Bringing together biological, psychological and socio-cultural categories, one might define persons as self-conscious, agentive, relational animals who, by virtue of their capacity for sy
Trang 1How objectivity undermines the study of personhood: Toward an
intersubjective epistemology for psychological science
Michael F Mascolo
Merrimack College, United States
a r t i c l e i n f o
Article history:
Available online 24 November 2016
a b s t r a c t
As a science, psychology embraces the value of objectivity An objective observation is one that is (a) based upon publically observable phenomena (i.e., overt behavior); (b) unbiased, in the sense that it
re-cords only what was observed, without either adding or taking away from the observation, and (c) an
accurate representation of the world as it truly is To understand the person, however, it is necessary to come to grips with seemingly elusive concepts such as agency, symbolism, experience, meaning, inter-subjectivity, and morality Such concepts make reference to phenomena that are not observable in way
that one can observe objects in the physical world of space and time In this paper, I examine how psychology's commitment to objectivity obscures our ability to understand persons A remnant of the Cartesian distinction between a mind and body, the principle of objectivity forces psychologists to seek
“objective” indicators of “subjective” processes Following Wittgenstein and recent research on the mirror resonance system, I argue that psychological knowledge arises neither from within (subjectively) nor from without (objectively), but instead from between (intersubjectively) To understand what it means to be a person, we must abandon the false distinction between objectivity and subjectivity, and embrace an epistemology based on intersubjectivity
©2016 Published by Elsevier Ltd
When I was an undergraduate psychology student one of my
contemporaries complained to our tutor that they had chosen to
study psychology because they: “…wanted to understand
peo-plednot to measure them doing ‘silly things’ and turn them into
numbers…” At the time I was rather impressed by this
argu-ment and rather shocked by my tutor's characteristically robust
response He answered by suggesting that, if the student simply
wanted to ponder the nature of people, then they might be
better off reading the novels of Jane Austen or Tolstoy e but we
were here to do science (Ayton, 1998, pp 1e2)
Psychology seems to have a person problem Psychology is the
discipline that deals with the nature of the psychological
func-tioning of individuals However, with exceptions, the person is
conspicuously absent in psychological theory and research (Martin
&Bickhard, 2013) This was not always the case During the first half
of the 20th century, seminal theorists in psychology proposed
“grand theories” of personality and psychological functioning (Hall
&Lindzey, 1957) Such theories fell out of favor with their failure to
generate scientifically testable hypotheses (Bergmann & Spence,
1941) In the passage quoted above, Ayton (1998) appears to dismiss the goal of understanding persons as incompatible with the hard-nosed demands of science In this paper, I argue that it is indeed possible to study persons systematically; however, doing so requires that we proceed from a different model of science
1 What is a person?
A person is simultaneously a biological, psychological and
socio-cultural being As a biological being, a person is a living system Like
all living systems, humans are capable of regulating their own in-ternal processes in response to environmental demands As bio-logical systems, humans differ from other animals with regards to many anatomical and physiological qualities, including brain size, brain organization, opposable thumb, use of energy, lacrimation,
Gagneaux, & Kikela, 2012)
What, however, does it mean to be a psychological being? This
question seeks to define the core of the subject matter of psycho-logical science According to the American Psychopsycho-logical
Associa-tion, Psychology consist of “the scientific study of the behavior of individuals and their mental processes” (APA, 2016) This definition,
E-mail address:Michael_mascolo@yahoo.com
Contents lists available atScienceDirect New Ideas in Psychology
j o u r n a l h o m e p a g e : w w w e l s e v i e r c o m / l o c a t e / n e w i d e a p s y c h
http://dx.doi.org/10.1016/j.newideapsych.2016.11.005
New Ideas in Psychology 44 (2017) 41e48
Trang 2born of compromise rather than principle, does little to clarify what
it means to speak of a psychological process It has its origins in the
Cartesian distinction between “mind” and “body” As is well
known, Descartes distinguished between an incorporeal mind and
a material body While the subjective mind operates according to
its own principles, the observable body, as a physical mechanism,
operates according to mechanical laws Although psychology has
long rejected the idea of an incorporeal mind, it nonetheless
retained the contrast between an inner mental sphere (i.e., “mental
processes”) and an outer observable one (i.e., “behavior”) A
remnant of behaviorism, the reference to behavior reflects the
continued quest for precision in the form of publically observable
events While the invocation of “mental processes” or “mind”
gestures toward some type of psychological content, its meaning is
left entirely unspecified And so, what makes a process a
psycho-logical one?
