Brown / Energy Research & Social Science 1 2014 122–133 123createsthem,areferencepointinmanycasestotheireconomic status.Whilethelinesarebeginningtoblurmoreandmore,slash andburn agricultu
Trang 1Energy Research & Social Science 1 (2014) 122–133
j o u r n a l ho me p a g e :w w w e l s e v i e r c o m / l o c a t e / e r s s
Martin J Pasqualettia, Marilyn A Brownb,∗
aArizona State University, USA
bGeorgia Institute of Technology, USA
a r t i c l e i n f o
Article history:
Received 17 January 2014
Received in revised form 5 March 2014
Accepted 6 March 2014
Keywords:
Geography
Spatial analysis
Energy resources
Energy security
Landscapes
a b s t r a c t
Likeenergy,geographyisdeeplyrootedinourlives.The
rela-tionshipsbetweenenergyandsocietyaretoonumeroustofully
enumerate,tooingrainedtoboldlystandout,andtoosignificantto
overlook.Yet,despitetheirimportance,theserelationshipshave
heretofore lackeda scholarlyjournalsuitablytargeted fortheir
collectionandemphasis[1].Amongothersocialsciences,the
per-spective ofthe disciplineof geography hasbeenconspicuously
underdeveloped [2].At the sametime, scholarsin other
disci-plinesincreasinglyusegeographicalperspectivestoexaminethe
energyissuesfacingourplanet.Thistrendreflectsa“spatialturn”
that extends broadlyacrossthe physical,social, economic, and
policysciences[3,4].Asaresult,wealsoweaveintoourreview
someofthekeyconceptsandfindingsfromotherdisciplinesthat
havefocusedongeographicalaspectsofthenexusbetweenenergy
and society Our goalhereis toilluminate how geography can
enrichourunderstandingofenergyandsociety,toidentifywhat
∗ Corresponding author at: School of Public Policy, Dean’s Professor, Ivan Allen
College, Brook Byers Professor, Institute of Sustainable Systems, Georgia Institute of
Technology, DM Smith Building, Room 312, 685 Cherry Street, Atlanta, GA
30332-0345, USA Tel.: +1 404 385 0303.
E-mail address:Marilyn.Brown@pubpolicy.gatech.edu (M.A Brown).
is uniqueand helpful aboutcombining geography withenergy andsociety,toexplain someofthetechniquesand applications thathavecomefromthehands ofgeographerswho focustheir attentionatthisbusyintersection,andtosuggestareasoffuture research
1 Geographyinthestudyofenergyandsociety Acrossthelonghistoryofgeographicinquiry,themostenduring goalhasbeen tounderstandthesurface of theearth as modi-fiedbyhumanaction,that is,theculturallandscape.Ofallthe culturallandscapeshumansproduce,someofthemost idiosyn-craticcomefromourneedforenergy.Theselandscapeshavemany shapes,forms,andfunctions,includingcoalmines,expansivefields
ofdrillingrigsandwindturbines,hydroelectricdams,therounded domes of nuclearpower plants, and ever-present transmission linesthatmustconnectthosewhosupplypowerwiththosewho consumeit.Someoftheseenergylandscapes,suchasoildrilling derricks,aretemporary.OtherssuchasAlbertaoilsands develop-ment,mountain-topremovalinWestVirginia,andthe‘deadzone’ nearChernobylleavelong-lastingimprints
Whateverformtheytake,andwherevertheyexist,energy land-scapeshave oftenbeen avisible reflectionof thesociety’sthat
http://dx.doi.org/10.1016/j.erss.2014.03.016
2214-6296/Published by Elsevier Ltd.
Trang 2M.J Pasqualetti, M.A Brown / Energy Research & Social Science 1 (2014) 122–133 123
createsthem,areferencepointinmanycasestotheireconomic
status.Whilethelinesarebeginningtoblurmoreandmore,slash
andburn agriculturesuggestsanagriculturally basedeconomy,
whereasmassivestripminesandmountain-topremovalsuggest
afullyindustrialone.Astheyreadthelandscape,geographersare
tunedtosuchdifferencesandimplications
Theattentionthatthesealteredlandscapesattractfrom
geog-raphers conveys a natural curiosity about the form, function,
distribution,evolutionandpermanenceoftheworldaroundthem,
whether the territory in question is rural or urban In rural
energy locations,for example, geographers seekunderstanding
aboutorigins,purpose,temporal changes,cultureandeconomic
development,and likelypost-energydisposition Inurban
envi-ronments,geographersmightseekamplificationaboutclustering
andagglomeration,humanmigrationandrelocation,public
per-ceptions,transportationroutesandmeans,urbanmorphology,and
microclimates Takentogether,all phasesof energysupply and
demandarelikelytoattracttheinterestofgeographers.Indeed,
one might well argue that geography offers the most
expan-siveandappropriate perspectivein thestudyofenergy,at any
scale
Ofcourse,geographyisnotthelonesocialscienceinterested
in energy Historians, economists, sociologists, anthropologists,
lawyers, architects, planners—to name a few—all contribute
to our understanding The sphere of geography is, however,
particularly helpful understanding environmental and
geopo-litical ramifications of the entire supply chain In this way,
thethree elementswe are discussinghere—geography, energy,
and society—form a triangle, one that embraces within its
boundaries all the important activities that occupy our
inter-estin today’sworld Such importance has not alwaysbeen so
apparent
Untilroughly 1973,thetopicofenergy wasmostly abstract,
somethingwetookforgrantedwhenweflippedonalightswitch,
