor-bidity (Affleck et al., 1987), an infant’s
devel-opmental outcome (Affleck et al., 1991), and
AIDS-related mortality (Bower et al., 1998)
This is true, though there is converging
evi-dence that positive emotions promote physical
health (Taylor, Kemeny, Reed, Bower, &
Gru-enewald, 2000) More to the point, existing
for-mulations of benefit-finding also are unable to
explain why finding benefits anticipates
de-creased morbidity and mortality Although
there has been no shortage of speculation
re-garding the physiological mediators of such arelationship, including the possibility thatbenefit-finding buffers stress-related changes inthe sympathetic nervous system and/or thehypothalamic-pituitary-adrenal axis (Bower etal., 1998), or that it facilitates cortisol habitua-tion (Epel, et al., 1998), the devil, as always, is
in the details Moreover, even firm conceptualand empirical links between benefit-finding andhealth outcomes would favor no particular
model regarding the emergence of perceived
benefits among individuals facing adverse cumstances We urge investigators approachingthe phenomenon of benefit-finding from thepositive psychology perspective to consider andtest these competing formulations
cir-Benefit-Finding as aTemporal ComparisonIndividuals experiencing serious illness andother major threats compare themselves withless fortunate others while affiliating with in-dividuals who appear to be adapting well to asimilar threat Taylor and colleagues (e.g.,Buunk, Collins, Taylor, Van Yperen, & Dakof,1990) have documented how people facing alife-threatening illness turn to downward socialcomparisons to make their own situation seemless severe, and to upward comparisons to main-tain hope But serious illness also is likely toincrease the salience of one’s own past AsKlauer, Ferring, and Filipp (1998) note, a centraltenet of temporal comparison theory (TCT; Al-bert, 1977) is that people are most likely tocompare their current situation with the pastduring critical life events TCT posits that al-though individuals are inclined to evaluate theself as stable, when efforts to reduce negativediscrepancies between the past and the presentare unsuccessful, they will then construct pos-itive changes, including subjective evidence ofmaturation, progress, and growth (Klauer et al.,1998)
Although temporal comparisons have beenexamined occasionally in studies of adaptation
to serious illness (Collins et al., 1990), we areunaware of any study in which there has been
a direct comparison of perceived benefits andtemporal comparisons Yet Klauer et al (1998)found that the most commonly endorsed tem-poral comparisons were related to beliefs aboutlife and relationships with social networks.These perceived changes mirror those reported
Trang 18in the benefit-finding literature In view of these
similarities, we encourage positive
psychol-ogy investigators to distinguish temporal
com-parisons from benefit-finding, and to determine
if benefit-finding uniquely influences
well-being
Directions for Research and
Intervention and Implications for
Positive Psychology
We are confident that the phenomenon of
benefit-finding has a great deal to offer the
ex-isting literature on adaptation to adversity and
the emerging literature on positive psychology
The sense of wisdom, enhanced capacity for
for-giveness and empathy, increased spirituality,
and more positive relations with others often
reported by individuals who have experienced
adversity correspond to the characteristics that
have fueled the recent surge of interest in
pos-itive psychology But it would be unfortunate if
investigators interested in positive psychological
constructs turned to the same cross-sectional
designs as their predecessors, or if they thought
that relying almost exclusively on self-reports
of positive emotional states was actually a major
improvement over previous studies that have
relied excessively on self-reports of negative
states If we could offer only one message for
positive psychology, it would be to underscore
the need for prospective studies of
benefit-finding and benefit-reminding that include
ob-jective indicators of health and well-being.
Another problem that demands our attention
is that little is actually known about how best
to measure benefit-finding On the one hand,
multi-item questionnaires of stress-related
growth (Park et al., 1996), posttraumatic growth
(Tedeschi & Calhoun, 1995), and benefit-finding
(Tennen et al., 1992) stand on the premise that
finding more benefits in adversity yields a
greater adaptational advantage than finding
fewer benefits Yet interview-based studies
con-sistently find that any reported benefit provides
adaptational advantages compared with no
ben-efits, and that finding more than one benefit
provides no additional gain.1In fact several
au-thors (e.g., Lehman et al., 1993; Park, 1998)
have suggested that a balance between
percep-tions of positive changes and the recognition of
negative sequelae may best predict positive
ad-justment (but see King & Miner, 2000) But
be-fore rushing to improve the measurement of
benefit-finding, positive psychology would dowell by focusing on its conceptualization Wesuspect that superior measures of benefit-finding will emerge only after we are able todiscern whether this phenomenon is best con-ceived as a selective evaluation, a coping strat-egy, a personality characteristic, a reflection ofverifiable change or growth, an explanation ofone’s temperament, a manifestation of an im-plicit theory of change, or a temporal compari-son Such conceptual challenges may be evenmore daunting than the methodological chal-lenges facing this area of investigation But ifpositive psychology is to make genuine contri-butions to this field of inquiry, theorists andresearchers must be ready to do much morethan offer new indicators of positive adjust-ment
The rather consistent connection betweenbenefit-finding and both psychological andhealth outcomes has led to the understandabledesire to directly influence these adaptationalprocesses Nothing in this chapter should betaken as evidence that deliberate attempts to in-fluence the perception of benefits will be help-ful Yet three recent studies suggest that theperception of benefits may be influenced bycarefully constructed interventions King andMiner (2000) found that compared with controlsubjects, college students who wrote about thebenefits they experienced from a negative lifeevent had fewer health center visits over thenext 5 months Similarly, Stanton et al (2000)reported that women who wrote about positivethoughts and feelings regarding their ongoingexperience with breast cancer had fewer medicalappointments for cancer-related morbiditiesthan did women in a control group But neither
of these experimental interventions attempted
to shape or influence the perception of benefits.Antoni et al (2001) found that a cognitive-behavioral stress management intervention,which focused on emotional expression, dis-couraged avoidance coping, and encouraged asense of confidence and positive reframing as acoping response, increased patients’ reports ofbenefits from having had breast cancer Theirintervention, however, did not specifically at-tempt to get these women to acknowledge ben-efits As we have mentioned elsewhere (Affleck
et al., 1991; Tennen & Affleck, 1999), our search participants have mentioned repeatedlythat they view even well-intentioned efforts toencourage benefit-finding as insensitive and in-ept They are almost always interpreted as an
Trang 19re-*Janoff-Bulman, R., & Frantz, C M (1997) The
impact of trauma on meaning: From
meaning-less world to meaningful life In M Power &
C R Brewin (Eds.), The transformation of
meaning in psychological therapies (pp 91–
106) New York: Wiley
King, L A., & Miner, K N (2000) Writing
about the perceived benefits of traumatic
events: Implications for physical health
Per-sonality and Social Psychology Bulletin, 26,
220–230
Klauer, T., Ferring, D., & Filipp, S H (1998) “Still
stable after all this ?”: Temporal comparison
in coping with severe and chronic disease
In-ternational Journal of Behavioral Development,
22, 339–355.
Lazarus, R S (1999) Stress and emotion: A new
synthesis New York: Springer.
Lazarus, R S., & Folkman, S (1984) Stress,
ap-praisal, and coping New York: Springer.
Leana, C R., Feldman, D C., & Tan G Y (1998)
Predictors of coping behavior after a layoff
Journal of Organizational Behavior, 19, 85–97.
Lehman, D R., Davis, C G., DeLongis, A.,
Wort-man, C B., Bluck, S., Mandel, D R., & Ellard,
J (1993) Positive and negative life changes after
bereavement and their relations to adjustment
Journal of Social and Clinical Psychology, 12,
90–112
McAdams, D P (1993) The stories we live by:
Personal myths and the making of the self New
York: Morrow
McIntosh, D N., Silver, R C., & Wortman, C B
(1993) Religion’s role in adjustment to a
neg-ative life event: Coping with the loss of a child
Journal of Personality and Social Psychology,
65, 812–821.
McMillen, J C., Smith, E M., & Fisher, R H
(1997) Perceived benefit and mental health after
three types of disaster Journal of Consulting
and Clinical Psychology, 65, 733–739.
Park, C L (1998) Implications of posttraumatic
growth for individuals In R G Tedeschi, C L
Park, & L G Calhoun (Eds.), Posttraumatic
growth: Positive changes in the aftermath of
crisis (pp 153–177) Mahwah, NJ: Erlbaum.
Park, C L., Cohen, L H., & Murch, R L (1996)
Assessment and prediction of stress-related
growth Journal of Personality, 64, 71–105.
Park, C L., & Folkman, S (1997) Meaning in the
context of stress and coping Review of General
Psychology, 2, 115–144.
*Ross, M (1989) Relation of implicit theories to
the construction of personal histories
Psycho-logical Review, 96, 341–357.
Schwarz, N., & Strack, F (1999) Reports of
sub-jective well-being: Judgmental processes and
their methodological implications In D
Kah-neman, E Diener, & N Schwarz (Eds.),
Well-being: The foundations of hedonic psychology
(pp 61–84) New York: Russell Sage dation
Foun-Singer, J A., & Salovey, P (1993) The
remem-bered self: Emotion and memory in personality.
New York: Free Press
Snyder, C R., & McCullough, M E (2001) A itive psychology field of dreams: “If you build
pos-it, they will come ” Journal of Social and
Clinical Psychology, 19, 151–160.
Stanton, A L., Danoff-Burg, S., Sworowski, L A.,Collins, C A (2001) Randomized, controlledstudy of written emotional disclosure and ben-
efit finding in breast cancer patients
Psychoso-matic Medicine, 63, 122.
Taylor, S E (1983) Adjustment to threatening
events: A theory of cognitive adaptation
Amer-ican Psychologist, 38, 1161–1173.
Taylor, S E., Kemeny, M E., Reed, G M., Bower,
J E., & Gruenewald, T L (2000) Psychological
resources, positive illusions, and health
Tedeschi, R G., & Calhoun, L G (1995) Trauma
and transformation: Growing in the aftermath
of suffering Thousand Oaks, CA: Sage.
*Tedeschi, R G., Park, C L., & Calhoun, L G.(1998) Posttraumatic growth: Conceptual is-sues In R G Tedeschi, C L Park, & L G Cal-
houn (Eds.), Posttraumatic growth: Positive
changes in the aftermath of crisis (pp 1–22).
Tennen, H., & Affleck, G (1999) Finding benefits
in adversity In C R Snyder (Ed.), Coping: The
psychology of what works (pp 279–304) New
York: Oxford University Press
Tennen, H., Affleck, G., Armeli, S., & Carney,
M A (2000) A daily process approach to ing: Linking theory, research, and practice
cop-American Psychologist, 55, 626–636.
Tennen, H., Affleck, G., Urrows, S., Higgins, P., &Mendola, R (1992) Perceiving control, constru-ing benefits, and daily processes in rheumatoid
arthritis Canadian Journal of Behavioral
Sci-ence, 24, 186–203.
