1783 Treaty of Paris signed, ending Revolutionary War 1775–83 American Revolution 1793 Neutrality Proclamation issued 1794 Sent out militia to quell the Whiskey Rebellion 1795 Jay Treaty
Trang 1Warren himself believed that his most important contribution to the law came in the area of legislative reapportionment Most state legislatures had not apportioned their seats since the early 1900s The allocation of seats was based on geographic areas and favored rural districts with small populations over growing urban and suburban areas Political change was almost impossible because rural-dominated legislatures prevented reapportionment Until the 1960s the Supreme Court had refused to intervene, concluding that cases challenging
APPORTIONMENTwerePOLITICAL QUESTIONSbeyond the Court’s jurisdiction
InBAKER V.CARR, 369 U.S 186, 82 S Ct 691,
7 L Ed 2d 663 (1962), the Court held that it did have jurisdiction, and two years later, in
REYNOLDS V SIMS, 377 U.S 533, 84 S Ct 1362,
12 L Ed 2d 506 (1964), Warren wrote the opinion that has come to be known as theONE PERSON,ONE VOTEdecision Reynolds and a series
of cases that followed forced state legislatures to
be apportioned equally on the basis of popula-tion rather than geographic areas Warren noted that“citizens, not history or economic interests cast votes,” and that “legislators represent people, not acres or trees.” Reapportionment based on population resulted in a shift of political power away from sparsely populated rural areas to metropolitan areas
Warren also reshaped U.S CRIMINAL PROCE-DURE, in the process drawing protest from law enforcement officials and those citizens who believed the Court was tipping the balance in favor of criminals Many cases of this era limited police SEARCHES AND SEIZURES and the use of confessions and extended the RIGHT TO COUNSELto poor persons accused of felonies
InGIDEON V.WAINWRIGHT, 372 U.S 335, 83 S
Ct 792, 9 L Ed 2d 799 (1963), the Court held that the SIXTH AMENDMENTright to legal counsel encompassed state as well as federal criminal proceedings Therefore, the state was required
to appoint an attorney to represent an indigent person charged with a crime In MIRANDA V
ARIZONA, 384 U.S 436, 86 S Ct 1602, 16 L Ed
2d 694 (1966), the Court required what has come to be known as the Miranda warning: the police must inform arrested persons that they need not answer questions and that they may have an attorney present during questioning
Warren sought to ensure that suspects who are not sophisticated in law or who are not able to
afford ready counsel are not disadvantaged Nevertheless, rising crime convinced many citizens that the Court gave away too much of the government’s authority in Miranda The Warren Court also recognized the constitutional right of privacy in GRISWOLD V
CONNECTICUT, 381 U.S 479, 85 S Ct 1678, 14 L
Ed 2d 510 (1965) Griswold struck down a Connecticut statute that prohibited the dissem-ination of BIRTH CONTROL information In declaring the right of privacy, the Court laid the groundwork for the post–Warren Court decision inROE V.WADE, 410 U.S 113, 93 S Ct
705, 35 L Ed 2d 147 (1973), which gave women the right to have anABORTION
In 1963 President LYNDON B JOHNSON per-suaded Warren to head a commission investi-gating the ASSASSINATION of President JOHN F
KENNEDY Warren reluctantly agreed to the request but was uncomfortable participating in this extrajudicial activity The 1964 WARREN COMMISSION report has remained controversial Critics have attacked its conclusions that Lee Harvey Oswald was the lone assassin and that there was noCONSPIRACYto kill the president Warren and the Court weathered a firestorm
of criticism for the 1962 decision in Engel v Vitale, which outlawed mandatory school prayer However, Warren and his fellow justices believed strongly in the Bill of Rights, as the Court proved repeatedly in numerous decisions that applied the national standard outlined by those rights to individual states In 1965 in Griswold v Connecticut, the Court set forth a constitutionally protected right to privacy
Warren informed President Johnson in June
1968 of his intent to retire but left the date
of his resignation open When Republicans blocked Johnson’s nomination of Justice ABE FORTAS in the fall of 1968, Warren agreed to serve until the next president took office in
1969, leaving the bench in July 1969 President
RICHARD M.NIXONappointedWARREN E.BURGERas Warren’s successor
Many commentators have praised Warren’s tenure as chief justice, but critics have charged that his judicial activism was outside the proper role of the Court and that many of the decisions were based on his personal values rather than the Constitution or other legal sources Both Chief Justice Burger and his successor, Chief Justice WILLIAM H REHNQUIST, have eschewed
IN CIVILIZED LIFE,LAW
FLOATS IN A SEA OF
ETHICS EACH IS
INDISPENSABLE TO
CIVILIZATION
WITHOUT LAW,WE
SHOULD BE AT THE
MERCY OF THE LEAST
SCRUPULOUS;
WITHOUT ETHICS,
LAW COULD
NOT EXIST
—E ARL W ARREN
318 WARREN, EARL
Trang 2Warren’s approach, applying more conservative
principles Warren died on July 9, 1974, in
Washington, D.C
FURTHER READINGS
Cray, Ed 1997 Chief Justice: A Biography of Earl Warren.
