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Brougham gained fame in 1820 as chief attorney for Queen Caroline, also known as Henry Peter Brougham 1778–1868 ❖ 1778 Born, Edinburgh, Scotland 1775–83 American Revolution 1802 Helped c

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In order to determine whether an individual

is acting as a broker in a transaction, the type of services that are performed must be examined

Types of Brokers

There are several kinds of brokers, each of whom deals in specific types of transactions

A bill-and-note broker negotiates the buying and selling of bills of exchange and promissory notes

A commercial or merchandise broker is an individual who works with buyers and sellers by negotiating between them in the buying and selling of goods, without having personal custody of the property This broker offers services on a commission basis to manufac-turers as a sales representative for their product

Such a broker has no control or possession of

the product that is sent directly to the buyer; the broker merely acts as a middleperson in all transactions

An insurance broker acts as an intermediary between the insurer and the insured and is distinguishable from an insurance agent While

an insurance agent is employed by, and represents, a particular insurance company, an insurance broker is a representative of the insured only An insurance agent is bound by company rules and responsibilities, whereas an insurance broker’s only duty is to aid a client This kind of broker owes no obligation to any company

REAL ESTATE brokers or agents are hired to transact the buying and selling,LEASE, or rental

of real property on a commission basis They can also be involved with the purchase and sale

of lands and the acquisition of mortgages for others They may also counsel and advise people who wish to buy or sell real estate

Stockbrokers buy and sell shares in corpora-tions and deal in corporation stock and in other securities A stockbroker’s functions are gener-ally broader than those of other brokers As more than a mere negotiator, a stockbroker makes a purchase in his or her own name and ordinarily pays the purchase price A stockbro-ker is often responsible for the possession of the securities with which he or she deals

Converse-ly, an ordinary broker neither has title to, nor possession of, property that is being purchased

or sold As stockbrokers serve in a greater capacity, their responsibilities also extend be-yond those of ordinary brokers

Regulation and Conduct of Business

The business or occupation of a broker may be regulated by the state under itsPOLICE POWER A

MUNICIPAL CORPORATIONhas the power to regulate brokers who function within its boundaries if authority to do so is granted by the state

In order for brokers to engage in business, they are generally required to acquire a license and pay a fee Brokers who conduct business without a license can be fined by state licensing authorities In some states, it is illegal for any person other than a licensed broker to be paid for services concerning real estate transactions Laws exist that impose a license tax on brokers Within the meaning of such laws, any individual who regularly works as a middleper-son or negotiates business transactions for the

A broker, such as this

man buying and

selling stocks on the

New York Stock

Exchange trading

floor, acts as an

intermediary in the

contracting of any

type of bargain.

AP IMAGES

138 BROKER

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benefit of others is ordinarily considered a

broker It has been held by a federal court that

a statute requiring brokers to obtain a license

was only applicable to those people regularly

employed as brokers An individual only casually

involved in brokerage through the arrangement

of only a few sales would not be considered to

be engaged in the business of brokerage

Revocation of License The state’s concerns

regarding brokers extend beyond initial

licens-ing to the establishment of conditions for the

maintenance of a license The state may provide

for the revocation or suspension of brokers’