squeezedthehandleofafuelpump,orpresseddownthe
accel-eratorofourcar.TheAraboilembargochangedthat,shakingus
awaketotheeconomic,social,andpoliticalrepercussionsofour
ris-ingrelianceforenergy—especiallyoil—somethingthathadescaped
ournoticewhenitwascheapandplentiful.Soon,weweretalking
aboutOPEC,transportationchokepoints,andthepolitical
vulnera-bilitythathadcomewhilewewerenotpayingattention.Wehad
becomeoverlydependentonimportedoil
WeintheUSwerenotalone.Othercountries,suchasJapanand
theUKhadalsobecomeheavilydependentonoilimportedfrom
distantplaceslikeSaudiArabia.Asdependencyrose,sotoodid
concernsaboutnationalsecurityandtradeimbalances.Asthese
concernsincreased,sotoodidmilitarypresenceinthearea,meant
toensureoildeliverieswerenotinterrupted.Oilbecamecentral
tothelivesofthose livingintheFirstWorldandtothosewho
aspiredtojoinit.Aswestruggledtoadjusttoanewreality,we
weredriventobecomemoreknowledgeableaboutthegeography
ofoil,payingparticularattentiontosupplyingcountries,routesof
transportationanddistribution,applicationsandusesofoil,and
whatallthesefactorswouldmeaninachanging,shrinking,more
competitiveglobalmarketplace
Ataboutthesametime,earlyinthedecadeofthe‘70s,
con-cernsabout energyresources otherthan oilbegan bubbling to
thesurface.Itwasalsoatimeofrisingconsumerdemand,rapid
populationgrowth,unprecentedenvironmentallaws, increasing
intoleranceforenvironmentaldamage,andquickenedmessaging
Noenergyresourcewasimmunefromincreasedpublicscrutiny,
andcoalbecameamajortargetofattention.Althoughwehadbeen
usingcoalforoveracentury,ittookuntilthe1970sforusto
pub-licallyacknowledgethehighpriceit washavingonourhealth
and safety,plantsand animals,water supplies and,indeed, the
landscape itself.1 Geographers started contributing to studies aboutthesocioeconomicsofcoal,coalmining,powerplantsiting, anddownwindimpactsofpowerplantemissions[5–7].Whatoil hadbecomeontheinternationalstage,coalbecamewithinour bor-ders,andwestartedturningmoreandmoretonuclearpowerto generateourelectricitywithoutthetraditionalemissionsandother dangersofcoal.Thepeakofenthusiasmfornuclearpowercamein thelate1970s,whentheworldtotalofcommercialreactorscame
tomorethan400
As never before, geography and energy converged in the late 1970s and early 1980s The reason was apparent: energy demand—withallitsrepercussions—wasrisingatunprecedented rates,and thequestionsthatsurfacedwerefundamentally geo-graphical in nature.Therange of topics waswide, but initially attentionfocused onappropriate siteselection, fuel transporta-tion routing,and a wide assortmentof environmentalimpacts, particularlythosefromcoal miningandair pollution[8].Much
of the workon these problems took place in universities, but thenationallaboratoriesrampeduptheirattentionaswell.Oak RidgeNationalLaboratory,forexample,cametoeventuallyemploy aboutadozenPhDgeographersinitsenergydivision Universi-ties,nationallaboratoriesandthepublicsectorcametogetherto formtheEnergySpecialtyGroup(nowtheEnergyand Environ-mentSpecialtyGroup)oftheAssociationofAmericanGeographers
inPhiladelphia1979
Atalmostthesametime,justtwohours’drivetothenorthwest, thepartialmeltdownofanuclearreactoratThreeMileIslandwasto haveasmotheringeffectontheambitionsofnuclearpower advo-cates,andcatalyzeenergygeographersasneverbefore.Quickly, geographerswerecontributingtoourunderstandingofmanyof thespatialissuesuniquelylinkedtonuclearpower.Ironically,it turnedouttobepreparationforthefarmoreseriousaccidentjust
7yearslateratChernobyl,90milesnorthwestofKiev,Ukraine Thesetwoaccidentsmorethananyothereventsraisedpublic attentiontothehumancostsofnuclearpowerandresultedina burstofgeographicalstudies,particularlytheoverlookedmatters
ofdownwinddispersalofradioactivity,publicresponsesto emer-genciesandperceptionsofrisk,limitationstonuclearpowerplant siting,long-lastingwarningmarkers,nuclearpowerplant decom-missioning,globalproliferation,energyethics,andsocialjustice
[9–19].Many ofthese werebroughttogetherin1984withthe publicationofNuclear Power: Assessing and Managing Hazardous Technologyin1984[20]
Theseaccidentsemphasizedseveralcoregeographical consid-erations,suchassiting,dispersal,distribution,evacuationbehavior andmanyotherthemes.Thequestionmightbeasked:Whydid
it takesolong?Theanswer,inpart,isfoundinaneducational systemthathadstrippedgeographyfromthecurriculumin sec-ondaryeducationandevenuniversities;2influentialpolicymakers oftenlackedgeographicperspectiveoreventhemostbasic geo-graphicknowledge;thatis,knowingmorethanjustwherethings are,butunderstandingtheeconomicanddemographicworkings thatholdtheinhabitedworldtogether.Fortunately,thetidehas turnedandgeographyhasbeengraduallymakingitswaybackas
amoduleofpossessedknowledgeexpectedofaneducated per-son.Inpart,thisrenaissanceoccurredbecauseunderstandingthe
1 As one sign that geographers were becoming increasingly involved in study-ing the cost of coal, they invited Harry Caudill, author of the classic book on the human costs of coal, Night Comes to the Cumberlands, to give the keynote address
at the annual meeting of the Association of American Geographers, held in Louisville, Kentucky in 1980.
