This assess-ment can take place at a variety of levels, asking such questions as ■ Did the research lead to new understanding of an urban health problem that suggested new directions fo
Trang 1developing exchanges where faculty and students as well as policymakers can move
between these settings through internships, sabbatical programs, or other
arrange-ments; and inviting policymakers to teach or advise research teams In many cases, the
trust and goodwill developed in one collaborative venture can provide a starting point
for subsequent efforts on other topics
Finally, universities can encourage faculty researchers to engage in interdisciplin-ary and policy research and to cross the research/advocacy divide by rewarding this
work through its promotion and tenure practices, pilot interdisciplinary research grant
programs, and the creation of academic spaces for interdisciplinary discussions and
research
EVALUATING IMPACT
The fi nal stage in the cycle for interdisciplinary work shown in Figure 12.1 is
evaluat-ing the impact of the changes that the research or intervention stimulated This
assess-ment can take place at a variety of levels, asking such questions as
■ Did the research lead to new understanding of an urban health problem that
suggested new directions for further research or for policy or practice?
■ Did the intervention contribute to improvements in population health or to more
health - promoting environments?
■ Did the research lead to new theoretical frameworks, methodological approaches,
or analytic strategies that offered researchers new tools or insights?
■ Did the process of interdisciplinary collaboration lead to new understanding of
how researchers can work together across disciplines, sectors, or institutions?
In several chapters, including Chapters Two, Five, Seven, and Eleven, the authors discuss these questions and offer lessons that their experiences suggest The
heteroge-neity of their conclusions refl ects both the particulars of the research problems and
studies they describe and analyze and the challenges of evaluating interdisciplinary
research In a recent review, Klein enumerated some of the unique issues in evaluating
interdisciplinary health research 33 These included the variability of research goals; the
variability of criteria and indicators for quality of research; the necessity of integrating
organizational, methodological, and epistemological components of a project; the
interaction of social and cognitive factors in collaboration; the challenges of
manage-ment and coaching an interdisciplinary team; the developmanage-ment of transparent processes
for iteration of models, theories, and fi ndings; and the development of fl exible but
consistent measures of impact and effectiveness that consider both intended and
unin-tended outcomes
Lest readers become overwhelmed by this daunting list of challenges, it is also true that for the most part evaluators of interdisciplinary research projects or processes
face the same scientifi c and logistical problems that evaluators of other types of
Trang 2312 Using Interdisciplinary Approaches to Strengthen Urban Health Research
interventions face These include assuring validity, reliability, and generalizability
while at the same time acknowledging the importance of context Several recent
reviews provide an overview of these issues 34 , 35 , 36 , 37
Some approaches to evaluation may be particularly suitable to interdisciplinary health research These include portfolio evaluation, in which researchers assess a
vari-ety of interventions designed to reduce a problem; 38 health impact assessment, which
examines retrospectively or prospectively the health consequences of health and
non-health policies and programs; 39 and goal - free evaluation, which allows investigators to
consider unintended as well as intended effects 40 Future work on interdisciplinary
health research should carefully examine the value and costs of these emerging
approaches to evaluation
Finally, the results of evaluation studies provide feedback to all the stakeholders involved in the problem under study, providing an opportunity to redefi ne the problem
based on new understanding or changing contexts This fi nal step begins the cycle
again, emphasizing the dynamic and iterative dimensions of interdisciplinary urban
health research
WANTED: INTERDISCIPLINARY RESEARCHERS
AND PRACTITIONERS
In our view, more interdisciplinary approaches to public health research and practice
hold great promise for better understanding and reducing the complex health problems
that face people living in cities Both neophyte and experienced researchers and
stu-dents entering the fi elds that contribute to healthier urban populations will enhance
their potential to make contributions if they develop the capacity to use
interdisciplin-ary methods, concepts, and frameworks In our work as teachers, researchers, and
advocates, we are frequently asked, “ So how do I become an interdisciplinary
researcher? What can I do now to develop my skills and competencies? ” We close this
volume by offering some suggestions
First, we encourage aspiring researchers to practice crossing boundaries Perhaps one defi ning characteristic of an interdisciplinary researcher is someone who can
suc-cessfully cross multiple borders In the previous chapters, the authors describe how
they worked across a variety of divides, including institutions, service sectors, levels
of social organization, roles, translational stages, and disciplines Just as the White
Queen urged Alice in Wonderland to practice imagining impossible things, we urge
readers to practice looking at the problems they study from across one or more
bor-ders Questions that might stimulate such thinking include
■ What would this problem look like if I viewed it from another discipline, say, as
an epidemiologist rather than as a sociologist or as an urban planner rather than
as an anthropologist?