licenses for reasonable grounds

The power to revoke a license may be vested

in a specially designated commission that exists

primarily to hear complaints about the

FRAUDU-LENT practices of brokers Such proceedings are

ordinarily informal, and technical court rules

generally are not observed

During a hearing, the commission is

pre-sented with evidence relating to the broker’s

con-duct and must consider whether such concon-duct

warrants denial of the privilege to engage freely

in business

Grounds for revocation of a license are

generally based uponFRAUD, dishonesty,

incom-petence, orBAD FAITHin dealing with the public

A real estate broker’s license may be revoked or

suspended because ofMISREPRESENTATIONused to

effect a purchase or sale Generally, the conduct

of a broker in negotiating a real estate

transac-tion on behalf of his or her principal is subject

to strict fraud and deceit standards, equal to

those imposed on his or her principal It has

been held by some courts that the failure of a

broker to disclose material facts within his or

her knowledge will create LIABILITY Within the

meaning of fraud is the pretense of knowledge

on the part of the broker while executing a real

estate transaction where no knowledge actually

exists—for example, while selling a house a

broker states that there are no concealed defects

in the house, although he or she does not

actually know if such defects exist

A real estate broker’s license may be

suspended or revoked if duties are performed

unlawfully The U.S home real estate bubble

that broke in 2007 revealed that unscrupulous

MORTGAGEbrokers throughout the United States

had created sham transactions or had

encour-aged people to apply for mortgages they could

not afford State and federal authorities have

prosecuted a number of brokers for their unlawful actions, and some states have tight-ened regulations for brokers In addition, a broker’s license can be revoked or suspended if

a broker is guilty of racial discrimination in the selling and leasing of property

Stockbrokers may be liable for various unethical activities, such as CHURNING, which is the unnecessary trading of stocks to gain additional commissions ACONSUMER PROTECTION

organization, the Securities Investor Protection Corporation (SIPC), was established by Con-gress to aid customers of securities concerns that go out of business

Bonds State regulations usually require that brokers, especially those engaged in the real estate business, deliver a bond to insure faithful performance of their duties The liability of the

SURETYguaranteeing such a bond extends only to transactions that arise during the normal course

of the broker’s business and that are intended to

be included in the bond

Commissions A broker is ordinarily compen-sated for services by the payment of a commis-sion, based upon a portion of the value of the property in a particular transaction

Generally, a commission is earned when negotiations between a buyer and seller are completed, and an agreement is reached It is customary for a broker to deduct and reserve the amount of commission from funds obtained

by him or her for a client The ordinary basis for the calculation of a percentage commission is the total sale price of whatever is sold

In order for a broker to be entitled to a commission, a sale must be completed for which the broker has been employed The broker’s right to a commission is not dependent upon the finalization of the transaction unless otherwise agreed upon by the broker and by his

or her client

The compensation of a broker is based upon procurement of a client who is willing and able

to purchase The specific terms of the transac-tion must be satisfactory to the broker’s client

Of paramount importance is the prospective buyer’s ability to provide the required funds at the suitable time A broker who has properly performed his or her duties should not be denied a commission due to a failure by the parties to consummate the deal

BROKER 139

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In the absence of any agreement to be employed by a client, a broker is not to be compensated for voluntary services Similarly, compensation is not due a broker when a sale is made by an owner after the broker-client relationship has been terminated A common type of termination is the expiration of a real estate listing This rule against the payment of a commission is absolute—regardless of whether the sale is made to an individual whom the broker initially produced—provided the broker was given ample opportunity to complete the transaction and failed to do so Once a broker has earned his or her commission, a client may not terminate the relationship and complete the transaction himself or herself in order to avoid paying the broker

Any fraudulent misrepresentations or evi-dence of bad faith on the part of the broker will defeat his or her right to a commission Mere

NEGLIGENCE in the execution of duties, in the absence of bad faith, does not automatically defeat a broker’s right to compensation

FURTHER READINGS Hazen, Thomas Lee 2003 Broker-Dealer Regulation in a Nutshell St Paul, Minn.: West.

Waller, Mark L 1999 Selecting and Working with a Broker.

College Station: Texas Agricultural Extension Center.

CROSS REFERENCES Contracts; Fraud; Insured; Insurer; License; Principal;

Securities.

BROOKINGS INSTITUTION Founded in 1927, the Brookings Institution is a nonpartisan (generally ideologically centrist) organization dedicated to research, education, and publication in the fields of economics,

foreign policy, and government It states as its principal purposes:“to aid in the development

of sound public policies and to promote public understanding of issues of national importance.”

