ngân hàng thương mại cổ phần sài gòn hà nội shb báo cáo tài chính riêng lẻ quý 4 năm 2013 td bảng cân đối kế toán

Chinh phu va NHNN II Tien va vay cult cac TCTD khfic 1 Tien girt cua cac TCTD khac 2 Vay cac TCTD khac III Tien girl cua khach hang IV Cac Ong cy tai chinh phai sinh va cac khan no•

SHB

NGAN HANG THCONG MAI CO PHAN SAI GON - HA NOI

77 Tran Hung Dao - Quail Hoan Kidm - Ha Ni

Tel: 04.39423388 Fax: 04.39410942

Bao cao tai chinh rieng le QuY IV nim 2013 MAu so: Q-01a

TD - BANG CAN DOI Kt TOAN

tieu minh SO cuOi ky

Dan vi tinh: VND

SO dttu [lam

A TAI SAN

III Tien, yang gui tai cac TCTD khfic vl cho vay cac TCTD khac 130 17 30,285,992,542,230 29,624,498,120,631

2 Dlr phOng giant gia chUng khoan kinh doanh 149

V Cac cong cu tai chinh phai sinh vi cac tai san tai chinh khac 150 18 5,846,612,060

2 Dv phOng rui ro cho vay khach hang 169 20 (1,298,164,504,421) (1,250,430,830,861)

- Trong do: Lai thi thuang mgi 255

5 Cac khoan dv phOng rui ro cho cac tai san Co nOi bang khac 259 (9,187,426,997) (9,171,959,395)

a nOi, Ngay thang nam 2014

Tong Giant DOc go0278

NGAN HANG '

shi GUN- NO1

Chi tieu

B NQ PHAI TRA VA VON Clit SO Hfru

I Cac khan ny Chinh phu va NHNN

II Tien va vay cult cac TCTD khfic

1 Tien girt cua cac TCTD khac

2 Vay cac TCTD khac

III Tien girl cua khach hang

IV Cac Ong cy tai chinh phai sinh va cac khan no• tai chinh khac

V Vim tai try., uST thac dau ttr, cho vay ma TCTD phai chju rai ro

VI Phat hanh giAy ter cO gia

VII Cac khoan Ny• khac

1 Cac khoan lai, phi phai tra

2 Thud TNDN hoar lai phai tra

3 Cac khoan phai tra va ding no khac

4 Du phOng rat ro khac

TOng Ny phai tra

VIII Von va cac quy

1 Viin cita TCTD

a Van lieu lg

b Van dal' tit XDCB

c Theing du van co phan

d Co phiju quy

e Ca phiiu wu dal

g Van klicic

2 QuSi cua TCTD

3 Chenh Lech ty gia h6i doai

4 Chenh tech danh gia tai tai san

5 Lqi nhuan chua phan ph6i

0 VIII Lyi ich cua co (long thieu so

TONG NQ PHAI TRA VA VON CHU SO HITU

l'IGPj CAC CHI TIEU NGOAI BANG

Nghia vy no' tiem An

Bao lanh vay von

Cam ket trong nghi'ep va L/C

Bao lanh khac

Lap bieu

133 Thanh Phwang

B Solid next

NGAN HANG TMCP SAI CON - HA NO1

77 Tran Hung Dao - Quart Hoan Kiem - Ha Nei

Tel: 04.39423388 Fax: 04.39410942

TD - BAO CAO KET QUA HOAT DQNG KINH DOANH - QU'i(

Quj, IV

1 Thu nhap tir lai va cac khoart thu nhap Wang tir 01 32 2,450,378,316,268 3,689,551,731,999

2 Chi phi lai Nva cac chi phi tuong tir lai 02 33 1,788,307,827,283 3,343,030,043,691

III Lii/16 than tir host Ong kinh doanh ngo3i hOi 07 35 (66,918,123,889) (3,145,209,997)

