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Tiêu đề Textbook of Sports Medicine Basic Science and Clinical Aspects of Sports Injury and Physical Activity
Tác giả Michael Kjålør, Michael Krogsgaard, Peter Magnusson, Lars Engebretsen, Harald Roos, Timo Takala, Savio L-Y Woo
Trường học Blackwell Science
Chuyên ngành Sports Medicine
Thể loại Textbook
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Số trang 829
Dung lượng 9 MB

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Editors and ContributorsPer Aagaard Team Denmark Test Center, Sports Medicine Research Unit, University of Copenhagen, Bispebjerg Steven Abramowitch Musculoskeletal Research Center, Depa

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Savio L-Y Woo

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Textbook of Sports Medicine

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Savio L-Y Woo

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©  by Blackwell Science Ltd

a Blackwell Publishing company

Blackwell Science, Inc.,  Main Street, Malden, Massachusetts -, USA

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Blackwell Wissenschafts Verlag, Kurfürstendamm ,  Berlin, Germany

The right of the Authors to be identified as the Authors of this Work has been asserted in accordance with theCopyright, Designs and Patents Act 

All rights reserved No part of this publication may be reproduced, stored in a retrieval system, or transmitted, inany form or by any means, electronic, mechanical, photocopying, recording or otherwise, except as permitted bythe UK Copyright, Designs and Patents Act , without the prior permission of the publisher

First published 

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Catalogue records for this title are available from the British Library and the Library of Congress

Set in ‒ / pt Ehrhardt by SNP Best-set Typesetter Ltd., Hong Kong

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http://www.blackwellpublishing.com

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Editors and Contributors, ix

Preface, xv

Introduction, 

Part 1: Basic Science of Physical Activity and Sports Injuries: Principles of Training

. Cardiovascular and respiratory aspects of exercise —endurance training, 

Sigmund B Strømme, Robert Boushel, Bjørn Ekblom, Heikki Huikuri, Mikko P Tulppo & Norman L Jones

. Metabolism during exercise —energy expenditure and hormonal changes, 

Jan Henriksson & Kent Sahlin

. Skeletal muscle: physiology, training and repair after injury, 

Michael Kjær, Hannu Kalimo & Bengt Saltin

. Neuromuscular aspects of exercise —adaptive responses evoked by strength training, 

Per Aagaard & Alf Thorstensson

. Biomechanics of locomotion, 

Erik B Simonsen & Paavo V Komi

. Connective tissue in ligaments, tendon and muscle: physiology and repair, and musculoskeletal

flexibility, 

Peter Magnusson, Timo Takala, Steven D Abramowitch, John C Loh & Savio L.-Y Woo

. Cartilage tissue —loading and overloading, 

Karola Messner, Jack Lewis, Ted Oegema & Heikki J Helminen

. Bone tissue —bone training, 

Peter Schwarz, Erik Fink Eriksen & Kim Thorsen

Part 2: Aspects of Human Performance

. Recovery after training —inflammation, metabolism, tissue repair and overtraining, 

Jan Fridén, Richard L Lieber, Mark Hargreaves & Axel Urhausen

. Principles of rehabilitation following sports injuries: sports-specific performance testing, 

Malachy McHugh, Jens Bangsbo & Jan Lexell

v

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vi Contents

. Physical activity and environment, 

Peter Bärtsch, Bodil Nielsen Johannsen & Juhani Leppäluoto

. Nutrition and fluid intake with training, 

Leif Hambræus, Stefan Branth & Anne Raben

. Ergogenic aids (doping) and phamacological injury treatment, 

Ulrich Fredberg, Timo Säppälä, Rasmus Damsgaard & Michael Kjær

Part 3: Physical activity: Health Achievements vs Sports Injury

. Epidemiology and prevention of sports injuries, 

Roald Bahr, Pekka Kannus & Willem van Mechelen

. Exercise as disease prevention, 

Ilkka Vuori & Lars Bo Andersen

. Physical activity in the elderly, 

Stephen Harridge & Harri Suominen

. Exercise in healthy and chronically diseased children, 

Helge Hebestreit, Oded Bar-Or & Jørn Müller

. Disabled individuals and exercise, 

Fin Biering-Sørensen & Nils Hjeltnes

Part 4: Exercise in Acute and Chronic Medical Diseases

. Cardiovascular and peripheral vessel diseases, 

Mats Jensen-Urstad & Kerstin Jensen-Urstad

. Exercise and infectious diseases, 

Bente Klarlund Pedersen, Göran Friman & Lars Wesslén

. Osteoarthritis, 

L Stefan Lohmander & Harald P Roos

. Exercise in the treatment of type  and  diabetes, 

Hannele Yki-Järvinen & Flemming Dela

. Asthma and chronic airway disease, 

Malcolm Sue-Chu & Leif Bjermer

. Amenorrhea, osteoporosis, and eating disorders in athletes, 

Michelle P Warren, Jorun Sundgot-Borgen & Joanna L Fried

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Contents vii

. Physical activity and obesity, 

Pertti Mustajoki, Per Björntorp & Arne Astrup

. Gastrointestinal considerations, 

Frank Moses

Part 5: Imaging in Sports Medicine

. Imaging of sports injuries, 

Inge-Lis Kanstrup, Hollis G Potter & Wayne Gibbon

Part 6: Sports Injury: Regional Considerations Diagnosis and Treatment

. Lower leg, ankle and foot, 

Jon Karlsson, Christer Rolf & Sajkari Orava

. Knee, 

Lars Engebretsen, Thomas Muellner, Robert LaPrade, Fred Wentorf, Rana Tariq, James H.-C Wang,

David Stone & Savio L.-Y Woo

. Hip, groin and pelvis, 

Per Hölmich, Per A.F.H Renström & Tönu Saartok

Michael R Krogsgaard, Richard E Debski, Rolf Norlin & Lena Rydqvist

. Elbow, wrist and hand, 

Nicholas B Bruggeman, Scott P Steinmann, William P Cooney & Michael R Krogsgaard

. Practical sports medicine, 

Sverre Mæhlum, Henning Langberg & Inggard Lereim

. Multiple Choice Answers, 

Index, 

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Editors and Contributors

Per Aagaard Team Denmark Test Center, Sports Medicine Research Unit, University of Copenhagen, Bispebjerg

Steven Abramowitch Musculoskeletal Research Center, Department of Orthopaedic Surgery, University of

Lars Bo Anderson Institute of Exercise and Sports Science, University of Copenhagen, DK- N, Denmark

Arne Astrup Research Department of Human Nutrition, Royal Veterinarian and Agricultural University,

DK-F, Frederiksberg, Denmark

Roald Bahr The Norwegian University of Sport and Physical Education, Oslo, N- , Norway

Jens Bangsbo Laboratory for Human Physiology, August Krogh Institute, University of Copenhagen, DK- Ø, Denmark

Oded Bar-Or Children’s Exercise and Nutrition Centre, McMaster University, West Hamilton, Ontario,

Leif Bjermer Department of Lung Medicine, University Hospital, Norwegian University of Science and

Per Björntorp Department of Heart and Lung Diseases, University of Gothenburg, Sahlgrenska Hospital, SE- 

, Sweden

Robert Boushel Department of Exercise Science, Concordia University, Montreal, Quebec, CAN-H B R, Canada

Stefan Brauth Department of Medical Sciences, Uppsala University Hospital, SE- , Sweden

Jens Ivar Brox Department of Orthopaedics, Section for Physical Medicine and Rehabilitation, Rikshhospitalet,

Nicholas Bruggeman Department of Orthopaedic Surgery, Mayo Clinic, Rochester, MN , USA

William P Cooney Department of Orthopaedic Surgery, Mayo Clinic, Rochester, MN , USA

Rasmus Damsgaard Copenhagen Muscle Research Centre, Rigshospitalet, Copenhagen, DK- Ø, Denmark

Richard E Debski Musculoskeletal Research Center, University of Pittsburgh Medical Center, Pittsburgh, PA

, USA

Flemming Dela Department of Medical Physiology, Panum Institute, University of Copenhagen, DK- N, Denmark

ix

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x Editors and Contributors

Bjorn Ekblom Department of Physiology and Pharmacology, Karolinska Institute, University of Stockholm,

SE-, Sweden

Lars Engebretsen Department of Orthopaedic Surgery, University of Oslo, Ullevål Hospital, NO- , Norway

Erik Fink Eriksen Department of Endocrinology, Aarlus University Hospital, DK- C, Denmark

Ulrich Fredberg Department of Medicine, Silkeborg Central Hospital, DK- , Denmark

Jan Fridén Department of Hand Surgery, Sahlgrenska University Hospital, SE- , Göteborg, Sweden

Joanna L Fried Department of Obstetrics and Gynaecology, Columbia University, New York, NY , USA

Göran Friman Department of Medical Services, Section of Infectious Diseases, Uppsala University Hospital,

