Biểu tượng văn hóa truyền thống Nhật Bản trong tiểu thuyết Y. Kawabata.Biểu tượng văn hóa truyền thống Nhật Bản trong tiểu thuyết Y. Kawabata.Biểu tượng văn hóa truyền thống Nhật Bản trong tiểu thuyết Y. Kawabata.Biểu tượng văn hóa truyền thống Nhật Bản trong tiểu thuyết Y. Kawabata.Biểu tượng văn hóa truyền thống Nhật Bản trong tiểu thuyết Y. Kawabata.Biểu tượng văn hóa truyền thống Nhật Bản trong tiểu thuyết Y. Kawabata.Biểu tượng văn hóa truyền thống Nhật Bản trong tiểu thuyết Y. Kawabata.
Trang 1HANOI UNIVERSITY OF EDUCATION
NGUYEN THI THANH NGA
TRADITIONAL CULTURAL SYMBOLS IN
Trang 2PEDAGOGICAL UNIVERSITY SCIENTIFIC INSTRUCTORS:
Scientific supervisor: PhD Dao Thi Thu Hang
Assoc.Prof Nguyen Thi Mai Chanh
Reviewers 1: Assoc.Prof PHUNG NGOC KIEN
Institute of Literature
Reviewers 2: Assoc.Prof NGUYỄN THU HIEN
Hanoi University of Social Sciences and Humanities
Reviewers 3: Assoc.Prof NGUYEN LINH CHI
Hanoi National University of Education
The dissertation is defensed in the presence of the university-leveldissertation committee, in Hanoi Pedagogical University,at on (date) (month) (year)
The Thesis can be found at:
- National Library of Hanoi,
- Library of Hanoi University of Education
Trang 31 Reasons for selecting subject
1.1 Yasunary Kawabata (1899 - 1972) is one of the greatest writers
of modern Japanese literature He is the first author of the CherryBlossoms Land, who won the Nobel Prize for Literature in 1968.Kawabata's talent, wisdom, and thought has been crystallized and reflected
in the works capturing the culture of Japan
1.2 A literary work is like a mirror reflecting the culture of acountry Kawabata's strangely talented pen represents the quintessence ofJapanese aesthetic thinking and soul: aesthetic, sentimental but still full ofphilosophy Its bridge is symbolic This is also the most characteristic way
to express the writer's thoughts, feelings, and artistic views
1.3 We found that throughout Kawabata's works, images,phenomena, and objects are all derived from Japanese traditional culture.They have capable of perfectly expressing the meanings and conceptions
of life Therefore, through this search, we hope to contribute an approachand research on Kawabata's works
1.4 In Vietnam, there have been various studies about the authorKawabata as well as his works from the perspective of decoding symbols.But in fact, there has not been any in-depth research on traditional culturalsymbols in Kawabata novels Therefore, implementing this research, webelieve in suggesting various interesting things for the readers lovingJapanese literature and Kawabata
All of the above reasons are the scientific basis allowing us to choose
the research: Traditional cultural symbols in Y Kawabata's novels.
2 Research objectives and tasks
2.1 Research objectives
The dissertation aims for three purposes:
Explain the origin of traditional cultural values in Kawabata's novels;analyze the relationship between traditional Japanese and modern Westernculture in his works; thereby clarifying the ideas and aesthetic conceptsgoverning Kawabata's creativity
Select and decipher the most typical symbols that appear with highfrequency in Kawabata’s novels The thesis points out the good, thebeauty, the uniqueness, and the novelty It is the result of the processincluding absorbing the quintessence of Western literature, inheriting andinnovating cultural traditions imbued with Japanese national identity
2.2 Research tasks
The thesis focuses on three main tasks:
Trang 4Firstly, introduce symbols, and cultural - literary symbols; explainthe basis of formation, and using the traditional cultural symbol system inKawabata novels.
Secondly, we make systematic statistics of traditional culturalsymbols in Kawabata's novels Next, classify symbols, and clarify the roleand the meaning of cultural-literary symbols in Kawabata's works,contribute creating other layers of meaning of the symbolic system intraditional Japanese culture
Thirdly, surveying Kawabata's major novels from the perspective ofcultural symbols, we evaluate and affirm the writer's great successes andcontributions to modern Japanese literature
3 Objects and Scope of Research
3.1 Research Objects
The thesis explores traditional Japanese cultural symbols in Y.