IX Lqi nhuan than tir host Ong kinh doanh trwo'c chi phi dg phong rui ro tin dyng 15 203,788,814,148 566,706,863,668

XI

7

'Fling Iqi nhuan trtro'c thud

Chi phi thud TNDN hien hanh tam tinh

17

18

272,305,849,443 66,544,511,898

1,117,542,772,025 412,226,756

8

XII

Chi phi thud TNDN hoan lai

Chi phi thud TNDN tam tinh

19

Aletoa • n Trifnng

Hd n:Oi, ngay tiding nam 2014

02786 TOng Giam dOc

reste - ° 1441, fez in

HONG mal cifipaN

S GUN-NANO!

Lap bieu

Bio coo tai chinh rieng le Quy IV nam 2013 Mau so: Q-02a

Dan vi tinh: VND

Luj, ke tir dau nam den cuOi Quj, IV

9,372,429,724,324 16,764,490,032,334 7,059,590,884,208 15,027,919,798,161 2,312,838,840,116 1,736,570,234,173 183,745,307,226 199,642,251,120 77,122,863,279 77,097,603,346 106,622,443,947 122,544,647,774 63,399,828,018 34,755,721,995 (6,709,976,820) (5,441,404,425) (16,198,056,217) 124,192,822,826 28,150,847,882 817,247,079,534 9,464,812,695 24,314,504,589 18,686,035,187 792,932,574,945 4,578,902,738 11,956,859,397 1,609,059,575,207 2,224,232,505,357 874,158,441,762 593,278,951,328 (128,455,514,590) 555,551,721,310 1,002,613,956,352 37,727,230,018 245,212,290,874 590,515,290 245,212,290,874 590,515,290 757,401,665,478 37,136,714,728

SHB

partners, flexible Sekaions

NGAN HANG TMCP SAI GON - HA NOI

77 Tran Hung Dao - Quan Hoan Kim - Ha NOi

Tel: 04.39423388 Fax: 04.39410942

Quy IV nam 2013

mau so: Q-03a

TD - BAO CAO LUU CHUYEN TIEN Tt - PPTT - QUY

M3 eh

D VT: VND

l'hu ∎ ri Ltly Ice tir dau mini Mn cuoi quti, IV

minh Nam 2013 Nam 2012

I LCUCHUYEN TIEN Te HoAT HONG KINH DOANH

1 Thu nhap fai va cac khoan thu nhap tuang tu nhan duqc 01 7,742,029,584,018 7,575,903,348,329

2 Chi phi 181 va cac chi phi twang tis da Ira 02 (7,629,844,237,111) (7,091,728,165,648)

3 Thu nhap tir hoat dOng dich \RI nhan dirqc 03 106,622,443,947 139,795,098,531 Chenh lech so tien thoc thu/thuc chi to hoat Ong kinh doanh 04

4

60,951,013,153

Tien thu cac khoan no da (Iliac xir ly xoa, NI dap bang nguim do 06

6

phong rill ro

4,216,698,490 626,397,476

7 Tien chi tra cho nhan vien va hoat dang quan ly, ding vu (*) 07 (1,493,545,209,199) (1,438,063,057,116)

8 TiC'n thud thu nhap thoc nap trong ks/ (*) 08 (159,578,375,013) (249,415,655,876)

Urn chuyen tien than tie hog dijng kinh doanh trtgrc nhumg 09

thay doi ye tai san va von lull dOng (1,376,710,669,908) (915,097,333,931)

Nhang thay dal 4 tdi sdn hogt dOng

9 (Tang)/Giam cac khoan tien, yang girl va cho vay cac TCTD khac 10 (4,887,519,691,383) (15,633,690,878,306)

10 (Tang)/Giam cac khoan ve kinh doanh chimg khoan 11 (6,067,076,151,324) 3,931,933,719,532 (Tang)/Giam cac ding co tai chinh phai sinh va cac tai san tai

(long, chang khoan, dau to dai han) (163,151,581,076)