SE-, Sweden

Wayne Gibbon Department of Sports Medicine, University of Leeds, LS  NL, UK

Leif Hambraeus Department of Medical Sciences, Nutrition Unit, Uppsala University, SE- , Sweden

Mark Hargreaves Department of Exercise Physiology, School of Health Sciences, Deakin University, Burwood,

Steve Harridge Department of Physiology, Royal Free & University College Medical School, London, NW  PF, UK

Helge Hebestreit Pneumologie/Sportsmedizin, Universitäts-Kinderklinik, Würzburg, DE- , Germany

Heikki Helminen Department of Anatomy, University of Kuopio, FIN- , Finland

Jan Henriksson Department of Physiology and Pharmacology, Karolinska Institute, University of Stockholm,

SE-, Sweden

Nils Hjeltness Department of Spinal Cord Injury, Sunnaas Hospital, Nesoddtangen, Norway

Per Hölmich Department of Orthopaedic Surgery, Amager Hospital, University of Copenhagen, DK- S, Denmark

Heikki V Huikuri Department of Medicine, Division of Cardiology, University of Oulo, FIN- , Finland

Kerstin Jensen-Urstad Department of Clinical Physiology, Karolinska Hospital, Stockholm, SE- , Sweden

Mats Jensen-Urstad Department of Cardiology, Karolinska Hospital, Stockholm, SE- , Sweden

Norman L Jones Department of Medicine, McMaster University, Hamilton, Ontario, CAN-L N Z, Canada

Hannu Kalimo Department of Pathology, Turko University Hospital, Turko, FIN- , Finland

Pekha Kannus Accident and Trauma Research Center, UKK Institute, Tampere, FIN- , Finland

Inge-Lis Kanstrup Department of Clinical Physiology, Herlev Hospital, University of Copenhagen, DK- , Denmark

Jon Karlsson Department of Orthopaedics, Sahlgrenska University Hospital/Östra, Gothenburg, SE- , Sweden

Albert I King Bioengineering Center, Wayne State University, Detroit, MI , USA

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Editors and Contributors xi Michael Kjær Sports Medicine Research Center, University of Copenhagen, Bispebjerg Hospital, Copenhagen,

Pavo Komi Department of Biology of Physical Activity, University of Jyväskylä, FIN- , Finland

Michael Krogsgaard Department of Orthopaedic Surgery, Bispebjerg Hospital, University of Copenhagen,

DK- NV, Denmark

Henning Langberg Sports Medicine Research Unit, Bispebjerg Hospital, Copenhagen, DK-  NV, Denmark

Robert F La Prada,Sports Medicine and Shoulder Divisions, Department of Orthopaedic Surgery, University of

Juhani Leppäluoto Department of Physiology, University of Oulo, FIN- , Finland

Ingard Lerein Department of Orthopaedic Surgery, Region Hospital of Trondhjem, NO- , Norway

Jack Lens Department of Orthopaedic Surgery, University of Minnesota, MN , USA

Jan Lexell Brain Injury Unit, Neuromuscular Research Laboratory, Department of Rehabilitation, Lund

Richard L Lieber Department of Orthopaedics and Bioengineering, University of California and V.A Medical

John C Loh Musculoskeletal Research Center, Department of Orthopaedic Surgery, University of Pittsburgh ical Center, Pittsburgh, PA , USA

Med-Stefan Lohmander Department of Orthopaedics, University Hospital, Lund, SE- , Sweden

Sverre Mæhlum Norsk Idrettsmedisinsk Institutt (NIMI), University of Oslo, NO- , Norway

Peter Magnusson Team Denmark Test Center, Sports Medicine Research Unit, University of Copenhagen,

Willem van Mechelen Department of Social Medicine, Vreie Universität, Amsterdam, NL- , The Netherlands

Karola Messner Department of Neuroscience and Locomotion, Division of Sports Medicine, Faculty of Health

Malachy McHugh Nicholas Institute of Sports Medicine and Athletic Trauma, Lenox Hill Hospital, New York,

Frank Moses Gastroenterology Service, Walter Reed Army Medical Center, Washington DC, -, USA

Thomas Muellner Department of Orthopaedic Surgery, University of Vienna, Austria

Jørn Müller Department of Growth and Reproduction, Rigshospitalet, University of Copenhagen, DK- Ø, Denmark

Pertti Mustajoki Department of Medicine, Helsinki University Central Hospital, FIN- , Finland

Bodil Nielsen Johansen Institute of Exercise and Sports Science, August Krogh Institute, University of

Rolf Norlin Linköping Medical Center, SE- , Linköping, Sweden

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xii Editors and Contributors

Ted Oegena Department of Orthopaedic Surgery, University of Minnesota, MN , USA

Sakari Orava Tohturitalo Hospital, Turka, Fin- , Finland

Bente Klarlund Pedersen Finsencentret, Department of Infectious Diseases, University of Copenhagen,

DK-Ø, Denmark

Hollis Potter Department of Radiology and Imaging, Hospital for Special Surgery, New York, NY , USA

Anne Raben Research Department of Human Nutrition, Centre for Advanced Food Studies, Royal Veterinarian and

Per Renström Section of Sports Medicine, Department of Orthopaedics, Karolinska Hospital, Stockholm,

SE-, Sweden

Christer Rolf Centre of Sports Medicine, University of Sheffield, S  TA, UK

Harald Roos Department of Orthopaedic Surgery, Helsingborg Hospital, Helsingborg, SE- , Sweden

Lena Rydqvist Linköping Medical Center, SE- , Linköping, Sweden

Kent Sahlin Department of Physiology and Pharmacology, Karolinska Institute, University of Stockholm,

Peter Schwartz Department of Endocrinology, Rigshospitalet, University of Copenhagen, DK- N, Denmark

Erik Simonsen Institute for Medical Anatomy, Panum Institute, University of Copenhagen, DK- N, Denmark

Scott Steinman Department of Orthopaedic Surgery, Mayo Clinic, Rochester, MN , USA

David Stone Musculoskeletal Research Center, Department of Orthopaedic Surgery, University of Pittsburgh ical Center, Pittsburgh, PA , USA

Med-Sigmund B Strømme The Norwegian University of Sport and Physical Education, Oslo, NO- , Norway

Malcolm Sue-Chu Department of Lung Medicine, University Hospital, Norwegian University of Science and

Jorun Sundgot-Borgen Norwegian University of Sport and Physical Education, Oslo, NO- , Norway

Harri Snominen Department of Health Sciences, University of Jyväskylä, FIN- , Finland

Timo Säppälä National Public Health Institute, Helsinki, FIN- , Finland

Timo Takala Department of Biology of Physical Activity, University of Jyväskylä, FIN- , Finland

Rana Tariq Department of Radiology, Ulleval University Hospital, Oslo, N- , Norway

Kim Thorsen Department for Sports Medicine, Norrland University Hospital, Umeå University, SE- , Sweden

Alf Thorstensson Department of Sport and Health Sciences, University College of Physical Education and

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Editors and Contributors xiii Mikko P Tulppo Merikoski Rehabilitation and Research Centre, University of Oulu, FIN- , Finland

Axel Urhausen Institute of Sports and Preventitive Medicine, Department of Clinical Medicine, University of

Ilkka Vuori UKK Institute for Health Promotion Research, Tampere, FIN- , Finland

James H.-C Wang Musculoskeletal Research Center, Department of Orthopaedic Surgery, University of

Michelle Warren Department of Obstetrics and Gynaecology, Colombia University, College of Physicians and

Fred Wentort Department of Orthopaedic Surgery, University of Minnesota, Minneapolis, MN , USA

Lars Wesslén Department of Medical Sciences, Section of Infectious Diseases, Uppsala University Hospital, Uppsala, Sweden

Savio L.-Y Woo Musculoskeletal Research Center, Department of Orthopaedic Surgery, University of Pittsburgh

King H Yang Bioengineering Center, Wayne State University, Detroit, Michigan, MI , USA

Hannele Yki-Järvinen Department of Medicine, University of Helsinki, FIN- , Helsinki, Finland

Liying Zhang Bioengineering Center, Wayne State University, Detroit, Michigan, MI , USA

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In past decades the number of exercising individuals and the area of sports medicine have grown considerably.Sports medicine has developed both in terms of its clinical importance with appropriate diagnosis and adequate re-habilitation following injury as well as its potential role in the promotion of health and prevention of life-style dis-eases in individuals of all ages Furthermore, lately the medical field has gained improved understanding of the use

of physical activity as a treatment modality in patients with a variety of chronic diseases and in rehabilitation afterdisabilities, injuries and diseases Common to these advancements is the fact that a certain amount of clinical expe-rience has to be coupled with sound research findings, both basic and applied, in order to provide the best possiblerecommendations and treatments for patients and for the population in general