The Brookings Institution is one of the oldest think tanks in Washington, D.C Its main purpose is to conduct research into areas that can affect and be affected by PUBLIC POLICY Brookings maintains a 55,000-volume library that is organized into the following divisions: Advanced Study, Economic Studies, Foreign Policy Studies, Governmental Studies (which includes some legal studies), Foreign Policy Studies, Governmental Studies, Publications, and a Social Science Computation Center The institution publishes the Brookings Bulletin (quarterly), the Brookings Papers on Economic Activity (twice a year), and an Annual Report It also publishes its extensive research in books and reprints

vBROUGHAM, HENRY PETER Henry Peter Brougham, also known as Baron Brougham and Vaux, achieved prominence as a lawyer and statesman

Brougham was born September 18, 1778,

in Edinburgh, Scotland In 1802 Brougham was instrumental in the creation of the publication the Edinburgh Review He subse-quently relocated to London and was admitted

to the English bar in 1808 He became a member of Parliament in 1810, where he voiced his opposition to SLAVERY and trade restrictions

Brougham gained fame in 1820 as chief attorney for Queen Caroline, also known as

Henry Peter Brougham 1778–1868

1778 Born,

Edinburgh, Scotland

1775–83

American Revolution

1802 Helped create the

Edinburgh Review

1808 Admitted to English bar 1820 Served as

chief attorney for Queen Caroline

1810 Became a member of Parliament

1825 Helped establish the Society for the Diffusion of Useful Knowledge

1828 Helped found the University of London

1830 Received great seal, elevated to peerage as Baron Brougham and Vaux 1830–34 Served as

lord chancellor

1860 Became chancellor

of Edinburgh University

1861–65 U.S Civil War

1868 Died, Cannes, France

1871 Life and

Times of Lord Brougham, an

autobiography, published posthumously

1800

1825

ALTHOUGH THE

PEOPLE MUST BE THE

SOURCE OF THEIR

OWN IMPROVEMENT,

THEY MAY BE AIDED

IN THEIR EFFORTS TO

INSTRUCT

THEMSELVES

—H ENRY B ROUGHAM

140 BROOKINGS INSTITUTION

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Caroline of Brunswick Caroline had married

George, Prince of Wales, in 1795, and after giving

birth to a daughter, they separated, and Caroline

lived alone In 1806, she was accused of giving

birth to an illegitimate child, but was found

innocent by an inquiry commission George

became king in 1820, and Caroline demanded

her place as his queen Caroline was sued for

DIVORCE on grounds of ADULTERY, and the case

was taken to the House of Lords; Brougham

served as her attorney, and the charges were

eventually dropped

A leader in the field of educational reform, Brougham participated in the establishment of the Society for the Diffusion of Useful Knowl-edge in 1825, and of the University of London

in 1828 From 1830 to 1834, Brougham served

as Lord Chancellor and drafted numerous legal reforms and helped to institute the central criminal court He died May 7, 1868, in Cannes, France

vBROWN, ADDISON Addison Brown gained prominence as aJURIST, botanist, and author

He was born February 21, 1830, in West Newbury, Massachusetts In 1855, Brown was admitted to the New York bar From 1881 to

1901, he performed the duties of district judge for the Southern District of New York

A respected name in the field of botany, Brown acted as one of the founders of the New York Botanical Garden in 1891 From 1896 to

1898, Brown co-authored three volumes of botanical research with Nathaniel L Britton

The series was titled Illustrated Flora of the Northern United States, Canada and the British Possessions Brown died April 9, 1913, in New York City

vBROWN, HENRY BILLINGS Henry Billings Brown was an associate justice of the Supreme Court from 1890 to 1906

Born to a wealthy family on March 2, 1836,

at South Lee, Massachusetts, Brown attended private schools as a child His father, a pros-perous merchant and manufacturer, saw to it that Brown attended Yale University, where he graduated in 1856 After graduation, Brown traveled in Europe for a year, then returned to study law at Yale and Harvard In 1859 he moved to Detroit and in 1860 he was admitted

to the Wayne County bar in Michigan

Henry Peter Brougham.

LIBRARY OF CONGRESS

Addison Brown 1830–1913

1830 Born, West

Newbury, Mass.