14 (Tang)/Giam khac ye tai san hoat clang 15 117,394,345,142 (73,750,166,495)

15 Tang/(Giam) car khoan no Chinh phil va NHNN 16 2,119,144,618,490 (2,184,953,736,805)

16 Tang/(Giam) cac khoan tien gin, tien vay cac TCTD 17 (1,091,870,191,216) 5,897,114,642,974

17 Tang/(Giam) tien giri cila khach hang (bao gam ca KBNN) 18 13,152,694,466,931 25,892,668,399,141 Tang/(Giam) phat hanh giAy to co gia (ngoai trir giay to co gia phat

21 Tang/(Giam) khac ye ding no hoat clang 22 176,900,190,475 (5,036,939,566,480)

22 Chi to cac guy dm TCTD (*) 23

Luu chuyen tien than tit hog dOng kinh doanh 24 (4,975,612,067,237) (8,525,610,439,270)

11 LUll CHUYEN TIEN Tif HaNT BONG DAU TU

1 Mua sam tai san co Binh 25 (457,392,497,595) (127,349,811,673)

2 Tien thu tir thanh ly, nhtrong ban TSCD 26 1,563,604,288 538,181,520,224

4 Mua sam bat clang san dau to (*) 28

5 Tien thu to ban, thanh ly bat dang san Mu to 29

6 Tien chi ra do ban, thanh Iy bat clang san dau to (*) 30

8 Tien thu dau tu, gop von vao cac don vi khac 32 8,000,260,483 24,221,565,818 Tien thu ca tirc va 101 nhuan duqc chia tir cac khoan dau tu, gap 33

LOp bitu e town

Do Thanh Phuong h Thi Lan Phtrang

nOi, ngay thong nom 2014

Tang Giam d6c

N1A chi Thuyii 1.fiy he tir (iu nom d J.n cuui (pis(' IV

1 TAng von có ph'an tir g6p von vWho4c phat hanh co phieu 35

2 Tien thu tir Oat hanh gia'y tb co gia dai han c6 du dieu kien tinh 36

vao von tkr co va cac khoan von vay dai hurl khac

3 Tien chi thanh town giay to c6 gia dai han c6 du dieu kien tinh vao 37

von ttr c6 va cac khoan von vay dai han khac

4 Co Mc tra cho co &mg, loi nhuan da chia (*) 38

5 Tien chi ra mua co phieu ngan quy (*) 39

6 Tien thu &roc do ban CO phieu ngan quy 40

41 Urn chuyen fief' than tir hoot ding tai chinh

42

IV Lim chuytn tin thuan trong ky

V Titn va cac khan twang throng tin tai thbi ditm dau ky 43

VI Ditu chinh anh hulTng cum thay ddi ts, gia 44

VII Titn va cac khan twang throng tin tai thbti ditm cuoi 14 45

2,260,710,000

(1,065,758,545) (270,099,562,395)

(1,065,758,545) (267,838,852,395) (5,419,927,555,868) (8,347,528,065,494) 11,665,810,449,612 20,013,338,515,106

6,245,882,893,744 11,665,810,449,612

THUYET MINH BAO CAO TAI CHINH RIENG LE

Cho Qui IV nam 2013

SHB

Solid partners flealtee solutions

Ngfin hang TMCP Ski Gen — Ha Nqi

THUYET MINH BAO CAO TAI CHINH RIENG LE

Qin"( w NAM 2013

1 Thong tin ve ngin hang

0041-NH/GP ngay 13 thang 11 nam 1993

Giay phep hoat dOng do Ngan hang Nha nu& Viet Nam cap, , Thai han hoat &Ong Ngan hang la 40 nam ke -Ur ngay cap giay 010 dau tien