Kawabata's novels We focus on two typical aspects: religious and beliefsymbols (Shinto, Zen Buddhism) and traditional artistic symbols
3.2 Research Scope
- Scope of the survey: The thesis studies the symbols of traditional
Japanese culture in Y Kawabata’s great novels translated and published
in Vietnam in The anthology of works of Y Kawabata (2005), Labour
Publishing House (East-West Cultural and Language Center)
includes: Snow Country (1935 - 1947), Thousand Cranes (1951), The Old Capital (1961), The Sound of the Mountain (1952), House of the Sleeping Beauties (1969), Lake (1954), Ho Chi Minh City Literature
Publishing House
- Research scope of the subject: Exploring cultural meanings from a
symbolic perspective as one of the best aspects of expressing thecharacteristics of traditional Japanese culture Through the interpretationand analysis of the meanings of typical symbols in Kawabata's novels, thethesis aims to interpret the combination of East-West culture, tradition, andmodernity in his novels
Trang 55 New contributions of the thesis
The thesis detects and classifies cultural symbols in Kawabata
novels It explains and analyzes the symbols from various angles toevaluate the role, and the meaning of symbols in Kawabata's works andaffirms the author's talent in creating unique and creative symbols Thethesis points out the close connection between traditional Japanese andWesten modern culture It also shows the close relationship betweenliterature and culture
6 Thesis structure
In addition to the Introduction, Conclusion, References, and Appendix, the thesis is structured into four chapters:
Chapter 1 Research Issues Overview
Chapter 2 Symbols and Traditional Culture in Y Kawabata's Novels
Chapter 3 Religion Beliefs Symbols
Chapter 4 Traditional Art Symbols
Chapter 1 RESEARCH ISSUES OVERVIEW
The task of this chapter is to summarize the research situation ofKawabata’s novels and cultural symbols in his novels; determine the point
of view and approach of the thesis
1.1 Research on Y Kawabata’s novels and traditional cultural symbols in Y Kawabata’s novels in the world
Immediately after Kawabata won the Nobel Prize for literature,various researches on Kawabata novels appeared in the following
aspects: Biographical Approach (works of Anders Osterling, Mary Jo
Moran, and Donald Keene), Interdisciplinary research (the works
of Edward G Seidensticker, Anders Osterling, Francis Mathy, Katsuhito
Takeda, Setsuko Tsutsumi, Peter M Carriere, Nawang Sari, and Yuli
Christiana Yoedo); Poetics (works of Reiko Tsukimura, Gwenn R.
Boardman, Mishima Yokio, Makoto Ueda, Itasaka, J Thomas Rimer,Sidney DeVere Brown, Shuichi Kato, Fedorenko, Peter M Carriere,Masaki Mori, Mitsuyoshi, Numano, Yuli Christiana, and Laura Ricca)
After reviewing, we find that Kawabata's novels are works attractingspecial attention and the love of readers Regarding the symbolism,researchers have mentioned, but there is not any work researching thesubject that we exploit
1.2 Research on Y Kawabata’s novels and traditional cultural symbols in Y.Kawabata’s novels in Vietnam
Trang 6After winning the Nobel Prize in Literature, Kawabata's name andworks are loved by Vietnamese readers His works come to readers in arich quantity with many quality translations, especially the trilogy
of Thousand Cranes, Snow Country, and The Old Capital At the same
time, there are researches on Kawabata in various different
aspects: Biographical Approach (the works of Vu Thu Thanh, Luu Duc Trung, Nguyen Nam Tran, Huu Ngoc), Poetics (the works of Nhat Chieu,
Dao Thi Thu Hang, Luu Duc Trung, Le Thi Bich Thuy, Nguyen Thi Huan,Nguyen Duc Ninh, Nguyen Nam Tran, Nguyen Tuan Khanh, Nguyen ThiMai Lien, Vu Thi Thanh Hoai, Thuy Khue, and Khuong Viet
Ha), Psychoanalytic (the works of Doan Le Giang, Dao Thi Thu Hang, Ha Van Luong, Hoang Thi My Nhi), Cultural (the works of Tran To Loan, Ha
Van Luong, Doan Le Giang, Nhat Chieu, Dao Thi Thu Hang, Nguyen ThiMai Lien, Tran To Loan, Thuy Khue, Khuong Viet Ha, Huu Ngoc, HoangThi My Nhi) These studies show that Kawabata has received greatattention from Vietnamese scientists
Sub-conclusion
Through the survey, we found that there are various ways to
understand and interpret cultural symbols and point out some typical
expressions from the works of various previous researchers This will be
an important clue and a basis for us during the researching project Thesystematic view in the thesis helps us to rearrange and explore moredeeply the symbols in Kawabata’s novels
Chapter 2 SYMBOLS AND TRADITIONAL CULTURE IN
Y.KAWABATA'S NOVELS