1855 Admitted to New York bar

1861–65 U.S Civil War

1881 Appointed by President Garfield to district judgeship for the Southern District

of New York

1891 Helped found the New York Botanical Garden

1901 Retired from bench

1898 Illustrated Flora of the Northern United States,

Canada, and the British Possessions published

1913 Died, New York City

1914–18 World War I

THE UNDERLYING FALLACY OF THE PLAINTIFF’S ARGUMENT[RESTS] IN THE ASSUMPTION THAT THE ENFORCED SEPARATION OF THE TWO RACES STAMPS THE COLORED RACE WITH A BADGE OF INFERIORITY

—H ENRY B ROWN

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Brown was appointed deputy U.S marshal

in 1861 Detroit at that time was a bustling Great Lakes port, and he became involved in the many commercial and maritime legal disputes that arose Two years later, he was named assistant U.S attorney for the Eastern District of Michigan He held this post until May 1868 when he was appointed to fill a short-term vacancy on the Wayne CountyCIRCUIT COURT

Recognized as the leading authority on admiralty law and maritime law, Brown lec-tured on the subjects at the University of Michigan Law School, and compiled and published Brown’s Admiralty Reports In 1890 President Benjamin H Harrison appointed him

to the U.S Supreme Court As a Court member, Brown gained a reputation as a moderate but was a staunch defender of property rights He was reluctant to extend constitutional protec-tion in CRIMINAL PROCEDURE and civil liberties disputes, and concurred with the majority in

LOCHNER V.NEW YORK, 198 U.S 45, 25 S Ct 539,

49 L Ed 937 (1905), which struck down a statute calling for maximum work hours for bakers Lochner was consistent with Brown’s unwillingness to allow governmental interfer-ence with contractual freedom

Brown also concurred in the so-called Insular cases, which held that residents of U.S territories such as Puerto Rico are not entitled

to constitutional protections However, he departed somewhat from his usual strict adher-ence to judicial precedadher-ence when he voted to uphold the federal INCOME TAX in POLLOCK V

FARMERS’LOAN&TRUST CO., 158 U.S 601, 15 S Ct

912, 39 L Ed 1108 (1895)

Brown is perhaps best remembered as the author of the Court’s opinion in PLESSY V

FERGUSON, 163 U.S 537, 16 S Ct 1138, 41 L

Ed 256, the 1896 decision upholding state-mandated racialSEGREGATION in railway cars as long as the accommodations were equal The

“separate-but-equal” doctrine pronounced in Plessy became the constitutional foundation for JIM CROW LAWS and racial discrimination, particularly in the South Later opinion con-demned the Plessy decision, and indeed Brown

Henry Billings Brown.

LIBRARY OF CONGRESS

1850

Henry Billings Brown 1836–1913

1836 Born, South Lee, Mass.

1856 Graduated from Yale University

1861–65 U.S Civil War

1863–68 Served as assistant U.S attorney for the Eastern District of Michigan

1875 Brown's Admiralty

Reports published

1870 Fifteenth Amendment ratified, gave male U.S citizens

of all races the right to vote

1890 Nominated

to U.S.

Supreme Court by President Harrison

1896 Authored the Court's opinion in

Plessy v.

Ferguson

1906 Retired from the Court

1913 Died, New York City

1920 Nineteenth Amendment ratified, gave women the right to vote 1914–18 World War I

142 BROWN, HENRY BILLINGS

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has often been criticized for his role in it;

however, the decision must be viewed in the

historical context in which it was written Also,

the language in Plessy, requiring equality of

treatment, later became the basis of legal

challenges to segregation laws

Failing eyesight forced Brown to retire from

the bench in 1906 He died in 1913

FURTHER READINGS

Hall, Kermit L 2005 Oxford Companion to the Supreme

Court of the United States 2d ed New York: Oxford

Univ Press.

“Henry Billings Brown (1836–1913).” History of the Sixth

Circuit Available online at http://www.ca6.uscourts.

gov/lib_hist/Courts/supreme/judges/brown/hbb-bio.

html; website home page: http://www.ca6.uscourts.gov

(accessed Augsut 27, 2009).

Schwartz, Bernard 1995 A History of the Supreme Court.

2d ed New York: Oxford Univ Press.

