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2004 Hindawi Publishing Corporation A Combined Antenna Arrays and Reverse-Link Synchronous DS-CDMA System over Frequency-Selective Fading Channels with Power Control Error Yong-Seok Kim

Trang 1

 2004 Hindawi Publishing Corporation

A Combined Antenna Arrays and Reverse-Link

Synchronous DS-CDMA System over

Frequency-Selective Fading Channels

with Power Control Error

Yong-Seok Kim

Communication System Lab., School of Electrical and Electronics Engineering, Yonsei University, 134 Sinchon-dong,

Seodaemun-gu, Seoul 120-749, Korea

Email: dragon@yonsei.ac.kr

Seung-Hoon Hwang

Standardization and System Research Group, Mobile Communication Technology Research Laboratory, LG Electronics,

533 Hogye-dong, Dongan-gu, Anyang-shi, Kyungki-do, Korea

School of Electronics and Computer Sciences, University of Southampton, Highfield, Southampton, SO17 1BJ, UK

Email: shwang@ieee.org

Hyo-Yol Park

Communication System Lab., School of Electrical and Electronics Engineering, Yonsei University, 134 Sinchon-dong,

Seodaemun-gu, Seoul 120-749, Korea

Email: seahog@commsys.yonsei.ac.kr

Keum-Chan Whang

Communication System Lab., School of Electrical and Electronics Engineering, Yonsei University, 134 Sinchon-dong,

Seodaemun-gu, Seoul 120-749, Korea

Email: kcwhang@yonsei.ac.kr

Received 26 May 2003; Revised 28 January 2004

An improved antenna array (AA) has been introduced, in which reverse-link synchronous transmission technique (RLSTT) is incorporated to effectively make better an estimation of covariance matrices at a beamformer-RAKE receiver While RLSTT is effective in the first finger at the RAKE receiver in order to reject multiple-access interference (MAI), the beamformer estimates the desired user’s complex weights, enhancing its signal and reducing cochannel interference (CCI) from the other directions

In this work, it is attempted to provide a comprehensive analysis of user capacity which reflects several important factors such

as the shape of multipath intensity profile (MIP), the number of antennas, and power control error (PCE) Theoretical analysis, confirmed by the simulations, demonstrates that the orthogonality provided by employing RLSTT along with AA may make the DS-CDMA system insensitive to the PCE even with fewer numbers of antennas

Keywords and phrases: antenna arrays, reverse-link synchronous DS-CDMA, frequency-selective fading channel, power control

error

1 INTRODUCTION

DS-CDMA systems exhibit a user capacity limit in the sense

that there exist a maximum number of users that can

simul-taneously communicate over multipath fading channels and

maintain a specified level of performance per user This

lim-itation is caused by cochannel interference (CCI) which

in-cludes both multiple-access interference (MAI) between the

multiusers, and intersymbol interference (ISI) which arises from the existence of different transmission paths A promis-ing approach to increase the system capacity is the use of spa-tial processing with an antenna array (AA) at base station (BS) [1,2,3,4,5,6] Generally, the AA system consists of spatially distributed antennas and a beamformer which gen-erates a weight vector to combine the array output Several al-gorithms have been proposed in the spatial signal processing

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to design the weights in the beamformer For example, a new

