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Accumulation of these mtDNA deletion mutations would cause a decline in the energy production of the affected cells, result in abnormal electron transport system ETS enzyme phenotypes, a

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M I N I R E V I E W

Mitochondrial DNA deletion mutations

A causal role in sarcopenia

Debbie McKenzie, Entela Bua, Susan McKiernan, Zhengjin Cao, Jonathan Wanagat and Judd M Aiken Department of Animal Health and Biomedical Sciences, University of Wisconsin, Madison, WI, USA

Mitochondrial DNA (mtDNA) deletion mutations

accu-mulate with age in tissues of a variety of species Although

the relatively low calculated abundance of these deletion

mutations in whole tissue homogenates led some

investiga-tors to suggest that these mutations do not have any

phy-siological impact, their focal and segmental accumulation

suggests that they can, and do, accumulate to levels sufficient

to affect the metabolism of a tissue This phenomenon is

most clearly demonstrated in skeletal muscle, where the

accumulation of mtDNA deletion mutations remove critical

subunits that encode for the electron transport system (ETS)

In this review, we detail and provide evidence for a molecular

basis of muscle fiber loss with age Our data suggest that the

mtDNA deletion mutations, which are generated in tissues

with age, cause muscle fiber loss Within a fiber, the process

begins with a mtDNA replication error, an error that results

in a loss of 25–80% of the mitochondrial genome This smaller genome is replicated and, through a process not well understood, eventually comprises the majority of mtDNA within the small affected region of the muscle fiber The preponderance of the smaller genomes results in a dysfunc-tional ETS in the affected area As a consequence of both the decline in energy production and the increase in oxidative damage in the region, the fiber is no longer capable of self-maintenance, resulting in the observed intrafiber atrophy and fiber breakage We are therefore proposing that a pro-cess contained within a very small region of a muscle fiber can result in breakage and loss of muscle fiber from the tissue Keywords: muscle loss; intrafiber atrophy; aging

I N T R O D U C T I O N

Adenosine triphosphate is the carrier of free energy in most

living cells and is generated by the process of oxidative

phosphorylation that occurs in the mitochondrion This free

energy is required for mechanical work, active transport of

molecules and ions and the synthesis of biomolecules

Disturbances in energy production, due to mitochondrial

DNA (mtDNA) mutations, have been shown, in

mito-chondrial myopathies and cellular myopathy models, to

have a negative impact on the function of cells, specific

tissues and, ultimately, the whole animal These mutations

include missense mutations, protein synthesis mutations,

copy number mutations and insertion-deletion mutations

[1] Mitochondrial deletion mutations present as human

disease states in a number of mitochondrial myopathies

The evolving, progressive nature of mtDNA mutations has

led researchers to focus on the contribution of mtDNA

mutations to the aging process Sarcopenia is a clinically

recognized manifestation of the aging process that presents

as muscle mass and function loss over time We used young, middle-aged and old muscles from rodents and primates to test whether mtDNA deletion mutations are associated with the negative physiological impact of sarcopenia

S A R C O P E N I A

An age-related loss of muscle mass and function occurs in skeletal muscle of a variety of mammalian species; this process is referred to as sarcopenia In humans, specific skeletal muscles undergo a 40% decline in muscle mass between the ages of 20 and 80 years [2] The public health ramifications of this large decline are evident in the clinical presentation, which includes decreased mobility, energy intake and respiratory function These declines affect both the nutrition and the ability of elderly people to live independently

Progressive muscle wasting has also been demonstrated in rodents and nonhuman primates These sarcopenic changes are evidenced by a significant reduction in muscle cross-sectional area, muscle mass loss and fiber number loss over time In the Fischer 344· Brown Norway (FBN) hybrid rat, the difference between the rectus femoris muscles of 18- and 38-month-old animals is striking Muscle cross-sectional area is reduced by 30% in the older animals and the muscle composition is more heterogeneous including an increase in fibrotic tissue A significant reduction in muscle mass (45%) is observed between 18- and 36/38-months of age as well as a significant (27%) loss of muscle fibers counted at the midbelly (Fig 1)

Although the molecular events responsible for sarcopenia are unknown, the muscle mass loss is due to fiber atrophy [2–4] and fiber loss [2,5,6] A variety of mechanisms

Correspondence to J M Aiken, 1656 Linden Drive, Madison, WI

53706, USA.