Thompson, S (1985) Finding positive meaning in
a stressful event and coping Basic and Applied
Social Psychology, 6, 279–295.
Trang 20Tulving, E (1972) Episodic and semantic memory.
In E Tulving & W Donaldson (Eds.),
Organi-zation of memory (pp 381–403) New York:
Ac-ademic Press
Updegraff, J A., & Taylor, S E (2000) From
vul-nerability to growth: Positive and negative
ef-fects of stressful life events In J H Harvey &
E D Miller (Eds.), Loss and trauma: General
and close relationship perspectives (pp 3–28).
to bereavement In M S Strobe, W Strobe,
& R O Hansson (Eds.), Bereavement: A
sourcebook of research and intervention
(pp 349–366) London: Cambridge UniversityPress
Trang 21Positive Responses to Loss
Perceiving Benefits and Growth
Susan Nolen-Hoeksema & Christopher G Davis
I tend to look at it generally as if all the
things that happen in my life are a gift, for
whatever reason, or however they happen It
doesn’t necessarily have to be only pleasant
gifts, but everything that happens there’s a
meaning I’ve had a lot of suffering in my life
and through that I’ve learned a great deal.
While I wouldn’t want to go back and relive
that, I’m grateful for it because it makes me
who I am There’s a lot of joys and sorrows,
but they all enrich life.
(Alicia, quoted in Nolen-Hoeksema &
Larson, 1999, p 143)
Alicia had recently lost someone she loved
dearly to a long battle with cancer Although
the death of a loved one is a negative experience
by any definition, Alicia’s positive outlook on
her loss is typical In our research with recently
bereaved people, we have found that 70% to
80% report finding some positive aspect in their
experience with loss (Davis, Nolen-Hoeksema,
& Larson, 1998; see also Calhoun & Tedeschi,
1990; Edmonds & Hooker, 1992; Lehman et al.,
1993; Tennen & Affleck, 1999; Yalom & berman, 1991)
Lie-Such reports of positive life changes do notnecessarily reflect or signify growth or positivetransformation of the self For example, suchstatements also might reflect defensiveness orself-esteem protection (see Davis, Lehman, &Wortman, 2000) Yet we suspect that at leastfor some individuals who have been throughsignificant adversity, the positive life changesthat they report may be part of a process ofgrowth or positive transformation The experi-ence of loss can lead people to change how theysee themselves, how they perceive the worldaround them, and where they are going withtheir lives Loss events, especially those that aresudden or unexpected, often appear to initiate apersonal evaluation or stocktaking of the mean-ing of one’s life
In this chapter, we review and integrate someempirical research on the processes by whichpeople find meaning and growth within theirloss experiences We draw a distinction betweentwo notions of meaning—making sense of a lossand finding benefit in the experience with loss—
Trang 22and suggest that both may facilitate the process
of growth or positive transformation We
ex-amine the predictors of who is and is not able
to find something positive in loss, as well as the
mental health consequences of finding
some-thing positive We end by discussing the
impli-cations of our work for interventions with the
bereaved
Historical Roots
An interest in the growth potential of humans
has long been a tenet of humanistic and
exis-tential psychology Viktor Frankl, a leading
pro-ponent of the existentialist movement in
psy-chology, has argued that a fundamental,
motivating force in people’s behavior is a will
to meaning (Frankl, 1955/1986; 1959/1962).
According to this view, creating and sustaining
meaning gives one’s life a sense of authenticity
(see Snyder, Rand, & Sigmon, this volume)
Frankl argued that when meaning is lacking,
people are motivated to restore or develop new
life meanings to avoid the pain and angst of a
meaningless existence
Frankl (1959/1962) theorized that
meaning-lessness stems from despair over the perceived
loss of goals, ambitions, and purpose in life
Thus, to the extent that loss and trauma events
shatter goals, ambitions, and purpose in one’s
life, one is apt to experience such an existential
crisis How one responds to this crisis is critical,
according to Frankl, and he challenged his
cli-ents to create new life meanings as a means of
defeating the feelings of loss and suffering:
Whenever one has to face a fate which
can-not be changed, just then one is given a last
chance to actualize the highest value, to
ful-fill the deepest meaning, the meaning of
suffering For what matters above all is the
attitude we take toward suffering, the
atti-tude in which we take our suffering upon
ourselves (Frankl, 1959/1962, p 114)
From this perspective, growth represents a
process of establishing and committing oneself
to a new set of broad goals, ambitions, or
pur-pose that gives one’s life a general sense of
di-rection (see also Snyder, 2000) As such, it is
intimately tied to what McAdams (1996) has
described as the deepest level of personality:
one’s sense of self or identity In our view, then,
growth or transformation represents a
funda-mental shifting of the life goals and purposesthat significantly influence one’s sense of iden-tity
But how do people create new or revised lifemeaning following an existential crisis brought
on by loss? How does one transform the rience of loss into a positive, life-renewing ex-perience? Empirically, there is little to guide usbecause we and others have struggled to ade-quately measure growth (as defined previously).But from our reading of the literature and theobservations culled from the wisdom of our be-reaved research participants, we suggest thattwo processes of meaning-making might facili-tate the process of growth following personalloss: making sense of loss and perceiving ben-efits or positives in the experience of copingwith that loss (Davis et al., 1998)
expe-Making Sense of Loss Versus Finding Benefit in the Experience
The modern literature on meaning-making lowing a loss or trauma generally has not dis-tinguished clearly between finding some mean-ing in a loss and finding some benefit in a lossexperience (for detailed discussion of these is-sues, see Davis et al., 1998; Davis et al., 2000).Recent theorizing, however, has sharpened thedistinction between these two processes (e.g.,Affleck & Tennen, 1996; Janoff-Bulman &Frantz, 1997) Janoff-Bulman and Frantz (1997)have suggested that making sense of a trauma
fol-or loss involves understanding how the eventfits with one’s view of the world (in terms
of beliefs about justice, fairness, predictability ofone’s social world) They refer to this type of
meaning as meaning-as-comprehensibility At
least in Western cultures, people tend to believethat important events in their lives are control-lable and understandable (e.g., Heider, 1958;Kelley, 1972) People believe that negativeevents are not distributed randomly, that peopleget what they deserve, and that justice will pre-vail (Janoff-Bulman, 1992; Lerner, 1980).Events such as the loss of a loved one can shat-ter these assumptions This is particularly likely
to be true when the loss is unexpected, due totragic circumstances (such as a car accident), or
“nonnormative,” for example, when a youngchild dies
In contrast to the notion of meaning as prehensibility, Janoff-Bulman and Frantz (1997)suggest that benefit-finding represents an at-
Trang 23com-tempt to understand the value or worth of the
loss for one’s life, which they describe as
meaning-as-significance Perceiving some
ben-efit to the loss, such as reporting a change in
one’s life perspective, can help to mitigate
feel-ings of helplessness and grief and preserve the
sense that one’s own life has purpose, value, and
worth Janoff-Bulman and Frantz (1997) argue
that successful adaptation involves turning a
de-sire to make sense of the event into finding
some value or benefit in the experience
Our own work leads us to suggest that
mak-ing sense of loss and findmak-ing benefit in the
ex-perience represent two distinct processes, with
different predictors, different time courses, and
different outcomes (Davis et al., 1998) This is
not to say that the two proposed processes do
not jointly influence the adjustment process
Elsewhere we have proposed that perceiving
benefits may alleviate, and in some sense
com-pensate for, a strong desire to comprehend a
senseless death (Davis & Nolen-Hoeksema,
2001)
Our data come from the Stanford
Bereave-ment Project, a large, multiwave bereaveBereave-ment
study conducted in the San Francisco Bay area
(Davis et al., 1998; Nolen-Hoeksema & Davis,
1999; Hoeksema & Larson, 1999;
Nolen-Hoeksema, Parker, & Larson, 1994) Potential
participants were recruited through a number of
hospices in the Bay area At initial contact, all
participants were losing a loved one through
terminal illnesses When possible, participants
took part in structured, in-person interviews
prior to the loss and then were followed for
ap-proximately 18 months after the loss, with
structured, in-person interviews occurring at
approximately 1, 6, 13, and 18 months
follow-ing the loss
When we were designing the interview for
this study, there were already clues in the
lit-erature that making sense of a loss and finding
benefits in it were two different issues Thus, in
open-ended questions at the end of the 6-, 13-,
and 18-month postloss interviews, we asked
participants two questions One addressed
whether respondents had been able to make
sense of their loss: “Do you feel that you have
been able to make sense of the death?” The
other asked respondents whether they had
found anything positive in their loss:
“Some-times people who lose a loved one find some
positive aspect in the experience For example,
some people feel they learn something about
themselves or others Have you found anything
positive in this experience?” Responses to each
of these questions were coded in two ways.First, three independent coders categorized eachopen-ended response as either “yes,” “no,”
“ambiguous or partly,” or “not interested in theissue.” Second, the responses were coded for theparticular type of meaning or benefit respon-dents said they had gained
At all three interviews in which these twoquestions were asked (i.e., at 6, 13, and 18months), the majority of respondents indicatedthat they had been able to make sense of theloss (68%, 68%, and 63%, respectively), and amajority reported that they had been able tofind something positive in the loss (73%, 80%,and 77%, respectively) But, consistent withother research (Davis, Wortman, Lehman, &Silver, in press), there was very little overlapbetween the responses to the making-sense andfinding-benefit questions Among those respon-dents coded “yes” or “no” to both of the ques-tions (i.e., excluding those coded “ambiguous/partly” or “not interested in the issue”), therewas no association between being able to makesense of the loss and reporting benefits (Davis
et al., 1998) In addition, there was little overlap
in the particular ways respondents said they hadmade sense or had gained benefit That is, state-ments of benefit or growth were rarely given inresponse to the make-sense question, and state-ments that explained how the respondent hadmade sense of the loss were rarely offered inresponse to the finding-benefit question.Although both finding meaning and findingbenefit in the loss were associated with betteradjustment (see later discussion), the timecourse for the association between these varia-bles and adjustment differed The respondentswho were unable to make sense of their losswithin the first 6 months generally were unable
to make sense of it later on In addition, thosewho did make sense for the first time at the 13-
or 18-month interviews gave explanations thatdiffered in content and tone from those whowere able to make sense 6 months after the loss.These late-arriving explanations tended to sug-gest that the world is not as ordered, just, orbenevolent as they once thought it was As onerespondent put it,
The sense of his death is that there is nosense Those things just happen Thesense of his death for me is “get ready todie.” Don’t be surprised when it happens.Don’t think that somehow you’re going to
Trang 24be exempt from it There’s no
underly-ing sense of order in the sense that thunderly-ings
progress in an expectable pattern Well, the
pattern is that you’re born and you die
This respondent ironically is making sense by
adopting the philosophy that death makes no
sense The respondent seems to have come to
the conclusion that the only way to make sense
of the event is to change a benign worldview—
that what happens in life is ordered and
pre-dictable—to one that is considerably less
be-nign In contrast, those who made sense by 6
months overwhelmingly suggested meanings or
interpretations of the event that were largely