One way to address this question is to ask, “Is there anything
that all processes that we call ‘psychological’ have in common? That
is, is there anything common to sensing, perceiving, emoting,
cognizing, remembering, thinking, dreaming, acting, and so forth?”
One might suggest that all psychological processes appear to be
activities mediated by some form of meaning (Wertsch, 1998)
Expanding upon this idea, it is possible to identify a series of
cat-egories that span the range of psychological functioning An (a)
activity is a process that occurs over time It implies some capacity
for (b) agency (Sugarman, 2005) – the ability for the human
or-ganism to exert control over goal-related operations As an aspect
of ongoing activity, (c) meaning can be understood as the structuring
of experience (Werner & Kaplan, 1962) – where (d) experience
consists the awareness of phenomenal aspects self and world
(Farnell & Varela, 2008) A central aspect of experience is (e)
eval-uation e the experience of valence and the capacity to form systems
of value, morality and strong evaluation (Taylor, 1989) There are at
least as many forms of meaning as there are ways of experiencing
Among these forms, symbolic meanings (e.g., signs and symbols)
take on special significance, as they enable individuals to create
worlds that extend beyond the here-and-now of immediate
expe-rience (Burke, 1963/1964) Among humans, symbolism brings forth
a higher-order capacity for (f) self-awareness e the ability to turn
consciousness upon itself and represent one's own processes and
products In humans, the form social identities takes on great
importance Perhaps the most profound of human motives is the
attempt to identify and preserve valued images of self (Taylor,
1989)
As socio-cultural beings, persons operate as relational agents
(Gergen, 2009) whose actions are mediated by shared,
historically-shaped meanings that are distributed throughout a social group or
linguistic community (Mascolo, 2004) As relational beings, social
action is mediated by the capacity for intersubjectivity (Mascolo,
2016;Trevarthen & Aitkin, 2001) e the capacity to share and
co-ordinate experience between individuals (Matusov, 1996) The
hu-man capacity for intersubjectivity supports the emergence of
shared intentionality e the human ability to be jointly aware of each
other's goals and intentions (Tomasello & Herrmann, 2010)
Together with language, this form of intersubjectivity provides the
basis for the construction of culture
Bringing together biological, psychological and socio-cultural
categories, one might define persons as self-conscious, agentive,
relational animals who, by virtue of their capacity for symbolism and
intersubjective engagement, act on the basis of their identifications
with social systems of meaning and value From the standpoint of this
definition, there is no need to differentiate the “mental” from the
“behavioral” For example, meaning and experience are not
prop-erties of a separate mental realm; instead, they are propprop-erties of
action in the social world.
2 Obstacles to a science of personhood
Is it possible to develop a science of the person? Common
as-sumptions about the nature of scientific inquiry obstruct progress toward this goal Psychology remains committed to a model of
science organized around the value of objectivity Because of a priori
methodological commitments, we often relegate the human as-pects of psychological life to secondary status We ignore founda-tional questions about the psychological nature of persons: What
does it mean to be an agent? How can we describe the structure of phenomenal experience? What is the role of meaning in human
action? In representing psychological predicates as hidden and subjective, the quest for objectivity limits attempts to understand the psychological richness of personhood
However, science is not a fixed process or static set of rules (Richardson, 1998) Arguably, the most central values of science include an unwillingness to accept truth statements simply based
on authority (Manzo, 2006) and the systematic use of evidence
(Allen & Clough, 2015) to advance understanding What counts as
systematic and evidence, however, are considerations that must be
adapted to the subject matter of the science (Yanchar, Gantt, & Clay,
acknowledge the intersubjective – rather than either “objective” or
“subjective” – origins of psychological knowledge (Iacombini, 2011; Overgaard, 2005) A psychology informed by a rigorous intersub-jectivity would be empowered to confront questions about the
psychological categories of personhood e namely, the nature of
human agency, experience, meaning and values directly as they arise and are expressed in interpersonal relations with others.