There is a tradition in Scandinavia for an interaction between exercise physiology and clinical medicine and gery, and it is apparent that both areas have hypotheses, inspiration and possible solutions to offer each other It istherefore apparent that a textbook on sports medicine must attempt to incorporate all of these aspects to be com-prehensive A historical or classical reference has been selected as an introduction to each chapter to reflect the im-pact that a specific scientific work has had on that field Having several authors collaborating on each chapter in thebook ensures both diversity and a degree of consensus in the text, which will hopefully make the book usable as areference book, and as a textbook both at the pre- and postgraduate levels It has been our goal to address each topicwithin sports medicine in a scientific way, highlighting both where knowledge is well supported by research, as well

sur-as aresur-as where the scientific support is minimal or completely lacking It is the intention that the book will help thepeople who work clinically within the area of sports medicine in their daily practice, and that it will also provide thebasis for further research activity within all areas of sports medicine Moreover, we wish to highlight where knowl-edge and methodologies from different, and often distant, areas can interact to create a better understanding of, forexample, the mechanisms behind development of tissue injury and its healing

The editorial group has been delighted that some of the world’s leading experts have agreed to participate in thisproject, and they have all contributed with informative and very comprehensive chapters I greatly appreciate theircontribution and that of the editorial group who worked hard on the completion of the book Additionally, I wish

to acknowledge all other contributors who have helped with the practical procedures of this project Finally, I hopethe reader of this book will share the research dreams, the clinical interest, and the enthusiasm in relation to thesports medicine topics with that of the authors and the entire editorial group

Michael Kjaer

xv

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The exercising human: an

integrated machine

Physiological boundaries have fascinated man for a

long time, and achievements like climbing up to more

than m above sea level without oxygen supply or

diving down to more than m in water without

spe-cial diving equipment are at the limit of what textbook

knowledge tells us should be possible for humans

Likewise, athletes continue to set new standards

within sports performance, and patients with chronic

diseases master physical tasks of a very challenging

nature, like marathon running, that hitherto were

thought impossible

Muscles, tendons and bone are elegantly coupled

together to provide an efficient system for movement,

and together with joint cartilage and ligaments they

allow for physical activity of various kinds In order to

provide energy to contracting muscles, ventilation

often rises –-fold and cardiac pump function can

increase up to -fold during strenuous exercise in

well-trained individuals in the attempt to deliver sufficient

oxygen to allow for relevant oxidative processes that

can be initiated within seconds In addition, working

skeletal muscles can by training achieve substantial

in-creases in their capacity to both store energy and to

ex-tract and utilize oxygen With regards to endurance

capacity, humans are still left with the fact that the size

of the heart relative to the skeletal muscle is relatively

small — even in top-class runners — compared to

basi-cally all other animal species

To drive the human machinery, local as well as

dis-tant substrate stores provide fuel for energy tion, allowing for very prolonged exercise bouts Acontrolled interplay between exercise intensity, energymetabolism and regulatory hormones takes place, andintake of different food stores can cause the muscle toadjust its fuel combustion to a large degree The initia-tion of signals from motor centers to start voluntarymovement and afferent signals from contracting mus-cle interact to achieve this and several signalling path-ways for circulatory and metabolic control are nowidentified The brain can make the muscles move, andcan at the same time use substances for fuel that are re-leased from muscle Furthermore, intake of differentfood sources can cause the muscle to adjust its fuelcombustion to a large degree

combus-Training can cause major tissue and organ tion and it is well known that this to a large degree depends upon both genetic and trainable factors(Table) More recent studies on identical twins haveallowed for a discrimination of these two factors in re-lation to exercise and have shown that between  and

adapta-% of the variation in parameters like maximal oxygen uptake or muscle strength are likely to be attributed to genetic factors Rather than discouragehumans from starting training on this background, it isfascinating to identify factors responsible for trainingimprovements in, for example, muscle tissue It is evi-dent that contractile force can elicit transcription andtranslation to produce relevant changes in the amount

of contractile or mitochondrial proteins, but the derlying mechanism in both muscle and connective

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 Introduction

tissue is not understood Interestingly, substances are

now being identified (e.g mitogenactivated protein

kinases) where subtypes are differentially activated by

either metabolic stress or by the degree of contractile

stress, to cause either increased cell oxidative capacity

or muscle cell hypertrophy, respectively We are

there-fore at a point where we can begin to master the study of

the adaptation of the human body not only to acute

ex-ercise, but also to loading and overloading, and this will

provide us with prerequisites for study of the ultimate

adaptation potential that the human organism achieves,

and thereby better describe also on an individual level

why tissue becomes overloaded and injured

The delicate balance between training

adaptation and injury — the dilemma

of rehabilitation

It is important for the clinician who treats the

recre-ational or elite athlete to have a thorough

understand-ing of the injury, and also the ability of the affected

tissue to adapt to immobilization, remobilization and

training One example is the considerable plasticitythat skeletal muscle tissue displays While strength islost (up to %) rapidly within a few weeks of immobi-lization, it can be regained over the next couple ofmonths, and strength can be augmented up to -foldwith training for extended periods (months/year).Bone loss also (up to %) occurs rapidly within weeks

of immobilization and is subsequently regained in thefollowing months of rehabilitation However, some-what in contrast to muscle, extended training periodshave a relatively modest impact on bone tissue aug-mentation Connective tissue loss in tendon is alsocomparable to muscle and bone; however, in contrast,its slower metabolism requires perhaps up to months or more before complete tissue recovery from

an injury and subsequent inactivity Thus, an injurythat demands a limb to be immobilized for a givenlength of time may require different time periods forthe various tissues to return to their preinjury levels

In this context it is important for the clinician to notethat the cardiovascular system recovers the fastest after

Table  The capacity of various tissues and systems, and their ability to adapt to physical activity or inactivity.

Decrease in function Increase during single Improvement or maximal load bout of physical activity with training Time required for with 3–4 weeks of Function ultimate tensile strength (%) adaptation inactivity (%)

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Introduction

a period of relative inactivity, which may create a

dilemma: the athlete wants to take the rehabilitation

and training program to new and challenging

levels, but the different tissues may not be able to

withstand the associated loads, and re-injury or a

new so-called ‘overload injury’ may result Thus,

a thorough understanding of how tissues adapt to

physical activity or lack thereof is paramount for the

effective treatment and rehabilitation of the injured

person

While acute injury during exercise may intuitively

be somewhat easy to understand, it may be more

chal-lenging to grasp the insidious and frequent ‘overuse’

injuries that occur with training Some important

observations in the field of sports medicine have been

made in recent decades that have improved our

under-standing of these injuries An awareness of the

sub-ject’s loading pattern is important, of course The

recreational athlete who runs km/week may subject

each lower limb to approximately  landings and

take-offs in that time period In contrast, the long

dis-tance runner who runs km/week may subject each

lower limb to approximately  landings and

take-offs Clearly, a certain degree of appropriate tissue

adaptation has already taken place to withstand these

vastly different loads, but nevertheless, injuries may be

sustained by both the recreational and elite athlete and

therefore remains an enigma Interestingly, the weekly

loading of tissue induced by sports participation is

equivalent to that established by national authorities

as the upper limits for what is tolerable for manual

labour, suggesting that perhaps there is an inherent

tissue limitation to loading

Disadvantageous alignment, like severe pes planus

or genu valgus, for example, may be important factors

in determing who can withstand a given loading

pat-tern, although such internal factors cannot entirely

ex-plain overuse injury It has become generally accepted

that it takes appreciable time for tissues like connective

tissue to adapt to a new or increasing demand, even for

the most genetically fortuitous Therefore, any desired

progression or change in a training program should be

gradual However, more detailed information with

re-spect to the training frequency, duration and intensity

that is required to avoid an injury is currently

lack-ing, and thus preventative efforts in this respect remain

difficult At the same time, it is becoming increasingly

appreciated that tissues need restitution periods

to ‘adapt’ to the previous bout of physical activity This is put into practice, for example, by the tri-athletewho loads the cardiovascular system considerably

on a daily basis, but stresses the musculo-skeletal system alternately by training either cycling, running

or swimming, which may help to avoid injury It is during the restitution period that tissues are allowed

to recover, or further adapt to an increasing demand

by either expanding their quantity or improving theirquality It is likely that in years to come researchers will furnish new and improved measurement techniques that will yield important detailed informa-tion about tissue adaptation to physical activity andrestitution