space-time processing framework for the beamforming with

AA in DS-CDMA has been proposed in [2], where a

code-filtering approach was used in each receiving antenna in

or-der to estimate the optimum weights in the beamformer

For a terrestrial mobile system, reverse-link synchronous

transmission technique (RLSTT) has been proposed to

re-duce interchannel interference over a reverse link [7] In the

RLSTT, the synchronous transmission in the reverse link can

be achieved by adaptively controlling the transmission time

in each mobile station (MS) In a similar way to the

closed-loop power control technique, the BS computes the time

dif-ference between the redif-ference time generated in the BS and

the arrival time of the dominant signal transmitted from each

MS, and then transmits timing control bits, which order MSs

to “advance” or “delay” their transmission times The

consid-ered DS-CDMA system uses orthogonal reverse-link

spread-ing sequences and the timspread-ing control algorithm that allows

the main paths to be synchronized

In this paper, an improved AA has been introduced, in

which RLSTT is incorporated to effectively make better an

es-timation of covariance matrices at a Beamformer-RAKE

re-ceiver While RLSTT is effective in the first finger at the RAKE

receiver in order to reject MAI, the beamformer estimates the

desired user’s complex weights, enhancing its signal and

re-ducing CCI from the other directions In this work, it is

at-tempted to provide a comprehensive analysis of user

capac-ity which reflects several important factors such as the shape

of multipath intensity profile (MIP), the number of

anten-nas, and power control error (PCE) Of particular interest

are the trade-offs encountered among parameters such as the

number of receiving antennas and PCE The paper is

orga-nized as follows In Section 2, channel and system models

are described The AA system with RLSTT is introduced and

its theoretical analysis is derived to investigate the trade-offs

among the system parameters inSection 3.Section 4shows

numerical results mainly focusing on the system capacity

Fi-nally, a concluding remark is given inSection 5

2 CHANNEL AND SYSTEM MODEL

We consider a BPSK-modulated DS-CDMA system over a

multipath fading channel Assuming K active users (k =

1, 2, , K), the low-pass equivalent signal transmitted by

userk is presented as

s(k)(t) =2P k b(k)(t)g(k)(t)a(t) cos

ω c t + φ(k)

, (1)

where a(t) is a pseudonoise (PN) randomization sequence

which is common to all the channels in a cell to maintain

the CDMA orthogonality,g(k)(t) is an orthogonal

channel-ization sequence, and b(k)(t) is user k’s data waveform In

(1),P k is the average transmitted power of thekth user, ω c

is the common carrier frequency, andφ(k)is the phase angle

of thekth modulator to be uniformly distributed in [0, 2π).

The orthogonal chip duration T g and the PN chip interval

T is related to data bit interval T through processing gain

4πd ecosθ λ

2πd ecosθ λ

4th element 3rd element 2nd element 1st element

Figure 1: Antenna array model geometry

N = T/T c We assume, for simplicity, thatT g equalsT c The complex lowpass impulse response of the vector channel as-sociated with thekth user may be written as [3]

hk(τ) =

L(k)1

l =0

β(l k)exp

(l k)

V

θ(l k)

δ

τ − τ l(k)

, (2)

where β l(k) is the Rayleigh fading strength,ϕ(l k) is its phase shift, andτ l(k)is the propagation delay Thekth user’s lth path

array response vector is expressed as

V

θ l(k)

=



1 exp



− j2πd cos θ l(k) λ

· · ·exp



− j2(M −1)πd cos θ l(k)

λ

T

.

(3) Throughout this paper, we consider that the array geometry, which is the parameter of the antenna aperture gain, is a uni-form linear array (ULA) ofM identical sensors inFigure 1 All signals from MS arrive at the BS AA with mean angle of arrival (AOA)θ l(k) which is uniformly distributed in [0,π).

Assuming Rayleigh fading, the probability density function (pdf) of signal strength associated with the kth user’s lth

propagation path,l =0, 1, , L(k) −1, is presented as

p

β(l k)

= 2β

(k) l

Ω(k) l

exp

 −



β(l k)2

Ω(k) l

whereΩ(k)

l is the second moment ofβ(l k)with

l =0Ωl =1, and we assume it is related to the second moment of the ini-tial path strengthΩ(k)

0 for exponentially decaying MIP as

Ω(k)

l =Ω(k)

0 exp(− lδ), for 0< l ≤ L(k) −1, δ ≥0, (5) whereδ reflects the rate at which the decay of average path

strength as a function of path delay occurs Note that a more realistic profile model may be the exponential MIP

The receiver is a coherent RAKE receiver with AA, where the number of fingersL r is a variable less than or equal to

L(k)which is the number of resolvable propagation paths as-sociated with thekth user Perfect estimates of the channel

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parameters are assumed The complex received signal is

ex-pressed as

r(t) = √2P

K



k =1



λ k

L(k)1

l =0

β(l k)V

θ(l k)

b(k)

t − τ l(k)

× g(k)

t − τ l(k)

a

t − τ l(k)

cos

ω c t + ψ l(k)

+ n(t),

(6)

whereP is the average received power and ψ(l k) is the phase

of thelth path associated to the kth carrier λ kcorresponds to

the PCE of thekth user which is a random variable due to

im-perfect power control [8] We considerλ kto be log-normally

distributed with standard deviationσ λ kdB In other words,

λ k =10(x/10), where the variablex follows a normal

distribu-tion n(t) is an M ×1 spatially and temporally white

Gaus-sian noise vector with a zero mean and covariance which is

given byE {n(t)n H(t) } = σ2

nI, where I is theM × M

iden-tity matrix,σ2

nis the antenna noise variance withη0/2, and

the superscriptH denotes the Hermitian-transpose operator.

