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Effect of urban policy on transformation of natural water system in hanoi proceeding IACSC 2013 – the 4th international academic consortium for sustainable cities symposium

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This character is also reflected in its name which comes from old language with literally meaning “the city inside river” The natural water surface system of inner city consists of Red R

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[ EFFECT OF URBAN POLICY ON

TRANSFORMATION

OF NATURAL WATER

Proceeding IACSC 2013 – The 4th International academic consortium for sustainable cities symposium

generic

LE Quynh Chi NGUYEN thi Thuy Hang

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Hanoi with a history of more than 1000

years owns a large number of lakes and

ponds endowing with an amazing water

network that is very rare in the world, giving

Hanoi the characteristics of wetland area

This character is also reflected in its name

which comes from old language with literally

meaning “the city inside river”

The natural water surface system of inner

city consists of Red River and its four

tributaries, 24 main lakes, and numerous

small lakes and ponds (CSUR, 2010, pp42)

Figure 1: Hanoi natural water system

The main and the most important river is

Red River In the old days, the Red River had

been given another common name as Mother

River, since Hanoi is situated on an ancient

soil area deposited from time memorial with

layer after layer of alluvium carried down

from Northern Mountain ranges by Red River

and its tributaries Red River originates in

Van Nam (China) with the section flowing

through Hanoi 40km long Red River

constantly threatens to cause flooding

because in the flood season, the water level is

usually 4 to 6m higher than topography of

Hanoi (CSUR, 2010, pp41) A dyke system was

constructed from 9th century to early 20th

century to protect people, paddy field, and

other infrastructure The Red River shape has been not stable yet due to the change in the course, the component including sand and silt

of riverbed and riverbank which is easily eroded

Figure 2: The change of Red River’s course1

Four river tributaries have a total length

of 40km Its function has been drastically changed from main transportation route and daily life serving to main drainage axes of the city In addition, an agriculture drainage system in suburban area also empty into those rivers Since the amount of unprocessed waste water surpassed their transport capacity, couple with gentel relief, these rivers has been seriously polluted

Figure 3: To Lich River in 1890 (left)

and 2011 (right) The lake system had been formed mainly

by water remaining after flood (Gourou, 1936) Several big lakes are the remains of previous horseshoe-shape river The total 24 main lakes occupy an area of 765 ha The size

of those lakes varies in wide range, the largest

1Workshop on Hanoi water urbanism http://vietnam-studio.blogspot.com/

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one the West Lake 516 ha, followed by Linh

Dam 52.2 ha, the smallest one Ho Me 1.3ha

(CSUR, 2010, pp41-43) Those main lakes are

considered as giant lungs of the city, which

covered with shade trees to make city more

close to the nature Hotels, restaurants,

entertainment facilities utilize the lake in

various ways to benefit from natural scenery

of water body Besides main lakes, there

exists small lakes and pond scattering inside

the city with main function of recycle and

store water, stabilize climate, feed fish,

receive waste water

In the last 50 years, under the pressure of

development, 80% of water surface area has

been filled up for development2 It causes

serious problems, especially flooding and

inundation It is estimated that if the amount

of rain water is around 100mm, there would

be 21 flooding locations inside Hanoi (Thanh,

2012) Flood and inundation in the Hanoi

area not only leads to economic damage, but

also directly impacts on the social activities,

daily life, resident health, traffic jams

Figure 4: Flood in Hanoi inner city in 2013 3

In order to reduce the flood and

inundation problems, the city government

has 13 projects on renovation 20 lakes and

construction 3 pump stations which totally

2In 50 years, Hanoi has purchased 80% of water surface for

development ttp://ashui.com/mag/tuongtac/phanbien/80 h

9-50-nam-qua-ha-noi-san-lap-80-phan-tram-dien-tich-mat-nuoc-de-xay-dung.html

3Terrible images of Hanoi in flood days

http://soha.vn/xa-

hoi/ha-noi-nhung-hinh-anh-ngap-lut-dang-so-ngay-88-20130808143450346.htm

cost 14 billion VND (Thanh, 2012) However, besides those projects, it is crucial to conserve the remaining natural water body to function as rainwater store The paper aim is

to understand the relationship between water surface’s area decrease and urban policy, based on it to propose revised policy The methodology is to analysis set of geographical maps to clarify the typology transformation By integrating river-lake typology transformation and the change in urban policy in different periods, the paper discuss the reason of changing in natural water system

