Recall that the average velocity is given by position time =s t.. Graphically, the average velocity on the interval [1, 2] can be represented by the slope of the secant line through the
Trang 1256
t (seconds)
s ( feet)
position versus time
Figure 5.2 Position vs time
The rock hits the ground in 4 seconds What is its average velocity in the first second? In each consecutive second? Recall that the average velocity is given by
position
time =s
t average velocity in the 1st second =st =s(1)−s(0)1−0 =240−2561 = −16 ft/sec
average velocity in the 2nd second =st =s(2)−s(1)2−1 =192−2401 = −48 ft/sec
average velocity in the 3rd second =st =s(3)−s(2)3−2 =112−1921 = −80 ft/sec
average velocity in the 4th second =st =s(4)−s(3)4−3 =0−1121 = −112 ft/sec
Why are these velocities negative? Velocity carries information about both speed and direction; the sign indicates direction, while the magnitude (size, or absolute value) gives the speed A positive velocity indicates that the height of the rock was increasing and a negative velocity indicates that the rock is falling We see that the speed itself is increasing
as the rock is falling; on the other hand, the velocity is decreasing because it is becoming more and more negative
Suppose we are interested in the rock’s velocity at t = 2 Simply knowing that at t = 2 the rock’s height is 192 feet doesn’t help us determine the instantaneous velocity; a snapshot
of a rock in midair gives us virtually no clue as to its speed and direction However, from the computations above we see that the velocity should lie between the average velocity on the interval [1, 2] and that on the interval [2, 3] The velocity at t = 2 is between −48 ft/sec and −80 ft/sec
Graphically, the average velocity on the interval [1, 2] can be represented by the slope
of the secant line through the points (1, s(1)) and (2, s(2)) Similarly, the average velocity
on the interval [2, 3] can be represented by the slope of the secant line through the points (2, s(2)) and (3, s(3))
Trang 21 2 3 4
256
t (seconds)
s ( feet)
slope = – 48 ft/sec = average velocity on [1,2]
slope = – 80 ft/sec = average velocity on [2,3]
Figure 5.3
We’d like to find better approximations to the instantaneous velocity at t = 2 by finding better upper and lower bounds, but without more information we can make little progress It would be helpful to have more information about the position of the rock in the neighborhood
of time t = 2 The average velocity of the rock over the interval [2, 2.1], for instance, will give us a better estimate of the rock’s velocity at t = 2 than did the average velocity over the interval [2, 3] The average speed of the rock will still be a little greater than its speed at
t = 2 because speed increases with time (its average velocity will be more negative than the instantaneous velocity), but we will have a better approximation Looking at the interval [2, 2.01] will give us an even better estimate, although again the average speed will be greater on the interval than at t = 2 because the rock is traveling faster as time goes on From
a graphical perspective we are asserting that we can get better and better approximations to the instantaneous velocity at t = 2 by looking at the slopes of secant lines passing through (2, 192) and a second point on the graph of s that gets closer and closer to the point (2, 192),
as shown in Figure 5.4 below
192
185.4
(2, 192)
(2.1, 185.44)
t (seconds)
s ( feet)
=
Figure 5.4
Suppose we ask for more data about the position of the rock around t = 2 and we are supplied with the following:
Trang 3t(in seconds) s(position in feet)
(2, 192)
t (seconds) position versus time
s ( feet)
2 192
Figure 5.5
The average velocity on [2, 2.1] is
s
t =s(2.1) − s(2)
2.1 − 2 =
185.44 − 192 2.1 − 2 = −65.6 ft/sec,
so the instantaneous velocity at t = 2 is less negative than −65.6 We can improve on this The average velocity on [2, 2.01] is
s
t =s(2.01) − s(2)
2.01 − 2 =
191.3584 − 192 2.01 − 2 = −64.16 ft/sec,
so the instantaneous velocity at t = 2 is less negative than −64.16
We’ve put a higher floor on the instantaneous velocity at t = 2 First we said that the instantaneous velocity was greater than −80 ft/sec, then we said that it was greater than
−65.6 ft/sec, and now we have determined that it is greater than −64.16 ft/sec
As a lid on the value of the instantaneous velocity we can use −48 ft/sec, the average velocity on [1, 2] We can lower the lid and get a better upper bound by computing the average velocity on [1.9, 2] or get an even better answer using [1.99, 2] The average velocity
on [1.99, 2] is
s
t =s(2) − s(1.99)
2 − 1.99 =
192 − 192.6384
2 − 1.99 = −63.84 ft/sec.
