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81 Rudwaleit M, Sieper J (2005) [Early diagnosis of spondyloarthritis with special attention to

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84 Schroder J, Liljenqvist U, Greiner C, Wassmann H (2003) Complications of halo treatment

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87 Sieper J, Rudwaleit M, Khan MA, Braun J (2006) Concepts and epidemiology of

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88 Simmons EH (1977) Kyphotic deformity of the spine in ankylosing spondylitis Clin

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27:361 – 8

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osteo-tomies for correction of kyphosis in ankylosing spondylitis Eur Spine J 7:104 – 10

99 Van Royen BJ, Kastelijns RC, Noske DP, Oner FC, Smit TH (2006) Transpedicular wedge

resection osteotomy for the treatment of a kyphotic Andersson lesion-complicating

anky-losing spondylitis Eur Spine J 15:246 – 52

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fact or fancy? Best Pract Res Clin Rheumatol 16:653 – 66

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(2005) Nonsteroidal antiinflammatory drugs reduce radiographic progression in patients

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103 Wang YF, Teng MM, Chang CY, Wu HT, Wang ST (2005) Imaging manifestations of spinal

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Ankylosing Spondylitis Chapter 38 1085

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in ankylosing spondylitis: a descriptive pilot study in patients with suspected early and active confirmed ankylosing spondylitis BMC Musculoskelet Disord 8:20

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Treatment of Postoperative Complications

Martin Krismer, Norbert Boos

Core Messages

✔ The best treatment for complications is their

avoidance by careful preoperative planning

✔ Neurological complications are no more

fre-quent in spinal than in musculoskeletal surgery

✔ Check risk factors for complications such as

intraspinal pathology, previous surgery,

aller-gies, medications and malnutrition

✔ Use standardized postoperative protocols to

monitor the patient with regard to neurological

and cardiopulmonary function as well as

vascu-lar status (pulse oximetry)

✔ Try to stop bleeding from small lacerations of

large veins by pressure and hemostatic agents

✔ Cover lacerations of the lungs with synthetic

material

✔ Chylothorax is initially treated by parenteral

nutrition

✔ Hypoliquorrhea syndrome usually occurs with

tiny dural defects and not with large lacerations

Frequency of Complications

The rate of complications with spinal procedures is dependent on the type of

sur-gery, the spinal pathology, the experience of the surgeon and confounding factors

such as age and comorbidities These factors have to be taken into account in the

discussion of complications.

Cervical Spine Surgery

Postoperative deterioration must be anticipated in cases

of preexisting myelopathy

In 450 cases of anterior cervical discectomy, worsening of the preexisting

cervi-cal myelopathy occurred in 3.3 % and infection in 1.6 % Additional

radiculopa-thy occurred in 1.6 %, recurrent nerve palsy in 1.3 %, and Horner’s syndrome in

1.1 % An epidural hematoma was seen in 0.9 % Furthermore, single cases of

pharyngeal lesion, meningitis due to a dural leak, and an epidural abscess were

found [9] In decompression for ossification of the posterior longitudinal

liga-ment the neurological complication rate was 3.6 % [85] In anterior fusion in 488

patients, a dural tear occurred in 0.2 %, dysphagia in 1.4 %, a fractured vertebra

in 0.2 %, and vocal paresis in 0.8 % [48] In a report on 185 corpectomies, the

ver-tebral artery was injured in four patients [31].

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a b

Case Introduction

A 38-year-old male underwent lumbar discectomy at the level of L5/S1 for a left-sided radiculopathy with a sensory and motor (MRC Grade IV) deficit of the S1 nerve root The microsurgical procedure was completed uneventfully The patient reported immediately after surgery a substantial pain relief and improvement of the muscle force for plantar flexion of the left foot At discharge, the patient felt well and was almost pain free At 2 weeks postoperatively the patient consulted his family practitioner because of intermittent headache The patient was treated symptomatically with NSAIDs The symptoms increased and the patient again developed some minor leg pain for which he was referred again On presen-tation, the patient complained of position-dependent headache which got worse after 15 – 20 min in the upright posi-tion An MRI scan demonstrated a fluid collection at the level of surgery (a, b, d) A contrast-enhanced MR scan allowed the exclusion of a recurrent herniation (d) A hypoliquorrhea syndrome was suspected and the patient was reviewed Intraoperatively, a medium size (5 cm) arachnoidal cyst was discovered which was opened At the base of the cyst, a tiny dura lesion was discovered under the lamina of S1 It was assumed that the lesion only injured the dura but left the arach-noidea intact This injury was obviously unnoticed intraoperatively because no CSF leak occurred The cyst was resected The dura lesion was sutured with 5-0 Prolene and covered with Dura-Gen and fibrin clue The patient completely recov-ered and was symptom free at 2 months follow-up This case demonstrates that a hypoliquorrhea syndrome is most often observed not with large but with a tiny dura lesion which forms a valve mechanism We recommend repairing all iatrogenic arachnoidal cysts when noticed intraoperatively to avoid this complication