consistent with worldviews that are more
be-nign (e.g., perceiving the event as a natural part
of the life cycle, or as part of God’s plan)
More-over, whereas making sense in the first 6
months after the loss was significantly
associ-ated with decrements in emotional distress
(from pre-loss to post-loss), making sense for
the first time in later interviews was not
signif-icantly associated with changes in emotional
distress (see Davis et al., 1998) Similar patterns
of findings have appeared in other bereavement
studies (Davis et al., 2000)
In contrast to the meaning responses, finding
something positive in the loss was associated
with better adjustment at all three interviews,
even when respondents were finding something
positive for the first time at the later interviews
In addition, the relationship between finding
something positive and adjustment increased
significantly over time That is, the later in the
grief process respondents found benefit in their
loss, the more the finding benefit relieved their
distress
Thus, finding some benefit in a loss and
find-ing some meanfind-ing in the loss appear to be
dis-tinct processes First, they are uncorrelated with
each other Second, they unfold along different
time courses People who find meaning shortly
after a loss appear to find more positive
mean-ings and have better emotional adjustment than
people who finding meaning long after a loss
In contrast, finding benefit in a loss is associated
with positive adjustment regardless of when
benefits are found
We have focused on the predictors and
im-plications of finding meaning in a loss in other
publications (Davis & Nolen-Hoeksema, 2001;
Davis et al., 2000) In this chapter, we focus on
what it means to find something positive in a
of a loved one Through these processes, a son preserves or restores the idea that life haspurpose and worth, which may be critical towell-being (Antonovsky, 1987; Frankl, 1959/1962; Janoff-Bulman, 1992; Taylor, 1983;Thompson & Janigian, 1988) Taylor (1983,1989; Taylor & Armor, 1996) has argued thatthreats to one’s sense of self often are dimin-ished by perceiving the event as a “wake-upcall” suggesting that one’s priorities and goalsare not as they should be The reordering ofpriorities and the revision of life goals are part
per-of a reappraisal per-of the event as an opportunityfor growth rather than only as a loss (Park, Co-hen, & Murch, 1996), and this reappraisal may
be a coping strategy that helps to bolster esteem (Affleck & Tennen, 1996; Taylor & Ar-mor, 1996)
self-Other theorists have argued, however, thattraumatic events such as loss can create true de-velopmental change by confronting people withnew situations and issues (Tedeschi & Calhoun,1995; Thompson & Janigian, 1988) Major rolesmay change—a woman may perceive she is nolonger her husband’s wife or mother’s daugh-ter People who lose their parents now may per-ceive themselves as the “head of the family” or
“the last one left in my generation.” Youngwidowhood may mean being thrust abruptlyand involuntarily into single parenthood Theseshifts in roles and in self-perceptions can lead
to major developmental changes Certainly, serving yourself doing things you neverthought you could do also can lead to growthand change in self-perceptions
ob-Whatever the role of finding benefit in atrauma, the types of benefits that people tend
to find show remarkable consistency over fering traumas (e.g., Collins, Taylor, & Skokan,1990; Lehman et al., 1993; Park et al., 1996;Taylor, Kemeny, Reed, & Aspinwall, 1991; Ten-
Trang 25dif-nen & Affleck, 1999) Three benefits commonly
reported across studies are that the experience
with the event led to a growth in character, a
gain in perspective, and a strengthening of
re-lationships We will illustrate each of these
ben-efits with material from our interviews with
re-cently bereaved people
The bereaved people in our research talked
about a number of ways in which their
person-alities have changed for the better and about
new skills they gained as a result of the loss
experience (see also Calhoun & Tedeschi, 1990;
Lund, Caserta, & Dimond, 1993) Sometimes
the growth in character that they detected in
themselves was in the form of an increased
em-pathy for and understanding of others, as
de-scribed by these two bereaved people, who lost
their mothers to cancer:
I learned about compassion, I learned about
suffering Suffering leads to compassion
Compassion leads to beauty It was an
op-portunity to look at myself and to be
non-complacent I was always very complacent
before I thought I had it made I was
stag-nating It opened my heart, my mind, and
my spirit I wish it had happened another
way, but that’s the way it happened
I learned about love, and empathy Not so
much sympathy, because there was nothing
to be sympathetic, but empathy I can look
at people now and have more feeling for
their pain, for their feelings I think I have
learned more patience and tolerance for—I
see real old people in wheelchairs, people
who are having a struggle I feel more for
them than I did before taking care of my
mother (quoted in Nolen-Hoeksema &
Lar-son, 1999, pp 146–147)
Many of the participants in our study had
been caregivers to their loved ones for weeks or
months, while the loved ones were in the final
stages of cancer or some other terminal disease
They described engaging in activities they never
would have believed they could do, such as
pro-viding nursing care to the loved one, asserting
their loved one’s rights with physicians and
in-surance agencies, and managing conflicts in
their families Martha, who cared for her
83-year-old father as he died of cancer, said:
I saw myself acting in a role of competence
where I had to pull on all my resources just
to get through sometimes I would have to
be directing the medical people about what Iwanted to do A person like me who hatesshowing anger and can’t stand conflict Iwould have to stand and demand care fromthe nursing home, and it was necessary and
I did it So I came away with a feeling ofcompetence and strength and gratitude Thegratitude not for having to go through it, Iwould never have asked for it, but I can seehow the experience was a real benefit to me
I was forced to grow (quoted in Hoeksema & Larson, 1999, p 148)Related to a growth in character is a shift inperspectives that many bereaved people reportexperiencing The loss of their loved one makesthem acutely aware of the fragility and short-ness of life As a result, they often reprioritizetheir goals and re-evaluate their lifestyles Mostcommonly, they say that the loss of their lovedone has caused them to focus more on the hereand now rather than always focusing on the fu-ture, as Keith, who lost his wife to ovarian can-cer, describes:
Nolen-I probably take a lot shorter term view ofwhat’s going on I think there’s a lot more
of now than there ever was before I think
we all tend to respond that way to things—you know, we’ve got plenty of time, andthings will take care of themselves I’ve saidthings to people, and asked people to dothings that I’d no more done 6 months agothan fly I came from a family, hell, every-body lived into their nineties If there’s any-thing I want to do, don’t put if off, is thewhole thing I’m saying (quoted in Nolen-Hoeksema & Larson, 1999, pp 145–146)Finally, many bereaved people describe theirrelationships with family members and friends
as being stronger and richer following their loss(see also Calhoun & Tedeschi, 1990; Malinak,Hoyt, & Patterson, 1979; Zemore & Shepel,1989) Because they had a greater appreciationfor the shortness of life, they were more willing
to openly express their love for family membersand to forgive old conflicts They made moretime for others and tried to be more construc-tive in their relationships with others, as Karen,whose partner died of cancer, explains:
I learned that when you love someone, therelationship is so important It’s enhanced
Trang 26my relationship with other people because I
realize that time is so important, and you
can waste so much effort on small,
insignifi-cant events or feelings I feel that in my
present relationship, I’m better able to be a
real good friend, and I don’t take things so
personally I don’t feel that someone’s got
to fill me up (quoted in Nolen-Hoeksema &
Larson, 1999, p 150)
Although the illness and loss of a family
member can create conflict among the rest of
the family, many of the bereaved people in our
study reported that they and their family
mem-bers had confronted and resolved long-standing
conflicts Often the conflicts had been with the
dying family member, but the impending death
had provided the motivation to overcome them
Will, whose 80-year-old mother died of
pancre-atic cancer after a long illness, explains:
During the last years of her life my mom
stopped drinking, so I came to know her in
a way that I was unable to when I was
growing up I learned a lot about the
rea-sons why my parents did some of the
things they did, felt some of the ways they
felt, and acted some of the ways they acted
It did not exactly reconcile me to the
situa-tion, but it’s sort of a balance (quoted in
Nolen-Hoeksema & Larson, 1999, p 151)
Who Is Able to Find Something
Positive?
The most consistent and strong predictor of
finding benefit in a trauma, in our work and
several other studies, is dispositional optimism
(e.g., Affleck & Tennen, 1996; Davis et al., 1998;
Park et al., 1996; Tedeschi & Calhoun, 1995;
Tennen & Affleck, 1999) People who generally
expect positive outcomes in their lives appear to
actively look for opportunities to turn
seem-ingly bad outcomes into good (see Carver and
Scheier, this volume) Consistent with this
in-terpretation, dispositional optimists were more
likely to use reappraisal coping—purposely
searching for positive reappraisal of events as a
way of coping with their aftermath
(Nolen-Hoeksema & Larson, 1999) In turn, the more
reappraisal coping they used, the more likely
they were to find something positive in their
loss These results bolster Frankl’s (1959/1962)
claim that it is the attitude that one adopts toadversity that is critical for adjustment.Other positive coping strategies that were as-sociated with finding benefit in the loss in ourbereavement study were engaging in activeproblem solving, seeking social support, and en-gaging in constructive expression of emotions(Nolen-Hoeksema & Larson, 1999) In contrast,finding something positive was not associatedwith the negative coping strategy known asavoidance coping This suggests that seekingsomething positive following a loss is not sim-ply a form of denial or defensiveness but is part
of a package of positive and active coping egies
strat-These results correspond to those of Snyder(1994; Snyder, Cheavens, & Michael, 1999; seealso Tennen & Affleck, 1999), who found thatpeople high on dispositional hope use positivereappraisal, problem solving, and positive dis-traction as coping strategies for a variety ofstressors but do not use avoidance coping anddenial Dispositional hope is more than dispo-sitional optimism in that hopeful people focusnot only on future goals, as optimists do, butalso on goals they believe they can attain Thissuggests that people high on dispositional hopewould be precisely those people who go search-ing for benefits in their losses (see Snyder,2000)
Although it may seem that it is easier to findbenefits in some types of loss than others, wefound that the characteristics of the loss did notpredict who was able to find something positive(Davis et al., 1998) For example, the age of thedeceased at the time of death did not predictwhether respondents were able to find some-thing positive, suggesting that it is not moredifficult to find something positive in less nor-mative losses, such as the loss of a young per-son, than in more normative losses, such as theloss of an elderly person Similarly, whether re-spondents had or had not been a caregiver tothe deceased did not predict their ability to findsomething positive in their loss This lack of as-sociation between the characteristics of theevent and finding something positive is not just
a feature of our study As we noted earlier, thetypes of benefits people report finding (growth
in character, change in life perspective, andstrengthened relationships) are similar acrossmany kinds of trauma, including natural andhuman-made disasters, personal loss, and thethreat of death brought on by diagnosis of aterminal disease (e.g., McMillen, Smith, &
Trang 27Fisher, 1997; Park et al., 1996; for reviews, see
Schaefer & Moos, 1992; Tedeschi & Calhoun,
1995; and Updegraff & Taylor, in press) This
suggests that benefit-finding has more to do
with characteristics of the individual than with
characteristics of the event.
