Luận văn thạc sỹ công nghệ thông tin - Chuyên ngành Khoa học máy tính Đề tài : Tìm hiểu phương pháp SVM và ứng dụng trong nhận dạng chữ viết tay trực tuyến(SVM - Support Vector Machine - phương pháp học máy)
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c 4444444444444444444444444444444444444444444444444444444444444444444444444444444444444#V
%43 =A !* =AG@,!* @.K =+CK ?+I& K +)! +./ =&'(2! = ! EG@./ 44444444444444444444#V
%4# =&'(2! = ! =A !* =AG@,!* @.K =+CK ?+I& L )!* K +)! +./ =&'(2! = !EG@./ 444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444a3
%4a K =&'(2!44444444444444444444444444444444444444444444444444444444444444444444444444444444444444444444aa
%4% C= 1 2J H&.J( +,? L(A!(N 44444444444444444444444444444444444444444444444444444444444444444444444a`
%4[ / J+2! E( ! +C! H+.!* E+ N@>K 444444444444444444444444444444444444444444444444444444444444ab
G@!* [ :YX 5 444444444444444444444444444444444444444444444444%3
[43 C= 1 2J+2! E( / &!*4 444444444444444444444444444444444444444444444444444444444444444444444444444444444%3[4# ? /&.? T &!L !*U 444444444444444444444444444444444444444444444444444444444444444444444444444444444%a[4a +)! A+0T8(/ ?K 1 = !U4444444444444444444444444444444444444444444444444444444444444444444444444444%%[4% G./ = (S& =&+! =G.T (M&(!= +N ! ?+N K= ? _+= ! c U 444444444444444444444%[
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G@!* ` : Z 5 444444444444444444444444444444444444444444444444444444V$
`43 &./ E / J+,K G@!* K +>K = G./ (C! /&Q+ / G@!* =AF! 4444444444444444444444444444444V$
`4# :(2= M&+Q! +C! H+.!* E+.= EG@./ /&Q+ / G@!* =AF! 4444444444444444444444444444444444444444444V3
G@!* b : 444444444444444444444444444444444444444444444444444444444444444444444444444444444V`
b43 :(2= M&+QE+.= EG@./ 444444444444444444444444444444444444444444444444444444444444444444444444444444444444444V`
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F! 3c3 ()& K +g!* K +)! +./ =+CK ?+I& =A !* L )!* * +! 44444444444444444444444444443
F! 3c# G@!* K +>K K +)! J&,!* E(S=A / E+\/ =AG!* h%i 44444444444444444444444444444444444444a
F! #c3 +,? K +)! R2]+>/ 1&+2= J+,L',J !* 44444444444444444444444444444444444444V
F! #c# 2L+Q!+O!* E(SE+>! 1 2# ?+I& R+e!* EG@,!* = +g!* =A !* 444444444444444443$
F! #ca 2L+Q!+O!* E(SE+>! 1 2a ?+I& L )!* = +g!* +,!* TJ+,= +g!* +,!*U R+e!*/+>/ EG@,!* = +g!* =A !* L )!* * +! 444444444444444444444444444444444444444444444444444444444443$
F! #c% C= =+CK +,? jM&+> ?+.! k / > = (S* +Q = / ? =F! & 2!*4444444444444444433
F! #c[ = B/&Q+ 4444444444444444444444444444444444444444444444444444444444444444444444444444444444444443a
F! #cV 8 ?(1 ! /&Q+ =+CK EG@,!* = +g!* =A !* 444444444444444444444444444444444444444443%
F! #c` + 1 2* @> +.! J@> /+>/ L+>/ ! +&444444444444444444444444444444444444444444444444444443`
F! ac3 +CK =A !* L )!* * +! J+,* +> =AB! Q! +2= /&Q+ =A !* 44444444444443d
F! ac# ! + '> !* l+ E (& L (C! :+A&1 c & !c &/L(A 4444444444444444444444444444444#$
F! aca ! + '> !* l+ R+, = +>! E 2 !*+I& 44444444444444444444444444444444444444444444444444444#%
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F! %c# : +Q!* /+>/ K +)! +./ H /+,!* N@>! = F 8 ?(!1 ! /+,!* ! Q4444444#b
F! %ca : )!* = (SK +)! +./ =+CK ?+I& =A()! R+e!* ? C= 1 ()& K +g!*444444444444444444a3
F! %c% C= ?+\= K +)! / + K =&'(2! / > = (S=A@Q= +,! ? C= 1 ()& K +g!* =A !*
L )!* * +! N@>! @! 444444444444444444444444444444444444444444444444444444444444444444444444444444444444444a%
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Trang 9! (& =AG@,!* @.KD / +g!* +.! ! G! +C! H+.!* / G0J (2= M&+!* / nnN !(D E+0E+.= ! G0!* L(2= M&+Q!*+!* R+e!* /+>/ K G@!* K +>K =A&'(! = 2!* ! G?+.!* (&A+N4
G@!* K +>K EG@./ +K! LE( ]&+2= J+,!+O? 3dd[ h3`i4 +)' N+,? C=
K G@!* K +>K HG.+ =A()! N'> = &'(2= / = 2!* L()T =+= 1= /+N (+A! !* ( A'U !()!/ > ? C= !(! =+Q!* = +>! / / +\= / (0E(SR+QE+Q? A+e!* L(2= M&+QE+.= EG@./ N+,= 2 G&4Y7=G@Q!* / ! /&Q+ N+,/ &'(S! =+CK ?+I& =G,L )!* * +! R (S& H (I! /&Q+/ &>!* 1+!* ? C= L )!* * +! / > 1 2/ (& N@>! @!4 A !* L )!* * +! =F? ? C=
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=G,E > ]+>/ EB! EG@./ K +)! N@>K /&Q+ ? C= ?+I& /+! ! +C! H+.!*4
Trang 10! / H(U ?+,?+>' / > = (S (S& EG@./ * 2!* ! GN+,! +CK =G,R+,! K ?4 +>/ N+,?