When the received signal is matched to the reference user’s

code, thelth multipath matched filter output for the interest

user (k =1) can be expressed as

yl(1)=

τ l(1)+

τ l(1) r(t) · g(1)

t − τ l(1)

a

t − τ l(1)

cos

ω c t + ψ l(1)

dt

=S(1)l + I(1)l,mai+ I(1)l,si+ I(1)l,ni

(7) When a reference signal is not available, a common

crite-rion for optimizing the weight vectors and this critecrite-rion is to

maximize the signal-to-interference plus noise ratio (SINR)

In (7), u(1)l = I(1)l,si + I(1)l,mai+ I(1)l,ni is a total interference plus

noise for thelth path of interest user By solving the

follow-ing problem, we can obtain the optimal weights to maximize

the SINR [9]:

W(1)l(opt) =max

W=0

W(1)l HRy yW(1)l

W(1)l HRuuW(1)l , (8) where Ry y and Ruu are the second-order correlation

matri-ces of the received signal subspace and the interference plus

noise subspace, respectively Here, Ruu can be estimated by

the code-filtering approach in [2], which is presented as

Ruu = N

N −1



Rrr − 1

NRy y



where Rrr means the covariance matrix of the received

sig-nal prior to RAKE The solution corresponds to the largest

eigenvalue (λmax) of the generalized eigenvalue problem in

the matrix pair (Ry y, Ruu) Therefore, we can obtain the

max-imum SINR when the weight vector W(1)l(opt)equals the

prin-cipal eigenvector of the matrix pair, which is presented as

Ry y ·W(1) = λmax·Ruu ·W(1) . (10)

From (7) and (8), the corresponding beamformer output for thelth path of interest user is

ˆz(1)l =W(1)l H ·yl(1)

= Sˆ(1)l + ˆI l,mai(1) + ˆI l,si(1)+ ˆI l,ni(1),

(11)

where

ˆ

S(1)l =1/2β(1)l C ll(1,1)b(1)0 T,

ˆI(1)

l,mai =P/2

K



k =2



λ k

L(k)1

j =0

β(j k) C(l j l,k)

×b(− k)1RW k1



τ l j(k)

+b(0k) RWk1τ(k)

l j



cos

Ψ(k)

l j



,

ˆI(1)

l,si =1/2

L(1)1

j =0

j = l

β(1)j C(1,1)l j 

b(1)1RW11



τ l j(1)

+b(1)0 RW11τ(1)

l j



cos

Ψ(1)

l j



,

ˆI(1)

l,ni =

τ(1)

τ(1)l W(1)l H ·n(t)g(1)

t − τ l(1)

× a

t − τ l(1)

cos

ω c t + ψ l(1)

dt,

(12) with b(1)0 being the information bit to be detected,b(1)1 the preceding bit, τ l j(k) = τ(j k) − τ l(1), and ψ l j(k) = ψ(j k) − ψ l(1)

W(1)l = [w(1)l,1 w(1)l,2 · · · w l,M(1)]T is theM ×1 weight vector for the lth path of the first user C(1,l j k) = W(1)l H ·V(θ(j k)) rep-resents the spatial correlation between the array response vector of the kth user at the jth multipath and the weight

vector of the interest user at thelth path RW and RW are

Walsh-PN continuous partial cross-correlation functions de-fined byRW k1(τ) =0τ g(k)(t − τ)a(t − τ) · g(1)(t)a(t)dt and