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Anterior Spine Surgery

Serious complications are rare

In anterior approaches to the adult thoracic or lumbar spine, serious

complica-tions are relatively rare In two large studies (n = 1 223 [33], n = 447 [77]), the

major complications were:

) death: 0.3 %, 0.4 %

) paraplegia: 0.2 %, 0.4 %

) deep wound infection: 0.6 %, 1.1 %

In a report on 205 disc prostheses enrolled in a prospective FDA study [11], the

major complications were:

) death: 0.5 % (anesthesia related)

) neurological deficit: 0 %

) deep wound infection: 0 % (superficial 6.3 %)

The overall complication rate for idiopathic scoliosis was 5.2 % for anterior, 5.1 %

for posterior, and 10.2% for combined anterior and posterior procedures

according to a study by the Scoliosis Research Society [21] based on 6 334 cases

submitted to the study in the years 2001, 2002, and 2003 ( Table 1 ).

Table 1 Complications in adolescent idiopathic scoliosis surgery [21]

In a French deformity surgery cohort, 90 % scoliosis, 10 % kyphosis (n = 3 311),

the overall complication rate was 21.3 % Infection occurred in 4.7 % and

neuro-logical complications in 1.8 % [43].

Disc Herniation and Spinal Stenosis

Several papers reported on complications in surgery for disc herniation [62], or

posterior procedures, where decompression of disc herniation or of spinal

steno-sis contributed to 84 % of the cases, and where fractures, infections and

malig-nant lesions were excluded [26] In 27 576 and 18 122 operations death occurred

in 0.5 % (within 30 days) and 0.07 %, respectively Mortality depended strongly

Perioperative mortality depends on age and comorbidities

on age, being 0 % up to the age of 40 years, and 0.6 % at the age of 75 years and

over [26] Most deaths occur in elderly patients due to:

) cardiac infarction

) heart failure

) central nervous system complications

) septic shock

The incidence of an iatrogenic neurological deficit was cited as 1.0 % for disc

her-niation and 1.8 % for stenosis [85] A dural leak occurred in 1.4 % The incidence

of a leak decreased with increasing surgical experience from 3.1 % (experience

1 – 6 years) to 1.1 % (> 15 years), whereas the surgeon’s experience did not

influ-ence the rate of neurological complications.

Treatment of Postoperative Complications Chapter 39 1089

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Lumbar Spinal Fusion

The overall early complication rate in a prospective randomized trial [38] on 211 patients was 6 % in posterolateral fusion without instrumentation, 18 % with posterior instrumentation, and 31 % in circumferential fusion The complica-tions consisted of:

) infection rate: 3.6 % (5 of 140 posterior fusions) ) injury to the sympathetic trunk: 3.7 %

) injury to iliac veins: 3.7 % ) new nerve root pain: 7.1 %

Comparison of Complications

Complications are no more

frequent than in other

musculoskeletal surgery

Spine surgery is no more prone to complications than other major orthopedic interventions Lethal and even neurological complications occur more often in hip, knee and shoulder arthroplasty than in spine surgery ( Table 2 ).