New York: Simon & Schuster.
Schwartz, Bernard, ed 1996 The Warren Court: A
Retrospective New York: Oxford Univ Press.
CROSS REFERENCES
Japanese American Evacuation Cases; Judicial Review;
School Desegregation; Warren Court.
WASH SALE
The buying and selling of the same or a similar
asset within a short period of time
A fictitious type of arrangement whereby aBROKER,
upon receiving an order from one individual to
purchase and an order from another individual to
sell a certain amount of a particular stock or
commodity, transfers it from one principal to the
other and retains the difference in value
For the purposes ofINCOME TAX, losses on a
WASH SALE of stock may not be recognized as
capital losses if stock of equal value is obtained
within 30 days prior or subsequent to the date
of sale The rule is meant to discourage sales at a
loss only in order to take a tax advantage The
loss from the earlier sale is not recognized but
is instead added to the basis of the newly
purchased security
Various stock exchanges disallow this
prac-tice because the orders to buy and sell should be
executed separately to the advantage of each of
the broker’s clients
vWASHINGTON, BOOKER
TALIAFERRO
Booker Taliaferro Washington was born into
SLAVERY, but grew up to become one of
the nation’s most prominent leaders and
educators While various groups both supported
and opposed his views, no one denied that
Washington’s accomplishments were notable
He remained, until his death, an influential
proponent of race relations and African
American self-sufficiency
Booker Taliaferro was born on April 5,
1856, in Franklin County, Virginia His mother
was a slave; his father a white man whose
identity remains unknown When Booker was
a child, his mother married a slave named
Washington Ferguson Booker took his
step-father’s first name and became known as
Booker T Washington After the U.S.CIVIL WAR
ended, Washington and his family moved to Malden, West Virginia At age nine, Washing-ton began work in the local salt mines He then labored as a coal miner before going to work as
a houseboy for the wife of Lewis Ruffner, the mine owner, while attending a poorly equipped school that could only give him the bare rudiments of an education
Possessed of a quick and lively intelligence, Washington was fascinated by the books he saw
at the Ruffners’ house and, with Mrs Ruffner’s encouragement, became determined to get a higher education When Washington was 16, he made a long trek on foot to attend the Hampton Agricultural Institute in Virginia The institute had been founded in 1868 by Samuel Arm-strong, a former Union Army general who had led African American troops during the Civil War Armstrong believed strongly that freed slaves must be educated but also must learn to provide for themselves by receiving training in manual skills An ardent proponent of the virtues of good hygiene and strong morals as well as self-discipline, Armstrong became a mentor to Washington
Washington graduated from Hampton In-stitute in 1875 and returned to Malden where
Booker T.
Washington.
LIBRARY OF CONGRESS
IHAVE LEARNED THAT SUCCESS IS TO BE MEASURED NOT SO MUCH BY THE POSITION THAT ONE HAS REACHED IN LIFE AS BY THE OBSTACLES WHICH
HE HAS OVERCOME WHILE TRYING
TO SUCCEED
—B OOKER
T W ASHINGTON
Trang 3he worked as a teacher Washington later taught
at Hampton When a new school, the Tuskegee Negro Normal Institute, was opened in Alabama on July 4, 1881, Washington, on Armstrong’s recommendation, was placed in charge of it Following the Hampton Institute model, Tuskegee Institute had an academic regimen but placed an emphasis on learning such practical trades as farming, carpentry, brickmaking, shoemaking, and printing
Washington traveled the country to raise funds for his school, speaking to both whites and African Americans His speeches eventually began to earn him a national reputation In
1895 Washington spoke at the opening of the Cotton States Exposition in Atlanta, Georgia In that speech Washington emphasized the need for African Americans to become economically self-sufficient before pressing for political rights
Washington’s speech, called the “Atlanta Com-promise,” was well-received by numerous politicians and white citizens in the South who were proponents of JIM CROW LAWS, legislation which mandated SEGREGATION and political disenfranchisement
Washington’s conservative views were de-nounced by W E B DuBois and other African American, as well as white, leaders who felt that
CIVIL RIGHTScould not be compromised and that Washington’s emphasis on a vocational educa-tion was an affront to those who wished to become professionals Opposition to Washing-ton’s views helped to create the Niagara Movement, which was started in 1905 and served as the forerunner of the National Association for the Advancement of Colored People (NAACP), established in 1909
Undaunted by criticism from both liberals and conservatives, Washington continued to write, lecture, and disseminate his personal philosophy of non-agitation In addition, his influence expanded He served as advisor to Presidents THEODORE ROOSEVELT and WILLIAM HOWARD TAFT, on the subject of political appointments of African Americans and issues concerning race relations He also was instru-mental in securing funds for African-American institutions from such millionaire industrial leaders as Andrew Carnegie and John D Rockefeller
When Washington died on November 14,
1915, Tuskegee Institute had more than 1,500 students enrolled, and approximately two hundred faculty members Its endowment was larger than that of any other African American institution Washington was able to add a considerable amount to Tuskegee funds through the sale of his popular and ground-breaking autobiography, Up from Slavery, which was published in 1901
Beginning in 1903 with the publication of
Du Bois’s The Souls of Black Folk, and continu-ing for the rest of his life, Washcontinu-ington was criticized for his failure to be more publicly aggressive in fighting the deterioration of race relations in the United States, for his avoidance
of direct public support for civil rights legisla-tion, and for his single-minded emphasis on industrial education as opposed to academic training for a “talented tenth” of the race Washington, however, was adept at outmaneu-vering his critics, even resorting to the use of spies to infiltrate organizations critical of his leadership, such as the Niagara Movement, led