Sports injuries and development of treatment: from recreational sports

to elite athletes

In many situations the transformation from overloadsymptoms to a sports injury is poorly defined and understood Intensified research in anatomy, bio-chemistry, physiology and mechanisms of tissue adaptation to mechanical loading is needed to providethe basic understanding of overload injury pathogene-sis Although this in itself represents a paramountchallenge, it seems even more difficult to understand

an individual’s disposition for developing symptoms.Why does one individual develop severe Achilles tendon pain in connection with a certain amount ofrunning, while others do not? Why are overhead activ-ities very painful for some athletes but not for others?Why is the functional stability of a cruciate ligamentdeficient knee or a mechanically unstable ankle jointdifferent between persons despite the same activitylevel? Obviously it would be essential to identify theweakest link in each individual case, but knowledge ofthe individual specific factors is very incomplete.Could there be physiologically different levels for initiation of symptoms in different individuals? It

is well known that persons with decreased sensory puts, for example caused by diabetic polyneuropathy,have a high rate of overload injuries like tendonitis

in-or stress fractures, simply because the natural alarmsystem is out of order If a physiological difference in,for example, the threshold of sensory inputs exists

in otherwise healthy people, the difference between a

Trang 23

 Introduction

mechanical load that causes symptoms and one that

results in tissue damage would vary from person to

person

Treatment of sports injuries represents major

chal-lenges First, the aim to reduce symptoms is demanded

by the athlete, and several pharmacological treatments

will work well at rest, but will not provide pain relief

when the individual is exercising Secondly, when

surgical treatment is indicated to repair irreversible

changes of tissues (e.g rupture of anterior and

poste-rior cruciate ligaments of the knee) or to change

bio-mechanical inferior or insufficient movement patterns

(e.g multidirectional instability in the shoulder) the

procedures need to be minimally invasive in order to

leave the remaining tissue as intact as possible and to

allow for a quick regeneration process Thirdly, the

re-habilitation procedures and time allowed for recovery

will be challenged This is because athletes are eager to

return to their sports In this aspect, similarities can be

drawn to occupational and rehabilitation medicine,

which aims towards getting the patient back to the

functional level that is required to perform a certain

labour task

In contrast to the little which is known about the

in-dividual-based factors, there is increasing knowledge

about injury mechanisms in athletic performance

A number of specific pathological entities have been

recognized, especially during the past two decades, e.g

secondary impingement and internal impingement of

the shoulder in overhead athletes On the basis of

rec-ognizing certain common patterns of injury and

un-derstanding their pathogenesis, specific treatments —

surgical as well as nonsurgical — have been developed

Probably the first injury to be recognized as a specific

lesion connected to sports performance was the

Bankart lesion of the shoulder, described in , and

the way to repair the lesion was obvious once the

pathoanatomical background was established

Simi-larly, when the SLAP lesion of the labrum in the

shoul-der was described for the first time about years ago,

the surgical treatment options could be defined (for

further details see Chapter 6.5)

Arthroscopy, which was introduced for knee

disor-ders back in  and developed for the treatment

of shoulder, elbow and ankle disorders in the s,

has made direct visualization of joint movement and

intra-articular structures possible, and has increased

the understanding of many intra-articular sports juries For the individual athlete it has resulted in amuch more specific diagnosis and treatment, and con-sequently rehabilitation has become faster and easierthan after open surgery Furthermore, the inventionand development of magnetic resonance imaging inthe early s, and the refinement and general avail-ability of ultrasound investigation during the late

in-s, has increased the spectrum of diagnostic toolssignificantly What still requires specific attention isthe relative use of these para-clinical supplements ascompared with a good clinical examination and judge-ment There is no doubt that the new ‘machine-tools’,developed to help the sports medicine practitioner,tend to be ‘over-used’ in the initial phase, which isoften followed by a more balanced phase in which it be-comes evident that patient history and clinical exami-nation can never be replaced by para-clinical tools, butthat the latter provides a fruitful supplement in theprocess of diagnosis in sports medicine

The collection of clinical information on matic conditions in athletes can lead to identification ofuniform patterns and logically based treatment modal-ities Series of treated patients can also give informa-tion about the success rate of certain treatments,whereas only randomized studies can identify the besttreatment strategy in a specific condition Unfortu-nately, there are very few randomized studies in sportsmedicine and especially within traumatology This isoften due to a high demand for treatment to ensure fastrecovery and return to sports participation, and it isunlikely that more than a small part of the surgical andnonsurgical treatment modalities will ever be evalu-ated by randomized studies Even though more than

sympto-anterior cruciate ligament (ACL) reconstructionsare performed every year in the USA, it is unknownwhich treatment strategy is the most advantageous.There are different factors influencing the decision toperform ACL reconstruction: the chance to get back tosports, prevention of secondary meniscus and carti-lage injury, prevention of giving-way or subluxationepisodes, risk for anterior knee pain or other operativecomplications, or timing of surgery There is no evi-dence for how these factors should be weighted, and it

is unknown if routine reconstruction in all patientsshortly after an ACL injury would reduce the risk oflate complications and increase activity level better

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Introduction than a more conservative approach with rehabilitation

as primary treatment It is very important to perform

randomized trials at the same time as new treatments

are introduced, as it is almost impossible to return to

such studies later

Most rehabilitation programs are based on

individ-ual, clinical experience and theoretical principles Just

as with surgical treatment, evidence is still lacking on

the effect of a number of general treatment principles

Rehabilitation is very costly, and it is desirable with

further development of evidence-based rehabilitation

strategies

New technologies will probably influence the

treat-ment of sports injuries in the near future Local

avail-ability of growth factors may reduce repair and

remodelling time after injury or surgery Scaffolds can

be used to introduce a specific architecture These

can be taken over by living tissue, and in combination

with controlled gene expression, injured tissue can

possibly be restored completely This will contribute to

an avoidance of reconstruction with replacement

tis-sue and accompanying suboptimal recovery, as well

as ensure the absence of scar tissue otherwise seen in

repair

In the recreational athlete, many overload

condi-tions are often self-limiting Nature’s alarm system

works: overloading of tissues often results in

symp-toms (pain) long before irreversible changes of the

tis-sue structures happen With a gradual reduction of

activity, symptoms and overloading disappears, and

the athlete can resume normal activity again Tennis

elbow is a good example of this mechanism During

one season about % of middle-aged persons

per-forming recreational racquet sports will experiencesymptoms of tennis elbow The majority of these casesresolve without specific treatment The interestingphenomenon is, why humans often carry on with exer-cise despite symptoms and signs of overuse Interest-ingly, inflammatory reactions within and aroundtendons are seen in humans and in a few animal speciesthat are forced to run like race-horses, whereas almostall other species (like mouse, rat or rabbit) do not showsigns of tendinitis or peritendinitis despite strenuousactivity regimens Elite athletes can be motivated tocontinue peak performance despite pain or othersymptoms, and it can be difficult or impossible for thenatural repair processes to take place Not enough isknown about tissue repair and rehabilitation to definethe maximum activity in each individual that is com-patible with a full and fast repair

The boundary between trivial, reversible conditionsand irreversible, disabling injuries still has to be de-fined in many sports As an example, there is an ongo-ing discussion about the risk for chronic brain damages

in boxing Furthermore, nearly nothing is knownabout the long-term effect of continued elite sports ac-tivity on degenerative changes in the knee after ACLreconstruction With this lack of evidence about physical consequences of sports injuries, ethical con-siderations have a central place in advice and planning.The influence of psychological factors such as compe-tition (matches only take up less than % of the activeplaying time in elite handball, more than % of theACL injuries happen there), self-confidence and ac-ceptance of personal limits have to be acknowledgedand further knowledge is warranted

Table  Motivation and needs in different individuals with physical training.

Performance Disease-effect Prevention Guidelines for Tolerable amounts motivation motivation motivation training of training Patient + + (function) + + + + + + + + +

Recreational sports + – + + + + + + +

Elite athletes + + + (competition) – (+) + + + + + +

The motive for performing physical training can primarily be based upon a wish of increased performance either in sports or in everyday life,

or be related to a wish of increased health and disease prevention.All three groups of individuals display an individually varying degree of which for achieving mental well-being in relation to exercise.The tolerable amount of training depends on the ability of the body to

withstand loading and varies therefore significantly between athletes and patients, whereas both patients and athletes share a large request for specific guidelines in relation to the training they perform.

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 Introduction

Regular physical training: benefits

and drawbacks

For more than years, systematic exercise or sports

have been carried out worldwide, and one can easily

consider the average individual living today as being

much more inactive than they were in the past It is

be-coming more and more scientifically documented that

physical inactivity is a major risk factor for disease and

premature death, and that the magnitude of this lies on

the level of other risk factors like smoking, obesity or

drinking Studies have uniformly concluded that

being active or beginning physical activity even at an

advanced age, will positively influence risk factors for

development of inactivity-associated diseases In spite

of the fact that acute training is associated with a

tran-sient increased risk of cardiac arrest, taken in the

population as a group, as well as the costly treatment of

sports injuries, socio-economic calculation has found

that, for the recreational athlete, these drawbacks are

far outweighed by the cost-saving benefits of physical

training such as lower incidence of diseases, faster

hospital recovery after disease in general, as well as a

lower frequency of infection and time away from work

due to sickness The field of sports medicine is

there-fore facing a major challenge in improving the level

of physical activity in the general population, and for

setting up overall guidelines

Physical training and patients with

chronic diseases

Acute and chronic diseases are associated with both

organ specific manifestations as well as by more

gen-eral disturbances in function due to physical inactivity

and sometimes even additional hormonal and

cytokine-related catabolism In general, physical

training can counteract the general functional

distur-bances, and maybe even affect or prevent the primary

manifestations of disease It is important to note that

the motivational aspects, as well as the requirements

for supervision and guidelines, in the patient with a

present disease differ markedly from healthy

exercis-ing individuals (Table)

In principle, most diseases can be combined with a

certain degree of physical activity, but the amount of

restrictions put upon the patient differs considerably

between diseases (Table) Certain diseases have been

shown to be influenced greatly from physical activity

Table  Effects of physical training upon different diseases.