2 Several universities dropped geography departments, including Harvard, Yale, Stanford, and Chicago.
Trang 3124 M.J Pasqualetti, M.A Brown / Energy Research & Social Science 1 (2014) 122–133
Fig 1 Canal originally constructed for coal transport West Virginia Photo by M.J.
Pasqualetti.
geography of energy has obvious importance to international
affairsandbusinessopportunities.Politiciansneedsuch
knowl-edge in order to effectively and appropriately enact laws and
allocateresources.Businessesneedthatinformation inorderto
makemoney
2 Citiesasenergycreations
Asnodesofconvenience,tradeand mutualprotection,cities
relyonsteadyandreliablesuppliesofenergy.Themore
success-fulcities,atleasttheearlyones,controlledwateraswell.Insuch
places,asagricultureprovidedfoodsurpluses,peoplebecame
grad-uallylessnomadic.Afterthousandsofyearsofslowevolution,cities
changed morerapidlyas theproduction and useoffossilfuels
gained traction.Thesemore concentrated formsof energy
sup-portedindustrializationandcitiesexpandedinpopulationandsize
Therewasalso,however,anincreasingseparationofcitiesfrom
theirenergysources,andtheycouldprosperonlyaslongasthey
couldrelyonsteady contributionsfrom complicatedextraction
processingandheavy-goodstransport
Today, with more choices before them, people continue to
choosetoliveincities.Inlargepart,thischoiceisbasedonthe
principaladvantageofreliablesuppliesofmanyformsofenergy
MajorcitiessuchasLondonarenowservedbywireandpipe,but
itcouldprosperevenintheearlydaysbecausecoalwascarriedin
caravelsplyingthewatersoftheNorthSeafromNewcastle.Other
cities—suchasCardiffandEdinburgh—alsoonthewater,grewnot
justwiththeuseofthecoalbutwithitsexport,nearasboth
func-tionsaretoabundantcoalmeasures.Overtheyears,energyhas
providedboththeseedandthesustenanceofcitiesasdiverseas
Baku,Houston,KuwaitCity,AbuDhabi,Singapore,andKogalym,
Russia
Over time, technologicalinnovationsand energy availability
gavepeoplemoreflexibilitytochoosewheretheywishedtolive,
includingplacesatsubstantialdistancesfromenergyresources
The key element in this has beenthe growth of an elaborate,
expensiveandcomplexenergyinfrastructurethatconsistsoftwo
essentialingredients.Mines,refineries,harbors,andpowerplants
maybeconsidered‘points’,whereasthefeaturesthatconnectareas
ofsupplytoareasofdemandare“connectors”,thatis,thewaysby
which energycouldbemoved.Inmany ways,theseconnectors
havehadthemostimpact
In theearlydays offossilfueldevelopment,coalwas
trans-ported alongpurpose-built canalswhich were,atthetime, the
least-costmeansavailable(Fig.1).Somedecadeslater,railroads
supplemented and then largelydisplaced the functionof these
canals,althoughthecanalstendedtoremaintothisday.Inboth cases,thefixedroutesdividedthefunctionsofthelandand some-timesthesocialanddemographiccharacteristicsaswell.People mightbe,forexample,fromthe“wrongside”ofthetracks Thethirdtypeofland-basedenergyconveyancehasgrownto
bethemostubiquitousandmostconspicuous—transmissionlines Suchlinesarenoticeablebecausetheyareloftyandbecausethey cantraversegreatlineardistances.However,atleasttheirelevated positionallowsactivitiesandmovementunderneath,something noteasytoenvisionwherecanalsandrailroadsexist.Nonetheless, publicresponsehasbecomeheatedtothepointofviolenceinmany locations,asthedemandforpowerlineshascomeuphardagainst theirunavoidablevisualpresence,concernaboutlandvalues,and theirsuspected effects onhuman health Considered together, transmissionlines,canals,andrailroadsarevisibleexpressionsof theconvergenceofgeography,energyandsociety
Astheenergyinfrastructurehasspreadout,proximateenergy resourceshavehadadeclininginfluenceonwherepeopleputdown roots.Phoenix,ArizonaandAtlanta,Georgia,forexample,aremore than200milesfromsignificantsuppliesofoil,naturalgas,coal, uranium,orhydro-power.Theyareentirelydependentonimports forallbutatinyfractionoftheirenergyneeds.Peopleliveinsuch citiesfortheircomfortableclimatesandstrongeconomies,butthey havelosttouchwiththesourceofenergythatkeepseverything operating.Ithasbeenadramaticreversalfromthetimewhencities werefoundedspecificallybecauseenergyresourceswerenearby Despitetheirgrowingindependencefromenergyresources,the formofcitiesstillreflectsthegiveandtakebetweenenergy, geog-raphyandsociety.Considerpopulationdensitiesandsettlement patternsinEuropeancitiessuchasLondon.ThenlookatPhoenix,