We now know that the instantaneous velocity at t = 2 is between −63.84 ft/sec and
−64.16 ft/sec That’s a much higher degree of accuracy than we had without the additional data To close in further on the instantaneous velocity of the rock at t = 2 we need more data If only there were an algebraic formula to give us position as a function of time Indeed, there is such a formula:
s(t ) = −16t2+ 256
Trang 4This formula can be derived using a combination of physics and mathematics; you will be able to derive it on your own by the end of the course.1
Armed with a formula for position as a function of time, we can find the average velocity over the intervals, say, [2, 2.0001] and [1.9999, 2] to get lower and upper bounds We could get better and better approximations by taking smaller and smaller time intervals
Let’s save ourselves a bit of work We’ll find the average velocity on the interval between 2 and 2 + h, where h = 0 For the interval [2, 2.0001] we have h = 0.0001; for [1.9999, 2] we have h = −0.0001 The smaller the magnitude (absolute value)2of h, the better the average velocity will approximate the instantaneous velocity at t = 2
Average velocity on the interval between 2 and 2 + h=
s
t
=s(2 + h) − s(2)
2 + h − 2
Since s(t) = −16t2+ 256,
we can find s(2 + h)
=−16(2 + h)
2 + 256 − [−16(2)2+ 256]
=−16(4 + 4h + h
2) + 256 + 16 · 4 − 256 h
=−16 · 4 − 64h − 16h
2 + 16 · 4 h
=−64h − 16h
2 h
=h(−64 − 16h)h As long as h = 0, we know h/h = 1
= −64 − 16h
In particular, the average velocity on [2, 2.0001] is −64.0016 ft/sec and the average velocity
on [1.9999, 2] is −63.9984 ft/sec
Now we can see what will happen as h approaches 0
If h is positive we are looking at the average velocity on [2, 2 + h] This number,
−64 − 16h, will be more negative than −64 and will provide a lower bound for the velocity at t = 2 The smaller the magnitude of h, the closer −64 − 16h gets to −64
If h is negative we are looking at the average velocity on [2 + h, 2] This number,
−64 − 16h, will be less negative than −64 and will provide an upper bound for the velocity at t = 2 Again, the smaller the magnitude of h, the closer −64 − 16h gets to
−64
We have constructed a vise, an upper bound (ceiling) and a lower bound (floor) between which the velocity at t = 2 is trapped As h gets increasingly close to zero both the upper bound and the lower bound approach −64 The instantaneous velocity of the rock is
−64 ft/sec
1 This equation can be derived from the facts that:
i The downward acceleration due to gravity is −32 ft/sec 2
ii The rock was dropped from a height of 256 ft and given no initial velocity.
2 |h| is a handy notation for “the size of h” or “the magnitude of h.”
Trang 5(2+h, s(2+h)) where h>0 (2, 192)
(2+h, s(2+h)) where h<0
2
192
t (seconds)
s ( feet)
Figure 5.6
Graphically, we have a set of secant lines all going through (2, 192); we choose a second point on the graph of s to be (2 + h, s(2 + h)) This point lies to the right of (2, 192) if h
is positive and to the left if h is negative As we take values of h closer and closer to zero, this second point slides along the graph of s closer and closer to (2, 192) The slope of the secant line corresponds to the average velocity of the rock on the interval between 2 and
2 + h
We make the following observations about h
hmust be nonzero If we try to calculate the average velocity on [2, 2] we will get
s
t =00; we can’t make sense of this Furthermore, in our calculations above we said h/ h = 1; this is true only if h = 0
There is no smallest possible magnitude for h If you think you might have the smallest
h, just divide it by two and you’ll get something half the size
We’ll introduce some notation that allows us to summarize what we’ve done less verbosely.3The average rate of change of the position of the rock on the interval between
2 and 2 + h, where h = 0, is given by s(2+h)−s(2)( 2+h)−2 or s(2+h)−s(2)h As h approaches zero, s( 2+h)−s(2)
h approaches the instantaneous rate of change of position with respect to time at
t = 2 We can write this in shorthand as follows:
As h → 0,s(2+h)−s(2)h → (the instantaneous velocity at t = 2)
Or, equivalently,
lim
h→0
s(2 + h) − s(2)
h = (the instantaneous velocity at t = 2)
Note: Built into this limh→0notation is the notion that h = 0
Unraveling the notation (an intuitive approach):
limx→5f (x) = 7 is read “the limit as x approaches 5 of f (x) is 7.”