Booker Taliaferro Washington 1856–1915
1856 Born, Franklin
County, Va
1857 Dred Scott v.
Sandford decision
denied citizenship
to African Americans
1865 Thirteenth Amendment ratified, abolished slavery
1870 Fifteenth Amendment ratified, established right of all male citizens to vote
1872–75 Attended Hampton Agricultural Institute
1868 Fourteenth Amendment ratified, gave citizenship rights to former slaves
1875 Graduated from Hampton
1881 Became head of Tuskegee Negro Normal Institute in Alabama
1895 Gave “Atlanta Compromise”
speech at Cotton States Exposition
in Atlanta
1896 Plessy v Ferguson
decision upheld “separate but equal” racial segregation
1901 Up from
Slavery published
1915 Died, Tuskegee, Ala.
320 WASHINGTON, BOOKER TALIAFERRO
Trang 4by Du Bois His intimate friends called
Washington “the Wizard” for his mastery of
political intrigue and his exercise of power
Booker T Washington was both praised and
reviled for practicing the“politics of
accommo-dation.” To some he was a hero who advocated
for moral development and economic
self-reliance for African Americans who had to
forge a life after being freed from the bonds of
slavery To others he was supportive of
segregation and a compatriot of whites who
attempted to suppress equal rights for African
Americans Regardless of these views,
Washing-ton was a pivotal figure in American race
relations after the Civil War
FURTHER READINGS
Harlan, Louis R 1986 Booker T Washington: The Wizard of
Tuskegee, 1901–1915 New York: Oxford Univ Press.
——— 1975 Booker T Washington: The Making of a Black
Leader, 1856–1901 New York: Oxford Univ Press.
Washington, Booker T 1901 Up from Slavery, an
Autobiography Reprint, New York: Gramercy Books,
1993.
vWASHINGTON, BUSHROD
Bushrod Washington served on the U.S
Supreme Court as an associate justice from
1798 to 1829 A strong Federalist and able jurist,
Washington was tolerant and well-liked by
other members of the bar His reputation,
though respectable, might shine more brightly
today if it was not overshadowed by that of his
contemporary and friend, Chief Justice JOHN
MARSHALL Washington concurred with
Mar-shall’s opinions so often that jokes were made
about them being one justice Although he
wrote a handful of significant opinions on
contract law, Washington is remembered
pri-marily as a stalwart supporter of the chief
justice
Born on June 5, 1762, in Westmoreland County, Virginia, Washington enjoyed the benefits of an aristocratic life He was a nephew
of GEORGE WASHINGTON, the nation’s first presi-dent, and the two were close He inherited the president’s estate at Mount Vernon
Tutored at home in his childhood, Washington later attended the College of William and Mary, graduating in 1778 He studied law privately until 1781 and then served in the Revolutionary War In 1784 he was admitted to the Virginia bar
Washington first practiced law in Alexan-dria, Virginia, where he also became involved in politics In these early years of the young lawyer’s life, he specialized in chancery cases—
typical lawsuits under the now-antiquated system ofEQUITYlaw Yet he had an eager mind and kept expanding the range of his experience
He became a keen supporter of FEDERALISM,
Bushrod Washington 1762–1829
❖
1762 Born,
Westmoreland County, Va.
1778 Graduated from William and Mary College
1790 Admitted
to Va bar
1775–83 American Revolution
1778–83 Served in Continental Army 1787 Served in Va.
House of Delegates
1798–1829 Served as associate justice of U.S.
Supreme Court
1812–14 War of 1812
1829 Died, Washington, D.C.
◆
◆
Bushrod Washington.