!+,' / > = (S=+O!* = 2/ M&+> =AF! ! +CK HG0N (C& @! N+,! +CK =G,R+,! K ?D +\/ / &>!*EG@./ H&,!* =A !* /+>/ = (2= RBH E C!* / > L/ = G@>/ ! QT 8 D R N( K !(UDH&,!* R+,! K ? R+2= = (C!4
> ! (& K G@!* K +>K E+0EG@./ E( ]&+2= E(S* +Q M&'(2= R+, = +>! !+,'4 A !*N&+C! J+O! +./ l!+O? 3dd` h%iD =+>/ * +Q *&'(I! +! G@!* E+01GQH&.!*
K G@!* K +>K / + J&,!* J (2= A+ = +,! /+>/ J&,!* ! Q@! T F! 3c#U J+,1+& E > = (2!+,! A&>= =A / E+\/ =AG!* /&Q+ / G0J (2= =A()! /+>/ J&,!* !+,'4 +,/& 2 /&,!* =+>/ * +Q1GQH&.!* ? C= = &+C= = +>! ) &- )/ 0)1( E(S1 1+>! E+\/ =AG!* /&Q+ ? C= / G0/+! ! +C! H+.!* J@> /+>/ / G0?+I& E(S=G,E > =F? A+ EG@./ K +)! N@>K Tp$pDqDpdpD
p pDqDprpU /&Q+ / G0EG@./ J (2= TK G@!* K +>K !(+A(1= !( * RA J@> E CE N+,* +> =AB
= &+C= = +>! 1 1+>! / & I N ! E C!*U4
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+ E S M&' =+^/ J (2= +,? N+ = +,! H+.!* +,? = +? 1 2 α J@> α ∈Λ4GJ+C' =+CK @.K /+>/ +,? α J@> α ∈Λ =+.= +,! L )!* * +! +,? ?+,=+ /+!
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! & )* &1 D &
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Y7!* l+ /&Q+ TαU N+,!(2& / ! T αU N+,? +,? E(S= ! ]+2K ]w =G,= FTαUN+,1+ 1 2=A&!* RF! D = ! =A()! = +,! RCE+>? E )!*4 TαU EG@./ * N+,1+ 1 2= +C= J+,N+,+,? = ( α∈Λ4
6ZK +! =A()! =+ ! > α$ N+,L',J !* /&Q+ = ( = ( K +)! R2E (& L (C!
4 (C/ =F? A+ α$=G@!* EG@!* J@> J (C/ =F? α =ABR(> ! +2=D
=G>/-U T U
α Λ
=0
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!()! E(S=F?α D =+ /G./ = (S& * +> =AB1+& HG.+ =A()! /+>/ ?+I& G0& +.! !+,
'-UDTU
Trang 16> = (S= +2' A+e!* G>!* J@> /+>/ H+0' E! E 3 E G0& +.! L+>/ ! +& = Fα =F?EG@./ = ( K G@!* K +>K ; /&0!* / > = (SL+>/ ! +&4
( &1 * )* ;- TN&+C= A(RG1(K h3iU = F B α C =& ) &- &* J(
α !(2& 1 2NG@.!* ?+I& → ∞ D =G>/ =G,G0& +.! E+.= E(2! E+>? E )
=&.1+& N+,/ G+ / +^
/-U T U
T
N ? UU
T T !n UU
T T !n
T *?9XW N+,E (& L (C! E(S!*&'()! =+^/ ; N+,E+.= = 2 G&4 (ST *?9XW ]+Q' A+ = F
B α &= &9 )1 0 = = α 4 (& L (C! E(S C =&.E(& ]+Q' A+ N+,T +K! LD(AJ !(!L 1D3dbdU-
L@ - )1 L = 1 &= &80 90 A & )* + ( 1B B α )1 0 =
=& )* &1 α &8
(& E > / > !* l+ N+,=+CK Λ G>!* J@> J+2! E( /+! / K +Q = Q+ ?+0! ? C= E (&
L (C! !+,E > TE(S α∈Λ→ U4 +' ! > /+>/ L+>/ N+,* @> +.! ? (! ]+>/ EB! Λ /&Q+
α N+ +K! LJ+, (AJ !(!L 1 h3`ih3bi E+0=F? A+ ? C= 0&C 6 9& &1Λ %
Trang 17! H ) 9 & &8 B &1 &.(
A !* =AG@,!* @.K ! +C! H+.!*D / > = (SE+\= F Eα L+>/ E ? C= / &>= !