3 To understand persons, we must move beyond Cartesian dualities
In rejecting the idea that the “mind” as an incorporeal thinking substance, psychology embraced the “body” pole of the mind/body distinction e and with it, the objectivist methods used in the sci-entific study of the body However, psychology never really resolved the tension between the idea of a hidden, agentive, psy-chological interior and an observable, caused, materialist exterior (ter Hark, 1990) From an objectivist point of view, psychological events are opaque; we can only make inferences about the expe-riential life of persons from our observations of external behavior However, while we may understand physical objects through ex-amination and inference of their observable properties and move-ments, psychological understanding is mediated by our capacity for
intersubjective engagement with others (Reddy, 2015) If this is so, then the processes by which we come to know the psychological
world of persons differ fundamentally from those we use to
un-derstand bodies and objects (Martin & Sugarman, 2009) Conse-quently, it makes no sense to insist that psychological science be limited to the procedures used to study objects To say that
psy-chological science must embrace objectivity because science
de-mands it is an appeal to authority If science rejects appeals to
authority as a source of knowledge (Manzo, 2006), it cannot justify its own methods through such appeals A genuinely scientific approach must adapt itself to the particularities of its subject matter To do this, there is a need to transcend a suite of Cartesian tensions that continue to structure psychological work
3.1 Public behavior versus private experience
A series of philosophical, psychological and empirical argu-ments challenges the Cartesian idea that psychological experience
is an inherently private phenomenon A particularly powerful example isWittgenstein’s (1953)argument against the possibility
M.F Mascolo / New Ideas in Psychology 44 (2017) 41e48
Trang 3of a private language Wittgenstein was interested in how everyday
feeling words (e.g., pain, anger, sadness) gain their meaning The
traditional view is that such words refer to private states e
sub-jectivities to which only the experiencing person has access From
this view, we gain knowledge of our inner experiences through a
process of introspection Individuals are able to “look within”
themselves and inspect their private experiences Having done so,
they are then able to assign words to those states This is a common
view held by both laypersons and psychological scientists alike
Wittgenstein reasoned that if psychological experiences were
truly private states, there would be no way that we could be sure
that we were using our inner state words in the same way as others
If experiences were truly private, assigning words to them would be
analogous to a situation in which people were asked to identify an
object e call it a “beetle” e placed in a box into which only the
viewer could ever see In such situations, there would be no way to
ensure that people were using the word “beetle” in a similar way If
no one could see inside of anyone else's private box, there could be
no public way to corroborate the meaning of the word “beetle”.
Wittgenstein used this example to demonstrate the absurdity of the
belief that experiences are inherently private states If experiences
were truly private, neither the person herself nor anyone else could
identify them Wittgenstein reasoned that words like pain or anger
could not be private states and must gain their meaning from a
process other than introspection
For Wittgenstein, to gain their shared meaning, “inner state”
terms must be based on some sort of public criteria e some sort of
overt signal that could be shared among interlocutors If the
meaning of “inner state” terms are grounded in some sort of public
criteria, then they cannot be entirely “inner” There must be a public
aspect of experience that communities use to corroborate the
meaning of inner state terms Wittgenstein held that it is the bodily
expression of psychological states (e.g., writhing in pain; sobbing in
grief, etc.) that provides the public criteria that communities use to
corroborate the meaning of so-called inner states Communities
organize the meaning of inner state terms not through reference to
so-called private inner states, but instead through the public
ex-pressions of experiential states
It is essential to note that for Wittgenstein, the public expression
of pain (joy, sadness, or road rage) is not a contingent indicator of an
“inner” or “private” state; instead it is the public manifestation of an
experiential state There is not first an internal state and then also a
separate external expression that may or may not be related to the
inner state Instead, the public expression is part and parcel of the
“inner” experiential process, and vice-versa; it provides the criteria
that organizes the public meaning, logic or “grammar” of the
experiential state This is not to say that we do not experience
feeling directly or in a pre-linguistic way; we do It is only to say
that we could not make those states intelligible either to ourselves
or to others if those states were not yoked in some direct way to
some sort of public criteria Our “inner” experiences thus “shine
through” our bodily expressions
As a result, we do not have to infer the content of “other minds”
by deciphering the meaning of alien or mysterious configurations
of external behavior Instead, we can read the other person's pain,