PHOTOGRAPH BY HARRIS & EWING COLLECTION OF THE SUPREME COURT OF THE UNITED STATES.
WASHINGTON, BUSHROD 321
Trang 5embracing its belief in strong federal govern-ment, and in 1787 won election to the Virginia House of Delegates In 1788, as the nation was preparing to ratify the Constitution, he served as
a delegate to Virginia’s ratifying convention By the late 1790s, Washington had established his own practice in Richmond, trained numerous lawyers, and written two enormous volumes of reports on cases as a recorder for the state’s court
of appeals His legal and political experience prompted PresidentJOHN ADAMSto appoint him
to the Supreme Court in 1798
On the Court, Washington almost always followed the lead of Chief Justice Marshall The two had been friends since their student days and shared political sympathies Marshall, widely viewed as the greatest leader of the Court in history, was also an ardent judicial Federalist Only three times did Washington vote differently from Marshall, and only once did he attach a concurring opinion to the chief justice’s opinion This was inDARTMOUTH COLLEGE
V.WOODWARD, 17 U.S (4 Wheat.) 518, 4 L Ed
629 (1819), a landmark case that upheld the inviolability of contracts Washington’s cautious concurrence sought to limit the implications of the decision
If the two men differed philosophically, it was only by degree Washington wished to avoid conflicts with STATES’ RIGHTS whenever possible
He dissented only twice during 31 years on the Court In fact, as a trusted supporter of the chief justice during the early tumultuous years of Marshall’s tenure, he even went so far as to discourage his colleagues from writing dissents when ordinary issues were involved
Washington also made independent contri-butions to the Court He wrote the first part of the decision in Ogden v Saunders, 25 U.S (12 Wheat.) 213, 6 L Ed 606 (1827), which stated that any law passed before the execution of a contract is a valid part of that contract He was noted for his fairness while “circuit riding”—
traveling and performing the duties of a circuit judge, a routine though difficult task for Supreme Court justices in the early nineteenth century
Washington died in Philadelphia on November
26, 1829
FURTHER READINGS Abraham, Henry J 1992 Justices and Presidents: A Political History of Appointments to the Supreme Court New York: Oxford Univ Press.
Faber, David A 1999 “Justice Bushrod Washington and the Age of Discovery in American Law ” West Virginia Law Review 102 (summer).
Hall, Kermit, ed 2005 The Oxford Companion to the Supreme Court of the United States New York: Oxford Univ Press.
vWASHINGTON, GEORGE George Washington was a U.S military leader, statesperson, and the first president of the United States from 1789 to 1797 A leader of mythic proportion in U.S history, Washing-ton’s leadership from the American Revolution (WAR OF INDEPENDENCE) to the end of his presidential administrations proved crucial to winning independence from Great Britain and establishing a national union of states based on the U.S Constitution
Washington was born on February 22, 1732,
in Westmoreland County, Virginia, the first son
of Augustine Washington and his second wife, Mary Ball Washington Born into the colonial aristocracy, Washington attended local schools and supplemented his formal education by reading widely As a young man he became a surveyor, and in 1749 he was appointed county surveyor for Culpeper County, Virginia In 1752,
at the age of 20 Washington inherited the family estate at Mount Vernon and embarked on a military career
During the French and Indian War, Washington gained his first military experience The war was fought to determine whether France or Great Britain would rule North America In 1753 Washington requested and received the assignment of delivering an ulti-matum to the French, ordering them to retreat from the Ohio Valley The French refused, and Washington led troops against them Although Washington won an initial victory in 1754, the French counterattacked in force and Washing-ton had to surrender his camp at Fort Necessity, Pennsylvania He resigned his commission, but
in May 1755 Washington became an unpaid volunteer, serving as aide-de-camp to the British general Edward Braddock Braddock was ambushed and killed later that year near Fort Duquesne, and Washington himself nar-rowly escaped In August 1755 Washington was promoted to colonel and given command of the Virginia MILITIA, which defended the western frontier of the colony During the remainder of the war, Washington successfully protected the frontier
IT IS BUT A DECENT
RESPECT DUE TO THE
WISDOM,THE
INTEGRITY,AND THE
PATRIOTISM OF THE
LEGISLATIVE BODY,
BY WHICH ANY LAW IS
PASSED,TO PRESUME
IN FAVOR OF ITS
VALIDITY,UNTIL ITS
VIOLATION OF THE
CONSTITUTION IS
PROVED BEYOND ALL
REASONABLE DOUBT
—B USHROD
W ASHINGTON
322 WASHINGTON, GEORGE
Trang 6In 1759 Washington returned to Mount
Vernon, where he married Martha Custes, a
young widow with a large estate The marriage
made Washington one of the wealthiest men in
Virginia He was elected to the Virginia House
of Burgesses in 1759, serving until 1774 During
this period, colonial anger at British taxation
and control began to steadily build Great
Britain believed that the taxes were justified to
help repay the war debt and recognize British