CROSS REFERENCES

Labor Law; Brown v Board of Education of Topeka, Kansas;

Equal Protection.

vBROWN, JOHN

JOHN BROWN was a charismatic, stubborn

aboli-tionist who failed at numerous business and

commercial enterprises, yet succeeded in

con-vincing men to join him in a cause for which

they were willing to die His abolitionist beliefs

translated into violent actions in Kansas and

HarpersFERRY, Virginia Convicted ofMURDERand

TREASON for his raid on military facilities at

Harpers Ferry, Brown was hanged for his crimes

Nevertheless, he galvanized the abolitionist

cause, becoming a martyr in the fight against

SLAVERY

Brown was born in Torrington, Connecti-cut, on May 9, 1800, to Owen and Ruth Brown

His father, a strict Calvinist, despised slavery

When Brown was five years old, the family moved to Hudson, Ohio, a locale that was steeped in anti-slavery sentiment Brown’s fervor for the anti-slavery movement never waned and grew more vehement as he got older

In 1820 Brown married Dianthe Lusk, and six years later they moved to Pennsylvania where he started a tannery Lusk died in 1832, leaving Brown with five children In 1833 he

John Brown.

NATIONAL ARCHIVES AND RECORDS ADMINIS-TRATION

John Brown 1800–1859

◆ ◆ ◆

1800 Born,

Torrington, Conn.

1820 Married Dianthe Lusk and moved to Pennsylvania

1820 Missouri Compromise enacted, limiting slavery

1842 Filed for bankruptcy after failed business ventures

1848 Free Soil Party founded opposing slavery in territories

1847 Met Abolitionist leader Frederick Douglass

1849 Moved to North Elba, New York;

participated in Underground Railroad

1854 Kansas-Nebraska Act passed

1861–65 U.S Civil War

1865 Thirteenth Amendment abolished slavery

1857 Supreme Court issues Dred Scott decision; Missouri Compromise unconstitutional

1855 Moved to "Bleeding Kansas"; commits acts of violence against pro-slavery settlers

1859 October 16 raid against federal armory in Harpers Ferry, Virginia; convicted of murder, conspiracy and treason; died on December 2

1858 Freed 11 slaves and brought them to Canada 1857–59 Lectured to anti-slavery groups in New England

IBELIEVE TO HAVE INTERFERED ASI

HAVE DONE

IN BEHALF OFHIS DESPISED POOR,WAS NOT WRONG,BUT RIGHT NOW,IF IT BE DEEMED NECESSARY THATISHOULD FORFEIT MY LIFE FOR THE FURTHERANCE OF THE ENDS OF JUSTICE

ISUBMIT:SO LET

IT BE DONE

—J OHN B ROWN BROWN, JOHN 143

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married 16-year-old Mary Ann Day who bore him seven more children Brown and his growing family moved around the country while he tried his hand at a number of occupations, including tanner, farmer, cattle broker, and wool merchant

In 1835 Brown’s attempts to support his family and to repay money he had borrowed led

to a disastrous “get rich quick” scheme He convinced family members and friends to loan him money that he used to buy property where

a canal was to be built His timing proved unfortunate In the wake of the Panic of 1837, plans for the proposed canal were changed and the properties bought up by Brown and his associates were rendered nearly worthless

Brown made numerous other attempts to reach financialSOLVENCY, but ultimately was forced to declareBANKRUPTCYin 1842

Throughout his life Brown remained com-mitted to the anti-slavery cause Brown met the great abolitionist leader FREDERICK DOUGLASS in

1847 and impressed Douglass with his sympathy for African Americans—both slaves and free-men In 1849, Brown moved his family to the black community of North Elba, New York

Brown proposed to show the residents of North Elba how to farm and to act as a mentor to them

Brown was a participant in the Underground Railroad, an informal network of ex-slaves and sympathetic whites that helped slaves escape their masters and travel north to freedom In

1851, he proposed the establishment of the League of Gileadites, an organization that would

be used to protect escaped slaves

In 1854 Congress passed the KANSAS

-NEBRASKA ACT, which called for the residents of the new territories to decide the issue of slavery

by popular vote The area became known as

“bloody Kansas” as competing groups fought violent skirmishes aimed at securing the territories for their side Many pro-slavery residents of Missouri moved across the border

in hopes of securing a victory at the election

Five of Brown’s sons had moved to Kansas and they entreated their father to join them In