AZ(Figs.2and3).DensitiesaremanyhigherintheEuropeancity thaninPhoenixbecausethenewercitiestookshapebefore dom-inantuseof the mostflexible and convenient forms of energy andtransportation,electricityand automobiles.Onceelectricity andcarsbecameubiquitous,littleresidualattractionforhigh den-sitylivingremained.Horizontalgrowthbecamecommonplaceas peoplespreadouttoacquiremorepersonalspace.Aswiresand roadsfollowed people,electricity and automobilesbecame the mostobvioustiesbetweenenergyandsociety.Manyofthese con-siderationsofurbanformand functionhave beenaddressedby geographers,amongthemSusanOwensofCambridgeUniversity
[21,22]
3 Energygeographymatures
Asusefulaserviceascitiesprovideinillustratingthe interac-tivenatureofenergyandsocietyinday-to-daylife,theydolittle
toexplainwhythedisciplineofgeographyisanappropriate plat-formfortheirstudy.Forthat,weneedtoconsiderthedifferences betweentheviewpointsofgeographersandthosefromtheother socialsciences.Sociologyandpsychology,forexample,might con-tributetoourunderstandingofhowtopersuadecitizenstouse masstransitor install moreinsulation in theirhomes Geogra-phers,on theother hand, contributed toour understandingof spatialpatterns,interactions,influences,andpathwaysatallscales Moreover,geographerslean—bypredilectionandtraining—more heavilytowardaspatialfocusthanotherscientists,theyalsotend emphasizetheidentifyinghowandwhynaturalandhumanmeld holistically.Thisemphasisamongenergygeographershasmatured overtime,ripeningfromanearlyemphasisonmappingthe loca-tionsofenergyresources,toapointwhenenergygeographershave becomehighlyskilledatconsideringquestionsaboutlocationand development,supplyanddemand,andtheenvironmentalcostsof themultiplestepsproducedalongtheway
Trang 4M.J Pasqualetti, M.A Brown / Energy Research & Social Science 1 (2014) 122–133 125
Fig 2 High population density in London, England Photo by M.J Pasqualetti.
Low population density in Phoenix, Arizona Photo by M.J Pasqualetti.
Trang 5126 M.J Pasqualetti, M.A Brown / Energy Research & Social Science 1 (2014) 122–133
By thebeginning oftheIndustrial Revolution, it was
appar-entthatwhoeverlivednearandcontrolledenergyricheshadthe
opportunitytoconvertthem intofinancial wealthandpolitical
power[23–25].Manypublicationsbyenergygeographershelda
regionalflavor,includingenergybooksonNewZealand,Ghana,
theCaspianBasin,China,theUSSRandpost-SovietRussia,andthe
UnitedKingdom[26–31]
Narrowing the field of vision, geographers started adding
locationtheory,particularlyintermsoffacilitysiting,and
trans-portation and economic exchanges [32] This was followed by
closerattentiontoindividualresourcessuchascoal,fuelwood,
andoil.Later,Mannerscontinuedhiscontributionstoenergy
geog-raphy,thistimeconcentratingontheBritishcoalscene[33–37]
Indeed,thebookslistedaboveeachstressedsomethingdifferent,
includingtransportation,siting,logistics,supply,demand,markets,
andpolicy[2]
Whiletheyremindedusofthebroadapplicabilityof
geogra-phyasadisciplinaryfoundationtoenergystudies,viewedfroma
distancewefindthatnoneofthesebooksunderscoredthevalue
ofblendingenergyandsociety.Thiscamefirstfromthe
sociolo-gistFredCottrell,and 20yearslaterbyEarlCook,thenDean of
GeoscienceatTexasA&MUniversity.Cookaddedthegeographer’s
touchtowhatCottrellhadbegun,providingperhapstheearliest
bookthatblendedenergy,geographyandsocietyintoasingle
vol-umeaccessible toabroad range ofuniversitystudents [38,39]
Meanwhile,chemist-turned-geographerDanielLuten,wasdoing
somethingsimilarfromhisperch1500mileswestatUCBerkeley
[40].Subsequently,severalothergeographerscontributedinbook
formspecificallyonenergyandsociety[41–43]
4 Theroleofgeography
Foldinggeography intothe mixof energy andsociety came
as populationpressure, instantaneous communication, national
interdependency,skyrocketingdemand,shiftingpoliticalstability,
andgrowingenvironmentalawarenessbroughtusalltoatipping
point.Environmentalistswerewranglingwithdevelopersoverthe
valueofwilderness,lawswerestiffeningtoincreaseminersafety
in impoverished places like WestVirginia, powerplant
opera-torswerebeingcompelledtomorecompletelycontroltheirwater
andairemissions,social injusticewasattractingmoreattention
in Indianreservations, nuclearpowerwasbeingdismissedasa
dangerousmistake,andclimatechangewasbecominga
polariz-ingtopic.Inotherwords,peopleeverywherewererealizingthe
vitalroleofenergytothelivestheylivedandthelivestheysought
Andgeographerswereinthemiddleofthedebate
ItwasaroleGeographywasparticularlywellsuitedtoplay,