+ +0' ](? ](>= ](? L α = +' E S =A !* Λ = F/ > R+ ! ()& &9&M( 9&
> α ]+Q' A+4 FF E α / > + L+Q!+O!* N+,$ +\/ 3 !()! 1 2L+Q!+O!* /&Q+ > α =
! +2= N+,3 J+,! (& ! +2= N+, : (C& 1 2L+Q!+O!* !+,' R+e!* E+ NG@.!*
NΛ E! E 3 E ! > K &.= & C/ J+,=+CKΛJ+,H+0' E!E 3 E
y(>= 1G.N ()! M&+! * G0+ F E J+, 4 +\= α ? ! α α 3 α
α ∈ Λ α ∈ {−1D3} ?3 4 > = (A = +2' 1 2L+Q!+O!* /&Q+ > α N+,R+e!* J@> 1 2L+Q!+O!* /&Q+ α 8&,!* ! +C! ](>= !+,'D =+ / > = (S* +Q = / F! / '> !* l+ /&Q+E+ NG@.!* NΛ E!E 3 E ! G1+&-
NΛ E!E 3 E &8)* &9 &M( 0 A 0&- )* ! )&C ! ) &2 &- &= +9
! 3 :&O( &8B α α & 0)A ) (Λ
56 - J@> ? ∈ ;#D ? T/ > + ?+I& ! UD α? & : ∈ Λ?
α ? & P: P TK G@!* =AF! EG@,!* = +g!*U
Λ ! " ! # $##$%
Trang 188'$?9? 2D>$,O',Z '(F5GF,- '$Q2D? <,= 1R,[ '(F%&B '(4$,; '(432'( #J@> ? !
8'$?9X 2D>$,O',Z '(F5GF,- '$Q2DX <,= 1>$2: '(4$,; '($,B '(TA,B4$,; '(
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> = (SL(2= N&+C! NΛ E!E 3 E ≤ 4
NΛ N+,E+ NG@.!* E(SE ) +8( > & &- E!E 3 E /&.= (S &+! 1+>= E!E 3 E
!+,' / > ]+>/ 1&+2= N+,TE! E 3 E A&!* RF! /&Q+ E+ NG@.!* !+,' EG@./ * N+,(!=A K' /&Q+ =+CK +,? F E α J@> α ∈ ΛJ+,L'> (C& N+,$Λ
)), ,,((ln)
( 1 2
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z E N z z z l
1+&-L@ > ) - (& L (C! /+! J+,E&QE(S!*&'()! =+^/ ; C =&.T1G C =&
=A !* EB! N'> C =&.@Q?&./ #4#U N+,
Trang 19=F? EG@./ +,? α J@> α∈Λ ?+,/ > = (SK +)! +./ EG@./ H+0' M&+! 1+>= =A()!
= +,! + N@>K GJ+C' =+CK +,? Dα =A()! N+,? C= =+CK +,? j> &- B& kD L )!*
! +C! R (2= EG@./ B)* > & 1( +2& &8D !(2& EG+ J+,K +)! N@>K c3 = F=+CK +,?
!+,' /&0!* / > = (S* +Q = / EG@./D !*G@./ N+ !(2& EG+ J+,K +)! N@>K 3 = F! > /&0!*
* +Q = / EG@./4 8 E > =+CK +,? !+,' L )!* = (S* +Q M&'(2= EG@./ J+2! E( ! +C! H+.!*4
8'$?9K 2 44, +$,B < ^Y1,-<,0 '$_62-4$5G(7,O 74$H6$<20 748'$$12D '(
?*K 2D 6F2.$2 741061O ,'(1E5: ' 4,S 6
B! N'> (!=A K' / =+ = ()& / &+S! E(S R+Q E+Q? A+e!*
U T U
Trang 20&' ! ()! EB! N'> !+,' L )!* / =+ R (2= = 2/ E C C =&.N+,! +! +' / +C?4
A !* = G./ !* (C? = 2/ E C C =&.N+,J+2! E( M&+! =A !* JF!(2& = 2/ E C C =&./ +C?
= F/+! K +Q / > N@>! E(SR+QE+Q? B α ≈ α +,N&>/ E > 1 2NG@.!* ?+I&
E!E 3 E N+,N@>!4 8 E > /+! K +Q ]+>/ EB! = ()? = ()& / &+S! E(S1G C =&./&Q+ ;N+,! +! 4 &>/ E > / w/+! ! QJ+,H E > =+CK ?+I& E!E 3 E /&0!* ! Q4
6Z=A()! =+ E+0L'> (C& $Λ ? H N! NΛ E!E 3 E J+,EG@./ * N+,H ) /&Q+
E E
6Z=A()! =+ E+0! > A+e!* Λ =0
∞
→
$ T U
N ? N+,E (& L (C! E(S B α C =&.J(
α 4 +,=+ /&0!* / > = ()? EB! N'> 1+& E+)
= F1G C =&./&Q+ !*&'()! =+^/ ; +8& & +8& )%( )1 &8) &%:)* &- &* /&Q+ /+>/ ?+I&4 +)' N+,? C= ?(C! E( M&+! =A !*4 (2& =+ 1GQH&.!* $Λ+' $Λ& = F/ &>!* K &.= & C/ J+,K +)! R2]+>/ 1&+2= ?+I& J+,H E > E(S= ! = +>!