1855 Brown moved to Kansas and began to plan for the armed conflict he felt was inevitable In

1856, in response to escalating incidents includ-ing the sackinclud-ing of the anti-slavery town of Lawrence, Kansas, and the near-fatal beating

of U.S Senator CHARLES SUMNER who was attacked on the Senate floor by a pro-slavery

congressman, Brown led a small band of men to Pottawatomie Creek, Kansas, where they killed five pro-slavery settlers This violent action by Brown was hailed by a number of anti-slavery groups and universally reviled by pro-slavery forces

In December 1858 Brown and a small group

of followers staged a raid on two pro-slavery homesteads in Missouri where they succeeded

in confiscating property and freeing 11 slaves Brown and his group then traveled more than a thousand miles to deliver the former slaves to a boat that would carry them to freedom in Canada

Although many abolitionists were opposed

to violence, others had begun to adopt Brown’s view that armed conflict was necessary in order

to achieve the ABOLITION of slavery Between

1857 and 1859, Brown crisscrossed New England, giving rousing speeches to anti-slavery groups and raising money for the abolitionist cause Among those who gave money were the Secret Six, a group of wealthy benefactors from Boston who helped Brown by funding the army

he sought to lead in order to further conduct his war against slavery

On October 16, 1859, the 59-year-old Brown led his Provisional Army, consisting of five black men and 21 whites (three of them his sons) in a nighttime raid on the town of Harpers Ferry, Virginia Brown and his men cut telegraph wires, took several HOSTAGES

and gained control of the federal armory and arsenal Brown’s plan was to arm slaves with

WEAPONSfrom the arsenal, thus enabling them to fight for their freedom However, he and his group found themselves pinned down by a group of local citizens and nearbyMILITIAgroups who killed a number of his men including two

of his sons

On the morning of October 18, a contingent

of U.S marines led by Colonel Robert E Lee joined the battle Brown refused a chance to surrender and 36 hours after the raid had started, Brown and his remaining companions were captured Brown was taken to Charles Town, Virginia, (now West Virginia) to be tried In a trial that lasted for nearly a month, Brown was charged with murder, CONSPIRACY, and treason against the state He was found guilty of all three charges Before hearing his sentence, Brown gave a brief but passionate statement to the court:

144 BROWN, JOHN

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I believe to have interfered as I have

done in behalf of His despised poor, was

not wrong, but right Now, if it be deemed

necessary that I should forfeit my life to the

furtherance of the ends of justice, and mingle

my blood further with the blood of my

children, and with the blood of millions in

this slave country whose rights are

disre-garded by wicked, cruel, and unjust

enact-ments, I submit: so let it be done

Brown was hanged in Charles Town on

December 2, 1859 On the day of his execution,

guns were fired and bells tolled in many

northern cities Brown was hailed as a martyr

of the abolitionist movement, which concluded

that a peaceful solution could not be found In

April 1861 Confederate forces fired on Fort

Sumter, an action that marked the beginning of

the Civil War In 1865 Congress passed the

THIRTEENTH AMENDMENT, which abolished slavery

throughout the United States

FURTHER READINGS

DeVillers, David 2000 The John Brown Slavery Revolt Trial:

A Headline Court Case Berkeley Heights, NJ: Enslow.

“John Brown’s Holy War.” PBS: The American Experience.

Available online at http://www.pbs.org/wgbh/amex/

brown/index.html; website home page: http://www

.pbs.org (accessed July 9, 2009).

Lubet, Steven 2001 “John Brown’s Trial.” Alabama Law

Review 52 (winter).

Oates, Stephen B 1984 To Purge This Land with Blood.

Amherst: Univ of Massachusetts Press.

Peterson, Merrill D 2002 John Brown: The Legend Revisited.

Charlottesville: Univ of Virginia Press.