anger, joy or grief from the public expression itself In this way, the
experiential life is not an a priori private something that hides
behind an opaque exterior This is not to say that experience is
al-ways expressed People can and do learn to “hide” their feelings;
when they do, however, they do so by inhibiting the public aspects
of their experience The point is therefore that psychological
experience is not a priori hidden; experience is neither something
that is inherently hidden nor always exposed As a result, we have
more direct contact with the “minds” of others than the Cartesian
mind/body dichotomy suggests Our capacity to engage the
experiences of others is part of the process of embodied intersubjectivity
3.1.1 Embodied intersubjectivity
The rejection of the inner/outer dichotomy by Wittgenstein and others is supported by recent theory and research on “mirror neurons” and operation of the “mirror resonance system” (Iacombini, 2011) As is now well known, during the 80's and 90's, researchers identified neurons in the brains of monkeys that fired not only when an animal performed a given action, but also when the animals observed another animal perform the same action The discovery of these “mirror neurons” has stimulated new ways of thinking about the origins of human sociality Instead of thinking of infants as isolated beings who must break into social interaction by penetrating the minds of others, we can now understand how in-fants are able to engage in a primordial form of intersubjectivity from the very start of life (Iacombini, 2011; Reddy, 2015; Trevarthen
&Aitkin, 2001)
The concept of a “mirror resonance system” provides novel ways
to understand such difficult to explain phenomena as neonatal
“imitation”, empathy, the early capacity for intersubjectivity and emotional exchange between infants and caregivers and other phenomena (Trevarthen & Aitkin, 2001) Given something like a mirror resonance system, it is possible to imagine that an infant's experience of a mother's loving voice and smile might activate similar actions and experiences in the infant herself Such inter-subjective processes are formative in a child's socio-emotional development and provide the foundations for higher-order devel-opment (Schore & Schore, 2008) Cognitive, socio-emotional,
motivational development build upon the capacity for intersub-jectivity; they are not its precursors.
We do not enter into social relationships as strangers to one another As intersubjective beings, we do not have to overcome a barrier in order to enter into relations with others The processes by which we gain psychological knowledge, about both ourselves and others, are not the same as those through which we gain knowl-edge of the physical world If this is so, then our capacity for intersubjective engagement with others provides the foundations not only for our everyday knowledge of self and others, but also for the inquiries we make as psychological scientists This is not to say that intersubjective engagement with others is the only process through which we gain psychological knowledge; it is, however, the foundation for other means of understanding persons (e.g., first person reflection; third person observation)
3.2 Inner subjectivity versus exterior objectivity
The concept of objectivity has long been a cornerstone for empirical methodology in psychology Perhaps paradoxically, it is difficult to identify a clear articulation of this concept Scholars use the term in different ways and with different emphases (Hammersley, 2010); textbooks in both the natural and social sci-ences tend to offer incomplete and simplistic discussions of the concept (Blachowicz, 2009) From the traditional approach to sci-entific objectivity (Reiss & Sprenger, 2014) an objective description
is one that is (a) based upon publically observable phenomena (i.e., overt behavior); (b) unbiased, in the sense that it records only what
was observed, without either adding or taking away from the
observation, and (c) an accurate representation of the world as it
truly is.
A casual analysis of psychological inquiry reveals that the goals
of objective description are unachievable in principle Consider the simple example of an infant reaching for a ball Depending upon one's purpose, a researcher might describe such an act by saying,
“The infant reached for the ball” This statement seems innocuous;
M.F Mascolo / New Ideas in Psychology 44 (2017) 41e48
Trang 4it could easily be included as part of an observer's checklist, a
coding category, or a recording of the child's action However,
despite its utility in both everyday and professional discourse, it
does not and cannot meet the criteria of objectivity At the very
least, the description goes beyond the information given and thus
does not simply record observable behavior free from the bias of
our pre-understandings The statement that “the infant reached”
identities the infant as a being who has the power of agency (i.e., the
infant controls the act); it also attributes a goal to the infant (i.e., the
infant reaches for the ball) These meanings are part of the everyday
concept of what it means to reach; they are not “objective” features
of the child's movements If we were to take the principle of
ob-jectivity seriously, we would scarcely be able to describe a reach in a
meaningful way: one might imagine a researcher recording
tem-poral sequences of muscle configurations as they change over time
within a three-dimensional coordinate space Such a process would
not only be cumbersome, it would be virtually useless as a
description of a reach.