Diseases in which physical training will act preventively in disease development and positively upon primary disease manifestations

Ischemic heart disease Recovery phase of acute myocardial infarction Hypertension

Type-2 diabetes Obesity (most pronounced with respect to prevention) Osteoporosis

Age-related loss of muscle mass (sarcopenia) Osteoarthritis (most likely only the prevention) Back pain

Cancer (prevention of colon and breast cancer) Depression and disturbed sleep pattern Infectious diseases (prevention of upper respiratory tract infection)

Diseases in which moderate or no direct effect can be demonstrated upon the primary disease manifestations, but where exercise will positively affect both health associated risk factors and the general disturbances in overall body function

Peripheral vascular diseases (arterial insufficiency) Type-1 diabetes

Bronchial asthma Chronic obstructive lung disease Chronic kidney disease Most forms of cancer Most acute and chronic liver diseases Rheumatoid arthritis

Organ transplanted individuals Spinal cord injured individuals Most neurological and mental diseases

Diseases in which much caution has to be taken or where exercise is to be discouraged, and where physical training often can have a worsening effect upon primary disease manifestations or may lead to complications

Myocarditis or perimyocarditis Acute heart conditions (e.g unstable angina, acute AMI, uncontrolled arrhythmia or third degree AV-block) Acute infectious diseases associated with fever (e.g upper respiratory tract infection)

Mononucleosis with manifest splenomegaly Aorta stenosis (chronic effect)

Acute severe condition of many diseases mentioned above (e.g severe hypertension, ketoacidosis in diabetes) Acute episodes of joint swelling (e.g rheumatoid arthritis) or severe muscle disease (e.g myositis)

Trang 26

Introduction (e.g ischemic heart disease, type- diabetes), whereas

other diseases are known to be relatively insensitive to

exercise when it comes to primary disease

manifesta-tions (e.g chronic lung disease, type- diabetes) In the

later group of diseases, it should, however, be noted

that physical training can still have a beneficial effect on

health-related parameters that can be achieved by

indi-viduals in general This effect is achievable even in the

absence of any worsening of the primary chronic

dis-ease This emphasizes the importance of also

encour-aging individuals with chronic (and not necessarily

fatal) diseases to train on a regular basis from a general

health perspective In addition, almost all diseased

in-dividuals can exercise in order to counteract the

gener-al loss in function that their disease-related inactivity

has caused In very few cases, extreme caution has to be

taken when performing exercise (e.g acute infectious

diseases) (Table)

In spite of current knowledge of the effect of

physi-cal training on diseases, the exact mechanisms behind

this are still only partially described To find such

bio-chemical and physiological pathways will be tant not only for addressing which type and dose ofphysical training should be prescribed for the indivi-dual patient, but also for identifying more general

impor-‘health-pathways’ by which muscular contractions caninfluence the health status of the individual Especially

in relation to disease, the influence of training on suchpathways either by itself or in combination with phar-maceutical drugs will potentially play a role in treat-ment of disease and maintenance of health into old age.Specific identification of health-related pathways inour genes will furthermore provide insight into the ge-netic polymorphism and help to explain the interindi-vidual variation in training responses and health-related outcome of these Evidently, this will also openpossibilities for genetic treatment of inherited disor-ders with regards to tissue and organ adaptability totraining, and at the same time inadvertently provide opportunities for misuse of gene therapy in relation

to doping, a question that will challenge the sportsmedicine field ethically

Trang 28

Part 1

Basic Science of Physical Activity and Sports Injuries: Principles of Training

Trang 30

Classical reference

Krogh, A, Lindhard, J The regulation of respiration

and circulation during the initial stages of muscular

work J Physiol (Lond ) 1913; : –.

This paper demonstrated changes in respiration and

heart rate with the transition from rest to bicycle

exer-cise The investigators did experiments on themselves,

and Fig .. shows the changes in tidal air and heart

rate at the onset of exercise As will be noted, a very

rapid increase in both ventilation and heart rate was

observed, and this led to the conclusion that motor

center activity in parallel with activation of skeletal

muscle caused an increased stimulation of respiratory

centers as well as the heart This was called cortical

irradiation, and has later been referred to as central

command or feed-forward, and has become an

impor-tant topic in the discussion of respiratory, circulatory,

and hormonal changes during exercise

Cardiovascular adaptation

Cardiac output

The pumping capacity of the heart is a critical

deter-minant of endurance performance in exercise events

such as running, cycling, rowing, swimming, etc.,

where a large fraction of total body muscle mass is

con-tracting dynamically Because of the large dependence

on oxidative metabolism for the total energy turnover

in exercise activities sustained for longer than min,

performance level is, as will be discussed later, largelydependent on the capacity for O2delivery, and thus onthe magnitude of maximal cardiac output

Maximal aerobic power ( 2 max) is a classic ure of the capacity to perform endurance exercise, andmay be described physiologically as the product ofcardiac output and the extraction of O2by muscle Foralmost a century it has been recognized that a linear relationship exists between maximal oxygen uptakeand cardiac output, and this relationship is also observed in other species [–] It is estimated that

meas-–% of the interindividual difference in V˙ 2 maxis

˙

V

Chapter 1.1 Cardiovascular and Respiratory Aspects of Exercise — Endurance Training

S I G M U N D B S T R Ø M M E , RO B E RT B O U S H E L ,

B J Ø R N E K B LO M , H E I K K I H U I K U R I ,

M I K KO P T U L P P O & N O R M A N L J O N E S



Fig .. A recording of the tidal air on a spirometer

(constructed by Krogh) at rest and at the beginning of exercise.

Trang 31

 Chapter .

attributable to the level of maximal cardiac output []

Looked at another way, during whole body exercise,

only ~–% of maximal mitochondrial respiratory

capacity is exploited because of the limits of O2

delivery [–] Endurance training augments skeletal

muscle oxidative capacity and O2extraction, but the

principal variant for improvements in 2 maxis

maxi-mal cardiac output [–] (Fig ..)

On the other hand, differences in athletic

perform-ance amongst competitive athletes with similar 2 max

are linked to peripheral mechanisms [], such as

running economy The basic question as to what limits

maximal aerobic power ( 2 max) will be discussed later

in this chapter

Cardiac structure

The increase in maximal cardiac output (Qmax)

follow-ing endurance trainfollow-ing results from a larger cardiac

stroke volume (SV), whereas maximal heart rate

(HRmax) is unchanged or even slightly reduced While

heart size is a function of total body size as well as

genetic factors, the higher SV achieved by endurance

training is attributed to enlargement of cardiac

cham-ber size and to expansion of total blood volume

[] On the basis of cross-sectional studies in both

There is a close relationship between cardiac volume and physical performance [] However, thecardiac hypertrophy is dependent on the type of sportcarried out There are two main types of myocardialhypertrophy In weight lifters and other strength-training athletes heart wall thickness is increased, withonly minor increases in heart cavity diameters, whileendurance athletes have increased heart volume andcavity diameter with a proportional increase in wallmuscle thickness [] The ratio of wall thickness

to cavity diameter is unchanged in the trained individual but increased as a result of strengthtraining []

The left ventricular hypertrophy in the trained individual is due to volume overload (‘eccen-tric’ hypertrophy), while the hypertrophy due tostrength training develops as a consequence of pres-sure overload (‘concentric’ hypertrophy) Rowing, for

Fig .. Relationship between increases

in cardiac output and maximal oxygen uptake in heart failure patients (circles), healthy males after  days’ bedrest (squares), the same subjects before bedrest (inverted triangle), the same subjects after endurance training (upright triangle), and endurance athletes (diamonds).

Trang 32

Cardiovascular and Respiratory Responses to Exercise instance, represents a mixture of volume and pressure

overloading In the former sarcomeres are added in

series to increase cavity diameter, while in the latter

sarcomeres are mainly added in parallel, causing wall

thickening [] Both these are reversible processes

since deconditioning from elite sport reduces cardiac

size and volume towards what is normal for age

and gender [] The cardiac morphology of the

female athlete heart is the same as in men but the

dimensions are in general smaller [] Structural and

functional echocardiographic indices characterizing

the normal limits of the athletic heart are shown in

Table ..