RW k1(τ) = T

τ g(k)(t − τ)a(t − τ)g(1)(t)a(t)dt From (11),

we can obtain the Rake receiver output from MRC combin-ing ˆz(1) =L r

l =0β(1)l · ˆz l(1)and see that the outputs of thelth

branch,l = 0, 1, , L r −1, consist of four terms The first term represents the desired signal component to be detected The second term represents the MAI from (K −1) other si-multaneous users in the system The third term is the self-interference (SI) for the reference user Finally, the last term

is AWGN

3 PERFORMANCE OF AA WITH RLSTT IN RAYLEIGH FADING CHANNEL WITH PCE

In our analysis, the evaluation is carried out for the case in which the arrival time of paths is modeled as synchronous in the first branch (i.e., for main paths) but as asynchronous in the rest of the branches (i.e., for multipaths) With the well-known Gaussian approximation, we model the MAI terms in the first branch and the other branches as a Gaussian process with variances equal to the MAI variances forl =0 and for

l ≥ 1, respectively Extending the derived results in [7], the

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variance of MAI forl =0, conditioned on the values ofβ(1)l

andλ k, is

σ2

mai,0= E b T(2N −3)

12N(N −1)



β(1)0

2 K

k =2

λ k

L(k)1

j =1

Ω(k)

j ζ0(1,j k)2. (13)

Similarly, the variance of MAI forl ≥1 is

σ2

mai,l = E b T(N −1)

6N2



β(1)l 2 K

k =2

λ k

L(k)1

j =0

Ω(k)

j ζ l j(1,k)2, (14)

where E b = PT is the signal energy per bit, and ζ l j(1,k)2 =

E { C l j(1,k) }2is the second-order characterization of the

spa-tial correlation between the array response vector of thekth

user at the jth multipath and the weight vector of interest

user at thelth path, of which more detailed derivation is

de-scribed in the appendix The conditional variance of σ2si,lis

approximated by [10]:

σ2si,l ≈ E b λ1T

4N



β(1)l 2 L(1)1

j =0

j = l

Ω(1)

j ζ l j(1,1)2. (15)

The variance of the AWGN term, conditioned on the value of

β(1)l , is calculated as

σ2

ni,l = Tη0ζ

(1,1) 2

ll

4M ·β(1)l 2

Therefore, the output of the receiver is a Gaussian random

process with mean

U s =



E b λ1T

2

Lr −1

l =0



β(1)l 2

ζ ll(1,1) (17)

and the total variance equal to the sum of the variance of all

the interference and noise terms From (13), (14), (15), and

(16), we have

σ2

T = σ2

mai,0+

Lr −1

l =1

σ2 mai,l+

Lr −1

l =0



σ2

si,l+σ2

ni,l



= E b TΩ0

×

(2N −3)!

q

L r,δ

1"

λ I ζ2·β(1)0

2

12N(N −1) +(N −1)q

L r,δ

λ I ζ2·L r −1

l =1



β(1)l 2

6N2

+

λ1

!

q

L r,δ

1"

ζ2·β(1)0

2

+ζ2·L r −1

l =1



β(1)l 2

4N

+

η0



ζ 2·β0(1)2

+ζ 2·L r −1

l =1



β(1)l 2

4ME bΩ0

.

(18)

At the output of the receiver, SNR may be written in a more compact form asγ s:

γ s =

(2N −3)

!

q

L r,δ

1"

λ I

2·β(1)0

2

ζ0 ·β(1)0

2

+ζ ·L r −1

l =1



β(1)l 2

+(N −1)q

L r,δ

λ I

2·L r −1

l =1



β(1)l 2

ζ0 ·β(1)0

2

+ζ ·L r −1

l =1



β(1)l 2

+

!

q

L r,δ

1"

λ1

2·β(1)0 2

+ζ2·L r −1

l =1



β(1)l 2

ζ0 ·β(1)0

2

+ζ ·L r −1

l =1



β(1)l 2

+ η0

2MΩ0E b · ζ

2·β(1)0 2

+ζ 2·L r −1

l =1



β(1)l 2

ζ0 ·β(1)0

2

+ζ ·L r −1

l =1



β(1)l 2

× λ1



ζ0 ·β(1)0

2

+ζ ·L r −1

l =1



β(1)l 2

Ω0

, (19) where q(L r,δ) = L r −1

l =0 exp(− lδ) = 1 exp(− L r δ)/1 −

exp(− δ), λ I = K

k =2λ k, andΩ(k)

0 = Ω0.ζ l j(k,m)2 = ζ2 when

k = m or l = j for l =0,ζ l j(k,m)2 = ζ2whenk = m or l = j

forl > 0, ζ l j(k,m)2 = ζ 2whenk = m and l = j for l =0, and

ζ l j(k,m)2= ζ 2whenk = m and l = j for l > 0 In [11], the pdf

ofλ I =K

k =2λ kforK −1 users is an approximately lognor-mal distribution, with the following logarithmic mean and variance, which is presented as

p

λ I



2πσ λ I λ I

exp





lnλ I − m λ I

2

2σ λ2I , (20)

where

σ2

I =ln



1

K −1exp



σ2

λ I



+K −2

K −1



,

m I =ln(K −1) +m + σ

2

λ I

2

1

2ln



K −2

K −1+

1

K −1exp



σ λ2I

.