3.3 Facts versus values
The concept of objectivity is founded upon the separation of fact
from value Moral philosophers have long warned that one cannot
move from statements of what is to statements of what ought to be;
just because something is a certain way does not count as evidence
that it ought to be that way The value/fact distinction is central to
the attitude of the natural sciences As indicated above, the
prin-ciple of objectivity stipulates that observers should describe things
the way that they are, and not as they should be Scholars have long
debated the role of the scientist in public affairs Some argue that
the scientist, armed only with knowledge of what is, occupies no
more valid a position to make moral judgments than the everyday
citizen Others suggest that scientists should assume a more active
role
Matters become more complex in the social and psychological
sciences We ourselves are the subject matter of psychology (Hunt,
2005; Martin & Sugarman, 2009) It is often difficult to be mindful
of the role moral categories play in structuring our sense of who we
are and what we do Psychology is replete with psychological
constructs structured by (often implicit) socio-moral content For
example, the concept of self-esteem is not only defined in terms of
its evaluative content (i.e., how good one feels about oneself), it
carries with it culturally structured moral injunctions (i.e., it is
important to have positive self-esteem) From an “objective”
approach, “self-esteem” would be seen as something that is
discovered (or verified) by observing the behavior of others
However, the psychological the concept of “self-esteem” is part of a
shared cultural meaning system e an aspect of the
pre-un-derstandings that structure theory When we invoke such concepts,
we bring their moral content to our work (Davis, 2013)
From the standpoint of objectivity, the observable data that
drive scientific progress are regarded as theory-neutral and
value-neutral Drawing on the fact/value distinction, objective recordings
are understood as value-neutral descriptions of what is, not
clas-sifications based on value presuppositions In many psychological
analyses, value presuppositions exist but are either
unacknowl-edged or hidden from view (Davis, 2013) For example, the finding
that parents who adopt an authoritative parenting study are more
likely to raise instrumentally competent children (Baumrind, 1972) is
a robust, important and useful product of psychological research; it
is not, however, morally neutral The concept of instrumental
competence, for example, is necessarily defined with reference to
social values Social values are intersubjective products of our
re-lations with others Our psychological knowledge e both lay and
professional e is inextricably linked to social values In this way,
both implicit and explicit value judgments play important roles in structuring theory and observation
The fact that theory and observation are informed by value presuppositions is a problem only if we are committed to the
principle of objectivity and the fact/value distinction This need not
be the case It is neither possible nor desirable to remove value presuppositions from our constructs and descriptive categories An alternative to seeking to remove value presuppositions from
psy-chological research is promote the practice of self-reflexivity (Breuer
&Roth, 2003) Reflexivity is based on the idea that, while we cannot
eliminate pre-understandings from our observations, we can become aware of them and how they affect psychological inquiry From this view, the goal of psychological research would not be to
remove value presuppositions, but instead to make them explicit
and even change them in the context of novel findings.
4 Toward an intersubjective epistemology for psychological science
The concept of intersubjectivity provides an alternative the
subjective/objective dichotomy that continues to structure much psychological research (Kuukkanen, 2012) As indicated in Fig 1,
while subjectivity is based upon the idea that experience is private and inaccessible to others objectivity expresses the idea that it is possible to understand the world as it really is without bias
Ob-jectivity is the antithesis of subOb-jectivity The concept of intersubjec-tivity arises as a synthesis of the objective and the subjective e one
that resolves the tensions and contradictions between them From this view, psychological knowledge originates neither from
“within” nor from “without”; it arises in sign-mediated
inter-experiential exchanges that occur between people (Mascolo, 2016; Wertsch, 1998) If psychological knowledge arises in intersubjective exchanges, then a methodology that marginalizes this process is at best incomplete and at worst deeply flawed What would a consistently intersubjective methodology look like?
4.1 An intersubjective methodology
An intersubjective methodology would be a hermeneutic one
(Gadamer, 1975; Martin & Sugarman, 2009) Hermeneutics refers to
process of interpretation, and has its origins in the interpretation of
texts From a hermeneutic framework, observation is necessarily
pre-figured in some way by some form of pre-understanding,
however tacit or explicit The development of understanding
pre-understandings and one's engagement with a text This process is
reflected in the hermeneutic circle e the idea that the various parts
of a text can only be understood in terms of one's evolving
un-derstanding of the whole of a text, even as one's unun-derstanding of the whole is modified by one's continuously evolving understand-ing of the parts (Gadamer, 1975) One cannot comprehend any given unit of text without drawing on some form of prior knowledge The
application of prior understandings structures one's sense of the
text; without them, there could be no understanding at all Over
Fig 1 Inter-experientiality as an epistemological synthesis.