Fax: + 1 608 262 7420, Tel.: + 1 608 262 7362,

E-mail: aiken@ahabs.wisc.edu

Abbreviations: mtDNA, mitochondrial DNA; ETS, electron transport

system; FBN, Fischer 344 · Brown Norway rat; MERRF, myoclonic

epilepsy and ragged red fiber; CPEO, chronic progressive external

ophthalmoplegia; KSS, Kearns–Sayre syndrome; COX, cytochrome c

oxidase; SDH, succinate dehydrogenase; LCM, laser capture

micro-dissection; CSA, cross-sectional area.

(Received 28 November 2001, accepted 15 February 2002)

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have been proposed for fiber loss These include

contrac-tion-induced injury, deficient satellite cell recruitment,

denervation/renervation, endocrine changes, oxidative

stress and mitochondrial DNA damage

We propose that the latter two mechanisms, in concert,

contribute to the progressive age-related loss of muscle

mass Our working hypothesis is based on the idea that

oxidative damage to the mitochondrial genome has the

potential to trigger a deletion event Accumulation of these

mtDNA deletion mutations would cause a decline in the

energy production of the affected cell(s), result in abnormal

electron transport system (ETS) enzyme phenotypes,

atro-phy and would, ultimately, lead to fiber loss

Working with an animal model known to undergo

sarcopenia, we addressed the question of whether mtDNA

deletion mutations initiate the events that lead to

sarcope-nia We examined a quadricepmuscle, rectus femoris, from

three different age groups of FBN rats (5-, 18-, and

36/38-month-old) Fiber number at the midbelly, individual fiber

cross-sectional area, electron transport system abnormalities

and mtDNA deletion mutations were analyzed In the

remainder of this review, we will present data that support

the hypothesis that mitochondrial DNA deletion mutations

play a critical role in sarcopenia

A C C U M U L A T I O N O F m t D N A D E L E T I O N

M U T A T I O N S W I T H A G E

Mitochondria generate most of the energy in cells They

contain their own genomes (2–10 per mitochondria) that

replicate independently of the nuclear genome [7] The

mitochondrial genome, in mammals, is 16 kb in length

and encodes 22 tRNA, 13 subunits of the electron transport

system and its own 16S and 26S ribosomal RNAs [8] The

mitochondrial transcripts are synthesized as long

polycis-tronic messages and are transcribed from both strands

The mtDNA genome is thought to be a major target of

oxidative damage for several reasons First, the mtDNA

genome is located adjacent to the primary source of reactive

oxygen species, the electron transport system (reviewed in

Cadenas & Davies [9]) The lack of histone cognates [10] and

the minimal repair systems [11] in the mitochondria (as

compared to the nucleus) increase the likelihood of

the displacement loop region encode either mRNAs or tRNAs) increases the chance that a mutation event will affect a gene product

MtDNA mutations have been shown, in humans, to result in a number of diseases including myopathies and encephalopathies, a broad class of conditions characterized