(21)

This method is valid for a logarithmic standard deviationσ λ

less than 4 dB To evaluate the average bit error probability,

P l

e(λ1,λ I), conditioning on the values ofλ1andλ Ifollows as

P e l



λ1,λ I



=

 0



0 Q

γ s

Lr −1

k =1

π k

k

exp

− x/k



·Ω10

exp

− y/Ω0



dx d y,

(22) whereπ k =ΠL r −1

i =1,i = k(x k /(x k − x i))=ΠL r −1

i =1,i = k(Ωk /(k −i)),

Q(x) = (1/ √

2π)

x exp(− u2/2)du The average bit error

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10−2

10−3

10−4

10−5

E b /N0(dB) Sync, PCE = 0 dB (analysis)

Async, PCE = 0 dB (analysis)

Sync, PCE = 0 dB (simulation)

Async, PCE = 0 dB (simulation)

Sync, PCE = 3 dB (analysis)

Async, PCE = 3 dB (analysis)

Sync, PCE = 3 dB (simulation)

Async, PCE = 3 dB (simulation)

(a)

10−1

10−2

10−3

10−4

10−5

E b /N0(dB) Sync, PCE = 0 dB (analysis) Async, PCE = 0 dB (analysis) Sync, PCE = 0 dB (simulation) Async, PCE = 0 dB (simulation) Sync, PCE = 3 dB (analysis) Async, PCE = 3 dB (analysis) Sync, PCE = 3 dB (simulation) Async, PCE = 3 dB (simulation)

(b)

Figure 2: Analytical results versus simulation results (Number of users=12,M =4,Lr = L(k) =2, PCE=0 and 3 dB.) (a)δ =1.0, (b)

δ =0.2.

probabilityP eis calculated as

P e = √1

π



−∞

1

π





exp√

2σ λ1z1+m λ1



, exp√

2σ λ I z I+m λ I



×exp&

− z2'

dz1exp&

− z I2

'

dz I, (23) wherez1=(lnλ1− m λ1)/ √

2σ λ1andz I =(lnλ I − m λ I)/ √

2σ λ I This integration can be easily obtained by using the Hermite

polynomial approach, which requires only summation and

no integration [12]:

P e = 1

π

h



l =1

w l

h



n =1

w n P l e



exp√

2σ λ1x n+m λ1



, exp√

2σ λ I x l+m λ I



.

(24)

4 NUMERICAL RESULTS

In this section, we have investigated the user capacity of AA

system both with RLSTT and without RLSTT, considering

several important factors such as the shape of MIP, the

num-ber of antennas, and the PCE In all evaluations, processing

gain is assumed to be 128, and the number of paths and taps

in RAKE is assumed to be the same for all users and denoted

by two The decaying factor is considered as 1.0 or 0.2 for the exponential MIP The sensor spacing is half of the carrier wavelength

Figure 2shows uncoded BER performance as a function

ofE b /N0, when the number of users is twelve and the number

of antennas is four in the exponential MIP Two decay factors are considered, and both perfect power control (PCE=0 dB) and imperfect power control (PCE=3 dB) are assumed The results confirm that the analytical results are well matched

to the simulation results It is noted that using RLSTT to-gether with AA may enhance the performance, since RLSTT tends to make better the estimation of covariance matrices for beamformer-RAKE receiver

The BER curves are plotted as functions of the number

of users in Figure 3whenE b /N0 = 20 dB and power con-trol is perfect The number of antennas is chosen among one, four, or eight It is shown that AA with RLSTT demon-strates significant performance gain when the number of users increases, even though the performance improvement decreases when the number of antenna increases For exam-ple, in the case of four antennas, while AA without RLSTT supports 60 users, AA with RLSTT supports more than 96 users at a BER of 103, showing an enhancement of 50%

Figure 4shows the BER system performance as a func-tion of the number of users, when M = 4,E b /N0 = 20 dB,

Trang 6

10−2

10−3

10−4

10−5

10−6

Number of users with RLSTT

without RLSTT

M =1

M =4

M =8 (a)

10−1

10−2

10−3

10−4

10−5

10−6

Number of users with RLSTT

without RLSTT

M =1

M =4

M =8 (b)

Figure 3: BER versus number of users in AA with RLSTT and AA without RLSTT (Eb/N0 = 20 dB,M = 1, 4, and 8,Lr = L(k) = 2, PCE=0 dB) (a)δ =1.0, (b) δ =0.2.