In contrast to the benefit-finding results, the
ability to make sense of the loss was associated
with characteristics of the loss, particularly with
the age of the deceased (Davis et al., 1998)
Only 60% of respondents whose loved one was
relatively young (under 57 years of age) were
able to make sense of their loss by 6 months
after the loss In contrast, 87% of respondents
whose loved one was over 72 years of age were
able to make sense of their loss Similarly,
sev-eral bereavement researchers have suggested
that losses of young adults and children are
more likely to violate our assumptions about
the natural order of life—that the old should
die before the young (de Vries, Dalla Lana, &
Falk, 1994) Indeed, one reason the loss of a
child is perceived as more difficult to adjust to
than any other type of loss is because it is so
difficult to find any meaning in such losses (e.g.,
Craig, 1977; de Vries, Davis, Wortman, &
Leh-man, 1997; Miles & Crandall, 1983; Rubin,
1993; Sanders, 1980)
Religious beliefs appeared to help the
respon-dents find some meaning or understanding of
their loss (Davis et al., 1998; for similar results,
see McIntosh, Silver, & Wortman, 1993) Most
often, religious people made sense of their loss
by saying that God had needed or wanted their
family member or, more generally, that the
family member’s death was a part of God’s plan
Religious beliefs did not help people find
some-thing positive in their loss, however (Davis et
al., 1998) Thus, religious beliefs may provide
an explanation or rationale for why the death
happened, but they do not necessarily lead
peo-ple to find some benefit in their loss
The Psychological Consequences of
Finding Something Positive
As we noted earlier, the bereaved people who
were able to find something positive in their
loss showed better adjustment on indicators of
depressive symptoms, posttraumatic stress
symptoms, and positive affect (Davis et al.,
1998) The relationship between finding benefits
and adjustment held up over time, and indeed
became stronger as the time since the loss
in-creased When family members reported finding
something positive in their loss, there was apositive change in their reported levels of ad-justment, even when controlling for their priorlevels of adjustment Those family memberswho reported first finding benefits 13 monthsafter their loss showed even steeper changes inemotional adjustment than those who were able
to find benefits 6 months after the loss.The particular benefit respondents found intheir loss—whether it was through a gain inperspective, growth in their character, or astrengthening of relationships—did not influ-ence their adjustment (Davis et al., 1998).Rather, it was finding a benefit of any kind thatwas associated with better adjustment
It might be argued that finding somethingpositive is related to better adjustment only be-cause it is a proxy for dispositional optimism.Yet we found that the relationship betweenfinding something positive and adjustment re-mained significant when we controlled for re-spondents’ dispositional optimism (Davis et al.,1998) Indeed, finding something positive me-diated the relationship between dispositionaloptimism and adjustment This suggests thatdispositional optimism is a distal influence onadjustment that operates through the proximalmechanism of finding something positive Inother words, one reason dispositional optimistsare able to adjust better to a loss is because theyare more likely to find something positive in theloss
Not only do we see evidence that those citingbenefits tend to report less distress over time,but they become somewhat more optimisticover time (as measured by Scheier & Carver’s[1985] Life Orientation Test) The fact thatthese effects seem to grow stronger with timealso suggests that, at least for some people, thechanges that they are perceiving are beginning
to take root A year after the loss, some peopleare beginning to perceive themselves differentlyand to feel confident with these new perspec-tives This seems to be what Alicia (quoted inthis chapter’s epigraph) and several othersquoted throughout this chapter are trying tocommunicate
Implications and Conclusions
It might seem that our results hold few clues as
to how to intervene with and support grievingpeople Suggesting to someone who has lost aclose loved one that he or she should try to find
Trang 28something positive in the loss could easily be
perceived as being unsupportive (see Tennen &
Affleck, 1999) Indeed, some of the comments
from family members and friends that bereaved
people find most unhelpful are those that try to
put a positive spin on the loss (Lehman, Ellard,
& Wortman, 1986) This is illustrated by a
com-ment made by Veronica, a woman in our study
whose elderly mother died after a long illness:
I got real angry when she died, but people
would tell me to look at the other side—she
had been just laying there, just wasting
away I got angry at that! (quoted in
Nolen-Hoeksema & Larson, 1999, p 88)
Based on the types of benefits that people do
say that they gain following a loss, however, we
can deduce some clues as to the supportive
in-terventions that may be helpful for some
be-reaved people First, many people say that the
loss has caused them to grow in character and
gain new skills Supportive interventions could
highlight this growth in an effort to enhance
the bereaved person’s self-esteem and sense of
self-efficacy For example, a friend might say to
a bereaved person, “I know this loss has caused
you tremendous pain I have been really
im-pressed at how hard you worked to make your
mother’s last days good ones You did things I
don’t think I could have done!” Similarly,
friends and others could point out how much
the bereaved person seems to have
grown—be-coming very thoughtful, sensitive, and so on—
as a result of the loss
Second, many bereaved people say they have
gained new perspectives on life as a result of
their loss Family members, friends, and
thera-pists could ask bereaved people about changes
in their perspective as a result of the loss The
answers they get will not always be positive—
sometimes the change in perspective will be a
negative one But when the change is a positive
one, this provides an opportunity for bolstering
the bereaved person’s esteem and
self-efficacy for coping
Third, many bereaved people say that the
strengthening of relationships is an important
benefit This suggests that the level and type of
support that family members and friends
pro-vide the bereaved person are crucial to the
per-son’s ability to find anything positive in the
loss Indeed, our study found people who had
high-quality emotional and practical support
from others were more likely to find something
positive in their loss (Nolen-Hoeksema & son, 1999) This is illustrated by a response toour question about finding benefit from Fran, awoman in our study whose cousin died of com-plications of AIDS:
Lar-We had incredible support from family andfriends, unbelievable from our church andour pastor And even school friends We an-ticipated some negative response to our car-ing for a person with AIDS, particularlywith children in our home, and nothingnegative was ever said to us during or since.That was quite amazing He was verytouched by the expressions of concern fromfriends of ours who would come in and visithim It was a very close time for my fam-ily, that is, my husband, children, and myparents My mother and I worked in tan-dem, and our relationship was altered as aresult of this We kind of emerged fromthis experience as peers We’re much closer.That has been absolutely wonderful (quoted
in Nolen-Hoeksema & Larson, 1999, p 84)The impact of any of the interventions wehave suggested may be small at first But theycan sow seeds that later lead bereaved persons
to be better able to internalize the promoting experiences that they have noted fol-lowing loss All interventions with bereavedpeople, however, need to begin with nonjudg-mental listening and appreciation for their pain,and an understanding that the process of grieftakes different amounts of time for differentpeople
growth-In conclusion, based on our research and eral other studies, we conclude that the majority
sev-of people who face a major trauma such as theloss of a loved one are able to find some benefit
in their experience, usually some way they havegrown, have gained perspective, or have en-hanced relationships with others This suggeststhat a focus on recovery from a loss to a pre-vious level of functioning misses the true pro-cess of change that many people experience fol-lowing a loss Rather than just expecting people
to “get back to normal” in their functioning, wecan begin to look for ways that traumas con-tribute to growth to new and higher levels offunctioning
Acknowledgments This work was supported
by U.S Public Health Grant 1 R01 MH43760
Trang 29We thank the following hospices and home
health care agencies for recruiting participants
whose experiences are represented in this
man-uscript: Hospice of Contra Costa, Hospice
Car-ing Project of Santa Cruz County, Hospice of
Marin, Hospice of the Valley, Lifesource of
Larkspur and Mountain View, Mills-Peninsula
Hospital, Mission Hospice, Vesper Hospice,
Visiting Nurse Association of San Jose, and
Vis-iting Nurses and Hospice of San Francisco We
also thank Dr Judith Larson for running this
study and contributing to its development
References
Affleck, G., & Tennen, H (1996) Construing
ben-efits from adversity: Adaptational significance
and dispositional underpinnings Journal of
Per-sonality, 64, 899–922.
Antonovsky, A (1987) Unraveling the mystery of
health San Francisco: Jossey-Bass.
Calhoun, L G., & Tedeschi, R G (1990) Positive
aspects of critical life problems: Recollections of
grief Omega: Journal of Death and Dying, 20,
265–272
Collins, R L., Taylor, S E., & Skokan, L A
(1990) A better world or a shattered vision?
Changes in life perspective following
victimiza-tion Social Cognition, 8, 263–285.
Craig, Y (1977) The bereavement of parents and
their search for meaning British Journal of
So-cial Work, 7, 41–54.
Davis, C G., Lehman, D R., & Wortman, C B
(2000) Finding meaning in loss and trauma:
Making sense of the literature Manuscript
sub-mitted for publication
Davis, C G., & Nolen-Hoeksema, S (2001) Loss
and meaning: How do people make sense of
loss? American Behavioral Scientist, 44, 726–
741
*Davis, C G., Nolen-Hoeksema, S., & Larson, J
(1998) Making sense of loss and benefiting
from the experience: Two construals of
mean-ing Journal of Personality and Social
Psychol-ogy, 75, 561–574.
Davis, C G., Wortman, C B., Lehman, D R., &
Silver, R C (2000) Searching for meaning in
loss: Are clinical assumptions correct? Death
Studies, 24, 497–540.
de Vries, B., Dalla Lana, R., & Falk, V T (1994)
Parental bereavement over the life course: A
theoretical intersection and empirical review
Omega: Journal of Death and Dying, 29, 47–69.
de Vries, B., Davis, C G., Wortman, C B., &
Leh-man, D R (1997) Long-term psychological and
somatic consequences of later life parental
be-reavement Omega: Journal of Death and
Frankl, V E (1962) Man’s search for meaning:
An introduction to logotherapy Boston: Beacon.
(Original work published 1959)
Frankl, V E (1986) The doctor and the soul: From
psychotherapy to logotherapy (3rd ed.) New
York: Vintage (Original work published 1955)
Heider, F (1958) The psychology of interpersonal
relations New York: Wiley.
*Janoff-Bulman, R (1992) Shattered assumptions:
Towards a new psychology of trauma New
York: Free Press
*Janoff-Bulman, R., & Frantz, C M (1997) Theimpact of trauma on meaning: From meaning-less world to meaningful life In M Power &
C R Brewin (Eds.), The transformation of
meaning in psychological therapies (pp 91–
106) New York: Wiley
Kelley, H H (1972) Attribution in social action In E E Jones, D E Kanouse, H H Kel-ley, R E Nisbett, S Valins, & B Weiner (Eds.),
inter-Attribution: Perceiving the causes of behavior
(pp 1–26) Morristown, NJ: General LearningPress
Lehman, D R., Davis, C G., DeLongis, A., man, C B., Bluck, S., Mandel, D R., & Ellard,
Wort-J H (1993) Positive and negative life changesfollowing bereavement and their relations to ad-
justment Journal of Social and Clinical
Psy-chology, 12, 90–112.