In this chapter, the main task is to study the concept of symbols,cultural symbols, traditional cultural symbols; to explore the relationshipbetween culture and symbols in literary works; to explain the basis offormation of symbols in Kawabata’s novels; to survey and classify thesystem of traditional cultural symbols as the basis for developing the thesis
in the next chapters
2.1 Symbols
2.1.1 Symbols definition
A symbol can be defined as an image, a character, a thing, or anaction, etc It can represent an idea or establish a certain relationship that isknown by the majority, and recognized by the community It can open newlayers of meaning Symbols are highly concise, associative, conventional,
Trang 7and generalizable So they can express and convey values and ideasquickly and easily.
2.1.2 Distinguishing symbols from some other concepts
To clarify the "difficult to define and live" characteristics of symbol
so that the analysis and interpretation of the symbol in the next chapters ofthe thesis are accurate and scientific, we make a distinction: symbols andsigns; symbols and images; symbols and icons
2.2 Cultural Symbols and Traditional Cultural Symbols
Symbol is the basic unit of a culture The identity of a culture isdetermined by its system of symbols Therefore, to understand the concept
of cultural symbols, we must understand what culture is
2.2.1 Cultural Symbols
We choose the cultural definition of UNESCO: the set of distinctivespiritual, material, intellectual and emotional features of society or a socialgroup, that encompasses, not only art and literature but lifestyles, ways ofliving together, value systems, traditions, and beliefs (2001)
From the concept of the symbol and the definition of culture, we canunderstand the Traditional Cultural Symbol as follows:
Cultural symbols first are symbols (objects, meanings, concepts, etc)
gathered in a system of material and spiritual values, which are specific to acertain culture In other words, they are symbols having special meaning toidentify unique cultural values of a community or nation
Compared with ordinary symbols, cultural symbols must havedistinct features: they are products having material and spiritual values thatare distilled and handed down over time They bear the cultural identity ofthe community, and nation
2.2.2 Traditional Cultural Symbols
Understanding in the simplest sense of the word, “Tradition” is theinheritance of valuable social heritage passed from generation togeneration Tradition is not only a relic of the past but also a bridgeconnecting new values
From the research process, in our opinion, traditional culturalsymbols are signs, signals, and representatives of positive material andspiritual values They represent the national cultural identity They arepreserved and have the ability to pass on, transform through space, time,from generation to generation
2.3 The relationship between culture and symbols in literary
composition
2.3.1 Symbols in cultural life
Trang 8In cultural life, symbols exist in the following forms :
The first is the object symbol, it exists in material life as specific images The second is the intangible symbol, they include symbols
expressing the concept of the universe, human life, all kinds of ideas,religious aesthetics, and customs of nations as well as the whole ofhumanity
The third is art symbols Existing in this form, cultural symbols often
include both material and spiritual values
2.3.2 Symbols in literary works
In literary works, symbols are usually constructed according to the
following mechanisms:
Firstly, literary symbols are taken from the treasures of culturalsymbols of humanity and the nation - of their communities to reshape andadd new layers of meaning
Second, writers can also combine their artistic senses with the
"collective unconscious" part hidden deep in the subconscious to createsymbols in literary works
Third, from practical observation, the writer chooses an inherentsymbol of a nation to build into a character in his work
To discover the meaning of symbols in literary works, we mustpenetrate the style of writing and the entire artistic world of writers
2.4 The basis of the cultural symbols formation in Y Kawabata’s
novels
Through the survey, we found that the symbols in Kawabata's novelsare formed from the following basic sources:
2.4.1 Traditional Japanese Culture
Symbols derived from religious beliefs, customs, and traditions, the
mixture of Shinto and Buddhism, have brought a unique spirit to the Japanesethroughout history Therefore, their aesthetic is also located in nature, voids,and epiphany - discovering the infinite in the finite