Table 2 Complications in musculoskeletal surgery

lesions

Infection References

Schmalzried et al (1991) [102]

Schnisky et al (2001) [101]

Schmalzried et al (1991) [102]

) surgery for anterior glenohumeral instability – 1 – 8 % – Boardman et al (1999) [12]

Herrera et al (2002) [54]

) shoulder arthroplasty 0.2 – 0.6 % 1 – 4 % 1.1 % Boardman et al (1999) [12]

Farmer et al (2006) [35] Sperling et al (2001) [106]

Preventive Measures

Better avoid than treat

complications

It is self-evident that it is better to avoid complications than to treat them Com-plications cannot be avoided completely, but the best conditions can be created to

obtain a low complication rate This goal is achieved by:

) preoperative identification of risk factors ) patient referral to a larger center (in case of insufficient surgical experience) ) optimal patient preparation (e.g., correction of malnutrition)

) standardization of procedures ) postoperative checks to detect neurological, pulmonary, and cardiovascular deterioration

It is quite obvious that an experienced specialist will cause fewer complications But to be clear, experience is what we get when complications occur which we have to manage The experienced surgeon and much more so the surgeon’s patients have to pay a price for this experience The opportunity to gain experi-ence must be weighed against the risk This should be kept in mind when rare cases are selected for surgery.

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Screening of Risk Factors

A screening investigation of major risk factors ( Table 3 ) is recommended in

order to identify the population at risk The screening should encompass a full

medical examination.

Table 3 Risk factors for complications

) excessive blood loss ) neuromuscular deformities (hypotonia, osteoporosis)

) neurofibromatosis (abnormal vascular anatomy)

) drugs (platelet inhibitors, anticoagulants)

) scar formations (previous surgery)

) arteriosclerosis (smoking)

) thromboembolic complications ) previous thromboembolic episodes

) malignant tumor

) congenital deformity

) preoperative neurological deficit

) spinal cord compression

) general complications ) malnutrition

) previous cardiac infarction or stroke

) neuromuscular diseases

Risk Factors for Vascular Complications

A detailed preoperative search for risk factors for vascular complications can

help to minimize the surgical risk The preoperative assessment should consider:

) previous surgery (e.g., of vessels, thorax, abdomen, spine, thyroid gland)

) history of coronary heart disease, high blood pressure, diabetes mellitus,

transient ischemic attacks, thromboembolism [41, 98]

) claudication symptoms [2]

) clinical examination of pulses (leg, foot, carotid arteries)

Routine radiographs of the spine may show extensive arteriosclerosis which may

caution one to perform mobilization and retraction of vessels It is debatable

whether Doppler sonography is routinely necessary but it is indispensable if the

patient reports a previous history of transient ischemic attacks or a murmur.

Some situations should definitely be avoided, e.g., a bleeding vertebral artery

with no information on the function of the contralateral artery, or the presence of

an abdominal scar without knowledge of the type of the previous surgery (e.g.,

vascular prosthesis) It is not clear whether information on the circle of Willis is

routinely necessary, which would require angiography (MR or conventional) in

cervical spine cases However, in the case of a stenotic vertebral artery this may

be important information.

Cardiovascular Risk Factors

Cardiac complications are mainly myocardial infarction and heart failure.

Stroke is a rare complication Most case reports of strokes in spinal surgery are

related to iatrogenic vertebral artery injury In a few, carotid occlusion occurred.

After previous myocardial infarction and after stroke, elective procedures

should not be done within a period of 6 months if not imperative For endoscopic

Elective surgery after a myocardial infarction should

be postponed for 6 months

procedures it was shown that complications from an intervention in the first

30 days were no higher than in those patients operated on 6 months after

myocar-dial infarction [18] No information is available with regard to major orthopedic

procedures.

Treatment of Postoperative Complications Chapter 39 1091

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Pulmonary Risk Factors

Inability to climb more than

two floors increases the risk

of pulmonary complications

Risk factors are chronic obstructive pulmonary disease (COPD), often caused by

smoking, and restrictive lung disease especially in deformities The ability to climb stairs may be a good indicator, e.g., the ability to climb three floors without interruption indicates a sufficiently good lung function In COPD, it is important for the patient to sit upright postoperatively Especially in muscular dystrophy (Duchenne’s disease), respiratory muscle training may increase preoperative vital capacity Nevertheless, the surgical intervention should not be delayed, and

it was recently shown that the outcome is no different in patients with a vital capacity e 30% in comparison to those with vital capacity >30% [50].