Whether or not cardiac hypertrophy (‘athlete’s

heart’) predisposes the athlete to future cardiac

prob-lems has been discussed for many years [,]

How-ever, the number and severity of cardiac arrhythmias

seem to be the same in young athletes compared to

un-trained individuals of the same age and gender [],

but increased in active elderly athletes [] However,

a fast regression of ventricular hypertrophy through

physical inactivity may cause some temporary increase

in the number of arrhythmias []

Functional adaptations

In addition to structural adaptations, endurance ing produces functional improvements in cardiac per-formance during exercise [] Most notable is a morerapid early and peak ventricular filling rate during diastole An enlarged blood volume, together withgreater ventricular compliance and distensibility, and afaster and more complete ventricular relaxation areimportant factors allowing stroke volume to increaseeven at high heart rates during exercise [,] Im-proved myocardial relaxation allows for a more rapidlowering of ventricular pressure, optimizing the leftatrial/ventricular pressure gradient for enhanced fill-ing [] At the same time, the cardiac output is distrib-uted more selectively to activated regions of skeletalmuscle, from where the muscle pump facilitates ve-nous return As a result of an enlarged end-diastolicvolume, left ventricular systolic performance is improved mainly by way of the Frank–Starling mechanism []

train-During submaximal exercise, myocardial work and

O2consumption are reduced in those who are durance trained due to a lower heart rate at a given cardiac output as well as a reduced afterload attributa-ble to lower peripheral resistance [] The enhanceddiastolic filling and reduced afterload ensure thatstroke volume is maintained or even progressively in-creased from submaximal to maximal exercise [], ascompared to the sedentary person whose stroke vol-ume plateaus at submaximal intensities and may fall asmaximal exertion is approached []

en-Myocardial vascularization and perfusion

In a comparison of the cross-sectional area of proximalcoronary arteries from endurance-trained and seden-tary humans it has been suggested that coronary vascu-lar volume may be increased by training [] Itremains unresolved whether in humans endurancetraining increases coronary vascular dimensions be-yond the vascular proliferation that accompanies normal training-induced cardiac hypertrophy On thebasis of studies in rats, endurance training has beenshown to increase myocardial capillary density ex-pressed as capillary/fiber ratio [] However, in largeranimals, there is little evidence for increased capillaryproliferation per fiber, nor is there evidence for proli-

Table .. The upper normal healthy limits of cardiac

dimensions associated with exercise training From Urhausen

& Kindermann, Sports Med; : –.

Men Women

LV mass/V·O2 max(g.min/L) 80 80

flow velocity

Left atrium thickness (mm) 43 (47a) 43 (45a)

*Hypertrophic index (%) = septum + LV thickness (mm)/LVED

diameter (mm).

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 Chapter .

feration of collateral coronary vessels in the healthy

non-ischemic heart

Commensurate with the reduction in myocardial

work and O2consumption at rest and during

submaxi-mal exercise after endurance training, coronary blood

flow per unit myocardial mass is reduced []

How-ever, studies in animals have shown that endurance

training can increase maximal coronary perfusion per

unit mass of the myocardium [] There are only

modest increases in myocardial O2extraction from rest

to maximal exercise since extraction is very high even

in the untrained state However, there is evidence that

exercise training elicits changes in vascular tone

lead-ing to an optimized distribution of blood flow, whereby

more capillaries are recruited without a change in

cap-illary density [,] This is probably due to specific

endothelium-mediated vasodilatation Results from

animal studies suggest that increased endothelial cell

nitric oxide synthase, an enzyme that synthesizes

nitric oxide from -arginine, contributes to such an

adaptation [,]

Heart rate

At the beginning of dynamic exercise, heart rate

in-creases rapidly due to the inhibition of

parasympa-thetic tone If the exercise is light (heart rate <

beats/min), the sympathetic activity applied to the

heart and the vasculature does not increase and

tachy-cardia occurs solely due to the reduction in

parasympa-thetic tone [] As the workload increases, heart rate

increases due to further vagal withdrawal and

con-comitant sympathetic activation (Fig ..) []

The increase in sympathetic activation may be due

to arterial baroreflex resetting, the muscle

metabore-flex or muscle mechanoreceptor activation []

Dur-ing heavy exercise, parasympathetic activity wanes and

sympathetic activity increases in such a way that, at a

workload corresponding to maximal oxygen

consump-tion, little or no parasympathetic tone remains []

The analysis of heart rate variability (HRV) has

be-come a frequently used tool for providing information

on cardiovascular autonomic regulation at various

phases of exercise, and also on the effects of physical

training on cardiovascular autonomic regulation The

most commonly used HRV methods are time and

frequency domain analysis techniques The standard

deviation of all normal-to-normal R–R intervals over

an entire recording (SDNN) is a simple time domainmethod This variable is considered to reflect bothparasympathetic and sympathetic influences on theheart The power spectrum of R–R intervals reflectsthe amplitude of heart rate fluctuations present at different oscillation frequencies The different powerspectral bands reveal different physiologic regulatorymechanisms; e.g an efferent vagal activity is a majorcontributor to the high frequency component (see Fig

..)

A distinct cardiovascular adaptation to endurancetraining is a lowering of the heart rate at rest and during submaximal exercise Maximal heart rate is unchanged or in some cases may be slightly reduced.The lowering of resting and submaximal heart rate ismediated by alterations in the autonomic nervous sys-tem, and by changes in the intrinsic automaticity of thesinus node and right atrial myocytes [,]

Both cross-sectional and longitudinal studies involving pharmacologic autonomic blockade andanalysis of HRV indicate that increases in cardiacparasympathetic (vagal) tone make an important con-tribution to resting bradycardia [,] The chronicincrease in parasympathetic tone occurs within a fewweeks after beginning regular training and this occursindependently of a lower intrinsic heart rate In cross-sectional studies, aerobic fitness and/or long-term

Sympathetic ef

fect

Fig .. Schematic diagram showing the relative

contributions of the sympathetic and parasympathetic systems

to cardioacceleration at various levels of exercise Comparisons are between the control state (broken line) and parasympathetic

or sympathetic blockade (Modified from [ ].)

Trang 34

Cardiovascular and Respiratory Responses to Exercise 

aerobic training have been suggested to be associated

with increased HRV, especially with vagally mediated

respiratory sinus arrhythmia, at rest [,] Some

studies, however, have failed to show such an

association [,] The results from most

longitudi-nal studies reveal decreased resting heart rate and

in-creased vagal activity at rest after aerobic training

[,]

During exercise in the trained, a given increase in

cardiac output requires less increase in heart rate due

to the maintenance of a larger stroke volume Studies

focusing on autonomic and endocrine responses to

training indicate that heart rate is reduced during

sub-maximal exercise (absolute load) in the trained due to a

lower intrinsic heart rate, a reduction in sympathetic

activity and circulating catecholamines, and a greater

parasympathetic influence [,,] Tulppo and

col-leagues [] found that higher levels of physical fitness

were associated with an augmentation of cardiac vagal

function during exercise, whereas aging resulted in

more evident impairment of vagal function at rest

The lower sympathetic activity to the heart at a given

submaximal work rate stems in part from diminished

reflex signals originating from skeletal muscle due to

less metabolite accumulation and attenuated discharge

of metaboreceptors []

The mechanisms underlying the training-inducedincrease in vagal tone are thought to be greater activa-tion of the cardiac baroreceptors in response to the enlargement of blood volume and ventricular filling[,], as well as changes in opioid [] and dopamin-ergic modulation of parasympathetic activity [] It isnot fully resolved whether a lowering of intrinsic heartrate is a true adaptation to endurance training, but itappears that an intensive and lengthy training periodmay be necessary for this adaptation [] Primateswith larger hearts have lower intrinsic heart rates and ithas therefore been hypothesized that training-inducedcardiac enlargement accounts for the lower intrinsicheart rate with training A plausible mechanism for reduced intrinsic heart rate is that atrial enlargementreduces the stretch–depolarization stimulus, andthereby alters resting automaticity

Blood pressure

There is general agreement that endurance trainingelicits small reductions in resting blood pressure[,] In addition, long-term exercise training hasthe beneficial effect of preventing the normal age-related increase in blood pressure A pressure-lowering effect of endurance training has been shown

to occur within  days after initiating an exercise

Fig .. Representative examples of

R–R interval tachogram (a) and

corresponding power spectra (b) and

two-dimensional vector analyses of

Poincaré plot (c) at rest ( min

recording).