Traditional literature is also a unique area of Japanese culture,
which has a great influence on Kawabata's compositions
Traditional Japanese art is expressed by the ability to delicately
perceive the beauty of nature, society, and people
2.4.2 Western Culture
The element creating Kawabata’s difference is that his works wereimbued with the thought and artistic spirit of the times - an era in whichthe values of each nation were fostered and tested through friction withuniversal human values Western literature had certain influences on
Trang 9Kawabata's works, especially the novels of James Joyce, and MarcelProust, and the psychoanalysis of S.Freud
2.4.3 The domination of aesthetic point of view, the imprint of Kawabata - the "melancholy traveler" in looking for beauty
Aesthetic conceptions of Beauty and Sadness – the important factor that governs the symbolic meaning in Y Kawabata's novels
Beauty and sadness always go hand in hand, perfect for each other.Beauty must be associated with sadness This is a traditional aestheticconcept that influences Kawabata's works
Social reality – influences Y Kawabata's thoughts and views on composition
Kawabata composed during the period Japan had various changesbefore the invasion risk of Western culture and lifestyle The traditionalculture of the nation is in danger of fading away
Imprints of life, governing the creative path of Kawabata
Various researchers believe that the life imprinting "Lonely natureand orphan identity" is also deeply embedded in Kawabata's works.Therefore, each work is a story of his own life
2.5 Survey and classification of cultural symbols in Y.
The Old Capital 67
The Sound of the Mountains
23
Trang 10Symbol group Traditiona l cultural
symbols
Work Frequency appear
(times)
Hot waterfall
Thousand Cranes 13
Mirror
Snow Country 81
Thousand Cranes 28 Beautiful and Sad 21
Meditationsymbols Tea The Old Capital Thousand Cranes 3297
Beautiful and Sad 13
Traveler
Snow Country Shimamura
The Old Capital Takichiro
Thousand Cranes Kikuji The Sound of the
Sleeping Beauty Eguchi
Beautiful and Sad Oki Toshio
Sleeping Beauty 7
Beautiful and Sad 30
chijimi woven fabric
Snow Country 28
Symbols of performing arts, theater
Geisha Snow Country Sleeping Beauty 683Samisen Snow Country 37
Noh mask The Sound of the
Trang 11(Traveler Symbol: Because of the dense appearance of the character
"traveler" in Y.Kawabata's works, instead of surveying the frequency, wesurveyed the name of the traveler in his works)
Sub-conclusion: Chapter II of the thesis has studied the concepts:
symbols, cultural symbols, and traditional cultural symbols The thesis hasexamined, and applied to systematize, and classify cultural symbols inKawabata's novels according to specific criteria These are the bases toexplain the formation, use, and creativity of the rich symbolic system inKawabata's works
The construction of a cultural symbol system with various meanings is not
a special creation of Kawabata His uniqueness is that he built his ownsymbolic world In the next chapters of the thesis, we study the traditionalinheritances and new features having "Kawabatastyle"
Chapter 3 RELIGIOUS BELIEFS SYMBOLS
Based on the survey results and symbol classification in Chapter II,
we interpret and analyze the symbols derived from Shinto, and Zen
3.1 The relationship between symbols and religion in Y Kawabata’s novels
Symbol presents not only in art but also in religious life, beliefs, andcultural practices, etc In Japan, Shinto folk beliefs are naturally combinedwith Buddhism So, the aesthetics of Japanese literature is also deeplyinfluenced by Shinto and Zen Buddhism
The thesis does not study symbols in religion as an object thatthoughts and prayers focus on We focus on the religious symbolsappearing in Kawabata’s novels to understand more about their ability toexpress aesthetic meanings
3.2 Shinto Symbol
In the 4th and 5th centuries, The Shinto religion appeared in Japan.Shinto upholding the concept of "animistic things" takes nature as theorigin We found these religious meanings through surveying symbolsderived from traditional Japanese culture which include cherry blossoms,white snow, mirrors, cranes, and hot waterfalls, are the soul of traditionalJapanese literature
3.2.1 Cherry blossom symbol
3.2.1.1 Cherry blossoms symbol in traditional culture
Trang 12Cherry blossom is the kami (gods), so the Japanese offer flowers inreligious ceremonies The Cherry blossom is not only an image of nature,but also a living space, and a typical cultural symbol of Phu Tang country.