Trang 21EG@./ / &>!* N+,R+2= L+Q= 4 ,! Λ = FL )!* K &.= & C/ K +)! R2]+>/ 1&+2=D / w
K &.= & C/ J+,=+CKΛ !()! / > = (S= ! EG@./ Λ H(IH+,!* @!4
+O? 3dVb +K! LJ+, (AJ !(!L 1 E+0/ G>!* ? ! EG@./ = ! / +2= 1+& /E+ NG@.!* NΛ E!E 3 E - +\/ N+,R+e!* +\/ N+,RB* @> +.! R@Q -
EE
NΛT 1D444D U≤
=A !* E > J(2K +Q / wK &.= & C/ J+,? C= = +? 1 2TN+,= +? 1 2E+\/ =AG!* /
=+CKΛD EG@./ * N+,5R B ) J+,1(0EG@./ E( /+CK =A !* K +! 1+&U4 G,= ! / +2=
=A()! / > = (S1&' A+ = ! / +2= /&Q+ Λ
N ? JFΛ =+O!* = ( ?G>/N! N+,?G>/ =+O!* A+2= / +C? T/ +C? @! /+Q U4
Λ
N!
Trang 22?*\ $,- 7'75 < /7<5'Q72' 61O ,4, +$,B < '$, ' /,0 '(
6ZK +! #4a E+0! > E(2! L+> ! (C? NΛ E! E 3 E !* l+ N+,1 2L+Q!+O!* E+>!
1 2"3 +' 3 / /+>/ K +! =GQ! 3 4 : +> ! (C? 5R B ) /&0!* HG.+ J+,
J (C/ E+>! 1 2/+>/ K +! =GQJ+,EG@./ K +>= R (S& !
G1+&-5R B ) 9& B)1 &1 &8B α α∈Λ &8) )* ;- &* &) )
)-A ).0+; &= +9! 3 B&8 - ( )- A 0+;.0&- )* G! & ! )
&* &9 +; (
&-> = (S/ > ! G0!* H+0' ! 3 ?+,J (C/ E+>! 1 2EG@./ =+2= /+Q K G@!* +>!
L )!* = G./ (C! EG@./4 &' ! ()! / w/+! = ! =+ ? C= H+0' ! 3 ?+,J (C/ E+>!
1 2= G./ (C! EG@./ = FE+0/ > = (SL(2= N&+C! 5R B ) N+,
G.L+>/ ! +& * G0+ NΛ E! E 3 E J+,5R B ) N+,NΛ E! E 3 E K &.= & C/J+,Λ N+I! H+0' E! E 3 E4 ,! 5R B ) = F/ wK &.= & C/ J+,Λ ?+,= ) D !()!E+ NG@.!* 5R B ) EG@./ H&,!* N+,? E+\/ =AG!* / =+CK Λ +& E+)' N+,J H&.J(
0 1
Trang 23A@QN+ J@> L+> ! (C? ΛTNUD @Q=A()! =+ E+0! > !(2& ]+>/ EB! = F
N ? 4 GJ+C' 5R B ) ]+>/ EB! N+,E (& L (C! /&Q+ 1G C =&./&Q+
!*&'()! =+^/ ; N+,JG,+ ! +! JG,+ L )!* K &.= & C/ J+,K +)! R2]+>/ 1&+2= /&Q+
=+CK ?+I&4
?*] d'$U%&0 '(Q%0$2 741061O ,'(1E5: ' 4,S 6
A !* ?&./ #4# E+0E( /+CK E(2! 1G C =&.E(& = ( ]+>/ 1&+2
+,@Q?&./ #4%D #4[ E+0E( /+CK E(2! E (& L (C! E(S1G C =&.!+,' N+,JG,+ ! +!
JG,+ L )!* K &.= & C/ J+,K +)! R2]+>/ 1&+2= /&Q+ =+CK ?+I&4 ,! N+ J+2! E( N+,/ >
= (S! > *FJ( E+ NG@.!*ε =A !* R (S& = G>/ * @> +.! =A()!u
+K! LE+0E( ]&+2= A+e
!*-41
Trang 24P+2= E+g!* = G>/T *?9)?W / G>!* = QA+e!* = +' JF=F? α E(S1+ 1 2= G./ α ! Q
TL > = G./ (C!UD =+ / > = (S=F?α E(S= S!* R()! J(2K +Q N+,! QD N&>/ E > / +^/ / +^! N+,
α /&0!* 1(0! Q4 2+.!* = G> + /&Q+ = S!* R()! K +Q EG@./ * N+,5R )
= ! EG@./ M&+ 5R B ) /&Q+ =+CKΛ 2+.!* = G>! +2= N+,1+ 1 2= G./ !* (C?