10−2

10−3

10−4

10−5

Number of users with RLSTT

without RLSTT

PCE = 0 dB

PCE = 1 dB

PCE = 2 dB PCE = 3 dB PCE = 4 dB (a)

10−2

10−3

10−4

10−5

Number of users with RLSTT

without RLSTT PCE = 0 dB PCE = 1 dB

PCE = 2 dB PCE = 3 dB PCE = 4 dB (b)

Figure 4: BER versus number of users in AA with RLSTT and AA without RLSTT (Eb/N0 = 20 dB,M = 4,Lr = L(k) = 2, PCE =

0, 1, 2, 3, and 4 dB) (a)δ =1.0, (b) δ =0.2.

and power control is imperfect The curves are

parameter-ized by different PCE values such as PCE = 0, 1, 2, 3, and

4[dB], and show that RLSTT makes DS-CDMA system with

AA insensitive to the PCE and thus increases the achievable

overall system capacity At BER=5×104, AA with RLSTT

when PCE=2 dB can support even greater number of users, about 35% more than AA without RLSTT when power con-trol is perfect (PCE=0 dB), even though its capacity when PCE = 2 dB is degraded about 28% in comparison to the perfect power control

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90

80

70

60

50

40

30

20

10

0

PCE (dB) with RLSTT

without RLSTT

M =4

M =8 (a)

90 80 70 60 50 40 30 20 10 0

PCE (dB) with RLSTT

without RLSTT

M =4

M =8 (b)

Figure 5: Number of users versus PCE in AA with RLSTT and AA without RLSTT (Eb/N0=20 dB,M =4 and 8,Lr = L(k) =2, BER=10−4) (a)δ =1.0 (b) δ =0.2.

InFigure 5, the maximum allowable number of users to

achieve BER of 104 is shown as a function of PCE when

the number of antenna elements is four or eight The

fig-ure demonstrates while in eight-element AA without RLSTT

PCE is required to keep less than 1 dB in order to achieve the

user capacity of 50 users, AA with RLSTT may make loose

the requirement to 3 dB The figure can also be used to find

the overall system capacity for a given PCE and the

num-ber of antenna elements These results, however, do not take

into account effects such as coding and interleaving

Addi-tionally, it is apparent that RLSTT has superior performance

and/or reduces the complexity of the system since AA with

RLSTT with fewer numbers of antennas can obtain better

performance than AA without RLSTT

5 CONCLUSIONS

In this paper, we presented an improved AA, in which RLSTT

is incorporated to effectively make better an estimation of

co-variance matrices at a beamformer-RAKE receiver, and

inves-tigated the user capacity and the performance analysis which

reflects several important factors such as the shape of

mul-tipath intensity profile (MIP), the number of antennas, and

power control error (PCE) The results show that the

orthog-onality provided by employing RLSTT along with AA may

make the DS-CDMA system insensitive to the PCE even with

fewer numbers of antennas Additionally, RLSTT has

supe-rior performance and/or reduces the complexity of the

sys-tem since AA with RLSTT with fewer numbers of antennas

can obtain better performance than AA without RLSTT The

consideration of estimation technique such as diagonal

load-ing employed in the proposed system may be an interestload-ing

issue for future study

APPENDIX SPATIAL CORRELATION STATISTICS

From (10), we can obtain the optimal beamformer weight presented as

W(l k) = ξ ·R(uu,l k) −1V

θ l(k)

sinceξ does not a ffect the SINR, we can set ξ = 1 When the total number of paths is large, a large code length yields

R(uu,l k) = σ s,l(k)2·I [2] However, it means that the total undesired signal vector can be modeled as a spatially white Gaussian random vector Here,σ s,l(k)2is the total interference-plus-noise power From (7), the total interference-plus-noise for thelth

path of thekth user in the matched filter output is shown as

u(l k) =I(l,si k)+ I(l,mai k) + I(l,ni k) (A.2)