■ How would I approach this problem from another role, say, as a community
activist or a city offi cial rather than as a health researcher?
Trang 3■ How would I approach it if I were based at a different type of institution, say, a
hospital rather than a university or a community organization rather than a health department?
■ What if I worked in a different sector, say, housing or education or environmental
protection rather than public health? What might look different to me from that perspective?
■ What new understanding would I gain from focusing on a different level of
organization? For example, what would I gain if I considered the biological pathways that contributed to overeating as well as the food industry practices that have been associated with obesity?
The White Queen encouraged Alice to develop her skills by imagining six impos-sible things before breakfast By engaging in similar thought exercises,
interdisciplin-ary aspirants can strengthen their capacity to think and act across the boundaries that
often constrain them
Second, researchers and practitioners would benefi t from some study of the meth-ods and theories of another discipline This need not require earning another graduate
degree in another discipline but simply some systematic introduction to the history,
theories, and methods of a second discipline By having a point of comparison,
research-ers gain insights into the limitations — and strengths — of their own discipline The goal
is not for sociologists to become epidemiologists but rather to understand more deeply
and specifi cally that the world looks different through other disciplinary eyes
Another way to achieve this goal is to bring together researchers and students from different disciplines to consider a single problem from different perspectives At
City University of New York, for example, we have offered a doctoral level course on
interdisciplinary research in urban health that examines the concept of health equity
and health disparities from different disciplinary perspectives
Third, those seeking to move beyond their home discipline can read widely out-side their own professional journals and books With the proliferation of scientifi c
journals and easy electronic access to a variety of information sources, it is hard enough
to stay current with one ’ s own discipline But immersing oneself in a single
disciplin-ary perspective can limit one ’ s ability to think creatively or to consider a problem from
another perspective One obvious starting point for this wider scan is the problem of
concern Thus, nutritionists studying diabetes or political scientists investigating
legis-lative approaches to controlling obesity can read in the medical, sociological,
anthro-pological, and epidemiological literatures to expand their understanding of the problem
and the methods used to study and intervene
Fourth, readers are encouraged to seek placements in interdisciplinary research teams The best preparation for doing interdisciplinary research is doing it By
com-pleting fi eld placements, fellowships, sabbaticals, or other temporary assignments
within existing teams, participants gain the experience and skills of working across
disciplines Several fellowship programs, including those sponsored by the Kellogg
Foundation, the Robert Wood Johnson Foundation, and several National Institutes of
Trang 4314 Using Interdisciplinary Approaches to Strengthen Urban Health Research
Health initiatives, provide support for these placements Finding a mentor on this team
who is experienced in interdisciplinary work or, better yet, fi nding a few mentors who
are trained in different disciplines allows aspiring investigators to analyze their
experi-ences as they live them
Finally, we encourage students, researchers, and practitioners who want to move toward more interdisciplinary approaches to start that process today In this book, we
have shown that disciplinary/interdisciplinary is not a polarity but rather a continuum
Everyone who is working to improve the health of urban populations can take some
steps on that continuum Perhaps it means inviting someone from another discipline to
the next team meeting or expanding an advisory board to include more diverse roles or
considering interventions at other levels of organization, even if others will be assigned
implementation responsibilities By taking small steps to move from more disciplinary
to more interdisciplinary and assessing the success of these steps as they are carried
out, we may be able to create momentum for a more transformative change Ultimately,
these small steps can lead to a “ tipping point ” where the disciplinary eventually becomes
truly interdisciplinary
The chapters in this book show that it is possible for researchers, practitioners, community residents, public offi cials, and others to design, implement, and evaluate
interdisciplinary studies and interventions that can improve the health of urban
popu-lations We hope readers will join us in this quest
1 Choose a specifi c urban health problem that concerns you What are the
advantages and disadvantages of using unidisciplinary versus interdisciplinary approaches to addressing this problem?