becausegeographers wereadept at recognizing and evaluating
energyissuesthatwereemergingatthemeetingofenergyand
society They sawthat social questions had becomethe
domi-nantingredientinenergydiscussions.Itwasnolongerjustabout
measuringandverifyingclimatechange,butabouttheimpactof
climatechangeonforcedmigrationfromlow-lyingareas.Itwas
notjustaboutthedispersionofpowerplantemissions,butabout
howtheseemissionsaffectedrecreationaluseofriversandlakes,
settlementpatterns,andthehealthandsafetyoflivesdownwind
Itwasnolongerjustabouthowlandscapeswerechangedbythe
extractionandprocessingofenergyresources,butwhosuffered
asaresult.Itwasnolongerenoughtoknowhowbesttomeasure
solarinsolation;itbecamemoreimportanttounderstandhowthe
useofsolarenergycouldincreasethequalityoflifeforthoseliving
withoutaccesstotraditionalpowergrids.Itwasnolongersimplya
matterofsitingnewpowerplantsbasedonthetraditional
param-etersofload,water,andfuel;itwashowtheirexpected40+years
ofoperationwouldaffectthelivesofpeoplewhowouldlivenear themandtheuseofthelandaroundthem.Inmanycases—such
ascoalandnuclearplants—peoplewerestartingtoaskwhether, giventhesocialcostsinvolved,itwassuchagoodideatooperate thematall[44].Whereasothersocialscientistshavecometostudy energy,geographerstendtoemphasizeadifferentandoftenless inclusivesetofproblems.3
5 Geographyandrenewableenergy Movingtowardthepresent,wefindgeographersincreasingly interestedinthelanduseconflictsrelatedtothedevelopmentof twosite-specificresources—geothermalandwind—andonethat canrequirelargeswathsofland—solar.Theearliestofthiswork examinedgeothermalenergyinCalifornia’sImperialValley Geog-raphersasked:isitpossibletodevelopagricultureandenergyin thesameplace,onthesameland,atthesametime,without los-ingexistingjobsorthwartingeconomicdevelopment[45–47].In
adifferentsetting,90milesnorthofSanFranciscoatTheGeysers,
asimilarquestionsurfaced:Wasitpossibletodevelopgeothermal energyinproximitytoaconcentratedareaofresortsdownwind
[48].Theseandrelatedlanduseconflicts—whichareideallysuited
togeographicalanalysis—continuetochallengegeothermalenergy
inmanyareasoftheworld,althoughinstallationsintheU.S.have largelysidesteppednewcontroversybyembracingopportunities
inlightlypopulatedareasofNevada,Utah,andIdaho.The incen-tivefortheutilitycompaniesisthatgeothermalpower—unlikethat generatedfromwindandsolar—isavailable24haday
Wind,also a site-specific resource, attracts publicattention for reasonsthat are ripefor geographic analysis Like geother-malenergy,itintrudesonexistinglandscapes.Unlikegeothermal power,however,windturbinesriseintothesky75mormore,and theirspinningunavoidablyattractsbothalotofpublicattention andheatedopposition.Geographershavecontributedstronglyto ourunderstandingoftheenvironmentalcosts,placement,landuse considerations,economicdevelopment,andpublicacceptanceof windpower[49–61]
Solarenergyisathirdrenewableenergyresourcesparticularly suitedtogeographicstudy.Whileitisnotsite-specific,itis dif-fuse.Becausecentralizedinstallationsrequireagreatdealofland, thesitingofsuchinstallationsis beginning toencounter oppo-sitionoverlanduseissues,evenindeserts.Theproblemisthat
incurrentdeployments,utilitycompaniesfavorlargecentralized installations.Settingasidethefactthatdistributedgenerationisan inherentlymoresuitableapplicationoftheresource,solarenergy requiresaboutthesameamountoflandascoalwhentheentire fuelcycleisaccounted,somethingthatgeographersrecognized30 yearsago[62]
Wateris oneof the commonconsiderationsin powerplant siting,andhasthereforelongbeenofinteresttogeographers.More recently,however,waterhasbegunplayingadifferentrole.The so-calledwater/energynexushasbecomeparticularlyimportant considerationin many decisions,especially inthearid areasof theworldwherethetrade-offbetweenthepublicneedforwater
isbumpingupagainstthepublicneedforenergy Manyofthe problemsthathavesurfacedaregeographical innature, includ-ing‘virtual’transfersofembodiedwater,theinfluenceofneedson
3 Kolya Abramsky has edited a recent book on energy and society entitled Spark-ing a Worldwide Energy Revolution: Social Struggles in the Transition to a Post-Petrol World.Oakland, CA: AR Press It, like others, are useful in firming up the rela-tionships between energy and society, but they tend to underplay the role of geography.(defined here to include the lay of the land, geographical interactions and connection, and its scientific study).