Trang 35

 Chapter .

program [] Reduced adrenal medullary

cate-cholamine output during exercise at a given absolute

work rate may be of importance for the blood pressure

lowering effect of training, as well as changes in

sym-pathetic and renal dopaminergic activity

The reduction in resting diastolic blood pressure

with training is significantly related to the increase in

exercise capacity, which suggests that high-intensity

training may be important Attention is currently

fo-cused on determining the effectiveness of various

training regimens which induce both reductions in

resting blood pressure and significant improvements

in functional capacity During exercise at a given

sub-maximal load, blood pressure and vascular resistance

are reduced after endurance training This adaptation

is associated with reduced sympathetic activation and

lower circulating catecholamines At high exercise

in-tensities and at maximal exercise, blood pressure is

generally similar before and after training Yet a given

blood pressure is achieved by a lower vascular

resist-ance and a higher cardiac output in the endurresist-ance

trained

Blood volume

Blood volume (BV) is kept remarkably constant in

many different situations and hyper- and hypovolemia

are corrected fairly rapidly through the mechanism of

renal absorption of sodium Cross-sectional studies

show that there is a close relationship between 2 max

on the one hand and BV and total amount of

hemoglo-bin (but not the hemoglohemoglo-bin concentration [Hb]) on

the other Exercise training increases blood volume

Plasma volume usually increases after a few days of

training, while the expansion of erythrocyte volume

takes longer []

The central venous compartment of blood volume

is an important factor for cardiac output The

in-creased blood volume with physical training is

regarded as a requisite for increased Qmax, although it

may be that the blood volume increases in parallel with

the increased 2 max

Acute plasma volume expansion (using

Macrodex®) increases SV during submaximal and

maximal exercise in well-trained individuals [,]

The explanation is that the enhanced BV causes an

enhanced diastolic filling pressure (preload), which

through a direct Frank–Starling mechanism increases

and arterial oxygen content (Ca2), so that the 2 maxismainly unchanged compared to control experiments.However, in untrained or moderately trained individ-uals a corresponding plasma volume expansion may

increase Qmaxby a greater amount than that needed tocompensate for the reduction of [Hb] during maximalexercise and, thus, increase 2 max[]

Peripheral vascular adaptations

Regular physical activity results in peripheral vascularadaptations which enhance perfusion and flow capa-city Thus it has been shown that total leg blood flowduring strenuous exercise increases in parallel with therise in maximal aerobic power In addition, the musclearteriovenous oxygen difference is significantlygreater after conditioning Such adaptations may arisefrom structural modifications of the vasculature andalterations in the control of vascular tone [,].The increase in capillary density of the muscleseems to be the major factor responsible for the rise inmaximal oxygen extraction Both cross-sectional andlongitudinal studies have shown greater muscle capil-lary density in trained than in untrained individuals,and that physical inactivity is associated with reducedcapillary density [,,] Both capillary density andblood flow seem to increase in proportion with the rise

in maximal aerobic power during long-term physicalconditioning [,]

The rise in peak muscle blood flow appears to beachieved by enhanced endothelium-dependent dilatation (EDD) in the muscle which increases its vasodilator capacity in parallel with expanded oxida-tive capacity Accordingly, the rise in cardiac outputcan occur without any rise in arterial pressure An en-hanced peak hyperemic blood flow appears to be anearly adaptation to regular exercise [,] A near

% increase in flow-mediated EDD of the brachialartery after  weeks of aerobic and anaerobic training

was shown by Clarkson et al [] Furthermore, a highcorrelation between maximal aerobic power and peripheral vasodilator capacity, measured by vascularconductance, has been demonstrated [,] King-

˙

V

˙

V

Trang 36

Cardiovascular and Respiratory Responses to Exercise 

well et al [] found a near % greater reduction in

forearm vascular resistance to an

endothelium-dependent stimulus in endurance athletes as compared

to sedentary subjects This reduction was directly

re-lated to maximal aerobic power In endurance-trained

older people a significantly greater EDD, as compared

with age-matched sedentary subjects, has also been

ob-served [] Additionally, Rinder etal [] found that

abnormal EDD discovered in older, otherwise healthy

individuals could be improved with long-term

en-durance training They also noted a significant and

reasonably good correlation between maximal aerobic

power and EDD

The mechanisms behind the enhanced endothelial

function associated with physical training may involve

exercise-induced increases in shear stress and pulsatile

flow According to Niebaur and Cooke [] chronic

in-creases in blood flow induced by training may exert

their effect on EDD by modulating the expression of

endothelial cell nitric oxide synthase (NOS) It has

been shown that endothelium-derived nitric oxide

(NO) may influence vascular tone in the periods

be-tween exercise bouts In animal studies, reactivity to

stimuli which mediate their effects via NO is increased

by training in coronary circulation, as mentioned

pre-viously in this chapter [,] Human studies have

produced evidence for a role of NO in the regulation

of muscle blood flow [,] NOS exists in several

isoforms Consequently, endothelial NOS is named

eNOS Another isoform, called neuronal NOS

(nNOS), is located in the sarcolemma and cytosol of

human skeletal muscle fibers, in apparent association

with mitochondria [] Frandsen and coworkers []

have shown that endurance training may increase the

amount of eNOS in parallel with an increase in

capil-laries in human muscle, while the nNOS levels remain

unaltered

Respiratory adaptation

As there are many variables that contribute to the

achievement of 2 max, it may be difficult to identify

which mechanism is ‘limiting’ This applies

particu-larly to respiratory responses, which are generally

considered as non-limiting or ‘submaximal’ during

maximal exercise Ventilation at maximal exercise is

not as high as the maximal achievable ventilation

(MAV), but MAV (or maximal breathing capacity,

˙

V

MBC) is usually measured over –s, and falls progressively by about % after –min Thus whilst some athletes may achieve an MAV of –

L/min, their sustainable maximal ventilation is

–L/min, a value frequently achieved duringmaximal exercise Of course, such values are accompa-nied by severe dyspnea, and it may be more helpful tounderstand factors contributing to limiting dyspnea,than to judge whether a ‘limiting’ ventilation has beenreached Trained individuals experience much lessdyspnea than the untrained Indeed, early in their ex-perience of exercise, athletes may sense that they areable to exercise with much less dyspnea than theirstruggling peers, leading them to take up their sport in

a serious way

The study and quantitative measurement of the tensity of dyspnea had to wait firstly for the introduc-tion of the field of psychophysics by Stevens [], andsecondly for the development of appropriate psy-chophysical techniques by Borg and Noble [] Theapplication of these techniques has allowed the assess-ment of the separate contributions of many factors todyspnea during exercise in health and disease, and pro-vided some answers as to why the sense of effort inbreathing is so much less in trained than in untrainedindividuals

in-Studies employing neurophysiologic techniqueshave suggested that the sense of dyspnea representsthe conscious appreciation of the central outgoingcommand to the respiratory muscles [] Thus, con-sideration of all the factors contributing to the sensa-tion spans the metabolic demands for ventilation;mechanical capacity to meet the demand; adopted patterns of breathing; pulmonary gas exchange ef-ficiency; central control of breathing; respiratory mus-cle function; and sensory mechanisms by which theeffort of breathing is appreciated Furthermore, allthese physiologic links are interdependent and capable

of adaptation, apparently with the overall objective ofminimizing discomfort and thereby enhancing performance

Ventilatory demands of exercise

The major demand on ventilation is CO2production

(V2); although this is closely related to metabolicoxygen consumption and pulmonary intake, manystudies have dissociated the two and shown close corre-

Trang 37

 Chapter .

lation between V2and ventilation (VE) At a given

power or ATP turnover, V2is quantitatively related

to the balance between fat and carbohydrate as fuels,

and the amount of lactate accumulating in the blood;

increases in fat oxidation [] and reductions in lactate

accumulation [,] may account for as much as a

halving of VE at a given power in trained as against

un-trained subjects Higher activities of fat metabolizing

enzymes [], greater mitochondrial surface area []

and more efficient oxygen delivery mechanisms [] all

contribute to the metabolic changes

Training-related reductions in VE closely parallel

reductions in both V2(Fig ..) and plasma lactate

concentrations [,,] Thus, at a given power

out-put, an increase of% in fat utilization will reduce

ventilation by approximately %, and a reduction in

plasma lactate concentration ofmmol/L will be

ac-companied by a further, up to %, reduction In some

athletes changes may be much larger; moreover, when

accompanied by the other changes described below,

such small effects are magnified, so that ventilation in

some athletes may be half that observed in untrained

subjects exercising at comparable power []

Ventilatory capacity

In terms of dimensions, the maximal breathing

capac-ity is a function of the total lung volume and the

maxi-mal flow rates in inspiration and expiration; volume isrelated to thoracic volume, and flow rates to airwaycross-sectional area For a given stature and weightboth volume and maximal flow tend to be larger in athletes, but studies in twins suggest that this has a genetic basis, and that training has little influence [].Within these constraints, athletes employ a larger vol-ume, by being able to achieve both a smaller end-expiratory and larger end-inspiratory volume Theyalso employ larger flow rates in both inspiration andexpiration; indeed some athletes are capable of usingvirtually all their maximal flow-volume loop duringexercise [,] It seems likely that this is because ofstronger and more fatigue-resistant respiratory mus-cles (see below) In older subjects there is a loss of elas-tic recoil; this reduces flow at low lung volumes andprevents them from achieving a reduction in end-expiratory volume, and contributes to an increase inrespiratory effort in older athletes []

Pulmonary gas exchange

Pulmonary gas exchange efficiency is broadly related

to ventilation–perfusion (V/Q) matching in the lungs,and to diffusion across the alveolar capillary mem-brane In general, in healthy subjects larger lungsimply greater alveolar volume and surface area andlarger pulmonary capillary volume The range of V/Qratios extends from zero (representing anatomic path-ways between the right and left sides of the heart, or

‘shunt’) to infinity (representing anatomic airway deadspace); areas in the lungs with a low V/Q ratio con-

tribute to the alveolar–arterial P2 difference (A–

a D2), and those with high V/Q to physiologic dead

space (VD/VT) Both A–a D2and VD/VTare mized by increases in tidal volume However, healthyuntrained subjects as well as athletes appear to reachsimilar minimal values for both, and at higher levels of

mini-2there is no further reduction [,]

This phenomenon has been carefully studied,

espe-cially for A–a D2; in some athletes very wide A–a D2

have been observed, leading to arterial P2values aslow as mmHg (Fig ..) []

When associated with a ‘rightward shift’ of the oxygen dissociation curve due to low arterial pH, such

low Pa2values translate into arterial O2saturations of

% or less The cause of this ‘arterial desaturation’and ‘failure of gas exchange’ has been debated, but

Fig .. Reductions in ventilation at two power outputs in five

subjects, before and after training; reductions in VE are closely

related to reductions in V 2(there was no change in V · 2at

either power output) [ ] Open and filled symbols denote

before and after training, respectively.