efforts to successfully remove France from
North America Washington, like many other
colonial leaders, joined the protest against
British interference and in 1774 endorsed the
Fairfax Resolves, which called for a stringent
boycott of British imports In 1774 and 1775 he
attended the first and second CONTINENTAL
CONGRESSESas a delegate from Virginia
In 1775, as the Revolutionary War was
imminent, the Congress appointed Washington
commander in chief of the American forces,
which were known as the Continental Army It
was hoped that Washington’s appointment
would promote unity between Virginia and
New England
Washington’s years as commander in chief
were a mix of defeats and victories In March
1776 he successfully forced the British out of
Boston, but in August the British defeated his
forces at New York City Washington then
sought safety in New Jersey and emerged
victorious again with his surprise attack on
Trenton on December 25, 1776 On January 3,
1777, Washington’s troops defeated the British
at Princeton, New Jersey The two victories were
critical to maintaining colonial morale, and
by the spring of 1777, more than 8,000 new
soldiers had joined the Continental Army
The tide turned, however, in September
1777, when Washington unsuccessfully tried to stop British forces from advancing on Philadel-phia at the battle of Brandywine Creek After the British occupied Philadelphia, Washington made a futile attack at nearby Germantown
During the winter of 1777 and 1778, Washing-ton’s troops stayed at Valley Forge, west of Philadelphia The conditions were adverse, requiring all of Washington’s leadership skills
to hold his army together During the winter his actions aroused DISSENT in Congress, and his critics sought to have General Horatio Gates replace Washington as commander in chief
Several congressmen and military officers backed Gates, but the public rallied behind Washington
George Washington.
LIBRARY OF CONGRESS
George Washington 1732–1799
◆
◆
◆
◆
◆
◆
❖
1732 Born,
Westmoreland County, Va.
1752 Inherited family estate at Mount Vernon, Va.; began military career
1754–63 French and Indian War
1759–74 Served in the Va.
House of Burgesses
1775 Attended Second Continental Congress; appointed commander in chief of the Continental Army
1774 Attended First Continental Congress
1781 British General Cornwallis surrendered
at the Battle
of Yorktown
1799 Died, Mount Vernon, Va.
1783 Treaty of Paris signed, ending Revolutionary War
1775–83 American Revolution
1793 Neutrality Proclamation issued
1794 Sent out militia to quell the Whiskey Rebellion
1795 Jay Treaty settled commerce and navigation rights with Great Britain
1789–97 Served as first president of the United States
WASHINGTON, GEORGE 323
Trang 7In June 1778 Washington attacked the British at Monmouth, New Jersey, but again was defeated He then shifted his military strategy, keeping his troops encamped around British forces in Connecticut, New York, and New Jersey In 1781 Washington defeated General Charles Cornwallis at the Battle of Yorktown in Virginia The surrender of Corn-wallis marked the end of major military actions
in the Revolutionary War The signing of the
TREATY OF PARIS in 1783 officially ended the conflict, with Great Britain recognizing the independence of the thirteen colonies and the geographic boundaries of the new nation
After the war Washington returned to Mount Vernon, but he was soon drawn back into politics The ARTICLES OF CONFEDERATION proved ineffective for governing the national affairs of the 13 states SHAYS’S REBELLION, named after its leader Daniel Shays, was an armed insurrection
in Massachusetts in 1787 and 1788 that con-vinced U.S political leaders that a strong national government was needed Washington agreed and consented to serve as president at the Constitu-tional Convention of 1787 in Philadelphia
Though he played no part in the drafting of the Constitution and did not participate in behind-the-scenes political discussions, Washington’s presence lent legitimacy to the effort to craft a new government
As the leading national figure, Washington was the logical choice to become the first president of the United States His election in
1788 helped shape the EXECUTIVE BRANCH of federal government Washington decided to surround himself with a group of national leaders as his advisors and administrators
Though the presidential cabinet is not discussed
in the Constitution, Washington’s use of it made it a traditional part of a president’s administration
The first cabinet included THOMAS JEFFERSON
asSECRETARY OF STATEandALEXANDER HAMILTONas secretary of the treasury Washington was sympathetic to Hamilton’s belief that a strong national government was needed, including the establishment of a national bank In contrast, Jefferson believed that the states should con-tinue to be dominant, with the national government confined to the enumerated powers contained in the Constitution The conflict between Hamilton and Jefferson dominated Washington’s administration
Jefferson supported the French Revolution, whereas Hamilton favored British efforts to organize a coalition to topple the new regime through warfare As events unfolded, Washington announced in the Neutrality Proclamation of
1793 that the United States favored neutrality