M.F Mascolo / New Ideas in Psychology 44 (2017) 41e48
Trang 5time, one's sense of the parts transform one's sense of the whole e
and vice-versa e including the pre-understandings that structure
evolving interpretation
The pre-understandings that structure psychological inquiry
have intersubjective origins and are represented in our use of
pre-understanding is a broad one that encompasses everyday
knowl-edge and intuitions, tacit assumptions and beliefs, value
pre-suppositions, meta-theory, formal theory, explicit hypotheses, (and
so forth) In psychological science, while we may be reflexive about
how our pre-understandings structure the production and
inter-pretation of psychological data, it is not possible to eliminate
pre-understanding; to do so would cut us off from the very tools we
use to observe with This does not imply that rigorous, precise and
useful psychological knowledge is unobtainable On the contrary,
embracing an intersubjective epistemology makes it possible to
build a more rigorous, precise and useful psychology.
Building upon these ideas, we can think of the process of
psy-chological inquiry as a hermeneutic process involving at least three
continuously iterating moments Fig 2 provides a model of the
hermeneutic alternative to the traditional objectivist model of
psychological inquiry The model offers a sense of how to think
about psychological inquiry as a hermeneutic process mediated by
intersubjective engagement among theorists, researchers and
participants The model is organized circularly in terms of three
broad iterative movements: conceptual clarification, observation
within conceptual schemes, and corroboration of theory and
evidence
4.1.1 Conceptual clarification
We are often led to believe that the first step to scientific inquiry
is or should be observation, or more precisely, objective
observa-tion When introducing any given theoretical construct, it is more
typical to ask, “How can we measure this or that process?” than
“What do we mean when we use this concept?” This practice
fol-lows from the view that concepts gain their meaning through
correspondence to things in the world If this were so, it would not necessary be important to clarify theoretical concepts prior to empirical observation; any flaws in those concepts would ulti-mately be corrected by careful observation However, if our pre-understandings arise intersubjectively, we cannot hope to clarify those concepts by parsing away intersubjective content Because our pre-understandings structure what we look for, then we cannot hope to clarify them only by looking more carefully The task of
conceptual clarification is as important as that of empirical inquiry
(Wittgenstein, 1953)
The privileging of measurement over meaning puts the empir-ical cart before the conceptual horse In studying any particular psychological process, researchers tend to draw upon everyday language in the absence of thorough philosophical, psychological or linguistic analyses of the meanings of those concepts Researchers then tend to seek observable indicators assumed to be consistent with these largely unexamined definitions Because the proof of a given concept is seen as something to be found in observable data, rigorous conceptual analysis is often seen as irrelevant or super-fluous However, if our observations depend on our pre-understandings, failure to clarify the full meaning of our guiding conceptions will almost certainly produce forms of data whose meaning is ambiguous with respect to those concepts
Take, for example, the concept of self-esteem The literature
related to self-esteem is vast The concept is generally taken to refer
to a “generalized evaluative attitude toward the self” (APA, 2016) Nonetheless, researchers differ in the ways in which they define and measure the concept (Guindon, 2001) Many researchers seem
to rely upon “common sense” definitions as if everyday terms named real entities that can be observed or inferred from obser-vations However, self-esteem is not an entity that can be scruti-nized When people evaluate their self-esteem, they are making a
symbolically-mediated evaluative judgment That judgement
de-pends upon beliefs and background assumptions related to a network of culturally and morally structured concepts, including
self, goodness, liking, responsibility, value, and worth Further, the
M.F Mascolo / New Ideas in Psychology 44 (2017) 41e48
Trang 6concept must be understood in relation to similar concepts, such as
self-respect, self-confidence, self-efficacy and related concepts It is
not possible to study “self-esteem” in a meaningful or precise way
without situating the concept within this larger nomological
network of meaning Doing so would help sharpen the meaning of
the ideas we test; when we fail to do so, we risk putting ourselves in
the position of literally not knowing what we are talking about
Psychological theorizing thus requires rigorous conceptual and
philosophical analysis prior to data collection and analysis