In this chapter, we considered the central
themes that run through this volume Our
focus is on doing interdisciplinary
rese-arch and practice in urban health We seek
to help readers move from an
apprecia-tion of interdisciplinary research to a
capacity to do it — to apply the principles,
concepts, and skills described in the
pre-vious chapters and developed elsewhere
in recent years to their roles as urban
health professionals and researchers We
examined what we have learned about the
practical application of the approaches,
methods, and frameworks the authors of
previous chapters have described and how our readers can apply these lessons
in the settings in which they work We described several stages of interdisciplin-ary work — defi ning the problem, creating and implementing a research process, choosing partners, infl uencing policy and practice, and evaluating impact — and dis-cussed the key tasks and challenges in each stage We conclude by urging read-ers concerned with improving the health
of urban populations to begin the process
of moving from more disciplinary to more interdisciplinary research and practice
SUMMARY
Trang 52 How did the authors of Chapters Two, Seven, and Eight frame the problems
they were studying, and how did these decisions affect how they moved through the various stages of research described in this chapter?
3 Use the stages of interdisciplinary research shown in Figure 12.1 to design an
intervention to reduce type 2 diabetes in an African American urban neighbor-hood What information would you need to guide this process?
4 How will you use interdisciplinary approaches to urban health research and
intervention in your professional career? What obstacles might you encounter in using these methods and how might you overcome them?
NOTES
1 Kessel, F., Rosenfi eld, P L., and Anderson, N B., eds Expanding the Boundaries
of Health and Social Science: Case Studies in Innovation New York: Oxford
University Press, 2003
2 Committee on Facilitating Interdisciplinary Research Facilitating
Interdis-ciplinary Research Washington, D.C.: National Academies Press, 2005
3 Kessel, F., and Rosenfi eld, P L Toward transdisciplinary research: Historical
and contemporary perspectives American Journal of Preventative Medicine, 35,
no 2, Suppl (August 2008): S225 – 234
4 Hirsh - Hadorn, G., Hoffman - Riem, H., Biber - Klemm, S., et al., eds Handbook of
Transdisciplinary Research Springer, 2008
5 Higginbotham, N., Briceno - Leon, R., and Johnson, N Africa In Applying Health
Social Science: Best Practice in the Developing World, pp 99 – 100 London:
Zed, 2001
6 Higginbotham, N., Briceno - Leon, R., and Johnson, N Latin America In Applying
Health Social Science: Best Practice in the Developing World, pp 183 – 184
London: Zed, 2001
7 Higginbotham, N., Briceno - Leon, R., and Johnson, N Asia and the Pacifi c
In Applying Health Social Science: Best Practice in the Developing World,
pp 15 – 16 London: Zed, 2001
8 Rutter, M., and Plomin, R Pathways from science fi ndings to health benefi ts
Psychological Medicine (2008): 1 – 14
9 Dorfman, L., Wallack, L., and Woodruff, K More than a message: Framing
pub-lic health advocacy to change corporate practices Health Education & Behavior,
32, no 3 (2005): 320 – 336
10 Entman, R Framing: Toward a clarifi cation of a fractured paradigm Journal of
Communication, 43, no 4 (1993): 53 – 57
Trang 6316 Using Interdisciplinary Approaches to Strengthen Urban Health Research
11 Narayan, K M., Boyle, J P., Thompson, T J., Sorensen, S W., and Williamson,
D F Lifetime risk for diabetes mellitus in the United States JAMA, 290, no 14
(2003): 1884 – 1890
12 Horowitz, C R., Colson, K A., Hebert, P L., and Lancaster, K Barriers to
buy-ing healthy foods for people with diabetes: Evidence of environmental
dispari-ties American Journal of Public Health, 94, no 9 (2004): 1549 – 1554
13 Brownson, R C., Haire - Joshu, D., and Luke, D A Shaping the context of health:
A review of environmental and policy approaches in the prevention of chronic
diseases Annual Review of Public Health, 27 (2006): 341 – 370
14 Haire - Joshu, D., and Fleming, C An ecological approach to understanding
con-tributions to disparities in diabetes prevention and care Current Diabetes Reports,
6, no 2 (April 2006): 123 – 129
15 Saegert, S., and Evans, G Poverty, housing niches, and health in the United
States Journal of Social Issues, 59 (2003): 569 – 589
16 Galea, S., Freudenberg, N., and Vlahov, D Cities and population health Social
Science & Medicine, 60, no 5 (March 2005): 1017 – 1033
17 Green, L W Public health asks of system science: To advance our evidence
based practice, can you help us get more practice - based evidence? American
Journal of Public Health, 96 (2006): 403 – 405
18 Leischow, S J., Best, A., Trochim, W M., Clark, P I., Gallagher, R S., Marcus,
S E., and Matthews, E Systems thinking to improve public health American
Journal of Preventative Medicine, 35, no 2S (2008): S196 – S203
19 Trochim, W M., Cabrera, D A., Milstein, B., Gallagher, R S., and Leischow,
S J Practical challenges of systems thinking and modeling in public health
American Journal of Public Health, 96, no 3 (2006): 538 – 546
20 Freudenberg, N Jails, prisons and the health of urban populations: Review of the