Lehman, D R., Ellard, J H., & Wortman, C B.(1986) Social support for the bereaved: Recipi-ents’ and providers’ perspectives on what is
helpful Journal of Consulting and Clinical
Psy-chology, 54, 438–446.
Lerner, M J (1980) The belief in a just world.
New York: Plenum
Lund, D A., Caserta, M S., & Dimond, M F.(1993) The course of spousal bereavement inlater life In M S Stroebe, W Stroebe, & R O
Hansson (Eds.), Handbook of bereavement: A
sourcebook of research and intervention
(pp 240–254) London: Cambridge UniversityPress
Malinak, D P., Hoyt, M F., & Patterson, V.(1979) Adults’ reactions to the death of a par-
ent: A preliminary study American Journal of
Trang 30McIntosh, D N., Silver, R C., & Wortman, C B.
(1993) Religion’s role in adjustment to a
neg-ative life event: Coping with the loss of a child
Journal of Personality and Social Psychology,
65, 812–821.
McMillen, J C., Smith, E M., & Fisher, R H
(1997) Perceived benefit and mental health after
three types of disaster Journal of Consulting
and Clinical Psychology, 65, 733–739.
Miles, M S., & Crandall, E K B (1983) The
search for meaning and its potential for affecting
growth in bereaved parents Health Values, 7,
19–23
Nolen-Hoeksema, S., & Davis, C G (1999)
Thanks for sharing that: Ruminators and their
social support networks Journal of Personality
and Social Psychology, 77, 801–814.
Nolen-Hoeksema, S., & Larson, J (1999) Coping
with loss Mahwah, NJ: Erlbaum.
Nolen-Hoeksema, S., Parker, L E., & Larson, J
(1994) Ruminative coping with depressed mood
following loss Journal of Personality and Social
Psychology, 67, 92–104.
*Park, C L., Cohen, L H., & Murch, R L (1996)
Assessment and prediction of stress-related
growth Journal of Personality, 64, 71–105.
Rubin, S S (1993) The death of a child is forever:
The life course impact of child loss In M S
Stroebe, W Stroebe, & R O Hansson (Eds.),
Handbook of bereavement: A sourcebook of
re-search and intervention (pp 285–299) London:
Cambridge University Press
Sanders, C M (1980) A comparison of adult
be-reavement in the death of a spouse, child, and
parent Omega: Journal of Death and Dying, 10,
303–322
Schaefer, J A., & Moos, R H (1992) Life crisis
and personal growth In B N Carpenter (Ed.),
Personal coping: Theory, research, and
appli-cation (pp 149–170) Westport, CT: Praeger.
Scheier, M F., & Carver, C S (1985) Optimism,
coping, and health: Assessment and implications
of generalized outcome expectancies Health
Psychology, 4, 219–247.
Snyder, C R (1994) The psychology of hope: You
can get there from here New York: Free Press.
Snyder, C R (2000) The hope mandala: Coping
with the loss of a loved one In J Gillham (Ed.),
Optimism and hope (pp 124–148) Radnor, PA:
Templeton Foundation
Snyder, C R., Cheavens, J., & Michael, S T
(1999) Hoping In C R Snyder (Ed.), Coping:
The psychology of what works (pp 205–227).
New York: Oxford University Press
*Taylor, S E (1983) Adjusting to threatening
events: A theory of cognitive adaptation
Amer-ican Psychologist, 38, 1161–1173.
Taylor, S E (1989) Positive illusions: Creative
self-deception and the healthy mind New York:
Basic Books
Taylor, S E., & Armor, D A (1996) Positive
il-lusions and coping with adversity Journal of
Personality, 64, 873–898.
Taylor, S E., Kemeny, M E., Reed, G M., & pinwall, L G (1991) Assault on the self: Posi-tive illusions and adjustment to threatening
As-events In J Strauss & G R Goethals (Eds.), The
self: Interdisciplinary approaches (pp 239–254).
New York: Springer-Verlag
*Tedeschi, R G., & Calhoun, L G (1995) Trauma
and transformation: Growing in the aftermath
of suffering Thousand Oaks: Sage.
Tedeschi, R G., & Calhoun, L G (1996) ThePosttraumatic Growth Inventory: Measuring
the positive legacy of trauma Journal of
Trau-matic Stress, 9, 455–471.
*Tennen, H., & Affleck, G (1999) Finding benefits
in adversity In C R Snyder (Ed.), Coping: The
psychology of what works (pp 279–304) New
York: Oxford University Press
Thompson, S C., & Janigian, A S (1988) Lifeschemes: A framework for understanding the
search for meaning Journal of Social and
Clin-ical Psychology, 7, 260–280.
Updegraff, J A., & Taylor, S E (in press) Fromvulnerability to growth: Positive and negativeeffects of stressful life events In J Harvey and
E Miller (Eds.), Handbook of loss and trauma.
New York: Bruner/Mazel
Yalom, I D., & Lieberman, M A (1991)
Bereave-ment and heightened existential awareness,
Trang 31The Pursuit of Meaningfulness in Life
Roy F Baumeister & Kathleen D Vohs
Human beings begin life as animals and remain
tied throughout life to natural cyles of birth and
death, eating and sleeping, reproduction, danger
and safety, and more Yet to this natural
di-mension of human life must be added a cultural
one Humans use their thinking capacity to
transcend their immediate environment and
their natural urges and responses Thinking
usually involves meaning, as in the use of
lan-guage, symbols, and connections between
con-cepts Whereas natural law depends on the
prin-ciples of physics, chemistry, and biology,
culture rests on language and meaning Hence,
an account of the human being that neglected
meaning would miss much that is essential and,
indeed, much that is distinctively human
Psychologists gradually have begun to study
meaning in life Frankl’s (1959/1976) early
work emphasized the importance of finding
value in life, and he is widely credited with
be-ing a pioneer in the study of meanbe-ing His work
constituted a courageous rebellion against the
behaviorist and psychodynamic paradigms that
dominated psychological theorizing at that time
Another important work in the history of the
study of meaning was Klinger’s (1977) book
Meaning and Void, which emphasized the
im-portance of purposes for conferring meaning on
life Still, these works were isolated
intellectu-ally from the main work of their time In amore recent edited volume by Wong and Fry(1998), however, there are many different au-thors with broad and multifaceted interests inthe human quest for meaning and its implica-tions for psychological functioning Clearly,there appears to be more attention given tomeaning in psychological theorizing
The Nature of Meaning
The essence of meaning is connection Meaningcan link two things even if they are physicallyseparate entities, such as if they belong to thesame category, are owned by the same person,
or are both used for a common goal The nection between the two is not part of theirphysical makeup and thus can only be appreci-ated by a human mind (or some other mindcapable of processing meaning) Ultimately,therefore, meaning is a nonphysical reality It
is real in that it can have genuine causal sequences, and yet it cannot be reduced to phys-ical principles
con-Money provides one of the best illustrations
of the nonphysical reality of meaning A dollarbill certainly has a physical reality as a scrap ofgreen paper with a certain molecular structure
Trang 32But no amount of analyzing that molecular
structure will reveal what that dollar bill has in
common with 10 dimes or 4 quarters It is only
in terms of meaning that this dollar bill is the
same as the 10 dimes Moreover, that meaning
links the particular dollar bill to many other
bills in far-off places, all of which are defined as
having exactly the same value, even though the
price of bread or gasoline may vary from place
to place
Furthermore, it should be noted that a great
deal of money does not exist in physical form
If all the existing American bills and coins were
accumulated in one pile, they would add up to
less than a third of the total American monetary
system Much of America’s money exists only
in the form of abstract representations For
ex-ample, if you have a bank account, the bank
theoretically holds some of your money In fact,
however, the bank does not stockpile a stack of
bills and coins that constitutes your money (or
the money of anyone, for that matter) In the
old “bank runs,” the rumor that a bank would
run out of money would cause people to hurry
to ask the bank to give them their savings in
cash, and the bank did not have enough cash to
satisfy that demand As another example, many
purchases are made by check or credit card, and
no actual coins or bills are used These
trans-actions are not physical events that can be fully,
adequately explained in terms of atomic,
molec-ular, chemical, or biological processes
In contrast, life is a biological process that can
be fully explained in physical terms (except
in-sofar as its course is changed by meaning—such
as if someone moves to a new country in
pur-suit of religious freedom) Human life is bound
by the rules of natural law, and, as such, the
basic animal needs continue to exert a powerful
influence on human activity
A seeming paradox in the concept of a
mean-ing of life is that meanmean-ing is stable whereas life
is malleable Because meaning must be shared
by many people, language is only usable in
so-ciety if the meanings of words remain largely
constant over time If half the people in your
town started saying “no” when they meant
“yes,” whereas the others continued to use
“yes” to mean “yes,” chaos would ensue
Like-wise, your address, social security number,
membership in a family, and other meanings
that define you are inherently stable, except for
well-established procedures for changing them
(such as when you sell your house and move to
another) The way that people understand
highly abstract concepts such as justice or triotism can evolve slowly in periods of socialchange, but even then some continuity is usu-ally necessary, and most of the meanings in thelanguage will remain stable
pa-Life, in contrast, is characterized by ongoingchange Growth, decline, ingesting food, elimi-nating waste, reproducing, and other naturalparts of life all involve change Your physicalbeing is constantly in flux, even if your mean-ingful identity as defined by society remains es-sentially the same
A meaning of life is therefore an imposition
of a stable conception onto a changing biologicalprocess This may seem quixotic, as if one weretrying to pin a stable definition onto a movingtarget Yet there probably is a deeper reason forthe contrast between the stability of meaningand the flux of life Although life is marked byconstant change, living things strive for stabil-ity Change is not welcome to most livingthings, and almost anyone who has lived withanimals can attest to their pronounced prefer-ence for stable, predictable routines and envi-ronments Rick Snyder, the senior editor of thisvolume, told us a relevant story about his 25-year-old parrot named Norman, who recentlywas moved to a new and much nicer cage WhenNorman was let out of his new cage for the firsttime, he went into a shrieking tantrum and de-stroyed a nearby cloth chair
Thus, meaning can be regarded as one of manity’s tools for imposing stability on life.The human organism is exposed to change butdesires stability, and it turns to meaning to helpcreate that stability For example, sexual attrac-tion and emotional intimacy wax and wane, andlong-term relationships are a process of ongoingadaptation and mutual evolution Yet this seem-ing instability is counteracted by imposing astable meaning, namely, marriage The act ofmarriage is not a physical event in the sensethat the atoms and molecules of someone’s bodyundergo a change, but the wedding does estab-lish certain lasting meanings (such as who hasthe right to have sexual relations with whom),and these provide a stable framework for defin-ing how two people are connected to each other.Thus, the marital link promotes a more stablerelationship even in the context of changingemotions and sexual desires
hu-Another important aspect of meaning is that
it has multiple levels, and indeed most eventscan be described at multiple levels Drawing onworks pertaining to the philosophy of action,
Trang 33Vallacher and Wegner (1985, 1987) explicated
how people’s behaviors and experiences are
al-tered by shifting among different levels of
meaning Low levels involve concrete,
immedi-ate, and specific meanings, whereas high levels
invoke long time spans and broad concepts For