Giiy phep hoat

Ong

110i ding Quin tri

Ong Do Quang Hien

Ong Nguyen Van Le

Ong Tran Ng9c Linh

Ong Pham HOng Thai

Ong Pham Ng9c Tuan

Ba Dam Ng9c Bich

Ong Le Quang Thung

Ban kiem soit

Ong Pham Hoa Binh

Ong Nguyen Hisru Dirc

Ba Hoang Thi Minh

Ong Bui Thanh Tam

Ban Tong Giam dOc

Ong NguyL Van Le

Ong Mng Trung Dang

Ong Le Dang Khoa

Nguygn Huy Tai

Thanh vien Thanh vien Thanh vien Thanh vien

T6ng Giam d6c Pho T6ng Giam d6c Pho T6ng Giam d6c Ph6 T6ng Giam d6c Pho T6ng Giam d6c PhO T6ng Gam d6c kiem ke toan truing Pho T6ng Giam d6c

Tai b6 nhiem ngay 5 thang 5 nam 2012 Tai b6 nhiem ngay 5 thang 5 nam 2012 Tai b6 nhiem ngay 5 thang 5 nam 2012 B6 nhiem ngay 5 thang 5 nam 2012 B6 nhiem ngay 5 thang 5 nam 2012 B6 nhiem ngay 5 thang 5 nam 2012

BO nhiem ngay 5 thang 5 nam 2012

Tai b6 nhiem ngay 05 thang 05 nam 2012 Tai b6 nhiem ngay 05 thang 05 nam 2012 B6 nhiem ngay 05 thang 05 nam 2012 Tai b6 nhiem ngay 05 thang 5 nam 2012

Tai b6 nhiem ngay 21 thang 5 nam 2010

136 nhiem ngay 01 thang 9 nam 2006 B6 nhiem ngay 10 thang 4 nam 2009

136 nhiem ngay 18 thang 02 nam 2013 B6 nhiem ngay 15 thang 3 nam 2011

136 nhiem ngay 08 thang 06 nam 2012 B6 nhiem ngay 9 thang 10 nam 2012

ill SHB Solid partners, flexible solutions

Ngfin hang TMCP Ski Gen — HA NOi

• Cac khoan no diau chinh ky han tra no Fan dAu;

• Cac khoan no co cAu lai died han tra no trong han theo thai han duoc co cap lai

Nhom 3: No dual tieu chuan

• Cac khoan no qua han tir 91 den 180 ngay;

• Cac khoan no co cAu lai tiled han tra no ran dAu, trir cac khoan no diau chinh ky han tra

no Ian dAu phan loai vao nhom 2;

• Cac khoan no dugc mien hoc giam tai do khach hang killing du kha nang tra tai dAy du theo hop d6ng tin dung;

Nhom 4: No nghi nga

• Cac khoan no qua han tir 181 den 360 ngay;

• Cac khoan no co du lai tiled han tra no lAn au qua han dugi 90 ngay theo thai han tra no duoc co cdu lai ran dAu;

• Cac khoan no co cAu 14i th6i han tra no lAn thd hai;

Nhom 5: Na có kha Jiang mat van

• Cac khoan no qua han tren 360 ngay;

• Cac khoan no co cAu lai thai han tra no lAn dAu qua han tir 90 ngay tra len theo thai han tra no duoc co cdu lai lan dAu;

• Cac khoan no co cdu lai thOi han tra no lAn thin hai qua han theo thai han tra no duoc co cAu 14i Ian thu hai;

• Cac khoan no co cAu lai thai han tra no ran thir ba tra len, ka ca chua bi qua han hoc d'a qua han;

• Cac khoan no khoanh, no ch6 xu 1Y;

Theo Quyat dinh s6 493/2005/QD-NHNN ngay 22 thang 4 nam 2005 va Quyat dinh so 18/2007/QD-NHNN ngay 25 thang 4 nam 2007, d6i vai cac khoan no qua han, to chirc tin dung phan loai lai vao nhom no co ro thAp hon khi Ngan hang danh gia la CO du kha Wang thu hai dAy dir ca g6c va lai; va khach hang co tai lieu, 116 so chUng minh cac nguyen nhan lam khoan no nay qua han duoc xir ly, khdc phuc Ngan hang chi' dOng to quyet dinh phan loai cac khoan no vao cac nhom no rui ro cao hon tuong ung voi muc dO rui ro khi xay ra mot trong cac tn.rang hop sau day:

• Khi CO nhang din bian bAt lgi tir tac dOng tieu cue den m6i twang kinh doanh va linh vuc kinh doanh;

• Cac chi tieu tai chinh cud khach hang ho4c kha nang tra no cud khach hang bi suy giam;

• Khach hang khong cung cap cho Ngan hang cac thong tin tai chinh kip thai, dAy du

va chinh xac a Ngan hang danh gia kha nang tra no cud khach hang

1111 SHB Solid pcartnens flarlble solutions

Ngfin hang TMCP Sai Gen — Ha NOi

Dv phong riii ro tin dung: Viec tinh du phong cu the &rot can cir teen cac tS/ 1e ap dung cho

tirng nhom no nhu sau:

9 Tai san c6 dinh

Tai san c6 dinh dugc the hien theo nguyen gia trir di khAu hao luy ka Nguyen gia bao g6m toan b6 cac chi phi ma Ngan hang phai b6 ra a c6 dugc tai san ce dinh tinh den tiled diem dua tai san do vao trang thai san sang sir dung Tai san c6 dinh duac tinh khAu hao theo phuong phap &long thang de trir dan nguyen gia tai san trong suet th6i gian hiru dung trac tinh nhu sau:

-Tai san ce dinh hal hinh khac 04 - 07 nam

-Tai san c6 dinh vo hinh khac 02 — 20 nam Quyen sir dung dAt dugc khAu hao theo phuang phap throng thang phu hap vOi GiAy chirng nhan quyen sir dung Tat Quyen sir dung dAt vo thai han dugc ghi nhan theo gia g6c va khong tinh khAu hao

10 Tien va cac khoin tuning throng teen

Tien va cac khoan tuang duong tien bao gem tien met, yang, da quy, tien giri thanh toan tai NHNN, tin phieu Chinh phu va cac giAy to co gia ngan han du dieu kien chit khau vai NI-INN, cac khoan tien giri thanh toan va tien giri, cho vay tai cac to chirc tin dung khac c6 thai han dao han kh6ng qua 3 thang ke tir ngay giri

111 SHB Solid partners, flexible solutions

Ngan hang TMCP Sal Gen — HA NOi

11 Cac cong cu tai chinh phai sinh

Cac cong cu tai chinh phai sinh &roc ghi nhan tren bang can diSi ke toan theo gia tri hop clung vao ngay giao dich, va sau do dugc dank gia lai theo gia tri hop 1SI Lgi nhuan hoac 18 khi cac ding

cu tai chinh phai sinh &roc thuc hien dixgc ghi nhan trong bao cao ket qua hoat deng kinh doanh Lgi nhuan hoac 18 chua thkrc hien dugc ghi nhan vao khoan mac chinh Lech danh gia lai cac cong

cu tai chinh phai sinh teen bang can d6i ke toan va dugc ket chuyen vao ket qua hog den kinh doanh vao thud diem cu6i nam

12 Ghi nh"Vn thu nh4p/ chi phi lai

Ngan hang ghi nhan thu nhap tir lai va chi phi lai teen bao cao ket qua hog deng kinh doanh tren co see du thu, du chi