CROSS REFERENCE

Abolition.

vBROWN, JOSEPH EMERSON

Joseph Emerson Brown was born April 15,

1821, in Pickens District, South Carolina He

was a graduate of the Yale Law School class of

1846, and was admitted to the Georgia bar

In 1849 Brown entered politics and served in the Georgia Senate In 1852 he was a presidential elector and in 1855 he served as a circuit judge

Brown became governor of Georgia in 1857 and, for the next eight years, voiced his opposi-tion to Jefferson Davis, president of the CONFED-ERACY, concerning involuntary service in the

ARMED SERVICESand the elimination of the WRIT

ofHABEAS CORPUS He was a strong supporter of states’ rights and often spoke out against the authority of a centralized government In 1865

he was imprisoned but was released by President

ANDREW JOHNSONshortly afterwards

From 1868 to 1870 Brown again served in the judiciary, presiding as chief justice of the Georgia Supreme Court

Joseph Emerson Brown.

GETTY IMAGES

1825

Joseph Emerson Brown 1821–1894

◆◆

1894 Died, Atlanta, Georgia

1880–91 Represented Georgia

in the U.S

Senate

1868–70 Served as chief justice of the Georgia Supreme Court

1865 Civil War ended; briefly imprisoned along with most of Southern leadership

1861 Civil War began; Jefferson Davis became president of Confederacy

1855 Became circuit judge

1846 Graduated from Yale Law School

1848 Elected to Georgia state Senate

1852 Served as presidential elector

1856 Elected Governor of Georgia;

became staunch states' rights advocate

1821 Born, Pickens District, S.C.

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Brown entered federal government service

in 1880, representing Georgia in the U.S Senate for an eleven-year period, retiring in 1891 He died November 30, 1894, in Atlanta

The career ofRONALD HARMON BROWNis a portrait

of a consummate Washington, D.C., insider As

an African American attorney, Brown broke several color barriers during his rapid rise in

politics from the 1970s to the early 1990s He first entered the public eye as aCIVIL RIGHTSleader for theNATIONAL URBAN LEAGUE Soon his reputation for persuasiveness and ingenuity led to a variety

of assignments: political strategist to Senator

EDWARD M.KENNEDY(D-Mass.) andJESSE JACKSON, chief counsel of the U.S SENATE JUDICIARY COMMITTEE, and lobbyist for foreign governments

In the 1980s Brown became the first black chairman of the Democratic National Commit-tee (DNC) He sCommit-teered the DEMOCRATIC PARTY

toward a more centrist position, thus helping prepare the way for President Bill Clinton’s election in 1992 Clinton picked him to head the

DEPARTMENT OF COMMERCE Although Brown had some notable successes in reviving the lifeless

BUREAUCRACY, allegations of corruption damaged his tenure

Born on August 1, 1941, in Washington, D.C., Brown was raised in the company of successful role models His parents, William Brown and Gloria Brown-Carter, were both graduates of Howard University, and they moved the family to Harlem, where William managed the Hotel Theresa Brown grew up in the hotel, surrounded by famous black enter-tainers and celebrities: it was a stopover for them after playing Harlem’s Apollo Theater As

a young man, he attended Middlebury College, where he was the school’s first black fraternity pledge He married Alma Arrington in 1962, and then served in the Army from 1963 to 1967, attaining the rank of captain Leaving the service, he joined the National Urban League

as aWELFARE caseworker Brown did not toil in the trenches for long His skill at negotiation stood out, and, after adding a law degree from St John’s University, he became the

Ronald Harmon Brown 1941–1996

1939–45 World War II

1941 Born, Washington, D.C.

1950–53 Korean War

1961–73 Vietnam War

1962 Graduated from Middlebury College

1963–67 Served in U.S Army

1968–79 Served as counsel, later on the executive committee of National Urban League

1979–80 Served as deputy campaign manager of Senator Ted Kennedy's presidential campaign

1981–88 Served

as chief counsel

on Democratic National Committee

1988 Ran Jesse Jackson's presidential campaign

1989–92 Became first African-American chairman of the Democratic National Committee

1993 Appointed secretary

of the Department of Commerce

1996 Died, Dubrovnik, Croatia

Ron Brown.

LIBRARY OF CONGRESS

WE’RE COMPETING

EVERYWHERE FOR

CONTRACTS BECAUSE

THAT MEANS JOBS

AND A STRONG

ECONOMY,AND WE

INTEND TO WIN

—R ONALD B ROWN

146 BROWN, RONALD HARMON

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organization’s Washington, D.C., vice president

and assumed the role of spokesman

The give-and-take of politics suited Brown

“What I love most,” he said, “is changing minds.”