example, the activity of walking to school can
be described in low-level terms as a sequence of
leg movements and other physical events It can
be described at medium levels of meaning such
as going to school At high levels of meaning,
it can be described as part of the process of
get-ting an education and advancing one’s life Each
of these meanings is equally correct
As shown in the research studies by
Val-lacher and Wegner (1985, 1987), the different
levels have different consequences and
impli-cations People who are aware of their activities
at low levels of meaning are quite amenable to
influence and change In contrast, people who
are aware of their activities at high levels of
meaning are able to guide them by intelligent
reference to values and principles Low levels of
meaning focus on specifics and details, whereas
high levels of meaning make connections across
time and to broad goals When people encounter
difficulties or problems, they “shift down”
be-cause these lower levels of meaning seem to
fa-cilitate solving problems and making changes
When things are going well, they shift to
higher levels The very shift upward to a higher
level of meaning is typically experienced as a
very positive event that brings satisfaction and
pleasure This last point—the increase in
satis-faction that comes from moving to high levels
of meaning—is especially relevant to positive
psychology Increases in level of meaning do
more than help one escape from suffering: They
also enhance positive satisfaction and the sense
of fulfillment
Four Needs for Meaning
After reviewing evidence from several scholarly
fields, Baumeister (1991) concluded that the
quest for a meaningful life can be understood
in terms of four main needs for meaning These
constitute four patterns of motivation that
guide how people try to make sense of their
lives People who have satisfied all four of these
needs are likely to report finding their lives as
being very meaningful In contrast, people who
cannot satisfy one or more of these needs are
likely to report insufficient meaningfulness in
their lives
The first need is for purpose The essence ofthis need is that present events draw meaningfrom their connection with future events Thefuture events lend direction to the present sothat the present is seen as leading toward thoseeventual purposes Purposes can be sorted intotwo main types One is simply goals: an objec-tive outcome or state that is desired but not yetreal, and so the person’s present activities takemeaning as a way of translating the current sit-uation into the desired (future) one The otherform is fulfillments, which are subjective ratherthan objective Life can be oriented toward someanticipated state of future fulfillment, such asliving happily ever after, being in love, or going
to heaven
The second need is for values, which can lend
a sense of goodness or positivity to life and canjustify certain courses of action Values enablepeople to decide whether certain acts are right
or wrong, and, if people shape their actions bythese values, they can remain secure in the be-lief that they have done the right things,thereby minimizing guilt, anxiety, regret, andother forms of moral distress Frankl’s (1959/1976) influential discussion of life’s meaningemphasized value as the main form of meaningthat people needed Values are hierarchical, andeach question about whether something is good
or bad is typically answered by appealing to abroader level of abstraction and a principleabout what is good Ultimately, of course, theremust be some things that are good in and ofthemselves, without needing further justifica-
tion These can be called value bases
(Baumeis-ter, 1991) For example, many religious peoplebelieve that God’s will is a value base, insofar
as they regard it as supremely right and goodand do not hold that God serves some yethigher purpose
The third need is for a sense of efficacy Thisamounts to a belief that one can make a differ-ence A life that had purposes and values but noefficacy would be tragic: The person mightknow what was desirable but could not do any-thing with that knowledge It is relatively clearthat people seek control over their environ-ments (and over themselves; see Baumeister,1998), and a deep lack of control can provoke aserious personal crisis that can have a negativeimpact on physical and mental health
The fourth and last need is for a basis for worth Most people seek reasons for believingthat they are good, worthy persons Self-worthcan be pursued individually, such as by findingways of regarding oneself as superior to others
Trang 34self-(see Wood, 1989) It also can be pursued
collec-tively, such as when people draw meaningful
self-esteem from belonging to some group or
category of people that they regard as worthy
(Turner, 1975)
It is popularly believed that people can find a
single source that will satisfy all their needs for
meaning Indeed, the colloquial question about
life’s meaning is usually phrased as if the
an-swer were singular: What is the meaning of
life? Empirically, however, people’s lives
usu-ally draw meaning from multiple sources,
in-cluding family and love, work, religion, and
various personal projects (Emmons, 1997)
Having multiple sources of meaning in life
protects the individual against meaninglessness
Even if family life turns bad and leads to divorce
and the dissolution of the family, for instance,
the person may still have work and religion to
furnish meaning Another benefit of having
multiple sources of meaning is that there is less
pressure for each of the sources to satisfy all
four sources of meaning For example, modern
work may offer many goals and a powerful
sense of efficacy but not much in the way of
value A person therefore may find that the
ca-reer is quite satisfying in some respects but fails
to yield a firm sense of what is right and wrong
Family life, however, may provide that very
sense of value (e.g., doing what is best for the
children is typically regarded as an important
good) that is not found in workplace activities
The Value Gap and the Self
The four needs for meaning can be used to
as-sess not only the meaning of individual lives
but even the meaningfulness throughout a
so-ciety Applying these four needs throughout a
society necessarily glosses over many important
variations among individuals Nevertheless,
Baumeister (1991) was able to draw some
gen-eral conclusions about how people succeed and
fail at finding meaning in modern life
Modern Western society seems reasonably
adept at satisfying three of the four needs for
meaning Of course, this is not to suggest that
all individuals are able to satisfy these needs In
general, however, the culture does offer
ade-quate and varied means of satisfying needs for
meaning
First, there are abundant purposes, especially
in the form of goals Throughout most of
hu-man history, most people have been farmers
and homemakers, which entailed doing work
that remained essentially the same year afteryear In the 20th century, however, the nature
of work changed so that more and more peoplehad careers, in the sense that their work livesprogressed through a series of different jobswith different responsibilities, tasks, and re-wards (see Bellah, Madsen, Sullivan, Swidler, &Tipton, 1985; Rodgers, 1978) The shift in thenature of work into being careers means thatpeople find a seemingly endless hierarchy or se-quence of goals that can structure their work.Fulfillments, the other form of purpose, alsoare offered in modern society, but there aresome recurring problems in the nature of ful-fillment that always have plagued secular ideals
of fulfillment For example, the idea of ment is that it will mark a permanent improve-ment in life—“living happily ever after”—whereas in reality most fulfillment states arerelatively short-lived Still, the pursuit of ful-fillment does form a central aspect of the mean-ing of many lives, and it can continually providemeaning across the life span
fulfill-In regard to the need for a sense of efficacy,there are several available routes in society to-day People can exert control in many ways and
on many levels Work, family, hobbies, teer work, and other pursuits typically offerabundant means of satisfying the quest for ef-ficacy
volun-Modern society also furnishes an appealingassortment of ways to establish self-worth Bothgroup and individual criteria for self-worth areavailable, and the diversity of pursuits andspheres means that nearly everyone probablycan find some way to be better than other peo-ple In contrast to the abundant options for sat-isfying the three needs for purpose, efficacy,and self-worth, modern society does not seem
to succeed as well at offering people a reliableand convincing set of values Moral discoursehas lost its bearings and foundations (Bellah etal., 1985), and Baumeister’s (1991) appraisalemphasized the “value gap” as the most wide-spread difficulty that people today have in find-ing meaning in life
One reason for this difficulty is the loss ofconsensus about values The very diversity andmultiplicity of endeavors in modern societyseems to frustrate the quest for solid values,even while it may facilitate the effort to satisfyother needs for meaning In order to toleratediversity, it is sometimes necessary to acceptthat other people’s values can be different thanone’s own, and this seems to make one’s ownvalues seem arbitrary or replaceable, which un-
Trang 35dermines the assumptions on which values are
based (see Berger, 1967, on plausibility
struc-tures)
Another reason for the value gap is that the
transition to a modern society replaces
tradi-tional values with bureaucratic ratradi-tionality The
strong values that guided our ancestors, such as
tradition and religion, have been weakened
dur-ing the modernization of society, and no firm
values have replaced them The transition to
modern society is perhaps inherently
destruc-tive of certain value bases, and once a value base
is lost, it is difficult to revive or replace
(Ha-bermas, 1973)
The relative lack of firm, consensually
rec-ognized values—the value gap—is thus the
most common and socially pervasive problem in
the modern quest for a meaningful life The
other needs for meaning can be problematic for
many individuals, but at least society does offer
ample means of satisfying them Values in
par-ticular are the area in which society is least
helpful Indeed, the positive psychology
move-ment may be able to make a substantial
contri-bution to modern well-being and
meaningful-ness if it can help people with the process of
finding ways to see their lives as having value
The rising emphasis on self and identity in
the modern world can be viewed as a response
to the value gap Modern culture has elevated
the self to the status of serving as a basic value
People feel a moral obligation and an
entitle-ment to seek self-knowledge, to cultivate their
talents and fulfill their potentialities, and to do
what is best for their personal growth and
hap-piness This is a remarkable change from the
traditional moral system, which usually arrayed
moral injunctions against anything that was
self-serving Indeed, the restraint of selfish
pur-suits is arguably the essential core of previous
morality and the reason that morals emerged in
the first place Shifting the cultivation of self
from the enemy of moral values to one of the
staunchest bases of moral values is a
fundamen-tal and far-reaching realignment
Happiness and Suffering
A happy life and a meaningful life are not the
same thing For example, a terrorist or
revolu-tionary fighter may have an extremely
mean-ingful life, but it is not likely to be a very happy
one Baumeister (1991) reviewed extensive
ev-idence showing that having children reduces the
happiness and life satisfaction of parents, butthat this loss of happiness may be compensated
by an increase in meaningfulness (i.e., hood can help satisfy all four needs for mean-ing)