In traditional poetry, the Japanese expressed their love, observation,
and subtle sensitivity to nature An example of this is Haiku - the most
seasonally dependent poetry The Ten Thousand Leaves and The Tale of Genji had a wonderful nature depiction.
3.2.1.2 Cherry blossoms in Y Kawabata’s novels
The cherry blossom is mentioned 67 times in The Old Capital, 23 times in The Sound of the Mountain, and 20 times in Lake This image
plays an important role in Kawabata's art world
Cherry blossom - a symbol of pure and melancholy beauty
The cherry blossom has become a symbol of the pure beauty of the
character Chieko in the novel The Old Capital, Komoko, and Yoko
in Snows Country, or Otoko in Beautiful and Sad Those are sensitive souls
throbbed with emotion by nature and scenery beauty The Cherry
blossom becomes a symbol of the youthful and pure beauty of the female
characters in Kawabata’s works
Cherry blossom - a symbol of the fragile, and short-lived fate of beauty
The appearance with a high frequency of cherry blossom image isreminiscent of the precariousness and floating of human destiny, theimpermanence of life, and especially the rapid fading of beauty Kawabatawrites about cherry blossom in the mind of a person regretting traditionalvalues and the beautiful past of the nation
3.2.2 Snow symbol
3.2.2.1 Snow symbol in traditional culture
With Shinto beliefs, the Japanese find sacredness in all-naturalphenomena Snow contains mysterious deep meanings, the inner strength
of nature, and the universe It is said that the harsh, and violent nature alsobrings a violent shade to the Japanese mentality Northern Japan being aplace of snow, creates sacred and mystical emotions This is also thedestination of travelers on the journey to find the self
3.2.2.2 Snow symbol in Y Kawabata’s novels
The beauty of snow is mentioned various times, so Kawabata'scompositions filled with pure white color and clear atmosphere According
to our statistics, there are 132 times in Snow Country, and 15times in The Old Capital Besides, in Ho and Sleeping Beauty, the details relating to
"snow" are repeated 9 times, in which the color white of snow has a highsymbolic meaning in these works
Trang 13Snow – the symbol of pure space, and fanciful world of beauty
The snow in Kawabata's works has a truly different beauty of nature
It is a vast space filled with white White is not only a symbol of purity butalso a color of vanity
Snow – The symbol of illuminating and purifying the soul
From the richness of white’s meaning in different cultures, Kawabata
aims for a noble meaning in artistic creation Snow Country becomes a
symbol of purity and chastity in the soul, and deep spirituality This is alsothe value that people always aim for, and find in the journey finding thetrue value of truth - goodness - beauty
Snow is also a symbol of the journey back to the pure and pristine depths of the soul
The momentary existence and instant dissolution of whitesnowflakes is the expression of eternal beauty in the spiritual world,beyond the concept of life - pure survival The Japanese love pristine, anddefective beauty, because nothing is perfect Therefore, Kawabata's stories
do not have an end, they all point toward the infinity of the spiritual world
3.2.3 Mirror symbol
3.2.3.1 Mirror symbol in traditional culture
In traditional Japanese literature, the mirror is associated with an
old story about the girl Phu Tang Every time looking in the mirror, shesees not only her shadow but also another figure being like her That is hermother from whom she inherits both beauty and soul It is the shadow ofthe eternal woman and traditional beauty in ancient Japanese literature.The myth of the Japanese Sun Goddess giving birth to humans also partlyshows the femininity in their aesthetic conception
Mirror has also become a familiar symbol in the works of variousmodern twentieth-century writers such as Murakami, Tanizaki, andKawabata In particular, the mirror has a symbolic meaning for thecharacter's self-reflection journey This helps the character to reorient hisgaze inward, as well as a way to find his true self
3.2.3.2 Mirror and its variations in Y Kawabata's novels
Mirror - a symbol of truth, authenticity
Looking in the mirror helps people identify themselves The usualjoy - anger - love - hate on the face that cannot be recognized bythemselves Characters in Kawabata's works, whether male or female, like
to look in the mirror and look at themselves This is an action repeatedmany times in his works