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thesitingoffossilplants,theimpactofdry-coolingtechniqueson
thepriceofelectricity,andtheadvantageofsolarandwindwhere
waterisscarce[63–65]
6 Socialgeographyandpolicyperspectivestoenergy
research
Socialgeographyandpolicyanalysisofferanabundanceof
per-spectivestoenergyresearch.Overthepastseveraldecades,the
conceptsandframeworksofsocialgeographyandpolicyanalysis
havematured;atthesametime,theenergyproblemsdemanding
attentionhaveevolved.Thefollowinghighlightsofgeographical
perspectivestoenergyresearchillustratethepowerofthesetwo
approachesappliedbothindividuallyandincombination,
exploi-tingthestrengthsofeach
7 Energysecurity
The traditional conception of energy security addresses the
relative availability andreliability of energy fuels andservices;
it therefore strongly reflects the variability of energy resource
endowment,whichisatraditionalstrengthofgeographicanalysis
Overthepastdecade,thenotionofsecureenergyhasbroadenedin
scope,reflectingthecomplexsystemoffactorsthatinfluenceit.A
reviewoftheacademicliteraturerevealsthatenergysecurityhas
beentiedtofourkeydimensions:“availability”(reflectingphysical
accesstoenergyresources);“affordability”(afunctionofincome
andenergyprices);“efficiency”(areflectionoftheenergywasted
inprovidingenergyservices);and“sustainability”(referringtothe
impactofenergy productionanduseontheenvironment)[66]
Regionsoftheworldare challengedbydifferentaspectsof the
energysecuritydilemma.Whilenocountriesareenergy
indepen-dent,JapanandmanyEUnationsarefacingtheprospectofbeing
entirelyreliantonimported petroleumandnaturalgasin
com-binationwith energy prices that willchallenge theireconomic
competitivenessinworldmarkets.Othercountriesarechallenged
byair,land,andwaterpollutionfromenergyproduction.Inrecent
years,Shanghai,Beijing,andothercitiesinChinahaveexperienced
levelsofairpollutioncausedbyfossilfuelcombustionthatis
short-eninglifeexpectancyandpromptingtheoutmigrationofmanyof
thewealthiestandmostmobilecitizens.Coalaccountsfor70%of
theenergyconsumptioninChina,onaverage,andmoreduringits
winterheatingseason.Vehiclesaleshaveseendoubledigitgrowth
eachyearoverthepastdecade,followedbysignificantincreasesin
petroleumconsumption.Whilenewambientairqualitystandards
werepromulgatedin2012,theyaresignificantlylessdemanding
thanintheU.S.andmostE.U.nations
Theliteratureonenergysecurityhasfocusedonnational
con-ditions, but other scales of analysis have been highlighted by
geographers,fromtheindividualandsocialsettingtothe
trans-national and global scale The large scales have documented
concernsaboutglobalenergyresourcesufficiencyforaworld
pop-ulationthatcoulddoubleoverthenextcentury,andimplicationsof
fossilfuelconsumptionforglobalclimatechange.Totacklethese
globalproblems,MichaelBradshawcallsforareconfigurationof
thediscipline ofgeography, “unitingdevelopmentgeographers,
urbangeographers,economicgeographers,politicalgeographers
andculturalgeographerstodevelopanagendaforstudyingthe
geographies ofenergy security,climatechangeandlow carbon
transition”[67]
At a more micro scale, energy securityis a highly
context-dependentconditionthatisinfluencedbythesocialenvironment
in which individuals are immersed Research has affirmed the
importanceofgender,education,andageinshapingperceptions
of security–socio-demographiccharacteristicsthatalsohavea strongimpactonvulnerability[68,69].Females,individualswith higherlevelsofeducation,andliberalsaremorelikelytoengage
inenvironmentallyresponsiblebehavior[70].Withrespectto gen-der,conservativewhitemalesintheU.S.haveaparticularlystrong propensitytoendorsedenialistviewsonclimatechange[71],and U.S.menaremoreconcernedaboutenergysupplyaspectsof secu-rityandarelessconcernedabouttheenvironmentalandclimate consequences ofenergyuse, relativetoU.S.women [72].These differenceswould appeartobecorrelated withthegreater cer-taintyamongU.S.womenthathumanactivitiesarecausingglobal warming[73].Still,theimpactofsuchsocio-economicdifferences mustbecontextualizedbyotherfactorsincludingpublicpolicies, whichshapeclimateandsecurityperceptions.Levelof develop-ment,relianceonoilandstrongenergyefficiencypoliciesallaffect theindividual’ssenseofenergysecurity
Clearly,climateandenergyattitudesandpoliciesare compli-catedbythefactthattheimpactsofenergysecurityandofclimate changearenotuniversallyshared.Thegenderbiasinthe energy-povertynexusiswelldocumentedbytheAsianDevelopmentBank, theUNDevelopmentProgram,andothers[1].Forexample,inparts
ofAfrica,AsiaandSouthAmericawherebiomassisthedominant sourceoffuel,womenoftenspendhourseachdaycollectingwood, andthenareexposedtocarbonmonoxidepoisoningwhenthey preparemealsfortheirfamily.Thegreatervulnerabilityof devel-oping nations tosealevel riseand extremeclimateeventshas beenathemeoftheclimateadaptationliterature,where geogra-pherTomWilbanksofOakRidgeNationalLaboratory,hasbeenan internationalstrategist,leadingseveralkeyreportsbytheNational AcademiesandIntergovernmentalPanelonClimateChange(IPCC) dealingwithadaptation[74]
8 Geographicaltools Geographicinformationsystem(GIS)modeling,network anal-ysis,spatialoptimizationandmulti-regionalinput/outputanalysis arecorespecialtiesofgeography.Eachhasbeenusedtoaddress multipleenergyproblemssuchasoptimizingthelocationofenergy facilities,designing optimalgaspipelinenetworks,and estimat-ingtheimpactsofenergyinvestmentsoneconomicdevelopment, employmentandenvironmentalquality.Forexample,Newelland Vos[75]andHorneretal.[76]useGIS-sciencebasedapproaches
toimprovetheinventoryingofcarbonemissionsand estimates
ofcarbonfootprints.SouthworthandSonenberg[77]usenetwork analysistoestimatetheenergyconsumptionandresulting green-housegasemissionsassociatedwithpassengerandtruckfreight movementswithinthe100largestU.S.metropolitanareas.Spatial regressionsfoundthatthelargestenergy-basedcarbonfootprints werelocatedinurbanareaswithlowerpopulationconcentration, loweremploymentdensity,largetruckshareofvehiclemiles trav-eled,highermetropolitanareawealth,andless-developedpublic transitsystems.While vehicleemissionshave beenanalyzed in depth, theinclusionoffreight transportintroducedcontentious issuesaboutthe“responsibility”ofmetropolitanareasfor emis-sions fromtruckspassingthrough.Reflectingsuchtensions,the IntergovernmentalPanelonClimateChange(IPCC)distinguishes between“territorial”versus“consumption”basedGHG invento-ries.SignatoriestotheUnitedNationsFrameworkConventionon ClimateChangemustprovideterritorial-basedinventoriesonan annualbasis.TheseinventoriesmustaccountforGHGemissions and removalsthattakeplacewithintheterritoryover whicha countryhasjurisdiction.In contrast,consumption-based inven-toriesareallocateemissionstotheconsumersin eachcountry Theyaretrade-adjustedemissionsthattakeintoaccounttheGHG
Trang 7128 M.J Pasqualetti, M.A Brown / Energy Research & Social Science 1 (2014) 122–133
Fig 4 The environmental Kuznets curve.