13 Ghi nh'Vn thu nhlap tir phi va hoa hung dich vu

Ngan hang thu phi tir cac dich vu cung cap cho khach hang Thu nhap tir phi co the chia thanh cac nhom sau:

cung cap dich vu trong met theri gian nhat dinh dugc du thu trong su6t thud gian dg Phi nay bao Om phi quan 1St, phi nhan uy thac, hoa h8ng va cac phi lien quan den cap tin dung, quail 1)", tai san, phi quan 1ST danh nine va cac chi phi quan 1Sf' cung nhu phi to van khac

gia dam phan cac giao dich cho met ben thin ba, vi du nhu dan 'cep viec mua co phan hoac cac log chi:mg khoan khac hoac mua 14i doanh nghiep , dugc ghi nhan khi hoan tat giao dich lien quan Phi hoac met phan cua khoan phi nay co lien quan den viec thkrc hien met cong viec nhat dinh se duvc ghi nhan khi hoan tat die'u kien tuang irng

BM SHB

Ngfin hang TMCP Sai Gen – HA Ni

14 Thong tin bac) cao 130 ph4n

- Thong tin bao cao 130 ph4n theo linh vi c kinh doanh

Don vi VN • — Kinh doanh va ;I , rt

huy dOng von!! Dich vu Tang Ong

I i

Tin dungli

li

Dau 1w

Cho giai dogn tie ngay 01 tilting 10

din ngay 31 theing 12 nom 2013

1 Doanh thu trgc ti6p 2,048,143,224,865 157,050,147,203 154,302,092,610 34,658,272,106 2,394,153,736,784 1

ITO ngay 31 thing 12 Warn 2013

1 Tai s an b"g phan 1 90,754,929,044,830

12 Tai san phan bo 3,601,916,138,616

1 Ng phai tra bo ph4n (205,807,587,123)

23,433,637,737,189 36,951,753,254

21,292,626,346,793 = j 39,712,350,000 2,502,161,577,485 1,414,724,267,439 I

23,794,787,924,278 i 1,454,436,617,439 143,076,659,215,606

135,520,905,478,812 7,555,753,736,794

(132,553,301,974,147)i (223,687,432,775)1

(132,243,372,564,501) (220,080,887,581)1

7

(43,188,298) (982,984,112)

SHB

Sold partners, flextb4e solueens

Ngan hang TMCP Sal Gan - Ha Ni

- Thong tin bao cao b ph4n theo khu vic din 1S7:

Don VND

Thu nhaRlai thuan

!Lai/ 16 thuAn hoat dOng dich vu

;Lai/ 16 thuAn tir mua ban chirng khoan

L'Ai/16 thuAn tr hoat don khac

Thu nhap tir gop von, mua c6 phan

Chi phi hoat dOng

Lçi nhu4n thuAn tir hoat dOng kinh

doanh trtr•frc chi phi cite phong rid

TO ng cong

'- 6-6-2T: 07-6:48-8-,79-85 9,131,122,239 (498,560,000)1

368,526,462,243 18,194,504,720 (498,560,000)1

74,733,429,785 1 i 877,566,061

1

-

160,820,538 1 1 3,484,339,805 I (66,918,123,889) 1

(6,816,442,737)1 5,661,709,774 I 2,576,405,600 (27,756,015,099)1 1 (66,547,797,305)11 (401,417,785,824) ,

47,972,612,987 98,410,295,073 203,788,814,148

(10,085,219,324) 2,978,706,345 : 68,517,035,295

CN NU& ngoai

62,895,546,444 I (16,482,634,715)H

- 11 2,576,405,600 (27,223,396,724)!

(6,816,442,737)1 6,417,360,042

116,467,131,570

11 37,887,393,663

11 38,978,518,933 11

I

77,488,612,636 I

101,389,001,418 272,305,849,443 I

8

31/12/2013 VND

310,687,404,000 224,492,063,029 5,643,033,000

540,822,500,029

31/12/2012 VND1

256,757,313,480 224,360,190,262 3,758,142,824

Sold pednefs, flexible solutions

Ngan hang TMCP Sal Gen —HA Ni

15 Tien mat, yang b#c, quY

Tien mat bang VND

Ti'sn mat bang ngoai to

Kim loaf quy,.da quSI

16 Tien giri tai Ngan hang Nha ntro'c

31/12/20121 31/12/2013

VND VND1

1,818,056,606,222 3,031,869,478,8961

3,031,869,478,896 1,818,056,606,222

Tien girl thanh toan tai Ngan hang Nha mac

LT Tien giti phong Oa (riL co)