HB & 4 + * J(2K +Q /&Q+ R+2= E+g!* = G>/ =A()! N+,& )* ( ;- &./&Q+ α
P+2= E+g!* = G>/ !+,' = (S (C! ? C= 1 2= ! / +2=
1+&-3U (2& =+ =F? ? C= +,? ! +C! H+.!* =A !* ? C= =+CK +,? / > jL+Q!+O!*k M&+>N@>! TΛ / - N@>!U = F?+\/ H&,=+ / > EG@./ B α ! Q! G!* K +Q =A+Q* +>N+,5R ) N+ N@>!4
#U (2& =+ =F? +,? ! +C! H+.!* =A !* =+CK +,? / > L+Q!+O!* ! QT +,? =&'(2!
= ! / +g!* +.!U = F5R ) ! Q! G!* 1+ 1 2B α N+ N@>!4
A !* /+Q+ =AG@,!* @.K E(& L )!* R+QE+Q? α ! QH+I! E(2! +,? =F?EG@./ L )!* K +Q N+,+,? ! +C! H+.!* = 2=4
> N+,HG@> * >/ E C5R B ) /&Q+ =+CK +,? ! +C! H+.!*D / ,! HG@> * >/ E C/&Q+ 1 2NG@.!* ?+I& = F-
• (2& N@>!D 5R ) ! Q4 &>/ E > 1+ 1 2= G./ α 1(0*+! R+e!* J@> 1+ 1 2B α 8 E > K G@!* K +>K ; = / @.K L N@>!4
• ,! J@> ! QD B α ! QL )!* R+QE+Q? A+e!* α 1(0! Q=G@!* G>!*4+C' J@> ! QJ+2! E( /+! = G./ (C! N+,N+,? 1+ E(S]+>/ EB! =+CK Λ J+8α 1+/ B α J+,5R ) E !* = @, ! Q4 B α K &.= & C/ J+,? C= +,?
α /&.= (SD / ,! 5R B ) K &.= & C/ J+,= +,! RC=+CKΛ +)' N+,J+2! E( L >
= G./ (C! JF L )!* K +Q N+,? C= R (2! N ()! =&./ ?+,! > N+,? C= R (2! !*&'()!4 (S]GQN'> J+2! E( !+,' +K! LE( A+ K G@!* K +>K & J B E& ) ; 4
Trang 25?*` $%&'(+$,- + 4316413,U 7Q> 7'7<7V,472' 9
+)' N+,K G@!* K +>K E(S=F? N@, * +Q L 1 2NG@.!* ?+I& N+,! Q4 G@!* K +>K
!+,' =F? α 1+ / B α J+,5R ) E !* = @, ! QE(S1+ 1 2* @> +.! N+,
! Q! +2=4 (SN+,? EG@./ E (& !+,' = F/+! N+,? / 5R B ) N+,E+ NG@.!* / >
= (SE (& L (S! EG@./4 G@!* K +>K !+,' = (2= N+CK ? C= /+2& =A&>/ N !* ! +& !
& )* ( ;- &.
Trang 26?*a 5D 4U1, ' A5NUE-4$1E5D 4$20 64$2D '(>5:
'> = &'(2= / = 2!* L()=+CK =A&!* / &Q'(2& J+,J (C/ N+,? = (2!+,E(S/ > +,?
! +C! H+.!* = 2= ! +2= ?+,/ wHG.+ =A()! ? C= 1 2* @> +.! ?+I& M&+! 1+>= / > EG@./4 A !*
E > =+CK =A&!* / &Q'(2& J+,K G@!* K +>K ; 4
'> = &'(2= E+0EG+ A+ E (& L (C! E(S!*&'()! =+^/ ; = G./ = (C& M&+Q4 &+
E > E+0EG+ A+ ? C= L+> ! (C? ?@> N+,L+> ! (C? 5R B ) E+\/ =AG!* / ? C=
=+CK +,? T=AG@>/ E+)' = G@,!* 1GQH&.!* 1 2/ (& L )!* * +! N+,? E+\/ =AG!*U4 (S
!*&'()! =+^/ ; E&>!* = F5R B ) /&Q+ =+CK +,? =F? L (2? K +Q G0& +.!4
G@!* K +>K ; +.= E C!* = 2= / wL 1 2NG@.!* ?+I& N@>!4 '> = &'(2= /
= 2!* L()/&0!* EG+ A+ ? C= !*&'()! =+^/ 1&' H (I! ?@> E > N+,!*&'()! =+^/ ; 4G@!* K +>K !+,' N+,? J (C/ !*+' /+QL J@> 1 2NG@.!* ?+I& N+,! Q! G!* J+I! (C&M&+QD =F? A+ L(2= M&+Q/ > = (S/ +2K ! +C! EG@./4
*&'()! =+^/ ; J+,; N+,! G0!* !*&'()! =+^/ N'> = &'(2=4 G@!* K +>KN+,? C= ? )F! /&.= (S= G./ = /+>/ !*&'()! =+^/ !+,'4 (2K = ( 1+& 1(0=AF!R+,' J( K G@!* K +>K 4 G!* =AG@>/ L E J+,/ = (2=D =A !* / G@!* = (2K
= ( T/ G@!* aUD 1(0=AF! R+,' ? C= 1 2N'> = &'(2= J( = +>! = 2 G& M&' +./ K =&'(2!JF! > EG@./ 1GQH&.!* =A !* 4 EG@./ =AF! R+,' =A !* / G@!* %4
Trang 27P+, = +>! = 2 G& EG@./ K +>= R (S& !