If we assume that the angles of arrival of the multipath com-ponents are uniformly distributed over [0,π), the total

inter-ference vector I(l,si k)+ I(l,mai k) will be spatially white [2, Chapter 6] In this case, the variance of the undesired signal vector is calculated as

E(

u(l k) ·u(l k) H)

= σ s,l(k)2·I

=σmai,(k)2l+σsi,(k) l2+σni,(k) l2

·I,

(A.3)

whereσmai,(k)2landσsi,(k) l2are the noise variance of MAI and SI in one-dimension antenna system For the RLSTT model [7], all active users are synchronous in the first branch Therefore,

Trang 8

we can obtain the different variance of the total

interference-plus-noise forl =0 and forl ≥1, conditions on the value of

λ k, respectively, expressed as follows:

σ s,0(k)2

λ1,λ I



= E b TΩ0

(2N −3)λ

I

!

q

L r,δ

1"

12N(N −1) +λ1

!

q

L r,δ

1"

η0

4E bΩ0



forl =0,

σ s,l(k)2

λ1,λ I



= E b TΩ0

(N −1)λ

I q

L r,δ

6N2

+λ1

!

q

L r,δ

1"

η0

4E bΩ0



forl ≥1.

(A.4) Using the Hermite polynomial approach, we can evaluate the

average total interference-plus-noise power per AA element

With these assumptions, the optimal beamformer weight

of the kth user at the lth multipath can be shown to be

W(l k) = σ s,l(k) −2·V(θ l(k)) Therefore, between the array response

vector of themth user at the hth multipath and the weight

vector of thekth user’s lth path, the spatial correlation can be

expressed as

C(lh k,m) = V

H

θ(l k)

V

θ h(m)

σ s,l(k)2 = CR

(k,m) lh

σ s,l(k)2 , (A.5)

where

CR(lh k,m) =

M1

i =0

exp

jπ si cos

θ l(k)

exp

− jπ si cos

θ(h m)

,

s =2d

λ .

(A.6) The second-order characterization of the spatial

correla-tion is calculated as

ζ lh(k,m)2= E*

C(lh k,m)2+

=

E*

CR(lh k,m)2+

σ s,l(k)4 , (A.7)

where



CR(lh k,m)2

= A

θ(l k),θ h(m)

=

M1

i =0

(i + 1) exp

jπ si cos θ l(k)

exp

− jπ si cos θ(h m)

+

2(1)

i = M

(2M − i −1) exp

jπ si cos θ l(k)

×exp

− jπ si cos θ(h m)

.

(A.8)

The mean angles of arrivalθ(l k)andθ h(m)have uniform distri-bution in [0,π) independently So,

E*

CR(lh k,m)2+

=

π 0

π

0 A

θ l(k),θ h(m)

dθ l(k) dθ(h m)

=

M1

i =0

(i + 1)J0(π si)J0(− π si)

+

2(1)

i = M

(2M − i −1)J0(π si)J0(− π si), k = m or l = h,

(A.9) where J0(x) is the zero-order Bessel function of the first

kind

REFERENCES

[1] L C Godara, “Application of antenna arrays to mobile com-munications II Beam-forming and direction-of-arrival

con-siderations,” Proceedings of the IEEE, vol 85, no 8, pp 1195–

1245, 1997

[2] A F Naguib, Adaptive antennas for CDMA wireless networks,

Ph.D dissertation, Electrical Engineering Department, Stan-ford University, StanStan-ford, Calif, USA, 1996

[3] G Raleigh, S N Diggavi, A F Naguib, and A Paulraj, “Char-acterization of fast fading vector channels for multi-antenna

communication systems,” in Proc 28th Asilomar Conference

on Signals, Systems and Computers, vol 2, pp 853–857, Pacific

Grove, Calif, USA, October–November 1994

[4] A Stephenne and B Champagne, “Effective multi-path vector

channel simulator for antenna array systems,” IEEE Trans Vehicular Technology, vol 49, no 6, pp 2370–2381, 2000.