As x approaches 5, f (x) approaches 7, is equivalent to saying or writing
as x → 5, f (x) → 7
3 Modern mathematicians relish being concise and precise We’ll start working on the former now and postpone the latter for
Trang 6In words this means that f (x) can be made arbitrarily close to 7 provided x is close enough to 5 but not equal to 5.4
Summary and Generalization
If y = f (x), then
The average rate of change of f on [a, b] = f (b)−f (a)b−a Graphically, this corresponds
to the slope of the secant line through (a, f (a)) and (b, f (b))
The instantaneous rate of change of f at x = a can be approximated by the average
rate of change of f on [a, a + h] for h very close to zero As h gets closer and closer
to zero, the average rate of change over the tiny interval approaches the instantaneous rate of change at x = a
The instantaneous rate of change of f at x = a ≈
f (a + h) − f (a) (a + h) − a for h small.
The instantaneous rate of change of f at x = a = limh→0
f (a + h) − f (a)
if this limit exists
Graphically the instantaneous rate of change of f at x = a corresponds to the slope of
the line tangent to the graph of f at x = a The tangent line to f at x = a is defined to be
the limit of the secant lines through (a, f (a)) and (a + h, f (a + h)) as h approaches zero, provided this limit exists
A typical misconception is that a tangent line can touch the graph only at one point The picture below should dissuade you of this notion
tangent line
at point P
Figure 5.7
Taking Inventory
The strategy of successive approximation combined with a limiting process has given us a method of tackling (and defining) two important and closely linked problems:5
1.How can we find the instantaneous rate of change of a function?
2.How can we define the slope of a curve at a point? Or, equivalently, how can we find the slope of the line tangent to a curve at a point?
4 We will take up limits later and make this more precise Loosely speaking, “arbitrarily close” is “as close as anyone could conceivably insist upon.” And how close is “close enough”? Close enough to satisfy whatever conditions have been insisted upon.
5 The strategy of successive approximation in combination with a limiting process will continue to be a keystone in calculus.
Trang 7Both problems encompass the same computational challenge We need two data points
in order to compute a rate of change, and we need two points in order to compute the slope of
a line A snapshot tells us nothing about an average rate of change, and a single point gives
no information about slope Our strategy allowed us to see our way through this dilemma
We found that
lim h→0
f (a + h) − f (a)
h = slope of the tangent line tof at x = a
= the instantaneous rate of change off at x = a
We introduce some shorthand notation for this expression
D e f i n i t i o n
Let c be in the domain of the function f We define f(c)to be
f(c) = lim h→0
f (c + h) − f (c) h
if the limit exists We refer to this as the limit definition of the derivative of f(c).
f(c)is called the derivative of f at x = c We read f(c)aloud as “f prime of c.”