in the war between France and the British coalition U.S neutrality clearly favored the British When the French emissary Edmond-Charles Genet tried to recruit U.S soldiers
to serve as volunteers for the French cause, Washington had Genet recalled and repudiated the 1778 treaty with France Jefferson opposed Washington’s actions and resigned as secretary
of state, causing a rift in the REPUBLICAN PARTY
and precipitating the formation of theFEDERALIST PARTY, with Hamilton as its leader
Reelected in 1792, Washington faced do-mestic problems in 1794 with the WHISKEY REBELLION in Pennsylvania Organized as a protest against a federal liquor tax, the Penn-sylvania uprising was quelled when Washington ordered the militia to maintain peace
In 1795 Washington faced opposition to the Jay Treaty with Great Britain, which JOHN JAY
had negotiated to settle commerce and naviga-tion rights One secnaviga-tion of the treaty permitted the British to search U.S ships The treaty was adopted because of Washington’s popularity, but both the president and the treaty were severely criticized
The ELECTORAL COLLEGEunanimously elected Washington in 1789 and 1792; he is the only president to date to be unanimously elected Washington did not seek reelection in 1796 In his celebrated “Farewell Address,” he advised against “entangling alliances” with European nations He returned to Mount Vernon, where
he spent the rest of his years managing his estate
Washington died on December 14, 1799, at Mount Vernon
FURTHER READINGS Marshall, John 2000 The Life of George Washington Indianapolis: Liberty Fund.
Rozell, Mark J., William D Pederson, and Frank J Williams, eds 2000 George Washington and the Origins of the American Presidency Westport, Conn: Praeger Shogan, Colleen J 2001 “The Moralist and the Cavalier: The Political Rhetoric of Washington and Jefferson.” Northern Kentucky Law Review 28 (summer) Zall, Paul M., ed 2003 Washington on Washington Lexington: Univ Press of Kentucky.
LIBERTY,WHEN IT
BEGINS TO TAKE
ROOT,IS A PLANT OF
RAPID GROWTH
—G EORGE
W ASHINGTON
324 WASHINGTON, GEORGE
Trang 8CROSS REFERENCES
“Farewell Address” (Appendix, Primary Document); War of
Independence.
WASHINGTON V GLUCKSBERG
In Washington v Glucksberg, 521 U.S 702, 117
S Ct 2258, 138 L Ed 2d 772 (1997), the U.S
Supreme Court was asked to review the
constitutionality of a Washington state statute
prohibiting physician-assisted suicide By
up-holding the statute and denying mentally
competent, terminally ill patients a
constitu-tional right to hasten their death through lethal
doses of self-administered, doctor-prescribed
medication, the Supreme Court returned this
controversial issue to the states where it
continues to be debated among residents,
legislators, and judges In handing down its
decision, the Court was careful to point out that
it was not foreclosing reconsideration of the
issue at some later time
The case arose in January 1994 when four
Washington physicians, three gravely ill
patients, and a nonprofit organization that
counsels people considering doctor-assisted
suicide filed a lawsuit in the U.S District Court
for the Western District of Washington The
lawsuit challenged the constitutionality of
Washington Revised Code Section 9A.36.060,
which makes it a crime to knowingly assist, aid,
or cause the suicide of another person The
district court ruled the statute unconstitutional
on the ground that it violated the liberty interest
protected by theDUE PROCESS CLAUSEof theFIFTH
andFOURTEENTH AMENDMENTSto the U.S
Consti-tution (Compassion in Dying v Washington, 850
F Supp 1454)
The case was then appealed to the U.S
Court of Appeals for the Ninth Circuit, where a
panel of judges reversed the district court’s
ruling and reinstated the Washington statute In
a 2–1 decision, the court of appeals emphasized
that no right to assisted suicide has ever been
recognized by a court of final jurisdiction
anywhere in the United States (Compassion in
Dying v Washington, 49 F.3d 586 (1995)
Agreeing to rehear the case en banc (before 11
judges on the ninth circuit), the court of appeals
reversed the panel’s decision and affirmed the
district court’s ruling, which had invalidated the
Washington statute (Compassion in Dying v
Washington, 79 F.3d 790 (1996) In an 8–3
decision, the appellate court said that “the
Constitution encompasses aDUE PROCESS liberty interest in controlling the time and manner of one’s death,” including the liberty interest of certain patients to hasten their deaths by taking deadly amounts of medication prescribed by their physicians
When the case reached the Supreme Court, Chief JusticeWILLIAM H.REHNQUISTcast the issue
in a slightly different light In an opinion joined
by JusticesSANDRA DAY O’CONNOR,ANTONIN SCALIA,
ANTHONY M KENNEDY, and CLARENCE THOMAS, Rehnquist said that the case turned on whether the Due Process Clause protects the right to commit suicide with another’s assistance
According to the Court, three reasons sup-ported its decision to reject such a constitu-tional claim
First, the Court observed that suicide and assisted suicide have been disapproved by Anglo-Saxon law for more than seven hundred years From thirteenth-century England through nineteenth-century America, the Court said, the COMMON LAW has consistently autho-rized the punishment of those who have attempted to kill themselves or assisted others