[5] J S Thompson, P M Grant, and B Mulgrew, “Smart antenna

arrays for CDMA systems,” IEEE Personal Communications,

vol 3, no 5, pp 16–25, 1996

[6] A J Paulraj and C B Papadias, “Space-time processing for

wireless communications,” IEEE Signal Processing Magazine,

vol 14, no 6, pp 49–83, 1997

[7] E.-K Hong, S.-H Hwang, K.-J Kim, and K.-C Whang, “Syn-chronous transmission technique for the reverse link in

DS-CDMA terrestrial mobile systems,” IEEE Trans Communica-tions, vol 47, no 11, pp 1632–1635, 1999.

[8] W Ye and A M Haimovich, “Performance of cellular CDMA with cell site antenna arrays, Rayleigh fading, and power

con-trol error,” IEEE Trans Communications, vol 48, no 7, pp.

1151–1159, 2000

[9] J Litva and T.-K Lo, Digital Beamforming in Wireless Commu-nications, Artech House Publisher, Boston, Mass, USA, 1996.

[10] T Eng and L B Milstein, “Coherent DS-CDMA performance

in Nakagami multipath fading,” IEEE Trans Communications,

vol 43, no 234, pp 1134–1143, 1995

[11] R Prasad, CDMA for Wireless Personal Communications,

Artech House Publisher, Boston, Mass, USA, 1996

[12] M Abramowitz and I A Stegun, Handbook of Mathematical Functions, National Bureau of Standards Applied

Mathemat-ics Series, Dover Publications, New York, NY, USA, 1965

Trang 9

Yong-Seok Kim was born August, 1970, in

Seoul, Korea He received the B.S degree in

electronic engineering from the Kyung Hee

University, Yongin-shi, Korea, in 1998, and

the M.S degree in electrical and computer

engineering from Yonsei University, Seoul,

Korea, in 2000, and is working toward the

Ph.D degree in electrical and electronic

en-gineering at the same university His

cur-rent research interests include multiple

an-tenna system, multiuser communication, multicarrier system, and

4G communication techniques

Seung-Hoon Hwang received the B.S

de-gree in electrical engineering and the M.S

and Ph.D degrees in communication

sys-tems from Yonsei University, Seoul, Korea

in 1992, 1994, and 1999, respectively His

Ph.D thesis is entitled “Performance

eval-uation of a synchronous DS-CDMA

sys-tem in a mobile radio channel.” From 1999

to 2003, he had worked for LG Electronics

where he was a Chief Research Engineer in

UMTS System Laboratory, LG R&D Center, participating in

IMT-2000 physical layer standardization activities From 2003, he is a

Visiting Research Fellow at the School of Electronics and

Com-puter Science in the University of Southampton, UK His current

research interests include interference cancellation techniques for

DS-CDMA and various aspects of wideband/broadband CDMA

Dr Hwang is a recipient of the British Chevening Scholarship

awarded by the British Council, UK

Hyo-Yol Park was born October, 1977, in

Seoul, Korea He received the B.S degree in

electronic engineering from the Yonsei

Uni-versity, Seoul, Korea, in 2000, and the M.S

degree in electrical and electronic

engineer-ing from Yonsei University, Seoul, Korea, in

2002, and is working toward the Ph.D

de-gree in electrical and electronic engineering

at the same university His current research

interests include space-time coding, hybrid

ARQ, turbo coding, multicarrier system, and 4G communication

techniques

Keum-Chan Whang was born on July 18,

1944, in Seoul, Korea He received the B.S

degree in electrical engineering from

Yon-sei University, Seoul, Korea, in 1967, and the

M.S and Ph.D degrees from the

Polytech-nic Institute of New York, in 1975 and 1979,

respectively From 1979 to 1980, he was a

Member of Research Staff at the Agency for

Defense Development, Korea Since 1980,

he has been Professor of the Department of

Electrical and Electronic Engineering, Yonsei University For the

government, he performed various duties such as being a

Mem-ber of Radio Wave Application Committee, a MemMem-ber of Korea

Information & Communication Standardization Committee, and

is an Advisor for the Ministry of Information and

Communica-tion’s technology fund and a Director of Accreditation Board for

Engineering Education of Korea Currently, he serves as a Mem-ber of Korea Communications Commission, a Project Manager of Qualcomm-Yonsei Research Lab, and a Director of Yonsei’s IT Re-search Center His reRe-search interests include spread-spectrum sys-tems, multiuser communications, and 4G communications tech-niques

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