BA RIA-VUNG TAU UNIVERSITY SOCIALIST REPUBLIC OF VIET NAMFACULTY OF ECONOMICS –LAW-LOGISTIS Independence– Freedom – Hapiness MODULE OUTLINE DETAILS1.General Information - Course Name: M
Trang 1BA RIA-VUNG TAU UNIVERSITY SOCIALIST REPUBLIC OF VIET NAM FACULTY OF ECONOMICS
–LAW-LOGISTIS
Independence– Freedom – Hapiness
MODULE OUTLINE DETAILS
1 General Information
- Course Name: Marketing Management
- Module Code: 100088
- Credit: 3 credits
- Previous Prerequisite Modules : None
- The requirements for the module: None
2 Objectives of the module
The Securities Marketplace module equips learners with basic knowledge about the stock market, the mechanism of organization and operation of securities markets, stock exchanges, securities issuing operations, activities of securities companies
Knowledge:
Students have basic systematic knowledge about mechanisms and modes of operation of the stock market, helping students access and understand the principles and can practice securities market operations such as: issuing securities, trading securities as many different entities: individual investors, businesses Since then, it serves as a theoretical basis for researching and perfecting the knowledge system of business administration
Skills:
Students can analyze and summarize data to make assessments about investing in stock and bond markets; understand and comply with securities laws; make optimal investment plans and solve market-induced problems
Attitudes:
Students have an interest in the subject, receive new knowledge of the subject and apply it in practice Learners have an honest attitude in the process of practicing and complying with the laws and regulations of the securities law
3 Preparation of the module output
After completing the module, students will be able to work with basic knowledge about the stock market; forming and developing collaborative and teamwork skills; cultivate, develop assessment capacity and self-assessment
4 Summary of the subject content
The module equips students with basic knowledge about the stock market: the role
of the stock market in the market economy, types of stock market; goods and subjects of the securities market; basic provisions on issuance of securities on the primary market; operation mechanism, regulations of Stock Exchange in Vietnam
5 The detailed content and forming of organization of teaching, learning section
5.1 Module theory or theory combined with practice:
Trang 2objectives of student
In class Experiment,
practice Theory Exercise,
Discussions
CHAPTER 1: STOCK
MARKET OVERVIEW
an overview of
market
Provide basic knowledge about financial markets with two channels
of direct and indirect capital mobilization
Reference documents: +Document [1]: Content from Chapter 2
1.1 Financial market
1.2 Stock market
1.3 The function of the stock
market
1.4 Mechanism os operation of
the stock market
1.5 Negative behaviors in the
stock market
CHAPTER 2: JOINT STOCK
introduction of
a joint stock company model, this model changes the face and role of the stock market in the world financial markets
Origin and development
of joint stock companies
Reference documents: +Document [1]: Content from Chapter 3
2.1 Definition and
characteristics of a joint stock
company
2.2 Organizational structure of a
joint stock company
2.3 Types of joint stock
companies
2.4 Sources of funding for joint
stock companies on the stock
market
2.5 Dividend policy
Trang 3of the stock market are medium and long-term securities, representing the securities
circulated in the economy with the goal of
development investment
Evaluate the
securities such
as stocks, bonds, fund certificates and derivatives
documents: +Document [1]: Content from Chapter 4
3.1 Types of underlying
securities
3.1.1 Debt securities - bonds
3.1.2 Capital-stock securities
3.2 Derivative securities
CHAPTER 4: SECURITIES
ISSURANCE 5 2 Securitiesissuance is an
important premise in the process of capital
circulation, it
prerequisite for the success of the capital raising process for securities issuers
Reference documents: +Document [1]: Content from Chapter 6
4.1 Introduction to primary
stock market
4.2 Classification
4.3 Initial public offering of
securities
4.4 Issuing government bonds
4.5 Issuance of corporate bonds
and shares
CHAPTER 5: STOCK
EXCHANGE 5 2 Refer to detailsof activities
that occur on
exchange when learning about
functional
Reference documents: +Document [1]: Content from Chapter 7
5.1 Stock Exchange
5.2 Trading activities
5.3 Special cases of transactions
5.4 Margin trading
Trang 4roles and operating principles, and getting to
CHAPTER 6: SECURITIES
COMPANY
Exchange are securities companies, which conduct securities trading operations and provide other services for investors as
enterprises participating in this market
Describe the organizational structure of securities companies and securities business operations
brokerage, proprietary trading, underwriting, and securities investment advisory
Reference documents: +Document [1]: Content from Chapter 9
6.1 Necessity of securities
companies
6.2 The role of a securities
company in the stock market 6.3
Model of operation
6.4 Organizational structure
6.5 Securities company
operations
CHAPTER 7: INVESTMENT
MANAGEMENT COMPANY
concept, classification, organization and operation
Reference documents: +Document [1]: Content from Chapter 10
7.1 Investment fund
7.2 Classification of investment
Trang 57.3 Organizational structure and
operation of investment funds
7.4 Fund management company
investment
through which investors see
benefits when
6 Assess the learning outcomes of study
6.1 Regular and period marks, diligently learning attitude: 20% of module marks 6.2 Mid – term test’s mark : 20% of module marks
6.3 Final test’s mark : 60% of module marks
7 References
7.1 Documents required
[1] Bui Kim Yen, Stock market, Labour and Social Publisher, 2013
7.2 References
[2] Bui Kim Yen, Stock analysis: Exercises and solutions, Transportation
Publisher, 2009
[3] Bui Kim Yen, Tran Huy Hoang, Than Thi Thu Thuy, Financial market, Ho
Chi Minh City Economic Publisher, 2016
8 Lecturer’s information
- MBA Nghiem Phuc Hieu
- Areas of specialization: Financial Management
- Contact Address: 01 Truong Van Bang, Ward 7, Vung Tau City
- Email: hieunp@bvu.edu.vn
Ba Ria-Vung Tau Province, date month year
PRINCIPAL EVALUATION BOARD LECTURER