16,152,196,647,863

r-i

19,642,384,956,481

14,401,511,647,863 18,636,242,066,481 1,750,685,000,000 1,006,142,890,000

12,636,028,000,000 8,890,044,000,000

7,945,000,000,000 7,350,000,000,000 4,691,028,000,000 1,540,044,000,000

30,399,328,435,356 29,648,902,280,631

(theo gia tai ngay lçp bao ciao)

d 'Ong (theo gia ngay hieu hec hop dang) Tai san

Tong gia tri ghi s kJ' toan Tong gia tri cilia hop

Cong nçi

Ti ngay 31 thang 12 Wain 2013 , L

Cling ci TC phdi sinh tien to

Giao dich kS, hart t& t'es

Giao dich hoan d6i kjf hart

ngay 31 thing 12 nam 2012

Congci TC phdi sinh tin

5,846,612,060

3,263,769,995 2,582,842,065

1,710,623,497,800

913,539,370,0001 797,084,127,800

4,001,790,424,255

3,079,753,638,950 922,036,785,305

idl SHB

Solo partners flealble solutions

Ngan hang TMCP Sal Gan — HA Ni

18 Cac ding ci tai chinh phai sinh Ira cac tai san'tai chinh khac

19 Cho vay khach hang

31/12/2013 VND

31/12/2012 VND

Cho thue tai chinh

Cho vay bang von tai tro., Uythác du tix 19,332,939,529

Cac khoan tra thay khach hang 19,581,969,200

54,890,364,332,868

985,650,393,340

582,245,331 74,572,331,345

897,889,799,384 Cho vay d6i voi cac t6 chirc, cá than nu&

ngoai

Cho vay khic

No• cho vay &roc khoanhvànochrth 1'y

3,318,403,772,090

22,007,021,616 22,011,922,616 1,201,401,814,267

76,468,937,884,303 56,871,071,024,884

Nçi ngan han

Ng nung han

clai han

SHB

Sand partners, fleMble soludens

Ngfin hang TMCP Ski Gen — Ha Ni

19.1 Phan tich chat ltrqng my cho vay

31/12/2012 VND

47,411,613,614,064 4,613,611,974,996 1,053,445,014,484 1,724,926,789,777 2,067,473,631,563

69,811,299,055,641 2,352,445,687,051 144,391,408,890 434,849,602,395 2,524,550,316,059 1,201,401,814,267

76,468,937,884,303

co

Nq kha nang mAt von

Cac khoan no chef xit 1 - Vinashin

56,871,071,024,884

19.2 Phan tich dir nq theo thoti gian

31/12/2013 VND

32,390,613,057,711

12,539,223,509,333

11,941,234,457,840

56,871,071,024,884

SHB .11.tionti

Nan hang TMCP Sai Gen - HA NOi

19.3 Phan tich du ny cho vay theo di tuyng khach hang NI 1oi hinh doanh nghi0

31/12/2013 tri?u VND

31/12/2012 VND

Doanh nghiep c6 von du tu nu& ngoai 45,684 0.06 500,953 0.88 Hop tac xã va lien hip hop tac xä 129,239 0.17 70,443 0.12

HO kinh doanh, ca nhan 17,745,499 23.21 15,937,074 28.02

Cac khoan Repo voi khach hang cila

cong ty TNHH MTV Quan va khai

thac tai san SHB

0 0.00

Cac khoan phai thu giao dich chUng

khoan cüa Cong ty CP chUng khoan SHB 0 0.00

76,468,938 100.00 56,871,071 100.00

12

SHB fikonlate ,Lotuttor,

Ngfin hang TMCP Sal Gen - HA Ni

19.4 Phan tich dtr no: cho vay theo nginh kinh to

31/12/2013

31/12/2012 triu VNI)