parent-It would be excessive to conclude from suchexamples, however, that happiness and mean-ingfulness are opposites or even that they arenegatively correlated In the majority of cases,more meaningful lives will be happier ones, andthe existential despair that accompanies a pro-found sense of meaninglessness is likely to beincompatible with lasting happiness
Probably the best way to reconcile these flicting signs with the weight of human expe-rience is to propose that meaning is necessarybut not sufficient for happiness People whocannot find meaning in life (i.e., who cannotsatisfy the needs for meaning), and whose livestherefore are experienced as severely lacking inmeaning, are probably unable to achieve hap-piness But meaningfulness is probably notenough to ensure happiness Meaning is a pre-requisite for happiness, but there also are othernecessary ingredients
con-Turning to the topic of suffering, it appears
to stimulate the needs for meaning (see meister, 1991) When people suffer some mis-fortune, they often cope with it by finding someform of meaning Giving meaning to the neg-ative life event may constitute a form of control,even if it has no practical value (e.g., Rothbaum,Weisz, & Snyder, 1982) For example, peoplewho suffer from chronic pain report feeling bet-ter if they are able to put a label on the pain so
Bau-as to define and explain it, even if that diagnosisentails that nothing can be done about it (Hil-bert, 1984) Simply having a label is comfortingand eases stress; in turn, this allows the person
to move on (see Snyder & Pulvers, 2001)
In her influential paper on how people copewith misfortune, Taylor (1983) demonstratedthe power of suffering to stimulate the needsfor meaning In her account, people cope withsuffering and misfortune by means of threegeneral strategies: finding purpose in it, rebuild-ing a sense of mastery or control, and bolsteringtheir self-worth These correspond to three ofthe four needs for meaning (i.e., purpose, effi-cacy, and self-worth) The fourth, for value,probably deserves to be included as well, be-cause when people believe that their sufferingserves some positive value, they can bear itmore easily Indeed, part of the long-standingappeal of Christian religion is that it confers
Trang 36value on suffering for its own sake, insofar as
the sufferer is imitating Christ The symbolic
link between one’s own misfortune and the
suf-fering of the divine figure (“we all have our
crosses to bear,” in the revealing cliche)
trans-forms one’s suffering by conferring value and
thereby facilitating coping
Making Meaning
The term meaning-making refers to an active
process through which people revise or
re-appraise an event or series or events (e.g.,
Tay-lor, 1983) This reappraisal often involves
find-ing some positive aspect (such as the proverbial
silver lining) in a negative event The
transfor-mation process from adversity to prosperity has
been referred to as the benefit-finding aspect of
meaning-making (Davis, Nolen-Hoeksema, &
Larson, 1998) A second aspect of
meaning-making involves looking for attributions (e.g.,
that God intended for the event to occur) in an
effort to understand the event This aspect has
been referred to as the sense-making function
of meaning-making (Davis et al., 1998)
Meaning-making also has been defined as the
search for significance (Park & Folkman, 1997)
Park and Folkman (1997) distinguished between
the global and situational levels of
meaning-making Global meaning-making refers to the
establishment of a basic orientation, long-term
belief system, or set of valued goals
Situation-specific meaning-making refers to finding
meaning in a particular context or situation that
is congruent with one’s global meaning
struc-ture
It is tempting to imagine that all aspects of
human life evolved because they serve a
pur-pose and are part of a grand evolutionary plan
Evolutionary psychologists (Buss, Haselton,
Shackelford, Bleske, & Wakefield, 1998) and
neuroscientists, however, maintain that not all
human psychological and behavioral outcomes
are purposeful from an evolutionary
perspec-tive Nevertheless, the ability to create higher
order meaning from seemingly unrelated
stim-uli or events does seem to have been hardwired
into human brains Gazzaniga (e.g., 1993, 1997)
has proposed that part of the human brain is
designed specifically to interpret incoming
in-formation This so-called left brain interpreter
was first discovered in patients who had
split-brain surgery in which the bundle of fibers
con-necting the brain’s two hemispheres was
sev-ered; thus, each hemisphere no longer couldrelate information to the opposite hemisphere.Gazzaniga noticed that these patients’ verbal ac-counts of an event were supplemented with con-textual information that aided in making sense
of an event that only half of the brain knewabout In a famous example, Patient P.S wasshown different pictures to each half of herbrain and then asked to respond in variousways After her left hemisphere was flashed apicture of a chicken claw and her right hemi-sphere was flashed a picture of a snow scene,P.S was asked to choose from an array of pic-tures in front of her which object was related towhat she saw After (correctly) choosing thepicture of the chicken with her right hand andthe picture of the snow shovel with her lefthand, she was asked why she selected thoseitems She responded by saying, “The chickenclaw goes with the chicken, and you need ashovel to clean out the chicken shed” (Gazza-niga, 1993, p 253) The left hemisphere had ob-served the left hand’s selection and had inter-preted it with the contextual knowledge it had,which did not include the knowledge that theright hemisphere had seen a snow scene In sub-sequent investigations, there has been supportfor the theory that the left brain is hardwired
to produce a narrative reflection of the brain’sinputs
The seemingly universal development ofmeaningful interpretation also suggests that hu-man beings are hardwired to seek meaning Ka-gan (1981) observed how voraciously childrenseem to learn language, including the toddlerhabits of naming everything and narratingone’s own actions He concluded that humanbeings are innately predisposed to acquire anduse meaningful thought After all, children donot need to be forced or pressured to learn lan-guage—on the contrary, they generally pick it
up rapidly and eagerly, regardless of whetherparents encourage, discourage, or ignore theprocess (see also Snyder, 1994)
Research Methods for Studying Meaning-Making
Meaning-making has been explored throughseveral methodologies In general, these meth-ods share the basic assumption that meaning-making is idiosyncratic Often researchers studymeaning-making with interview methods (e.g.,Davis et al., 1998) The interviews are conducted
Trang 37by trained professionals and may take place in
the context of a therapeutic session (e.g., Clarke,
1996) Interviews are advantageous because
they allow research participation by people who
are not able to convey information in written
form (e.g., after a physically limiting accident)
Additionally, interviews are open-ended and can
touch on a variety of topics, thereby allowing
for more depth and breadth of information
Researchers who study meaning-making
through writing have used a number of
ap-proaches Some researchers ask participants to
write a story or narrative on a specific topic,
whereas others ask participants to write their
life stories with no direction to content (e.g.,
Heatherton & Nichols, 1994; McAdams,
Dia-mond, de St Aubin, & Mansfield, 1997;
Pen-nebaker, 1993) The narrative method typically
involves asking people to write an account of an
event or period in their lives, such as a
trau-matic experience (Pennebaker, 1993) or
success-ful or failed attempts at life change (Heatherton
& Nichols, 1994) Life stories (e.g., McAdams,
1985) are in-depth descriptions of a person’s
whole life In research conducted by McAdams
and colleagues (e.g., McAdams, 1993; McAdams
et al., 1997), people are asked to look at their
life as a book with a title, chapters (significant
periods in life), and plot summaries The
advan-tage of written meaning-making
communica-tions is that they usually are constructed in a
linear fashion, allowing for a more cohesive
body of knowledge
Beyond the precaution that these methods
may restrict the demographics of participants, it
does appear that simply putting thoughts and
emotions into language facilitates one’s ability
to construct meaning (see Esterling, L’Abate,
Murray, & Pennebaker, 1999; see Niederhoffer
and Pennebaker, this volume)
Benefits of Making-Meaning
There is abundant evidence that engaging in
meaning-making has positive effects Benefits to
the self can occur because meaning-making
al-lows a person to establish his or her identity
and affirm self-worth (Baumeister & Wilson,
1996; McAdams, 1996) In addition, there are
physical and psychological health benefits to
finding meaning in life A consistent theme
throughout meaning-making research is that
the people who achieve the greatest benefits are
those who transform their perceptions of
cir-cumstances from being unfortunate to nate For example, transforming a bad event orundesirable set of circumstances into a positiveoutcome is the central theme of generative peo-ple—those who are concerned for and commit-ted to the well-being of future generations(McAdams et al., 1997)
fortu-McAdams (1996) noted that a life story can
be used to create, transform, solidify, or light important aspects of life Indeed, he pro-posed that personal identity can be establishedthrough the task of asking people to write a lifestory with one central theme This task provides
high-an opportunity to reflect on one’s purpose inlife, which, in turn, may guide future lifechoices Because accomplishments and goalsachieved can be featured as central events, cre-ating a life story can also boost one’s self-worth.Thus, creating a life story provides an oppor-tunity to bask in one’s accomplishments andalso to create a personal ideology
Researchers examining the mental and ical health effects of meaning-making consis-tently report that meaning-making is associatedwith positive health outcomes Pennebaker’s re-search on traumatic events indicates that evenshort writing sessions over 3 days can havewide-ranging effects This research has shownthat writing about emotional upheavals is re-lated to heightened immune system functioning(Pennebaker, Kiecolt-Glaser, & Glaser, 1988),fewer physical illnesses and physician visits(Pennebaker & Beall, 1986), and improved liverenzyme functioning (Francis & Pennebaker,1992) There is also evidence that this type ofwriting is related to improved academic perfor-mance (Pennebaker, Colder, & Sharp, 1990) andresumed employment after being unemployed(Spera, Buhrfeind, & Pennebaker, 1994).Indeed, the very meaning of Pennebaker’sfindings has shifted toward a greater emphasis
phys-on making meaning His early explanatiphys-ons forthe benefits of writing about traumatic eventswere based on the hunch that people wanted tocommunicate about their problems but activelyinhibited these impulses, and the inhibition it-self was considered to be a source of harm tothe body Subsequently, however, he has begun
to emphasize that writing or speaking about thetrauma was beneficial because it helped peoplemake sense of what they had suffered (Esterling
et al., 1999)
A powerful example of the effect of making on physical health is illustrated in re-search on HIV-positive men who recently had
Trang 38meaning-experienced the loss of a close friend or lover to
AIDS (Bower, Kemeny, Taylor, & Fahey, 1998)
Interviews and physical health indices show that
between 2 and 3 years after the death, the
be-reaved people who engaged meaning-making
about their loss showed a less rapid decline in
CD4 T lymphocyte cells, a key immunological
marker of HIV progression
Mental health also is positively affected by
meaning-making People coping with the loss of
a family member show better adjustment if
they engage in meaning-making (Davis et al.,
1998) Specifically, Davis et al found that two
aspects of meaning-making—making sense of
the loss and finding something positive in the