emissions associated with imports and exports, and they are
typicallyderivedbymulti-regionalinput/outputanalysis[78]
Con-clusionsbasedonthesetwoalternativeinventoriescanbequite
distinct;forinstance,someindustrializedcountriesnolongerhave
slowedtheiremissionsovertimewhencalculatedona
consump-tionbasis
The environmental consequences of public policies such as
publictransitinvestmentsandrenewableportfoliostandardsand
subsidiesarebeginningtoberevealedbytheresearchof
geog-raphers and policy analysts [79,80] Indeed, geographers have
contributedsignificantly totheassessmentof thefullspectrum
of energyresources.Because oftheland intensityofbioenergy
production,itscompetitionwithfoodproduction,theimpactof
monocultureenergycropsonecosystems,andthevaluableroleof
forestcarbonsequestration,bioenergyhasbeenthefocusof
con-siderablegeographicalanalysis.Indeed,7ofthe24articlesinthe
specialissueoftheAnnalsoftheAssociationofAmerican
Geogra-phershadbioenergyasitsprincipalsubject[81].Clearlythetoolsof
geographicalanalysisarewellsuitedtoaddressingthechallenges
ofenergyandsociety
9 Toorichtocareortoorichtolivewithpollution?
SimonKuznets,1971NobelPrizeinEconomicshypothesized
that asa countrydevelops, marketforces drivea natural cycle
of economic inequality,at first increasing inequality, and then
decreasingitafteracertainaverageincomeisattained.This
find-inghasbeencarriedovertotheenvironmentalliterature,where
increasingincomeshavebeenlinkedtoaninitialincreaseandthen
declineinpollution–theenvironmentalKuznetscurve.Thecritical
questionisifcontinuedeconomicgrowthwillbringevergreater
harmtotheearth’senvironment,orifincomeandwealthwill
even-tuallybereinvestedintheearth’snaturalcapital?Theanswerto
thisquestioniscriticalforthedesignofappropriatedevelopment
strategiesfordevelopingcountries.Forsomeindicators,economic
growthbringsaninitialphaseofdeteriorationfollowedbya
sub-sequentphaseofimprovement.Thisturningpointsisshownin
Fig.4.One globalstudyof a range of localenvironmental
pol-lutants(includingurbanairpollutionandcontaminationinriver
basins)suggeststhatpollutionworsensuptoapercapitaincome
ofapproximately$16,000($2010),whichisportrayedasa“middle
income”turningpoint[82].Whilecountriestendtoincreasingly
importpollution-intensivegoodsastheybecomemoreaffluent,as
isshownin“consumption-based”GHGinventories,thisappearsto
betoosmallatrendtobethecauseofKuznetscurve
AnumberofstudieshavereviewedtheenvironmentalKuznets
curve as it appliesto greenhousegas emissions.Aldy [83],for
instance,providesevidencethatCO2 fromenergy consumption exhibitsapeakandplateauformwhenappliedtodatafortheU.S states.However,theinflectionpointsofthecurvevaryby loca-tion,suggestingthatalocation-specificanalysisisneeded.When appliedtourbanareas intheU.S.,Cox and Brownarenotable
tofindsupportforaninvertedU-shapedenvironmentalKuznets curve[84].Thisisconsistentwiththefailureofotherstodetect
aninvertedrelationshipbetweenincomeandpollution[85].Itis stillunclearifaffluentsocietiesarebecomingtoorichtocareabout pollutionoriftheywillbecometoorichtoacceptfurther environ-mentaldegradation.Furthergeographicresearchisneededonthis importantquestion
10 Spatialdiffusionofenergyinnovations Thedynamicsofscienceandtechnologypolicies–operating individuallyorbundledtogether–havebenefitedfromtheories
oftechnologyadoptionandinnovationdiffusion.Sincetheclassic workbyEverettRogers[86]onthediffusionofinnovation,itis welldocumentedthatinnovators(thefirst2.5%ofadopters)are notstronglyinfluencedbytheneedfor“imitation”,while subse-quentadoptersaremotivatedmorebysocialnormsandimitation, especially relying on “opinion leaders” who have successfully implemented the innovation Word-of-mouth is a particularly importantsource of information earlyin the diffusionprocess, withbroadermediagaininginfluenceastheinnovationprocess matures.TheseinfluencesweresubsequentlycodifiedintheBass model,usingcoefficientsofimitationandinnovation[87].Swedish GeographerTorstenHagerstrand,followedbyOhioState geogra-pherLarryBrownsubsequentlyplacedtheconceptofinnovation diffusionintoa spatial context,developing thetime-geography dimensionofsocialandeconomicdiffusiontheory[88,89].They highlightedtheroleplayedbythe“frictionofdistance”onthe pro-cessof“imitation”and“contagion,”andarticulatedtheinfluence