Con-ceptual clarification would involve forming clear definitions of the
theoretical concepts we employ It would involve not only
identi-fying their assumptions, value presuppositions, and background
conditions, but also their relations to broader conceptions of the
nature of action and persons (Raeff, 2017) This process is shown in
Fig 2at Point A This practice would stand in opposition to the ways
in which theoretical constructs are often articulated in psychology
Quite often, theoretical constructs are defined in anticipation of
how they might be operationalized Definitions of psychological
processes are often articulated in terms of the “observable
in-dicators” used to measure a given process in an empirical study In
so doing, the experiential content of constructs is often parsed
away well before the task of identifying operational definitions The
a priori practice of conceptual clarification would legitimate value
of exploring the full range of the psychological and experiential
meaning represented by any given concept
4.1.2 Observation within shared conceptual schemes
As a hermeneutic process, any observation, description and
recording of psychological phenomena necessarily must occur
within the framework of some conceptual scheme (Ochs, 1979) For
some, this might seem to undermine the process of psychological
inquiry as an unreliable, haphazard or subjective process On the
contrary – once a research team builds some degree of clarity about
the psychological concepts under analysis, they can use those
concepts to structure inquiry with more clarity and precision More
important, if psychological knowledge has its origins in
intersub-jective engagement, the key to meaningful psychological inquiry is
to take advantage of rather than marginalize the intersubjective
processes through which we gain such knowledge This would
require overcoming the fear that knowledge gained through
intersubjective engagement is somehow less reliable than that
derived from so-called objective observation
Intersubjectivity is the process of sharing and coordinating our
experience of the world AsWittgenstein (1953)argued, it would
not be possible to come to know the experience of others if that
experience were fundamentally private Drawing on meanings
represented in everyday language, one person can gain access to
another's experience by reading it more or less directly from the
verbal and nonverbal aspects of the other's embodied expression
In everyday life, we do this more or less automatically and without
reflectiondas part of the process of intersubjectivity, as explained
earlier In psychological inquiry, within joint reflection and
dia-logue, we can begin to identity what it is about a person's embodied
expression that communicates the specific nature of their
experi-ence (Mascolo, 2009) We might call this process intersubjective
corroboration (Rowbottom, 2008)
Intersubjective corroboration is analogous to the ways in which
teams of researchers create category systems (i.e., “coding
man-uals”) to classify psychological acts in observational research It can
be seen as a philosophical extension of the ways that researchers
establish “inter-observer reliability” in psychological research To
illustrate, consider a study assessing the development of the
emotion of pride in children (Mascolo & Harkins, 1998) Drawing on
linguistic, philosophical and psychological work, the researchers
proposed that Westerners feel “proud of themselves” when they
attribute responsibility to the self for some valued act or way of being that enhances one's sense of self-worth As part of their study, two
researchers examined the videotaped reactions of 2 ½ year-old boy who repeatedly kicked a soccer ball into a net while playing with his mother They noted that after the child kicked the ball into the net, he often raised his arms over his head He also did this when his
mother kicked the ball into the net The following is a
reconstruc-tion of an exchange between the researchers:
R1: I think he's feeling proud
R2: What makes you think that?
R1: He is raising his hands over his head in celebration R2: He is raising his hands over his head e but he is also raising his hands over his head when his mother gets the ball into the net Why would he be feeling proud when his mother got the ball into the net?
R1: Maybe he is proud of his mother?
R2: But when he raised his hands when he kicked it into the net,
he never looked at his mother And he doesn't seem to be doing
anything else that I would call celebrating He doesn't, say, clap his
hands or say “look at me!” He did smile the first time he got in, but not the other two times And he smiled each time his mother got the ball into the net
R1: Maybe he has simply learned that when you get the ball into the net, you raise your arms over your head I think that what we are seeing here is something that we might call “scripted celebra-tion” What do you think of that as an initial class?