experience—differentially predicted
psycholog-ical adjustment Up to 12 months after the loss,
making sense of the event predicted decreased
distress (i.e., psychological adjustment),
whereas at 13 to 18 months after the loss,
find-ing somethfind-ing positive predicted decreased
psy-chological distress (see Nolen-Hoeksema and
Davis, this volume)
Meaning-making has been studied in the
con-texts of psychotherapy and career burnout
Clarke (1996) and others reported that
meaning-making in the process of
psychother-apy was associated with more successful
out-comes In fact, some therapists explicitly use a
story or narrative metaphor to represent what
occurs in the therapy hour (see Neimeyer &
Stewart, 2000) This method has advantages for
both the therapist and the client, in that the
story metaphor provides a script to follow
Research on attitudes toward one’s career has
shown that attempts to find meanings in life are
related to career burnout (Pines, 1993) Pines
argued that, in American culture, career often
takes the place of religion in people’s lives,
which then compels people to find significance
in their work Because work does not easily lend
itself to existential significance, however,
rely-ing on career for meanrely-ing in life is associated
with career burnout
Meaning-making—or the lack thereof—has
been linked to a variety of cognitive and
emo-tional states For instance, an impoverishment
of meaning is associated with feeling emotional
dejection (e.g., sadness) but not agitation (van
Selm & Dittman-Kohli, 1998) Interestingly,
writing about a traumatic event, which is a form
of meaning-making that is strongly associated
with positive outcomes, leads to a surge in
neg-ative affect and a decrease in positive affect
im-mediately after writing about the event (see
Es-terling et al., 1999) After a period of severalweeks, however, people have experienced sig-nificantly less negative affect and more positiveaffect as a result of writing about the event
In addition to emotional changes, cognitionsand perceptions change as a result of meaning-making People attempting to find meaning of-ten undergo a period of rumination Rumina-tion has been conceptualized as a way to revisethe script of an event so as to acquire a newunderstanding of the experience (Silver, Boon,
& Stones, 1983; Tedeschi, 1999) In support ofthis theorization, King and Pennebaker (1996)found that, for a person facing a loss, rumina-tion may aid in resolving the loss (King & Pen-nebaker, 1996) Indeed, some theorists maintainthat cognitive changes are central to meaning-making (Esterling et al., 1999)
How Meaning Is Made
We now review the possible mechanismsthrough which meaning-making produces itseffects Researchers have found that writing(and to some extent talking) about an eventforces structure onto thoughts and feelings thatpreviously had not been clearly organized (Es-terling et al., 1999; King & Pennebaker, 1996).Language provides an opportunity to developnew insights and coping strategies Contentanalyses of written traumatic accounts revealedthat a growth in insight from the start of thewriting period to its end is most predictive oflater positive outcomes Similarly, a greaternumber of causal links and revelations of un-derstanding during the writing process also pre-dict psychological and physical benefits (Pen-nebaker & Francis, 1996)
In telling a story, both the background andthe ordering of events are important Similarly,
a story about one’s life includes not only theobjective facts but also the context in which theevents occurred Thus, the person is able toplace the story in a setting appropriate to itsoutcome or purpose (e.g., Heatherton & Nich-ols, 1994) In addition, McAdams (e.g., Mc-Adams et al., 1997) has found that generativepeople tend to write their stories in a particularorder, such that the story begins with a badevent or burden, which ultimately is trans-formed into a positive outcome In this way, theprotagonist triumphs over adversity, therebycreating a main character (self) who is strong,moral, and good
Trang 39Although the empirical knowledge about the
process of making meaning is still in a very
early state of development, it seems reasonable
to speculate that the main way that
meaning-making achieves benefits involves imposing a
coherent structure on events and in particular
imposing a structure that is characterized by
movement from negative to positive
Importance for Positive Psychology
The study of making meaning began by
focus-ing on how meanfocus-ing can help people cope with
misfortune, trauma, and other bad events In
that respect, it conforms to the focus on the
negative that has been deplored by the
propo-nents of positive psychology Perhaps that
pat-tern and sequence were understandable On this
point, Baumeister, Vohs, Bratslavsky, and
Fin-kenauer (2000) have proposed that one general
principle of psychology is that bad is stronger
than good, and so it is hardly surprising that
early psychologists have focused on the bad
rather than the good (simply because they
wanted to begin work with the strongest
ef-fects)
In this chapter, however, we have contended
that meaning is powerful both for remedying
the bad and for enhancing the good True,
meaning is most urgently sought by victims
and sufferers, because the need to reduce
suf-fering takes precedence over most other human
motivations But that is only one side to the
story of meaning
Happiness, fulfillment, generativity, and
other forms of positive well-being are the
es-sential focus of positive psychology, and
mean-ing is integral to all of them Moreover, a
meaningful life is itself a highly positive
out-come As Ryff and Singer (1998) wrote,
“Pur-pose in life and personal growth are not
con-tributors to, but in fact defining features of
positive mental health” (p 216) The essential
contribution of positive psychology is to
em-phasize that the desirability of a meaningful
life goes beyond the fact that meaningfulness
reduces suffering Even in the absence of
suf-fering, trauma, pathology, or misfortune,
hu-man life will fall far short of its best potential
if it lacks meaning By understanding how
peo-ple seek and find meaning in their lives,
posi-tive psychology can enhance the human
expe-rience immensely
References Baumeister, R F (1991) Meanings of life New
York: Guilford
Baumeister, R F (1998) The self In D T Gilbert,
S T Fiske, & G Lindzey (Eds.), The handbook
of social psychology (4th ed., pp 680–740)
Bos-ton: McGraw-Hill
Baumeister, R F., Vohs, K D., Bratslavsky, E., &
Finkenauer, C (2000) Bad is stronger than
good Manuscript submitted for publication.
Baumeister, R F., & Wilson, B (1996) Life stories
and the four needs for meaning Psychological
Inquiry, 7, 322–325.
Bellah, R N., Madsen, R., Sullivan, W M.,
Swid-ler, A., & Tipton, S M (1985) Habits of the
heart: Individualism and commitment in ican life Berkeley: University of California
Amer-Press
Berger, P L (1967) The sacred canopy: Elements
of a sociological theory of religion Garden City,
NY: Doubleday Anchor
Bower, J E., Kemeny, M E., Taylor, S E., &Fahey, J L (1998) Cognitive processing, discov-ery of meaning, CD4 decline, and AIDS-relatedmortality among bereaved HIV-seropositive
men Journal of Consulting and Clinical
Clarke, K M (1996) Change processes in a
crea-tion of meaning event Journal of Consulting
and Clinical Psychology, 64, 465–470.
Davis, C G., Nolen-Hoeksema, S., & Larson, J.(1998) Making sense of loss and benefitingfrom the experience: Two construals of mean-
ing Journal of Personality and Social
Psychol-ogy, 75, 561–574.
Emmons, R A (1997) Motives and goals In R
Hogan, & J A Johnson (Eds.), Handbook of
personality psychology (p 485–512) San Diego,
CA: Academic Press
Esterling, B A., L’Abate, L., Murray, E J., & nebaker, J W (1999) Empirical foundations forwriting in prevention and psychotherapy: Men-
Pen-tal and physical health outcomes Clinical
Psy-chology Review, 19, 79–96.
Francis, M E., & Pennebaker, J W (1992) Puttingstress into words: The impact of writing onphysiological, absentee, and self-reported emo-
tional well-being measures American Journal
of Health Promotion, 6, 280–287.
Frankl, V E (1976) Man’s search for meaning.
New York: Pocket (Original work published1959)
Trang 40Gazzaniga, M S (1993) Brain mechanisms and
conscious experience In Experimental and
the-oretical studies of consciousness: Ciba
Founda-tion Symposium (pp 247–262) Chichester,
En-gland: Wiley
Gazzaniga, M S (1997) Why can’t I control my
brain? In M Ito & Y Miyashita (Eds.),
Cogni-tion, computaCogni-tion, and consciousness (pp 69–
79) Oxford, England: Oxford University Press
Habermas, J (1973) Legitimation crisis (T
Mc-Carthy, Trans.) Boston: Beacon
Heatherton, T F., & Nichols, P A (1994)
Per-sonal accounts of successful versus failed
at-tempts at life change Personality and Social
Psychology Bulletin, 20, 664–675.
Hilbert, R A (1984) The accultural dimensions of
chronic pain: Flawed reality construction and the
problem of meaning Social Problems, 31, 365–
378
Kagan, J (1981) The second year: The emergence
of self awareness Cambridge, MA: Harvard
University Press
King, L A., & Pennebaker, J W (1996) Thinking
about goals, glue, and the meaning of life In
R S Wyer (Ed.), Advances in social cognition
(Vol 9, pp 97–106) Mahwah, NJ: Erlbaum
Klinger, E (1977) Meaning and void: Inner
ex-perience and the incentives in people’s lives.
Minneapolis: University of Minnesota Press
McAdams, D P (1985) Power, intimacy, and the
life story: Personological inquiries into identity.
New York: Guilford
McAdams, D P (1993) The stories we live by:
Personal myths and the making of the self New
York: Morrow
McAdams, D P (1996) Personality, modernity,
and the storied self: A contemporary framework
for studying persons Psychological Inquiry, 7,
295–321
McAdams, D P., Diamond, A., de St Aubin, E., &
Mansfield, E (1997) Stories of commitment:
The psychosocial construction of generative
lives Journal of Personality and Social
Psy-chology, 72, 678–694.
Neimeyer, R A., & Stewart, A E (2000)
Con-structivist and narrative psychotherapies In
C R Snyder & R E Ingram (Eds.), Handbook
of psychological change (pp 337–357) New
York: Wiley
Park, C L., & Folkman, S (1997) Meaning in the
context of stress and coping Review of General
Psychology, 1, 115–144.
Pennebaker, J W (1993) Putting stress into
words: Health, linguistic, and therapeutic
impli-cations Behavioral Research and Therapy, 31,
539–548
Pennebaker, J W., & Beall, S K (1986)
Confront-ing a traumatic event: Toward an understandConfront-ing
of inhibition and disease Journal of Abnormal
Psychology, 95, 274–281.
Pennebaker, J W., Colder, M., & Sharp, L K
(1990) Accelerating the coping process Journal
of Personality and Social Psychology, 58, 528–
537
Pennebaker, J W., & Francis, M E (1996).Cognitive, emotional, and language processes in
disclosure Cognition and Emotion, 10, 601–626.
Pennebaker, J W., Kiecolt-Glaser, J., & Glaser, R.(1988) Disclosure of traumas and immune func-tion: Health implications for psychotherapy
Journal of Consulting and Clinical Psychology,
DC: Taylor and Francis
Rodgers, D T (1978) The work ethic in industrial
America 1850–1920 Chicago: University of
Chicago Press
Rothbaum, F., Weisz, J R., & Snyder, S S (1982).Changing the world and changing the self: A
two-process model of perceived control Journal
of Personality and Social Psychology, 42, 5–37.
Ryff, C D., & Singer, B (1998) The role of pose in life and personal growth in positive hu-
pur-man health In P Wong & P Fry (Eds.), The
human quest for meaning (pp 213–236)
Snyder, C R (1994) The psychology of hope: You
can get there from here New York: Free Press.
Snyder, C R., & Pulvers, K M (2001) Dr Seuss,the coping machine, and “Oh, the places you
will go.” In C R Snyder (Ed.), Coping and
cop-ers: Adaptive processes and people (pp 3–29).
New York: Oxford University Press
Spera, S., Buhrfeind, E., & Pennebaker, J W
(1994) Expressive writing and job loss
Acad-emy of Management Journal, 37, 722–733.
Taylor, S E (1983) Adjustment to threatening
events: A theory of cognitive adaptation