by muscle weakness and central nervous system dysfunc-tion Myopathies can be divided into two major groups: (a) those caused by a single mtDNA base substitution, such as Leber’s hereditary optic nerve atrophy and myoclonic epilepsy and ragged red fiber (MERRF) [14,15]; and (b) diseases caused by large mtDNA deletion mutations such as chronic progressive external ophthalmoplegia (CPEO) and Kearns–Sayre Syndrome (KSS) [16–18] In myopathy patients, the levels of the mutated mtDNA genomes are very high, 73–98% mutated mtDNA in symptomatic MERRF patients [19] Deletion mutations are generally present as 20–80% of all mtDNA genomes in KSS patients [20] The first age-associated mtDNA alterations identified where those that were also detected in the mitochondrial myopathies (reviewed by Wallace [1]) Initial studies focussed on the ÔcommonÕ deletion, mtDNA4977in humans Although this common deletion was not detected in normal aged individuals by Southern blot analysis, it was detectable using the more sensitive PCR This particular deletion mutation was found to accumulate, with age, in a variety of human tissues [21,22] The highest levels were detected in nerve and muscle tissue [23], the same tissues in which mitochondrial enzyme activities were observed to decline with age Later studies demonstrated the presence of different deletion mutations that accrued within and between different human tissues [21,24–28] Subsequent studies identified multiple mtDNA deletion mutations in

a variety of species including rhesus monkeys [29], mice [30–33] and rats [34–36]

Using PCR, we analyzed tissue homogenates prepared from specific skeletal muscles of rhesus monkey, mice and rats for the presence of age-associated mtDNA deletion mutations [29,30,35] Deletion mutations were observed in all three species In rhesus monkey skeletal muscle, there was a significant increase in the number and frequency of mtDNA deletion mutations with age [29] The number of deletion mutations increased most dramatically in rhesus monkeys greater than 20 years of age Some of the deletion products were common among the rhesus monkeys while others were unique The rodent studies yielded similar information, multiple mtDNA deletion mutations accumu-lated with age Unlike rhesus monkeys, however, common deletion events were rare in both rats and mice suggesting that they might initiate or accumulate differently in these animals [33,36,37]

D E L E T I O N M U T A T I O N S A C C U M U L A T E

F O C A L L Y

Initial studies utilizing radioactive PCR methods calculated the abundance of the specific deletion mutation, mtDNA4977, to be < 0.1% of the total mtDNA present

Fig 1 Analysis of FBN rat rectus femoris muscles from three different

age groups Muscle weight is represented by the black bars using the

left axis, fiber number is represented by the white bars using the right

axis, muscle cross-sectional area is represented by the width of the

black bars using the x-axis Different letters associated with like bars

indicate a significant difference (P < 0.05).

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in the tissue homogenate [22,23] The low abundance of this

deletion led to the speculation that mtDNA deletion

mutations are of minor physiological significance All of

the initial quantitative analyses, however, were performed

using cellular homogenates, in which thousands of cells were

present Estimating the abundance of mtDNA deletion

mutations from homogenates assumed an equal cellular

distribution of the deletion-containing genomes In situ

hybridization analyses of aged muscle tissue provided the

first evidence of a focal accumulation of mtDNA deletion

mutations The initial in situ hybridization studies of

age-associated mtDNA deletion mutations were performed on

human skeletal muscle and were focussed on the common

deletions [38,39] Using mtDNA probes located either

within or outside the deleted regions, high levels of mtDNA

deletion mutations were localized to individual cells This

suggests that deletion mutations accumulate focally and

that neither their abundance nor distribution can be

accurately assessed in cellular homogenates

Further evidence for the focal and mosaic distribution of

the mtDNA deletion mutations came from muscle fiber

bundle analyses [40] In these studies, defined numbers of

skeletal muscle fibers were dissected from old rhesus

monkeys Two classes of samples were analyzed for

mtDNA deletion products, those containing either: (a)

several thousand individual muscle fibers or (b) defined

groups of 75 or 10 fibers per bundle We found that the

number of amplification products decreased with the

reduction in the number of muscle fibers analyzed, but that

there was a significant increase in the abundance of specific

deletion-containing genomes in the samples containing

fewer fibers [40] These experiments demonstrated that

mtDNA deletion mutations are not distributed evenly

throughout a muscle group, but rather focally accumulate

to high levels in a subset of fibers

E T S A B N O R M A L I T I E S A C C R U E

W I T H A G E

Dramatic changes in the activities of specific ETS enzymes

were observed in myopathy patients [41–44] and were later

demonstrated to occur in humans with age [45,46] We

examined the muscle tissue of young and old rhesus

monkeys and rats, histologically, for changes in the activity

of two ETS enzymes with age, cytochrome c oxidase (COX) and succinate dehydrogenase (SDH) Several of the COX subunits are encoded by the mitochondrial genome and, thus, the absence of COX activity would be indicative of changes in the mtDNA Although SDH is entirely encoded