R2: That makes sense to me But let's look more closely to see if
we can see anything that we would call “pride” in his reactions Several forms of intersubjective engagement are illustrated in this exchange In the first, identified at Point B1 inFig 2, the
re-searchers coordinated their pre-understandings of the concepts that
would guide their inquiries This involved developing a shared
understanding of the clarified concept of pride articulated
previ-ously at Point A in the process The second form, indicated at Point
B2, occurs as each researcher engaged the experience of the child
and mother in the videotape Even though the individuals
repre-sented on the videotape were not physically present and could not
be responsive to the researcher's inquiries, the researcher's classi-fication is nonetheless an intersubjective process To the extent that (a) a person's experience “shines through” their expressions, and (b) we draw upon our own emotional responsivity and pre-understandings to make sense of that experience, then the act of classifying that experience is an intersubjective process The task before each individual researcher is to identify those aspects of the participant's expressed actions that form the basis of his or her classifications
The third form of engagement, shown at Point B3 in Fig 2,
consists of intersubjective corroboration between the researchers
themselves This occurred as the researchers discursively engage the videotaped data in order identify the nature of the experiences conveyed in the videotape This is perhaps the most creative and important part of the process of inquiry, as it is through this process that novel conceptual distinctions are made Drawing upon their punderstandings and experiences as they engage the data, re-searchers refer to particular patterns of videotaped action repre-sented as forms of evidence to support one or another classification
of the experience in question The formation of a category arises as
researchers corroborate their experience of the videotaped data For
example, an interpretation offered by one researcher (e.g., “Maybe he's proud of his mother?”) is countered by evidence offered by the
other (e.g., “He never looked at his mother”) The failure of the
re-searchers to corroborate their experience motivated further at-tempts to do so, which ultimately led to the concept of “scripted celebration”
M.F Mascolo / New Ideas in Psychology 44 (2017) 41e48
Trang 74.1.3 Disconfirmation and theoretical corroboration
From a hermeneutic framework, no sharp boundary separates
the hypothetical and observable worlds Nonetheless, as indicated
in Point C ofFig 2, pre-understandings are routinely confirmed and
disconfirmed by the data of experience Disconfirmations of prior
understandings are occasions for conceptual revision and
devel-opment However, if we cannot invoke the autonomy of data as an
objective “corrective” to our theoretical propositions, how can we
assess claims to knowledge? In the absence of objective standards
of evidence, the concept of corroboration provides one way to
evaluate the merits of our theoretical propositions Combining the
Latin roots com (together) and robur (strength), corroboration is the
process of “making something strong by coming together A
theo-retical proposition can thus be “made strong” (but not true) by the
ways its content “comes together” with multiple forms of evidence
The advantage to the notion of corroboration is its silence about the
form of evidence used to support a given proposition It contains no
prescription that forms of evidence be autonomous or independent
of the proposition to which it is compared While evidence is never
independent of a conceptual framework, neither is it wholly
determined by that framework A corroborated proposition is one
whose content is congruent with multiple forms of evidence from
diverse sources (Points C and D inFig 2)
Just as it makes no specifications for what constitutes evidence,
the concept of corroboration makes no necessary appeal to an
objective concept of truth While bearing some similarity to each, it
departs from the three dominant conceptions of truth in the
Western tradition (Wrenn, 2014) It implies no direct
correspon-dence between theory and an observer-independent reality; it does
not make claims to knowledge based on mere coherence among
propositions; and it does not identify truth with pragmatic utility.
Thus, from the standpoint of intersubjective inquiry, we might not
be inclined to speak of the truth of any given proposition; instead,
we might say that a proposition is more or less corroborated by
various forms evidence.
5 The intersubjective study of intersubjective beings
Persons are biological, psychological and socio-cultural beings
As biological beings, the human organism is effectively understood
from the third person standpoint of biological science However,
the methodological presuppositions of the natural sciences are not
always directly applicable to the study of persons as psychological
and socio-cultural beings Properties like agency, experience,
meaning, evaluation and selfhood are not the types of things that can
be studied objectively We come to know these person-centered
properties by virtue of our capacity for intersubjective
engage-ment with others To build a psychological theory of personhood, it
is necessary to reject both the subjective and objective poles of our
Cartesian legacy, and build on the intersubjective approaches that
have arisen (e.g.,Gergen, 2009; Martin & Bickhard, 2013;Mascolo
&Fischer, 2015; Raeff, 2017;Reddy, 2015;Shotter, 2017;Martin &
Sugarman, 2009, 2017)
The natural sciences have been highly successful in illuminating
the nature of the physical and biological world Within limits, their
embrace of the concept of objectivity is justified by their subject
matter With exceptions, the natural sciences focus on objects and
processes that exist within the coordinates of space and time, and
thus which can be, at least in principle, observed Human
experi-ence, however, is not an object Although it is expressed in the
activity of real bodies that operate in real time, experience is not
something that can be observed as if it were an object in space In
turn, the processes by which we gain psychological knowledge are
different from those through which we gain physical knowledge
(Martin & Sugarman, 2009; Mascolo, 2016) Acknowledging this
point does not make psychology less scientific (although it does imply that psychology is not scientific in the same way as natural sciences) On the contrary, it holds out the possibility of providing a more stable foundation on which to build a systematic psychology References
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