Malnutrition as Risk Factor

Malnutrition is a frequently underestimated risk factor It is therefore necessary

to routinely assess the nutritional status well in advance of elective major

sur-gery The assessment of nutritional parameters should include:

) albumin ) prealbumin ) total protein ) transferrin ) absolute lymphocyte count

It was shown in prospective randomized trials [59, 69] that parenteral nutrition after surgery can reduce postoperative infections such as pneumonia or urinary tract infections Malnutrition is frequently present in:

Malnutrition is a frequently

underestimated risk factor

) elderly people ) patients with neuromuscular diseases ) patients with malignant tumors ) staged operations [27]

A preoperative high protein diet may therefore be beneficial [69].

Medication

Aspirin should be stopped

10 days prior to surgery

Platelet aggregation inhibitors such as acetylsalicylate and clopidogrel can

con-siderably increase bleeding They should be stopped 10 days before the planned intervention, or they should be replaced directly by low molecular weight heparin

(LMWH) Non-steroid anti-inflammatory drugs (NSAIDs) may increase the

effect of anticoagulants If high doses of NSAIDs are taken, a preoperative change

to paracetamol (in the absence of liver disease), tramadol or other opioids should

be considered, in order to reduce the bleeding risk Hormone replacement ther-apy in menopause and oral contraceptives both increase the risk of venous throm-bosis Metformin in therapy of diabetic patients may be related to a higher periop-erative risk of lactic acidosis Therapy should be changed 48 h prior to surgery.

Intraspinal and Nerve Root Pathology

Nerve root anomalies

are not uncommon

Conjoined nerve roots (two nerve roots in one foramen), and connecting roots may require decompression by foraminectomy or resection of a pedicle In a recent study, the rate of conjoined nerve roots was found to be 5 % [104] Coronal magnetic resonance imaging (MRI) is the best method to detect these abnormali-ties Intraspinal malformations and tethered cord are not a risk per se However,

an intraspinal abnormality seen on MRI in combination with either an abnormal

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neurological examination and/or abnormal evoked potentials at preoperative

baseline spinal cord monitoring indicates a spinal cord at risk [72] The most

important pathological findings indicating unsuspected neurological disorders

are asymmetric abdominal reflexes.

Always search for absent abdominal reflexes

The prevalence of tethered cord in a Turkish study on 5 499 schoolchildren

was 0.1 % in all children, and 1.4 % in enuretic children [4] In juvenile scoliosis

[29] and in cases of hemivertebrae [6], more than 20 % of patients showed spinal

cord abnormalities on MRI such as Arnold-Chiari malformation, syringomyelia,

diastematomyelia, or a low conus Enuresis, gait disturbances, dermatologic

signs of dysraphism, spina bifida on plain X-rays, and congenital deformities are

frequently associated with tethered cord and cord malformations MRI is

recom-mended in these cases, and also in left thoracic idiopathic scoliosis.

Preoperative Planning

The operative strategy has to be clearly defined before the intervention, and is

based on imaging Surprising findings concerning the extent of a tumor,

joined nerve roots, or vessels entrapped in a scar can be ruled out or can be

con-firmed in advance Especially in deformities the direction of pedicle screws can

be determined in advance with the help of a CT scan, if navigation is not

avail-able The fusion level must be determined in advance In this context, the

land-marks to determine the correct fusion levels should be assessed, e.g.:

Anatomic structures are not reliable enough to determine the correct level

) Are there only 11 ribs?

) Is the C6 transverse process also prominent?

) Are there 6 lumbar vertebrae?

Especial caution is necessary if the indication is based only on MRI findings in

the upper lumbar or thoracic spine, such as endplate (Modic) changes, which

cannot be seen in the image intensifier Perioperative measures ( Table 4 ) are

helpful to prevent complications.

Table 4 Perioperative measures to prevent complications

Cervical anterior

Thoracic anterior

Lumbar anterior

Posterior Deformity

surgery

Note: ✔ in any case; ~ in selected cases

Timing of Surgery

A same day anterior and posterior procedure saves time and the nutrition status

is better However, the longer the operation, the more tired the surgeon and the

higher the blood loss A staged procedure may have advantages in the case of:

) myelopathy [114]

) anticipated excessive blood loss (coagulation disorders)

) very long surgeries (exceeding the patient’s or surgeon’s tolerance)

Otherwise, simultaneous surgery (two surgeons operating on two approaches at

the same time) [25] or same day anterior and posterior [119] procedures are

Treatment of Postoperative Complications Chapter 39 1093

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