Hanoi inner city has experienced administration boundary change several times After getting independent in 1945, the municipality conducted the first administrative boundary expansion in 1961, the urban area increased from 12.2km2 to 38km2 Over the course of next 30 years, from 1961 to 1990, urban boundary had been maintained because of constraining of central planning economy In 1990s and 2000s, due

to pressure of steeply population growth, international and national projects, living standard improvement, urban administrative boundary has been increased drastically with the establishing of new urban districts Three new urban districts were formed in 1990s, and another three new urban districts in 2000s, resulting in urban area increasing from 40 km2 to nearly 180km2 (Chi, 2009)

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Figure 5: Hanoi zoning based on

urbanized time The paper will analysis the change of

natural water surface area in three zones

(urbanized in 1960s, urbanized in 1990s,

urbanized in 2000s) with hypothesis that the

natural water system in each zone has

changed in different ways; therefore, it needs

specific strategy for each zone in order to

maintain natural water surface effectively

The GIS will be applied to connect data, maps,

satellite images as well as other ancillary data

that can efficiently enhance the analysis of the

city’s natural water surface transition

through different periods We particularly use

the Landsat satellite images in 1989, 1999,

2009 for mapping the water bodies

transformation

Hanoi historical development vs

natural water surface

Thang Long (old name of Hanoi) used to

consist of Royal City (Hoang Thanh),

Commoners’ City (Kinh Thanh) As the Asian

concept of living in harmony with nature, the

city had been built mostly based on

topographical feature; the natural water

system had maintained and played role of providing fertilized agriculture land, main transportation route, water supply, water store, and irrigation Moreover, the water body had decisive role in constructing city and building because according to fengshui regulation, water body should be regarded as accumulation of good fortune Last but not least, according to historian Prof Tran Quoc Vuong, the Red River and its tributaries, namely To Lich River, Kim Nguu River, was formed the feudal city structure, the city gate located right at these river’s junction Western bishops used to name Hanoi as Asian Venice city

Figure 6: Hanoi City in 1866-1873 (Lancret,

2003)

French time (1858 - 1954):

The French had conducted modernization process in two phases Logan described the first phase of French occupation (1873-1888)

as a period characterized by “bold steps to tame the place they had acquired, to subdue the indigenous population and to overcome the most urgent of Hanoi’s many environmental problems” (Logan, 2000) To increase hygiene in the city, as part of

“mission civilisatrice”, French program filled

hundreds of swamps and ponds inside Royal

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City and Commoners’ City with sand from the

Red River (Stephanie, 2007) In the second

phase starting from 1888, Hanoi was

proclaimed a municipality and became to take

on the appearance of a “western-like” town,

especially similarities with buildings and

urban structure in Paris, leading to fill up

large number of ponds and lakes in the

southern part for block development

Figure 7: Hanoi natural water system in French colony time

Above: from left to right: Hanoi in

1873, 1890 Left: Hanoi in 1936

After getting independence (1954 – now)

Figure 7: Hanoi natural water system after getting

independence

After the French left in 1954 following the Indo-China War, Hanoi became the capital of Democratic Republic of Vietnam The contemporary Hanoi has been under the influence of two periods: socialist planned economy and socialist market – oriented economy

In the first period (before 1986), the socialist ideals were reflected in constructing large number of micro rayon model development In those neighborhood units, the natural water surface had been maintained, playing function of open space for community, climate stabilizing, local waste water and rain water store when the city drainage system had not been fully developed

In the second period, especially since greater economic liberalization mid 1990s, along with the booming in housing development, the natural water surface’s area has decreased steeply It is estimated that in

15 years, Hanoi has lost half of its main lakes (JICA) Satellite images analysis shows that the four core urban districts of Hanoi lost 64.5% of the water surface area of ponds and lakes but experienced a 22.4% increase in residential area in 10 first years of development, from 1986 to 1996 (VACNE 2006)

The change in legislation system

Institutional Reform

The shift from the centrally planned economy to market oriented one in Vietnam

in 1986 was associated with drastic change in regulatory environment; investment management, private property right have changed significantly under the new policies

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Institutional Reform on Investment