impact of the correctional system on community health Journal of Urban Health,
78 (2001): 214 – 240
21 Freudenberg, N., Daniels, J., Crum, M., Perkins, T., and Richie, B E Coming
home from jail: The social and health consequences of community reentry for
women, male adolescents, and their families and communities American Journal
of Public Health, 95 (2005): 1725 – 1736
22 Stokols, D., Hall, K L., Taylor, B K., and Moser, R P The science of team
sci-ence: Overview of the fi eld and introduction to the supplement American Journal
of Preventative Medicine, 35, no 2S (2008): S77 – S89
23 Metzler, M M., Higgins, D L., Beeker, C G., Freudenberg, N., et al Addressing
urban health in Detroit, New York City, and Seattle through community - based
Trang 7participatory research partnerships American Journal of Public Health, 93,
no 5 (2003): 803 – 811
24 Israel, B A., Eng, E., Schulz, A J., and Parker, E A., eds Methods in Community
Based Participatory Research for Health San Francisco: Jossey - Bass, 2005
25 Minkler, M., and Wallerstein, N., eds Community - Based Participatory Research
for Health San Francisco: Jossey Bass, 2003
26 Klein, J T Interdisciplinarity: History, Theory and Practice Detroit, Mich.:
Wayne State University Press, 1990
27 Freudenberg, N., and Klitzman, S Teaching urban health In S Galea and
D Vlahov, eds., Handbook of Urban Health, pp 521 – 538 New York : Springer
Verlag, 2005
28 Piven, F F., and Cloward, R A Poor People ’ s Movements: Why They Succeed,
How They Fail New York: Vintage, 1979
29 Nathanson, C A Social movements as catalysts for policy change: The case of
smoking and guns Journal of Health Politics, Policy and Law, 24, no 3 (1999):
421 – 488
30 Brown, P., Zavestoski, S., McCormick, S., Mayer, B., Morello - Frosch, R., and
Gasior Altman, R Embodied health movements: New approaches to social
movements in health Social Health and Illness, 26, no 1 (2004): 50 – 80
31 Keefe, R H., Lane, S D., and Swarts, H J From the bottom up: Tracing the
impact of four health - based social movements on health and social policies
Journal of Health & Social Policy, 21, no 3 (2006): 55 – 69
32 Brown, P., and Zavestoski, S., eds., Social Movements in Health San Francisco:
Wiley - Blackwell, 2005
33 Klein, J T Evaluation of interdisciplinary and transdisciplinary research: A
litera-ture review American Journal of Prev Med, 35, no 2, Suppl (2008): S116 – 123
34 Butterfoss, F D Process evaluation for community participation Annual Review
of Public Health, 27 (2006): 323 – 340
35 Evans, D B, Adam, T., Edejer, T T., Lim, S S., Cassels, A., and Evans, T G
WHO: Choosing Interventions That Are Cost Effective (CHOICE) millennium development goals team Time to reassess strategies for improving health in
devel-oping countries British Medical Journal, 331, no 7525 (2005): 1133 – 1136
36 Jackson, N., and Waters, E Guidelines for systematic reviews in health
promo-tion and public health taskforce Criteria for the systematic review of health
promotion and public health interventions Health Promotion International, 20,
no 4 (2005): 367 – 374
Trang 8318 Using Interdisciplinary Approaches to Strengthen Urban Health Research
37 Ogilvie, D., Egan, M., Hamilton, V., and Petticrew, M Systematic reviews of
health effects of social interventions: 2 Best available evidence: How low should
you go? Journal of Epidemiology and Community Health, 59, no 10 (2005):
886 – 892
38 Sendi, P., Al, M J., Gafni, A., and Birch, S Portfolio theory and the alternative
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39 Cole, B L., and Fielding, J E Health impact assessment: A tool to help policy
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40 Scriven, M Prose and cons about goal - free evaluation American Journal of
Evaluation, 12, no 1 (1991): 55 – 62
Trang 9In this glossary, we defi ne some of the key concepts and terms that are used in this book Because the book is intended
for students and researchers of different disciplines, we have included terms that are basic in some fi elds but may be
unfamiliar to those in other disciplines Interested readers should consult the endnotes at the end of this section for a
more detailed discussion of these terms Words in italics within defi nitions are also defi ned separately
Action research (or participatory action research) is a form of research that seeks to engage researchers and
participants in a collective process of refl ection, data collection, analysis, and action for the purposes of increasing
understanding and improving upon research practices and, in the case of public health, promoting participants ’
changes Public health advocacy is advocacy that is intended to change policies or practices that infl uence the
Allostatic load refers to the cumulative wear and tear on the body ’ s systems owing to repeated adaptation to
stressors 3 , 4
Analytic strategies describe various approaches to analyzing data Examples include logistic regression, stratifi
-cation, and searching for recurrent themes in interview transcripts Research methods usually refer to approaches
to collecting data, whereas analytic strategies are used to organize and interpret these data