in doing so Second, the Court pointed to the overwhelming majority of states that currently prohibit physician-assisted suicide Only Ore-gon expressly allows doctors to help their patients hasten their demise through lethal doses of prescribed medication, and the law that allows this practice is constantly being challenged in court Third, the Court found that the history of the Due Process Clause does not support the asserted right to assisted suicide
Although the Due Process Clause protects certain fundamental rights, the Court wrote, the asserted right to physician-assisted suicide does not rise to this level of importance Before a right may be deemed fundamental in nature, it must be deeply rooted in the nation’s LEGAL HISTORY Because the Court found the asserted right to physician-assisted suicide to be contrary
to U.S history, tradition, and practice, it concluded that it was not a fundamental right
This conclusion meant that the Court would not apply the STRICT SCRUTINY standard of
JUDICIAL REVIEW that is required when a piece
of legislation affects a highly valued liberty or freedom
Instead, the Court applied a minimal standard of judicial scrutiny Known as the rational relationship test, this standard of
WASHINGTON V GLUCKSBERG 325
Trang 9judicial scrutiny requires courts to uphold laws that are reasonably related to some legitimate government interest In this case the Court said that the state of Washington had a legitimate interest in preserving life, preventing suicide, protecting the integrity and ethics of the medical profession, and safeguarding vulnerable members of society, such as the poor, elderly, and disabled, from friends and relatives who see physician-assisted suicide as a way to end the heartache and burden that often accompany the protracted illness of a loved one
On the same day that the Court released its decision in Glucksberg, it announced its decision
in a companion case, Vacco v Quill, 521 U.S
793, 117 S Ct 2293, 138 L Ed 2d 834 (1997)
Vacco differed from Glucksberg in that the plaintiffs in Vacco (three doctors and three terminally ill patients) challenged a New York law prohibiting physician-assisted suicide on the ground that it violated theEQUAL PROTECTION CLAUSE of the Fourteenth Amendment to the U.S Constitution New York Penal Law Section 125.15 makes it a crime to intentionally help another person commit suicide However, pursuant to the Supreme Court’s decision in Cruzan v Director, Missouri Department of Health, 497 U.S 261, 110 S Ct 2841, 111 L
Ed 2d 224 (1990), New York permits compe-tent adult patients to terminate life-sustaining treatment, such as artificial hydration, nutrition, and respiration
The Equal Protection Clause requires the government to provide equal treatment to all similarly situated people The Fourteenth Amendment prohibits the government from denying legal rights to one group of persons when those same rights are afforded to another group confronted by indistinguishable circum-stances The plaintiffs argued that the withdrawal of life-sustaining treatment is tanta-mount to suicide, because by definition its withdrawal typically ends life by ceasing to sustain it The plaintiffs in Vacco contended that, in allowing some patients to hasten their death by terminating life-sustaining measures but not allowing other patients to hasten their deaths by taking lethal doses of prescribed medication, New York had denied patients equal protection of the laws
The Supreme Court disagreed A funda-mental distinction exists between letting a patient die and killing her, Chief Justice
Rehnquist wrote in the majority opinion that was again joined by Justices O’Connor, Scalia, Kennedy, and Thomas In one instance, the patient is allowed to die by natural causes when life-sustaining treatment is withdrawn The patient’s cause of death in that instance, the Court said, is the underlying illness In the other instance, the Court continued, death is inten-tionally inflicted by the joint effort of doctor and patient The cause of death in that instance, the Court emphasized, is not the underlying illness, but human action
The Court also pointed out that the Cruzan decision was based on the ancient common-law tradition of protecting patients from unwanted medical treatment Under the common law, it is considered a BATTERY (an intentional TORT that makes any unwanted touching actionable) for a physician to force a competent adult to undergo life-sustaining treatment over a clearly voiced objection Based in part on this common-law tradition, the Court in Cruzan recognized a limited constitutional right of a competent, adult patient to disconnect hydration, nutrition, and respiration equipment, even if exercising this right would necessarily result in the patient’s death However, the Court in Vacco noted that a right to physician-assisted suicide has never been approved by the common law but has been historically discouraged by both common-law and statutory schemes throughout the United States Thus, the Court concluded that physician-assisted suicide is not substantially similar to refusing medical treatment and that the legal systems of New York and other states may treat each practice differently without running afoul of the Equal Protection Clause Although the decisions in Glucksberg and Vacco were both unanimous, a number of justices wrote concurring opinions that were applicable to both cases In a concurring opinion by Justice O’Connor, which was joined