by the nuclear genome, decreases in mitochondrial energy output result in a compensatory up-regulation of mito-chondrial synthesis and of nuclear-encoded transcripts For the rat studies, entire muscles were dissected, cut at the midbelly and embedded Muscle biopsy samples (vastus lateralis) were embedded for the rhesus monkey studies Sections were then obtained using a cryostat and, depending

on the study, 100–200 serial, 8–10-lm thick sections were produced Samples were analyzed by staining every seventh slide (i.e the first, seventh, 14th, etc.) for COX activity and every eighth slide (i.e the second, eighth, 15th, etc.) for SDH activity Fibers containing ETS abnormalities would be expected to show a negative reaction for COX and often, but not always, hyper-reactive for SDH (Fig 2) All stained slides were analyzed by light microscopy and all COX–and/

or SDH++fibers were noted ETS abnormal (COX–and/

or SDH++) were followed along the 1000–2000 lm to determine the length of the ETS abnormal region Using these two enzymatic stains, we demonstrated the age-associated increase of ETS abnormalities in several different muscles and animal models [36,47] For example, in the rectus femoris of FBN rats, no COX–/SDH++fibers were observed in the 5-month-old animals and only one was found among the nine 18-month-old rats At 36/38-months

of age, however, a total of 184 COX–/SDH++regions were observed in 11 rats (Table 1) As only 1 mm of tissue was examined ( 3% of the length of the rectus femoris), extrapolation was used to determine that  7% of the muscle fibers of aged rectus femoris muscles contained ETS abnormal regions

E T S A B N O R M A L F I B E R S A T R O P H Y

While following these abnormal fibers for 1000–2000 microns, we noted that many of the ETS abnormal fibers displayed an overt decline in cross-sectional area (intrafiber atrophy) within the ETS abnormal region of the fiber To

Fig 2 Electron transport system abnormalities Consecutive, serial cross-sections of the rectus femoris from a 36-month-old FBN rat identifying a fiber (indicated by the arrow) that stains negative for cytochrome c oxidase (COX–) and hyperreactive for succinate dehydrogenase (SDH++).

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quantitate the extent of atrophy in these ETS abnormal

regions, the cross-sectional area (CSA) of both ETS

normal and abnormal regions was measured along the

length of the 1000 lm The smallest (minimum CSA)