In 1979 Brown’s association with the Democratic

party got a boost when Senator Kennedy named

Brown his deputy campaign manager in an

unsuccessful run at the presidency The job

marked the beginning of a stellar ascent through

party politics Kennedy chose Brown as chief

counsel of the Senate Judiciary Committee—and

that position led to a stint as chief counsel of the

DNC, the party’s steering council By the

mid-1980s, Brown was an insider, well-known and

highly regarded in the nation’s capital

Politics offers alluring choices to its

best-connected practitioners, liberal and

conserva-tive, and Brown’s next career move was

perfectly in step with the ethos of Washington,

D.C Brown became a lobbyist He joined the

Washington, D.C., firm of Patton, Boggs, and

Blow, known for its high-profile clients The

attorney had no shortage of these: the

busi-nesses he represented included the financial

giant American Express and twenty-one

differ-ent Japanese electronics firms Yet what gained

him notoriety was his representation of foreign

nations He worked for the interests of Zaire,

Guatemala, and Haiti, and the last two

affilia-tions, in particular, hurt him While he lobbied

on behalf of Haitian strongman Jean-Claude

(“Baby Doc”) Duvalier, Haitian citizens suffered

political repression and saw their national

treasury pillaged Guatemalans were tortured

and murdered Later, when Brown prepared to

assume the high position of secretary of

COMMERCE, critics would be quick to recall that

he had supported dictators

Democrats wanted Brown back, and he left

LOBBYINGto become chairman of the DNC The

job demanded much: Democrats, after all, had

failed to capture the White House since 1976

He had to unify a party that had lost three

consecutive presidential elections, seen massive

defections of its traditional voters, and suffered

from an identity crisis that split its moderate

and left-wing members He also had to soothe

fears that he was too closely allied with one of

the party’s most liberal leaders, Jesse Jackson

“My chairmanship won’t be about race,” he told

critics “It will be about the races we win over

the next four years.” As it happened, Brown was

everything the ailing party hoped for He helped

orchestrate a shift to the center in the Demo-crats’ national agenda—abandoning traditional bullishness on TAXATION and welfare, for in-stance, and asserting a pro-business outlook— which paved the way for the centrist candidacy

of Clinton And as a party boss, he was decisive

Once Clinton emerged as the front-runner, Brown curtailed the primary process; he even secured Jackson’s endorsement “This party was ready,” Mickey Kantor, Clinton’s campaign manager, said after the election, “and it was because of Ron Brown the best chairman we’ve ever had.”

As a reward, Clinton nominated Brown for theCABINETrole of secretary of the Department

of Commerce Originally conceived as a regula-tory agency, Commerce had seen better days;

by the 1990s both liberal and conservative critics considered it to be an ineffective bureaucracy tied up in red tape Despite his credentials and the reform-minded talk of the Clinton administration, Brown’s nomination faced some fears and objections Business worried about his being too tough on it with new regulations Some critics, such as the Center for Public Integrity, worried about the opposite This nonpartisan watchdog group argued that Brown was too well connected to avoid potential conflicts of interest: he would have to regulate industries and foreign countries that he had once represented, seemingly in contradiction to Clinton’s promise to clamp down on the selling of influence by political appointees The group’s December 1992 report, The Torturer’s Lobby, hammered Brown for representing repressive governments Brown called the Center’s charges an attempt at implying “guilt by association.” The Senate confirmed him with little difficulty

As commerce secretary, Brown won praise for breathing new life into the department He revived its export programs, winning lucrative multibillion-dollar contracts for U.S aircraft andTELECOMMUNICATIONSfirms He also presided over a $900 million annual budget for promot-ing high technology in small and medium-sized business, nearly double the amount spent during the administration of George H W

Bush The New Republic called him “the most formidable Commerce secretary since Herbert Hoover” (May 1, 1995) Business fears about his being too liberal proved to be wrong; he was utterly pro-business, even to the point of attracting criticism for helping McDonnell

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