G1+&-R ) &8B &8∈ &8B = &- 0@ 9& U<B ∈ &) ) &8:
-&* ) ( +;8( ;.B )* <B +.0& < )- A & :&O( G
Trang 28W+.& % ( ≤ ;- ?! 3 B
N * &8&8B )=& &8 &8&1 )= ;- ( &8&- &8B % &9
& <0 = 1 &= &80 90 A &8+ A 9& &8
U)= & ! 3 B &)
T
( ? J@> ? ! 3 B
≥ J@> ? ! 3 B
∇ ∇( &80&.) &8B 9& &8( &
> = (S* +Q = / '> !* l+ F! / /&Q+ E (& L (C! :: !
D
( ? ( ?
)-∇
Trang 29∇ ! P !∇(! ! P ∇( ! ?
?(C! E( !+,' / G>!* = QA+e!* J(/= A ∇ ! / > = (SEG@./ K +)! = / ? C= )A (
* 6 /&Q+ + J(/= A ∇(! ! J+,∇( ! 4 (& !+,' / w/ > = (S]+Q' A+ L J(/= A ∇ ! = & C/ F! / >K =+.R@Q + J(/= A∇(! ! J+,∇( ! 4
A@QN+ J@> F! J(0D E 2 J@> E (S? !D / > = (S= +2' A+e!* J(/= A c∇ !+e? * G0++ J(/= A ∇(! J+,∇( !()! 1&' A+ ?(C! E( :: EG@./ = +Q?+0! =+.!4 (& E >/ G>!* = QA+e!* ! N+,/G./ = (S& /&Q+ =A !* ? (! 4
,! E 2 J@> E (S? = FJ(/= A c∇ L )!* !+e? * G0+ + J(/= A ∇( J+,∇(()! 1(0L )!* = ! =+ J+, E(S-
Trang 30X*? "E-4$1E5D 4F2D 7'(,= 1T 1,U74EW
? C= R+, = +>! = 2 G& TR+, = +>! K +>= R (S& E+& / G@!*UD /+>/ ! +,= +>! /
=F? A+ ? C= R+, = +>! = 2 G& L+>/ N ()! M&+! / +\= / (0J@> R+, = +>! E >4 P+, = +>! = G>
! +2= EG@./ * N+,R+, = +>! * 2/ T B& ): BUD R+, = +>! = G> + EG@./ * N+,R+,
= +>! E 2 !*+I& T & ): BU +' / ,! EG@./ * N+,:&8 )&- 0)* (&/#&( & ( &h#ihVi4 8G@> ? C= J+, * +Q= (2= J( = ! N D R+, = +>! * 2/ J+,R+, = +>! E 2 !*+I& / >/&,!* L(2= M&+QT/G./ = (S& /&Q+ R+, = +>! * 2/ R+e!* J@> /G./ E+ /&Q+ R+, = +>! E 2 !*+I&U4
G,!* (C? /&Q+ R+, = +>! E 2 !*+I& 1&' A+ EG@./ !* (C? /&Q+ R+, = +>! * 2/ J+,!*G@./N+ 4
+2! E( E 2 !*+I& A+2= / > / 4 (& L R+, = +>! * 2/ M&+> K G>/ =+.K E(S=F?
!* (C?D !*G@, =+ / &'(S! M&+ * +Q R+, = +>! E 2 !*+I& = FE@! * +Q! @!D J+,=G,E >1&' !*G@./ A+ N+ !* (C? /&Q+ R+, = +>! * 2/4 G@!* K +>K / > H&,!* E(2!
-T !nUT
θ
+>/ EG@./ * N+,/+>/ (C1 2! +)! +*A+!* +!4
Trang 31L@ - N * &8&- &8B )= &8 &8&1 )= < * > &9:&8 )&- ()* &8
* > &9:&8)&- 0)* (&/ &8:&O( & ( X& &8
$; +2& * &8( 1B 9& :&8 )&- ()* &8 &8( 1B 9& :&8 0)* (&/ < &8 % 1;- & > & 0 = 1Y& Y U 9& :&8)&- ()*
T
+)' N+,= ! / +2= M&+! =A !* JF! > * &>K =+ =F? EG@./ !* (C? /&Q+ R+, = +>! * 2/
= )!* M&+ !* (C? /&Q+ R+, = +>! E 2 !*+I& 1+& L E+0* +Q R+, = +>! E 2 !*+I&4
Y7!* l+ F! / /&Q+ R+, = +>! E 2 !*+I& =A !* ? 2 M&+! (CJ@> R+, = +>! * 2/EG@./ ? ! + M&+ J H&.1+& TR+, = +>! * 2/ E@! * +Q! / w* ? / > ? C= R+2= K G@!*
; 0A+,!* TE !DE U N+,E (S? / wEB! =A()! F! J(04
P+)' * @,/ ≥ D =+ K +Q ]+>/ EB! θ /&Q+ R+, = +>! E 2 !*+I& 5<θ ? !n{ P ( } !()! E(S=F? θ =+ H / &'(S! EG@,!* = +g!* P ( ? E P E!