f(c)can be interpreted as the rate of change of f at x = c or as the slope of the tangent line to the graph of f at x = c
Recall that informally speaking, “locally linear” means that if the graph were magnified enormously and you were a miniscule bug positioned on the curve, the curve would appear, from your bug’s-eye perspective, to be a straight line If f is locally linear and nonvertical at
x = c, then f(c)exists and gives the slope of the tangent line, the best linear approximation
to the curve, at x = c
A function f is differentiable at c if f(c)is defined We say f is differentiable on
the open interval (a, b) if fis defined for all x in the interval
Since the derivative is defined as the limit of a quotient and the quotient is the quotient
of differences, sometimes the derivative is referred to as the limit of a difference quotient
Cases in Which f(c) Is Undefined
If f(c) is undefined, then the limit of the difference quotient does not exist f(c) is undefined if the graph of f has a vertical tangent at the point (c, f (c)) or if the graph
of f is not locally linear at x = c f is not locally linear at x = c if f is not continuous at
x = c or if there is a sharp corner at x = c If the graph of f has a sharp corner (like the
“V” of the absolute value function as opposed to the “U” of the squaring function), then the corner will look sharp regardless of how greatly it is magnified
Notice that f(c) is undefined if c is not in the domain of f ; we cannot write the difference quotient,f (c+h)−f (c)
Trang 8x
g ′is undefined at x =1
1
g(x) = (x –1)
f '
f ' is undefined at x = 1, 2, 3, 4
Figure 5.8
At present we do not have this on very solid ground We’ll need to discuss the notion
of limits to get a more sturdy foundation But historically, neither Isaac Newton nor Gottfreid Leibniz, both of whom developed the fundamentals of calculus in the decade from 1665 to 1675, had a rigorous notion of limit and, nevertheless, they made enormous mathematical strides Following the spirit of the historical development, we will proceed with our informal notion for the time being In Chapter 7 we will make our notion of limit more precise
Below we work a few examples We’ll reiterate the entire line of reasoning in the first example and concentrate on the mechanics of the computation in the second one
EXAMPLE 5.1 Find the slope of the tangent line to the graph of f (x) = x2+ 3x at x = 2
SOLUTION Let’s run through the line of reasoning again Choose a point on the graph of f near (2, 10)
We choose (2 + h, f (2 + h)), i.e., (2 + h, (2 + h)2+ 3(2 + h)), where h is very small The slope of the secant line through (2, 10) and (2 + h, (2 + h)2+ 3(2 + h)) approximates the slope of the tangent line to f at x = 2 We will denote by msec the slope of the secant line and by mtan the slope of the tangent line
Trang 9msec =f (2 + h) − f (2)
(2 + h) − 2
=(2 + h)2+ 3(2 + h) − (22+ 2 · 3)
h
=4 + 4h + h2+ 6 + 3h − 10
h
=7h + h2 h
=h(7 + h) h
f(2+h)
f(2)=10
2 2+h h f(2+h)-f(2)
x f
Figure 5.9
Since h = 0, we can cancel to get msec = 7 + h
As h tends toward zero, the point (2 + h, (2 + h)2+ 3(2 + h)) slides along the graph
of f toward (2, 10)
As h tends toward zero, the slope of the secant line tends toward the slope of the tangent line
As h tends toward zero, the slope of the secant line tends toward 7: limh→07 + h = 7
Notice that we’ve computed limh→0f (2+h)−f (2)h by first simplifying the difference quotient and then computing the limit
The next example is a wonderful way to practice your algebra skills Work it out on your own and then compare your work with the solution given
EXAMPLE 5.2 Find the equation of the tangent line to the graph of y =x52 at x = −3
SOLUTION First let’s find the slope of the tangent line at x = −3 Let y = f (x) We want f(−3)
Trang 10x y
–3
Figure 5.10
f(−3) = lim
h→0
f (−3 + h) − f (−3)
= lim h→0
5 (−3 + h)2− 5
(−3)2 h
= lim h→0
5 (−3 + h)2−5
9
= lim h→0
45 9(−3 + h)2−5(−3 + h)2
9(−3 + h)2
= lim h→0
45 9(−3 + h)2−5(9 − 6h + h2)
9(−3 + h)2
in order to combine like terms
= lim h→0
45 − 45 + 30h − 5h2 9(−3 + h)2 · 1
h We pull out the 1/ h to make this easier to read
= lim h→0
30h − 5h2 9(−3 + h)2·h1 Notice that we have not multiplied out the
denominator It is rarely in our interest to do so.6
= lim h→0
h(30 − 5h) 9(−3 + h)2·h1 Factor out an h
= lim h→0
(30 − 5h)
h= 1
9(−3)2= 10
3(−3)2=1027
6 Many beginners waste a lot of time and energy multiplying out denominators that are factored Yet, when getting a common denominator or simplifying an expression, one factors Therefore the effort expended is not a badge of virtue; rather, it is