by Justice RUTH BADER GINSBURG, O’Connor stressed that the states remain free to establish
a right to physician-assisted suicide or to otherwise strike a proper balance between the interests of terminally ill patients and the interests of society State legislatures, O’Connor suggested, are a more appropriate forum for making such difficult decisions because their members are accountable to the electorate at the ballot box By contrast, the federal judiciary is often insulated from public opinion because
326 WASHINGTON V GLUCKSBERG
Trang 10their members are appointed to the bench
for life Relying on several studies undertaken
by the states to evaluate the problem of
physician-assisted suicide, O’Connor said that
the right to die must first be grappled with
at the local level before entangling federal courts
in the controversy
JusticeJOHN PAUL STEVENS’s concurring
opin-ion also underscored the need for further
national debate on the propriety of
physician-assisted suicide, but in a different vein
Although the states’ interests may have been
adequately served in Glucksberg and Vacco,
Stevens cautioned, the Court’s holding in these
two cases does not foreclose the possibility that
other circumstances might arise in which such
statutes would infringe on a constitutionally
protected area There will be times, Stevens
wrote, when a patient’s interests in hastening his
death will outweigh the state’s countervailing
interests in preserving his life Although Stevens
did not speculate about the circumstances in
which a patient might successfully assert a
right-to-die claim, Justice STEPHEN BREYER took the
opportunity to do so in his concurring opinion
Breyer suggested that the right to die should
be renamed “the right-to-die with dignity.”
Once recognized by the Court, Breyer said, the
right to die with dignity would include a
competent patient’s right to control the manner
of her death, the quality and degree of
professional care and intervention, and the
amount of physical pain and suffering
Accord-ing to Breyer, a statute that would prevent
patients from obtaining access to certain
pallia-tive care aimed at reducing pain and suffering
might infringe on the right to die with dignity
Competent, terminally ill adult patients, Breyer
intimated, may enjoy a constitutional right to
prescription medication that will minimize the
agony that often tortures the final days of their
existence
JusticeDAVID H.SOUTERarticulated a different
method of analysis for evaluating right-to-die
cases Souter argued that the so-called right to
die is a species of SUBSTANTIVE DUE PROCESS
Substantive due process, Souter reminded the
Court, is a doctrine under which a judge
evaluates the substantive merits of a statute, as
opposed to the procedure by which it is
implemented or administered Under the rubric
of substantive due process, the Court has
recognized an individual’s interest in dignity,
autonomy, and privacy, among other things, over the course of the last century The right to refuse unwanted medical treatment recognized
by the Court in Cruzan, for example, was designed in part to serve these three interests
Souter contended that the doctrine of substantive due process protects individuals from “arbitrary impositions” and “purposeless restraints” created by the government Souter advocated viewing substantive due process claims on a continuum of liberty in which the level of judicial scrutiny would increase in direct proportion to the level of government restraint
or imposition First enunciated by Justice JOHN MARSHALL HARLANin his dissenting opinion in Poe
v Ullman, 367 U.S 497, 81 S Ct 1752, 6 L Ed
2d 989 (1961), this approach to substantive due process would require courts to carefully balance the competing interests presented by the litigants in each right-to-die case
Souter contrasted this simpler approach with the more complicated analysis presently employed by the Court, an analysis that involves multiple tiers of judicial scrutiny, ranging from strict to minimal scrutiny, different categories of constitutional rights, ranging from fundamental
to non-fundamental rights, and different classes
of protected status into which a plaintiff may fall, ranging from suspect to non-suspect classes A BALANCING approach such as the one articulated in Poe, Souter maintained, would allow for the gradual evolution of a constitu-tional right to die, instead of the complicated all-or-nothing approach that the Court has effectively adopted
FURTHER READINGS Cantor, Norman L 2001 “Glucksberg, the Putative Right to Adequate Pain Relief, and Death with Dignity ” Journal
of Health Law 34 (summer).
Cohen-Almagor, Raphael 2001 The Right to Die with Dignity: An Argument in Ethics, Medicine, and Law New Brunswick, NJ: Rutgers Univ Press.
Gunther, Gerald, and Gerhard Casper, eds 1998 Washing-ton v Glucksberg Bethesda, MD: Univ Publications of America.
Hanafin, Patrick 2003 “Surviving Law: Death Community Culture ” Studies in Law, Politics, and Society 28 (spring).
“Supreme Court Unanimously Upholds State Laws against Criminally Assisted Suicide ” 1997 United States Law Week (July 1).
CROSS REFERENCES Death and Dying; Euthanasia; Living Will; Quinlan, In re.
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