? α 1+ / α R(> ! +2= ?+,J+I! R+QE+Q? EG@,!* = +g!* !+,' / > * + J@> +C'
θ N+,* +> =ABα L EG@,!* = +g!* = (2K =&'(2! J@> ! G=A !* F! aca4
Trang 328'$X9X 7'$$20 ,E-'($e,R,B 742,- ' F2D 7'(,= 1
+ E+0=F? EG@./ θ G>!* J@> ? C= ≥ !+,E >4 (S=F? θ N@>! ! +2= T?&./
= ()& R+, = +>! E 2 !*+I&U =+ ] +' EG@,!* = +g!* 1+ / ! > /+^= =A&./ =&!* =+ E (S? N@>!
! +2=4 ; 0A+,!* E (S? !+,' /&0!* / ! N+,E (S? TE !DE U /&Q+ R+, = +>! * 2/4 θ E+.=EG@./ N@>! ! +2= J@> (C1 2* >/ EG@,!* = +g!* N+,c 4
+C'θ ? E ? !* l+ N+,L(2= M&+Q/&Q+ R+, = +>! E 2 !*+I& R+e!* J@> L(2=M&+QR+, = +>! * 2/4
X*X 7,O 7R,B 742,- ' F2D 7'(,= 1R,[ '(+$%&'(+$,- +(7,O < F,0 2$,B <*
C= K G@!* K +>K * +Q R+, = +>! E 2 !*+I& E@! * +Q! N+,K G@!* K +>K * +Q? E+.+,? T & J ) U4 * +, A+ / ,! / > ? C= 1 2K G@>!* K +>K L+>/ ! GK G@!*
K +>K ?+\= K +g!* /+^=qhVi4
G@!* K +>K * +Q? E+ +,? HG.+ =A()! ! +C! ](>= 1+& E+)' J( E+ +,
?-? C= E (S? D !(2& E+ +,? ∇θT U x $ = FθT U /G./ E+ =+ D !(2& E+.+,? ∇θT U ≠ $ = FH / &'(S! H / = ( J(/= A ∇θT U -
P!? Pλ∇θT U J@> λ ≥ $ = / @.K
= F1(0/+Q = (C! EG@./ * +> =AB/&Q+θT UD N+,? =+O!* H+! * +> =AB/&Q+θT U J+,N+,?
* +Q? E+ +,? ∇θT U4 G>= (2! +,! * +Q? E+ +,? / E(2! L ∇θT U x $ = FN+,!* (C? /&Q+ R+, = +>!4
Trang 33-T !nUT
θ
&>!* =+ / ,! / > = ()? E (& L (C! ≥ !()! =A !* M&+> =AF! H / &'(S! K +Q/ &> '> E(S=+2= /+QB = +,! K +! /&Q+ P! E(& L )!* +)? TH ∈ BU4 8 E > !(2& / >
x $ J+,∇θT U =G@!* G>!* |$ T1(0N+,? / P! |$ U = F=+ K +Q = +' ∇θT UR+e!* J(/= A ∇θ}T U ! G1+&-
00
+' JFH / &'(S! = ( ∇θT U = F1(0H / &'(S! = ( ∇θ}T U J+,E (& L (C!
Trang 34$%&'(K
9
A !* / G@!* 3 E+0=AF! R+,' !*&'()! =+^/ ; 4 *&'()! =+^/ ; / 2*+^!*
= 2 = (S& E !* = @, + E+ NG@.!* HB & J+,5R R) E(S/ > EG@.// +\! =A()! R(> ! +2= /&Q+ 1+ 1 2= G./4 G@!* K +>K ! +C! H+.!* N+,? C= ? )F!
= G./ = !*&'()! =+^/ N'> = &'(2= !+,'4 h`ihbih3`ih3bi4
K*) 432'(43%&B '($&0 +4, +<,= 1+$,: ' $2,0 6$41E5D ' 4H'$F%&0 6
+)' N+,=AG@,!* @.K E@! * +Q! ! +2=4 A !* =AG@,!* @.K !+,'D =+CK ?+I& N+,? C= =+CK)> A 0+; &% & * 6 :&O( B)1 % &'( +, E =F? 1 ()&
K +g!* !+,'4
Q ! ! & 0)& &* 1 5J
+Q1GQ=+CK ?+I& / > EG@./ * ? K +! =GQN+,
Trang 358'$K9) 75: 1+$,; '(+$,: ' 6$7,$,74, +<,= 1
+Q1GQK G@!* =AF! 1 ()& K +g!* /+! =F? N+," P :x $ =A !* E > " N+,K +>KJ(/= A /&Q+ 1 ()& K +g!* "∈ 4 + / > + R+2= K G@!* =AF! 1+&-
" P : c3 J@> x c3
" P :≥ ~3 J@> x ~3L(2= @.K + R+2= K G@!* =AF! =A()!-
N&>/ E > ! G0!* 1&KK A= J(/= A = Q+ ?+0! K G@!* =AF! " ~:x c3 = F!+e?