Trang 38

Cardiovascular and Respiratory Responses to Exercise 

remains unresolved [] There is no doubt that it

oc-curs especially in elite athletes exercising at high 2,

leading to theories that include relatively high venous

P2, low venous O2contents and very short

pul-monary capillary transit times (Fig ..)

contribut-ing to incomplete O2diffusion Interstitial pulmonary

edema occurs in animal models of exercise but has

never been shown in humans

Other possible factors include incomplete

equili-bration for CO2in blood traversing the lung []

com-bined with low blood pH, leading to incomplete

oxygenation of hemoglobin The limiting process in

CO2equilibration appears to be the erythrocyte

chlo-ride exchanger which has a half-equilibration time that

is in excess of pulmonary capillary transit time in heavy

exercise [,]

Pattern of breathing

Athletes breathe more slowly and deeply than

non-athletes, and a slower breathing rate is one of the effects

˙

V

of training The volumes and flows determine the tidalvolume and frequency of breathing during exercise; allother matters being equal, larger tidal volumes andslower frequencies lead to greater efficiency in breath-

ing with lower values for the VD/VTratio Some jects entrain breathing frequency with their pedaling

sub-or running cadence [], but there is scope for widevariation in such responses ( strides/breath vs strides/breath, for example), so that the entrainmentnever dominates the pattern Although the use of agiven pattern of breathing is often assumed to be a self-optimizing response to minimize the oxygen cost ofbreathing, it seems more likely that patterns are adopted consciously or unconsciously to minimize thesense of effort in breathing []

Control of breathing

Whilst the mechanisms responsible for the control ofbreathing during exercise remain a topic of continuingresearch [] beyond the scope of the present chapter,there is general agreement that increases in ventilationare a closely related function of the body’s CO2production

Many have studied the ventilatory responses to

increases in arterial P2(VE/P2), in athletes anduntrained subjects The findings may be summarized

Fig .. Arterial blood gases and pH at rest and during

submaximal and maximal treadmill exercise in a group of

untrained [*] and three groups of trained subjects One group of

trained subjects (l) showed a significant fall in arterial P 2 ,

associated with higher P 2 at maximal exercise From

Dempsey [ ].

'Mas' pulmonary capillary blood volume

0 0.2 0.4 0.6 0.8 1.0 1.2

(Transit time)

(Pulmonary capillary blood volume)

Pulmonary capillary blood volume (mL)

80 100 150 200 250

Pulmonary blood flow (L/min)

Fig .. Increasing exercise is associated with progressive

increases in pulmonary blood flow; pulmonary capillary blood volume increases to a maximum of mL Capillary mean transit time falls, and at maximum exercise approaches values as short as .s From Dempsey [].

Trang 39

 Chapter .

 There is a wide range in both VE/P2 (.–

.L/mmHg) and VE/V2(–L/L) in trained

and untrained individuals [,]

 There is a relationship between the two indices: low

responders to P2have a low response to exercise

One might interpret these findings as indicating no

influence of ventilatory control on performance

How-ever, the effect of the variations in VE/V2is

sub-stantial, even when associated with the normal range of

variation in arterial P2 At an exercise power

accom-panied by a V2of.L/min, ventilation may range

from  to L/min in normal subjects [], with a

corresponding variation in breathing effort A child

taking up competitive swimming is presumably more

likely to persist if she experiences little breathlessness

compared to her panting friends

The ventilatory responses to hypoxia and P2are

closely correlated []; this fact may contribute to

the lack of response to a falling P2, but also may be

im-portant in athletes at high altitude A low ventilatory

responsiveness might be seen to predispose to

danger-ous hypoxia; however, what has emerged from studies

simulating the ascent of Mount Everest is that low

re-sponders are more likely to reach the summit and are

less likely to suffer the deleterious cerebral and

pul-monary effects of altitude []; these effects appear to

be mediated by reductions in arterial P2and

associ-ated alkalosis In athletes who because of their sport

have to breath hold for long periods of time, such as

synchronized swimmers, the ventilatory response to

hypoxia is blunted and breath hold times prolonged

[]

The respiratory muscles

As first systematically studied by Ringqvist [], the

respiratory muscles show considerable variation in

strength and endurance, in relation to stature, age and

sex, with fairly obvious implications for the capacity to

achieve and maintain ventilation during exercise [],

and also for the sense of effort experienced in

breath-ing Subjects with stronger respiratory muscles

achieve higher tidal volumes (and thus lower breathing

frequencies), and experience less dyspnea than thosewith weaker muscles []

The actions of the respiratory muscles differ; ratory flow is mainly dependent on the elastic recoil ofthe respiratory system with only a minor contributionfrom expiratory muscle contraction until very high ex-piratory flows are recruited Expiratory muscle con-traction mainly acts to reduce end-expiratory lungvolume and thus recruit the inspiratory recoil of thethorax and increase the precontraction length of theinspiratory muscles; in this way, they tend to ‘unload’the inspiratory muscles [] The latter have to gener-ate inspiratory flow against the lung recoil pressure,and thus carry the major responsibility for ventilatorywork Inspiratory muscle training mainly accompaniesother aspects of endurance training, but resistive train-ing is known to improve inspiratory muscle strengthand endurance [] These considerations have im-portant implications in aging athletes in whom there isthe normal decline in lung elasticity; end-expiratorylung volume cannot be reduced to the same extent as inthe young, forcing the inspiratory muscle to carry agreater proportion of the respiratory work during ex-ercise [] Johnson etal [] found that reductions

expi-in elastic recoil and expi-increases expi-in end-expiratory volumeparalleled reductions in 2 maxin a group of older (± years) people; such subjects are likely to havebeen limited by dyspnea

Because exercise is a voluntary activity, conscioushumans stop exercise when the sensation of excessiveeffort and weakness in exercising muscle or of dyspneabecomes intolerable A number of sensations related tobreathing can be discriminated and scaled [], in-cluding inspiratory muscle tension and displacement,

a sense of ‘satiety’ or appropriateness related to

in-creases in arterial P2[,], and a sense of effortrelated mainly to central outgoing command [](Fig ..)

Both effort and dyspnea are less in trained compared

˙

V

Trang 40

Cardiovascular and Respiratory Responses to Exercise 

to untrained individuals, enabling them to maintain

higher power for longer The factors accounting for

these differences are numerous and interactive For

dyspnea the reasons are mainly that the pressure

gen-erated by the respiratory muscles is relatively less in

subjects with large lungs (due to lower elastance and

resistance), and strong respiratory muscles (Fig

 maximizing P2, through lower VE/V2;

 reducing VD/VT, by increasing VT, a function oflung volume; and

 increasing inspiratory muscle strength.

At an oxygen consumption of L/min, the firstthree factors could theoretically account for a differ-ence in ventilation from L/min in an unfit individ-ual to L/min in an elite endurance runner As the

Central motor drive Respiratory muscle tension Effective intrapulmonary pressure Impedance (elastance, resistance) Thoracic expansion Ventilation, gas exchange CONTROL

Sense of APPROPRIATENESS Sense of EFFORT Sense of TENSION

Fig .. Mechanisms contributing to

sensations related to breathing during

exercise Whilst the changes in tension

developed and displacement of

inspiratory muscles can be discriminated

and scaled, contributors to the sense of

effort include difficulty in breathing

(sense of impedance), sufficiency of the

ventilatory response (‘satiety’), and the

outgoing central motor command [ ].

Maximal 10 9 8 7 6 5 4 3 2 1

0 0 0.5

Very, very severe

Very severe

Severe Somewhat severe Moderate Slight Very slight Just noticeable Nothing at all

Power output (kpm/min)

Very weak Weak

StrongVery Strong

Fig .. Sense of dyspnea during exercise

in healthy subjects, grouped according to

strength of inspiratory muscles (measured

as maximal inspiratory pressure, MIP), into

four groups: very weak, MIP <%

predicted; weak, –%; strong,

–%; very strong, >% From

Hamilton et al [].

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