Management

The core of economic renovation is to

build a socialist market-oriented economy

regulated by the state The previous absolute

domination of the state economic sector is

being replaced by diversification, which

includes non-state ownership forms and

types of employment, such as private and

joint-venture capitalist economic enterprises

(Beresford 1988; Vylder 1995; Dixon and

Kilgour 2001), and the new participation of

foreign enterprises, foreign investment and

new international trade

In term of water environment

improvement, it is worth to note on the

investment flow of ODA “Total commitment

ODA from 1st January to 17th November 2009

accounts for US$ 5,401.62 million, which is

36.62% higher than ODA commitment in the

same period of 2008 Key donors with large

committed ODA amount are: Japan (US$

2,112.28 million), WB (US$ 1,445.86 million),

and ADB (US$ 1,330.7 million)” Almost 13%

of committed ODA programs/projects focus

on transportation, water supply and drainage,

and urban development” (CG Meeting 2009,

page 3) Net commitment to social

infrastructure (including urban upgrading

and water/waste water projects) of some US$

1.5 billion (+58%) was led by JICA/JIBC (net

new commitments of US$ 1.1 billion) (Sixth

Joint Portfolio Performance Review, Page 11,

2009).The first phase of project on upgrading

water/waste water in 1995-2005 has

improved the drainage canals The second

phase starting in 2006 with total investment

US 370 million (ODA accounts for more than

76%) has target to improve the To Lich river

(main axe of city drainage) to reduce the

flood and inundation problems.4

4 503 billion Vietnam Dong for Hanoi Drainage

Improvement Project http://moitruongxanh.org.vn/

Default.aspx?Module=Site&Function=News&Id=672

Institutional reform for Private Property Right

Since the socialist reform of private production and trade in 1958-1960, private properties and land were gradually converted

to state ownership Until 1980, Constitution stipulated that the state had the land ownership for whole country Thus, no private rights in land were allowed As all land belonged to the state, any private land transaction were considered unconstitutional and unlawful (Quang, 2003)

Since 1986 and the “DoiMoi” policy, as far

as land rights are concerned, the regulatory environment witnessed two major changes

By 1988, the State enacted a Land Law affirming that all land is owned by people and the State functioned as an administrator, but permitting the grant of land use right to organizations and individuals However, not until 1993, the new Land Law established a legal basis for land allocation and lease, securing land use rights of landholders including the rights for long-term use, transfer, inheritance, lease, mortgage, and compensation for expropriation Coupled with this is the issuing Land use rights (LUR) certificate to register land only and Building Ownership and Land use Right Certificate (BOLUC) to register house with land lot as a whole for houses located inside urban area The institutional reform in land use right has stimulated and control the formal land market Under the land reform policy in which properties with attached land use rights can be transferred freely among state and private owners, the number of household reporting sale of land increase ten-fold, from 1% to 10% in 1993 and 1998 respectively (Do et al, 2002)

Hanoi Urban Planning

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Throughout nearly 60 years of

construction and development of Hanoi since

its liberation in 1954, there have been

significant changes to many factors that affect

urban planning such as economic capacity,

speed of economic growth, economic

structure, population size, advancement of

science and technology, living standards,

process of awareness and thought Hanoi

master plan 1980 was assembled, approved

in 1981, for a population of 1,5millin by 2010,

with a total area of urban construction

around 13,500ha The city center would be

developed around the southern and western

part of West lake and southwest axis

In 1992, the Hanoi master plan was

revised and approved By the innovative

policies, the city center was located at Hoan

Kiem and Ba Dinh district, while most of the

west lake area was reserved for cultural,

tourism, sport development Urban land area

was considered to be only 8000-9000 ha by

2010

In 1998, Hanoi Government and Ministry

of Construction considered some changes in

the Master Plan of Hanoi by 2020 The central

city will be developed along the banks of Red

River On the south bank, four districts and

the West Lake will become administrative

zone On the north bank, a new Hanoi will be

developed along of the Hong River and both

side of Duong River(CSUR, 2010)

The new Master Plan of Hanoi until 2020,

vision to 2030 continues with developing the

city of both side of Red River, remains and

improves the administration center around

Hoan Kiem Lake, renovates main lakes as

open space for Hanoian

Therefore, with regard to natural water

system, Hanoi urban planning mostly focus

on Red River and main lakes, in which two

main lakes named West lake and Hoan Kiem

Lake has been paid special attention as hub of administrative and cultural activities

Figure 8: Hanoi master planning in 1981,

1992, 1998, and 2011

Natural water surface management

The Red River is under the management

of The Communication and Public Work Survey and the Vietnam River Road Survey Its river tributaries (To Lich River, Lu River, Set River, Kim Nguu River) is under the management of Hanoi Drainage Company The West Lake and its neighbor Truc Bach Lake which is hub of cultural activities are under the joint management of district government and private company (West lake Investment and Exploitation Company) Other main lakes are under the management of Hanoi Drainage Company and private one (CSUR, 2010)

For small lakes and ponds in Hanoi, it was private property before 1957 In 1958-1960, with the socialist reform of production, those water areas had been converted to under the management of cooperative as community

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property Since 1986, the cooperative has lost

its power, the control of water area has

moved to under local government

The transformation of natural water

surface typology and area

The transformation of Hanoi natural

water system from 1986 to present is

clarified through set of map and data resulted

from GIS and remote sensing analysis

Hanoi city scale:

From left to right: Natural water system in Hanoi in 1989,

1999, 2009

0

200

400

600

800

1000

1200

Total area of main lakes in Hanoi

ha

1989 1999 2009 0

20 40 60 80 100 120

.8 1

Total area of small rivers in Hanoi

ha

Sub-zone scale

Zone 1:

Figure 11: From up to down: Natural water system in 1989, 1999, 2009

60 62 64 66 68 70 72 74

Total area of main lakes in zone 1

ha

1989 1999 2009 0

5 10 15 20 25 30 35

Total area of small lake and ponds in zone 1

ha

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Zone 2: Urbanized since 1990s

Figure 12: From left to right: Natural water system in 1989, 1999, 2009

500

510

520

530

540

550

560

570

580

590

Total area of main lakes in zone 2

ha

0 5 10 15 20 25 30 35 40 45 50

Total area of small lake and ponds in zone 2

ha

Zone 3: urbanized since 2000s

Figure 13: From left

to right: Natural water system in

1989, 1999, 2009

0 50 100 150 200 250 300 350 400 450 500

Total area of main lakes in zone 3

ha

0 50 100 150 200 250 300

.7 2

Total area of small lake and ponds in zone 3

ha

4 Discussion

The typical character of original Hanoi topography is dense network of water system which gave Hanoi another name Asian Venice The natural water system had played an important role in our ancestor period, especially they tried to conserve it as a sign of good fortune In our traditional custom, they even called lakes and ponds as Earthen Mother’s eye However, the historical development has witnessed the decrease in natural water surface area In French colony time, in order to solve the hygiene problems

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and make Hanoi as western city, all of natural

water system in 12km2 except a lake was

filled up The problem has been worsening in

recent time under pressure of development,

especially since greater economic

liberalization mid 1990s It causes floods and

inundation inside Hanoi City

By classify the natural water system to

three categories namely river tributaries,

main lakes, small lakes and ponds, the paper

analysis the change of each category in three

different zones, including urbanized since

1960s, urbanized since 1990s, urbanized

since 2000s

With regard to river tributaries, the figure

show that in 10 years from 1989 to 1999, the

area had been slightly decreased from 87,44

ha to 80,88 ha After 1999, its area has been

recovered and even increased , from 80,88 ha

to 101,76 ha, thanks to the drainage

improvement project initiated and sponsored

by international organization

In term of main lake, in 20 years, Hanoi

lost 26% its water surface, from 1129 ha to

790 ha In zone 1 and zone 2, the figure

depicts slightly change, However, the change

mostly happened in zone 3, decrease from

467 ha to 197 ha, since the main lakes in this

area were not under the control of city until

2000s

In term of small lakes and ponds, the area

has been sharply decreased in 20 years In

zone 1, only 12% of its area was left In zone

2, more than 50% of its area has been

disappeared The figure of zone 3 is

interesting, since it even increases, it is

attributed for new ponds and lakes have been

creating in new urban area as landscape

element

Therefore, it is crucial to pay attention to

small lakes and ponds in Hanoi In the time

being, urban policy mostly focus on the river

tributaries and main lakes as for drainage and

open space for city people However, it should maintain the small lakes and ponds for social interaction in community scale, for reduce the flood and inundation in larger scale It also shows that ineffective of local government on water surface control It should involve the role of community to protect such area under the pressure of development

Reference:

Center for Sustainable Urban Regeneration, The University of Tokyo

(2011), “Growing with water – Hanoi’s conflict

and possibility”, Integrated Research System

for Sustainability Science, The University of Tokyo

CHI, Le Quynh(2009), ““A Study on Place

Identity of Urbanized Agriculture-based Settlement - Process of Change and Transformation in Urban Village in Hanoi”,

PhD Dissertation, University of Tokyo, Japan

DO, QuyToan; Lakshmi Iyer(2003), Land

rights and Economic Development, World

Bank Research Working Paper No 3120

GEERTMAN, Stephanie (2007),“The

Self-Organizing City in Vietnam”, PhD Dissertation,

Bouwstenen Pulicatieburo, The Netherland

GOUROU, Pierre (1936), Les paysans du

delta tokinois, Etude de geogrpahiehumanie,

Paris, Les editions d’art etd’historie, France

LANCRET, Natalie (2005), “Representation

of Urban Space in South East Asia”,

“Hanoi-Periods of change”, Science and Technique

Publishing House, Vietnam

LOGAN, William.S (2000), “Hanoi-Biography

of a City”, University of New South Wales

Press, Australia

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