=A()! 1 ()& K +g!* 3D K G@!* =AF! " ~: x 3 = F!+e? =A()! 1 ()& K +g!* #4
: +Q!* /+>/ / > H+2& 3=G,* 2/ = + E CE(2! 3N+,- 1 = 1T −:Uz "
: +Q!* /+>/ / > H+2& #=G,* 2/ = + E CE(2! #N+,- 2 = 1T −− :Uz "
&' A+ L +Q!* /+>/ K +)! +./ * G0+ 3J+,#N+,- = 1− 2 =2z "
8 E > E(S/ > N@>! ! +2= = F||"|| K +Q ! Q! +2= +' ! > /+>/ L+>/ K +Q E =F?/G./ = (S& /&Q+ 2
"
L +Q !* /+>/ K +) ! + /
2 / = + E C
# 3
: 4"4
Trang 36P+ ]&!* M&+! /+>/ E (S? ?+I& N+,/+>/ F! /+& R+>! L! 3zD4 ()& K +g!*
=F? EG@./ K +Q L )!* EG@./ /+^= /+>/ F! /+& T! GJ+C' = F?@> / > ≥ #zDU4 (2&
L )!* / > A+,!* R& C/ !+,' = F=+CK 1 ()& K +g!* R+ * ? =+2= /+Q/+>/ 1 ()& K +g!* =A !*
L )!* * +! 4 &' ! ()! J@> A+,!* R& C/ !+,'D )* +;.( &- % &'( :@( ;- &
&.4 > !* l+ N+,5R B ) /&Q+ =+CK 1 ()& K +g!* * @> +.! 1(0! Q@! 5R
Trang 378 / > = ! N !()! E(S* +Q R+, = +>! =A()! =+ / > = (S/ &'(S! M&+ * +Q R+, = +>!
E 2 !*+I& =G@!* G>!* T/ G@!* a ?&./ #U4 P+, = +>! E 2 !*+I& 1(0N+,
T
1
2
12
Trang 38T+.& % ≥ ?3D #D qD
0
=
+Q R+, = +>! !+,' =+ =F? EG@./ J+,=G,E > = ! EG@./ " = ( / )!* = G>/T *K9?W4(S= ! :D J+C! H&.!* E (& L (C! :: / R+, = +>! * 2/D =+ / > EG@./-
♦ , $ - N&>/ !+,' T" P :Uc 3x $ 1&' A+ !+e? =A()! 1 ()& K +g!* R ()! 3+' #4 EG@./ * N+,1&KK A= J(/= A J+,= +? * + J+,J (C/ = ! o4G@,!* = F1 2NG@.!* 1&KK A= J(/= A ! Q@! ! (& 1 J@> 1 2NG@.!* ?+I&4
8 E > E(S= ! R/ w/+! / ! ? C= ?+,/ > •$D N&>/ E
>-T" P :U " 3 x $ !()! : x T3z U " ? " T *K9KW
+C' =+ E+0= ! EG@./ " J+,:!()! ]+>/ EB! EG@./ 1 ()& K +g!* K +)! +./ 4
Q ! & 0)& &1 &.(
P+)' * @,* +Q1GQ/ > ? C= ?+I& HG0N (C& /+! ! +C! H+.!* 7 !+,E >D = FK +)! N@>K'{/&Q+ ]{T c3 +' 3U EG@./ ]+>/ EB! = )!* M&+ / )!* = G>/-
=+
=
TU
{T{U
T
Trang 39&0!* * 2!* ! GK +! =AG@>/D !(2& /G./ = (S& ||"|| = F1(0N+,? / 5R B )
! QJ+,=G,E > 5R ) ! Q4 8 E > E(S= G./ = !*&'()! =+^/ ; T/G./ = (S&/&,!* N&>/ HB & J+,5R ) UD =+ / > = (S/G./ = (S& R (S& = G>/ 1+&-
Trang 40A !* E > R N+,? C= +e!* 1 2HG@!* =G./ !4 (C/ / ! R = (S (C! !*&'()!
=+^/ ; 4 (2& / ! R N@>! 1(0N+,? / HB & ! Qc H =+CK =A&!* /G./ = (S&
ξ4 ,! !(2& R ! Q= FN+,? / 5R ) ! Qc H /G./ = (S& "4 T +>/ !+,'EG@./ * N+,c H HG.+ =A()! * +> =AB/&Q+ L +Q!* /+>/ N I D !* +, A+ / ,! ? C=
K G@!* +>! L+>/ N+,= 2 = (S& 1 2E (S? N I D EG@./ * N+,νc h3ViU4
5;- T" P :U c3 Pξ ≥ $ ?3DqD
ξ ≥ $P+, = +>! E 2 !*+I& /&Q+ R+, = +>! =A()! 1(0N+,-
DDT
ξ
ξUDD
&>/ E > * +> =AB/G./ = (S& /&Q+ # N+,
-UDT
θ