value of the fiber CSA in the ETS abnormal region was

divided by the average value of the fiber CSA in the ETS

normal region within the same fiber [36,52] In the ETS

normal fibers, the ratio between minimum CSA and

average CSA was determined The cross-sectional area

ratio of the ragged red phenotype is significantly smaller

than that observed in either normal fibers or fibers that

display a COX–/SDHnormalphenotype These data clearly

demonstrate that ETS abnormalities have a localized

physiological impact on the cell and can result in fiber

atrophy Subsequent longitudinal analysis of atrophied

fibers also showed that some decrease in CSA until they

are no longer observable by light microscopy, suggesting

that they are broken The fiber can often be found again

several sections later

Our analysis of the cross-sectional area of ETS abnormal

fibers also demonstrates that longer ETS abnormal regions

are more likely to atrophy than shorter ETS abnormal

regions COX–/SDHnormal regions are shorter than

COX–/SDH++ regions and their CSA slightly

decrea-ses The COX–/SDH++ regions are larger than the

COX–/ SDHnormal regions and the CSA declines to a

greater extent These studies were performed in the rat and

suggest a process in the rat quadricep muscle in which the

initial phenotype is COX–/SDHnormal The phenotype

progresses with time to the COX–/SDH++ phenotype,

associated with fiber atrophy and fiber breakage A similar

process was observed in the rhesus monkey skeletal muscle

E T S A B N O R M A L F I B E R S C O N T A I N

m t D N A D E L E T I O N M U T A T I O N S

We have recently defined the mtDNA genotype associated

with the abnormal ETS phenotypes in aged muscle fibers

Using laser capture microdissection (LCM), we have

amplified the mtDNA from both abnormal and normal

regions of fibers As described by Cao et al [37], the

mtDNA deletion mutations were concomitant with the

COX–/SDH++ regions of affected muscle fibers Single

fiber sections, 10-lm thick, of normal and abnormal

regions of rat rectus femoris muscle fibers were isolated

using LCM When total DNA from each fiber section was

subjected to whole mitochondrial genome PCR, smaller

than wild-type amplifications were observed in all of the

COX–/SDH++ regions demonstrating the association of

deletion mutations with the ETS abnormal phenotype

These deletion-containing genomes were the only mtDNA genomes detected in the ETS abnormal regions while only wild-type genomes were found in the ETS normal regions LCM coupled with PCR analysis has clearly demonstrated that age-associated mtDNA deletion mutations are locali-zed to specific cells identified as abnormal by histo-chemical analysis When the same ETS abnormal region was sampled in two different places from the same fiber (i.e 70 lm apart), the same deletion product was obtained The accumulation of the same deletion product in both COX–/SDH++ regions of skeletal muscle [37] and indi-vidual cardiomyocytes [48] suggests that mtDNA deletion mutations are clonal events

Two hypotheses have been proposed to account for this clonal expansion phenomenon De Grey [49] proposed that damaged mitochondria degrade more slowly than intact mitochondria The abnormal mitochondrial would there-fore accumulate in the cell by the Ôsurvival of the slowestÕ Due to the low proton gradient present in defective mitochondria, the production of free radicals would be decreased and, hence, less damage to the mitochondrial membranes The second hypothesis, based on the size of the mtDNA deletion mutations observed, presumes that the smaller deletion-containing genomes would have a replica-tive advantage [50] Support for the replicareplica-tive advantage of the smaller genomes is provided by re-population kinetic studies using several mtDNA forms after severe mtDNA depletion by ethidium bromide These studies demonstrated that the replication and maintenance of mtDNA in human cells is highly dependent on molecular features, as partially deleted mtDNA molecules re-populated cells significantly faster than full-length molecules [51]

This work, in total, has led us to propose the following mechanism for the role of mitochondrial DNA deletion mutations in sarcopenia A portion of the mtDNA genome

is deleted by an as yet unknown mechanism, possibly as the result of oxidative damage As mtDNA genomes carrying a deletion would be smaller, they would have a replicative advantage over wild-type genomes As the ratio of deletion-containing genomes increased, the mitochondria would become deficient in major subunits of the ETS (i.e the COX– phenotype) and an energy deficiency would occur (Fig 3B) Concurrent with the energy deficiency would be increased oxidative damage [36] Signals from the nuclear genome would then trigger mitochondrial amplification in

an effort to overcome the energy deficiencies This increased synthesis of mitochondria would subsequently result in an increase in the production of the nuclear subunits of the ETS system (i.e the COX–/SDH++phenotype) (Fig 3C) However, as the deletion mutations would continue to

a

Each fiber was examined through 1000 lm.bEstimates were determined by dividing the mean number of ETS abnormalities found in

1 mm of tissue by 0.03 (3% of the approximate 3.0 cm length of rectus femoris), percentages were determined by dividing the resulting value

by the mean number of fibers c,d Values with different superscripts were significantly different.

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out-replicate the wild-type mtDNA genomes, both energy

deficiencies and oxidative damage would continue to accrue

In response, the fiber atrophies (Fig 3D) and, eventually,

breaks (Fig 3E)

A C K N O W L E D G E M E N T S

Research in our laboratory is supported by the National Institutes of

Health Grant Nos RO1 AG11604, AG17543, P01 AG11915 and T32

AG00213.

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c–e,COX – /SDH ++

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