N6ng nghiep va lam nghiep va thily san

Khai khoang

C6ng nghiep the bin, the tao

San xuat va phan phi din, khi dOt, mac

nOne hal 1110Q N4 dieu h6a khOnz khi

Cung cap mthc; hoat dOng quan 1' va xir

1' rac thai, ntrqc thai

Xay dung

Ban buon va ban le; sira china O to, mo to,

xe may va xe c6 dOng ca khac

Van tai kho bai

Dich vu kru tru va an ueng

Thong tin va truyen thong

Hoat dOng tai chinh, ngan hang va bao

him

Hoat dOng kinh doanh bat dOng san

Hoat dOng chuyen mon, khoa hoc va

ding ngh'e

Hoat dOng hanh chinh va dich vu h8 trq

Hoat dOng cua Dang COng san, to chirc

chinh tri - xa hot auan nha nithc an

Gino duc va dao tao

Y t va hoat dOng trg gidp xâ hi

Nghe thuat, vui chai va giai tri

Hoat dOng dich vu khac

Hoat dOng lam thue cac cong viec trong

cac hO gia dinh, san xuat san pham vat

chat va dich vu tu tieu &mg cUa hO gia

dinh

Hoat dOng cCia cac t chirc va ca quan

quOc tê

Cac khoan Repo voi khach hang cila

cong ty TNHH MTV Quin 1ST ng va khai

Cac khoan phai thu giao dich chimg

khoan cüa Cong ty CP chUng khoan SHB

Dunçichxül'

16,523,844 5,061,999 12,568,304 2,630,550

19,045

7,134,663

11,718,907 3,864,980 2,101,590 80,742 647,902 3,500,575 52,355 42,081

51,268 93,586 30,490 9,121,126

23,527

1,201,402

21.61 6.62 16.44 3.44

0.02

9.33

15.33 5.05 2.75 0.11 0.85k 4.58 0.07 0.06 0.00 0.07 0.12 0.04 11.93

23,686

6,118,343

10,504,245 4,092,720 1,284,432 95,341 720,594 2,236,672

17,105 49,744 4,992 44,085 76,326 21,757 9,206,153

261,952

7,089

14.23 6.97 15.31 2.36

0.04 10.76

18.47 7.20 2.26 0.17 1.27 3.93 0.03 0.09 0.01 0.08 0.13 0.04 16.19

0.46

0.01

13

Dg phong ro trich 14p trong kST/ (Hoan nhap dkr phong

BM SHB Solid partner, flexible solutbne

Ngfin hang TMCP Sal Gan — HA Ni

20 Due phong riii ro tin dyng

Dt.r phong chung Du phong cu the

21 ChUng khofin dan tu

21.1 Chung khoan Tau ttr san sang dt ban

Chang khocin Ni

Chang khoan Chinh phir

Cht'rng khoan Ng do cac TCTD khac trong ntrac

phat hanh

ChUng khoan Ng do cac TCKT trong nuac phat

hanh

Chang khodn Von

Chfrng khoan V6n do cac TCTD khac trong ntrac

SHB

parlr,e, uolvtioriV

Ngan hang TMCP Sai Gen — HA NOi

21.2 Chfrng khoan dam fir gift' d4n ngay dao han

31/12/2013 VND

31/12/2012 VND

Chimg khoan Chinh phu 4,213,522,288,822 869,688,118,703 Chirng khoan Ng do cac TCTD Id& trong ntrOc

31/12/2012 VND

D'Au ttr vao cong ty con 167,710,070,000 167,710,070,000 Cac khoan dau ttr vao cong ty lien doanh

Cac khoan dau to vao ding ty lien ke't

Cac khoan dau ttr dai han khac 395,841,525,375 420,325,959,557 Dkr phOng giam gia dau ttr dai han (48,587,181,632) (60,241,265,051)

514,964,413,743 527,794,764,506

15