Community - based participatory research (CBPR) is a collaborative approach to research that equitably
involves all partners in the research process and recognizes the unique strengths that each brings CBPR begins
with a research topic of importance to the community with the aim of combining knowledge and action for social
Conceptual models are used in research to theorize, explain, and predict complex relationships among variables
Culture describes the shared characteristics of a group of people, which may include patterns of health and social
behavior, beliefs, customs, traditions, artistic expression, and language
Developmental perspective (see Life course perspective )
Disciplines (academic) are branches of scholarly instruction that provide a structure through which successive
generations of students are trained and socialized Faculty carry out research, teaching, and administration within
these disciplines Examples include sociology, psychology, anthropology, biology, and chemistry Disciplines
provide systematic approaches to understanding the world and uncovering new knowledge Traditionally,
disci-plines have been considered separate and distinct from each other Among the elements required for the presence
of a discipline are the presence of a community of scholars, a tradition of inquiry, a mode of inquiry that defi nes
how data are collected and interpreted, requirements for what constitutes new knowledge, and the existence of a
Ecological models consider the interaction and integration of multiple infl uences at multiple levels of social
organization (e.g., individual, interpersonal, organizational, community, and societal) in attempting to understand
comes out of a recognition that the “ health of individuals and the community is determined relatively little by
Trang 10320 Glossary
health care per se and far more by multiple other factors, and by their interactions These factors include biology
(e.g., genetics), the social and physical environment, education, employment, and behavior (e.g., healthy behaviors
economic systems, historical patterns of discrimination, public policies not related to health, and other societal
fac-tors exert infl uence on health and contribute to midlevel facfac-tors such as behavior, employment, and education
Embodiment describes the biological and social processes by which living conditions and social conditions “ get
Environment describes the complex of physical, chemical, biological, and social factors that act upon an
organ-ism or a population and ultimately determine its form and survival It also describes the aggregate of conditions
that infl uence the life of an individual or community
Environment, physical refers to the human - built environment as well as the air, water, plants and animals,
climate, and geological conditions that infl uence a population
Environment, social describes the structure and characteristics of relationships among people within a community
Components of the social environment include social networks, social capital, and social support
Environmental justice, as defi ned by the U.S Environmental Protection Agency, is “ the fair treatment and
mean-ingful involvement of all people regardless of race, color, national origin, culture, education, or income with
Essentialism is a philosophical concept that states that certain characteristics of a group are universal and not
dependent on context It is often contrasted with social constructionism
Framing is the process by which we select, emphasize, present, and communicate information in such a way
as to promote a particular problem defi nition, causal interpretation, moral evaluation, and/or treatment
Fundamental causes are root or primary explanations of a phenomenon or problem In public health, many
fundamental cause explanations focus on the primacy of social conditions as underlying causes of health
inequali-ties This line of inquiry comes in part from a recognition that socioeconomic gradients in nearly all health
to unequal distributions of resources and opportunities that put people “ at risk for risk ”
Geographic Information Sciences is a discipline grounded in geographic spatial analytic theory that provides
geographic information
Health disparities refer to gaps in the health status and quality of health care across racial (see race ), ethnic,
gender, and socioeconomic groups The U.S Department of Health and Human Services has defi ned health
disparities as “ population - specifi c differences in the presence of disease, health outcomes, or access to health
care ” One of the stated goals of Healthy People 2010 is the elimination of health disparities in the United States
Health equity describes the goal of reducing disparities in health or, in other words, achieving equity in health
among different population groups
Health promotion is defi ned by the World Health Organization as the process of enabling people to increase
Interdisciplinary research has been defi ned by the National Academy of Sciences as “ a mode of research by
teams or individuals that integrates information, data, techniques, tools, perspectives, concepts, and/or theories
from two or more disciplines or bodies of specialized knowledge to advance fundamental understanding or to