ofmarketandinfrastructuredevelopmentsonadoptiondecisions Subsequentgeographershaveappliedthesetheoretical underpin-ningstothediffusionofenergyinnovations[90,91].Thegeography
ofpolicydiffusionhassimilarlyevolvedwithanappreciationfor theimpactofgeographyontheadoptionofstateandlocalpolicy innovations[92]
Thedesignofenergyinformationandmarketingprogramshave oftenreflectedconceptsderivedfromtheworkofthese geogra-phersandsocialscientists,usingnuanceddynamicapproachesthat reflectthematurityofthetechnologyandthereadinessof mar-ketstoadoptthem.ThetimingofR&Dassistanceandsubsidies
toconsumershasreceivedagreatdealofattentioninpublic pol-icydebates.Itisoftentiedtotheoriesofinstitutionalfinanceand technologylearning,drawingonconceptsofthevalleyofdeath, corporatewelfare,andthealternativeoutcomeofstimulatingvs crowdingoutprivatesectorR&D
11 Technologylearning
Ithaslongbeenknownthattheunitcostofaproduct gener-allydeclinesasa functionofincreasingcumulative production, butthepaceof declinedepends onmany variables.The theory
oftechnologylearningwasfirstreportedbyGeorgeWrightwho foundthatthenumberoflaborhoursrequiredtoproduceasingle unitofairplanedeclinedasthecumulativeproductionofairplanes increased[93].Arrowsubsequentlyrelatedthelearningexperience
toproductmanufacturingbyintroducingtheconceptof “learning-by-doing”[94].Sincethen,themostcommonformofalearning curvehasbeenapowerfunction
Trang 8M.J Pasqualetti, M.A Brown / Energy Research & Social Science 1 (2014) 122–133 129
Fig 5 Cascading model of diffusion.
Source:Adapted from Herron and Williams [102]
Thelearningrateisdefinedastheproportionofunitcost
reduc-tion each time the cumulative production or capacity doubles,
basedontheassumptionofapowerfunctionrelationship.Since
thelate 1990s, learning curves have been usedto forecast the
performanceofenergytechnologies.Ontheenergysupply
tech-nologyside,scholarshavestudiedthecostreductionpotentialsfor
bothadvancedfossilfueltechnologiesandlowcarbon
technolo-gies.Astudyofthecombinedcyclegasturbineconcludedthatthis
highefficiencyequipmenthastappedoutmostofitscostdecline
potential[95].A studyofcarbon capturesand storage
technol-ogyconcludedthattheoveralllearningrateofthisequipmentis
approximatelyequallydividedbetweenthelearning-by-doingand
learningbyknowledgethroughR&D[96].Manystudieshave
exam-inedmultipleenergysupplytechnologiesinacomparativefashion
andreportawiderangeoflearningrates[97].Evenforthesame
technology,studiesfoundthatthere issomelevelof
uncertain-tiesassociatedwiththelearningrate,thevalueofwhichvariesby
regionandtimeperiod[21],bythetechnologicalstateof
subcom-ponents[22],andbytechniquesusedtoestimatethelearningrate
[98–100]
Asatoolforinformingenergypolicy,learningcurveshavebeen
appliedtostudythedesignofR&Dprogramsandsubsidiesto
stim-ulatethedeployment of low-carbontechnologies Studieshave
foundthateffectiveandefficientR&Dsupportandfinancial
sub-sidieswouldneedtobedesignedinaccordancewiththestateof
thetechnology, whichistosaythatthelevelandlengthofany
subsidyhavetobecalibratedaccordingtothelearningpotentialit
demonstratesanditsmarketpenetrationandmaturity
Astudythatlookedattheoptimalsubsidizationstrategiesfor
thespatialdiffusionofthreeclimatefriendlytechnologies(solar
photovoltaics,wind,andLi-ionbatteries)suggestedthatsubsidies
aremoreeffectivewhentheyareappliedinadiscontinuous
fash-ionaccordingtothedevelopmentstageofparticulartechnologies
[101].Usingsolidoxidefuelcells(SOFCs)asanexample,the
will-ingnesstopayapremiumforenergyinnovationsinsub-markets
canbeconstructed(Fig.5).Basedonregionalclimatedifferences
andthe“sparkspread”betweennaturalgasandelectricityprices,
regionscanbeorderedaccordingtotheirlikelymarket
penetra-tionatdifferentSOFCpricepoints.Thesetypesofstudiesprovide
astrongbasisforforecastinginnovationdiffusiontrends[102]
Whilealargenumberofenergysupplytechnologieshavebeen
studiedusingthelearningcurveapproach,littleattentionhasbeen
giventothediffusionofhigh-efficiencyend-useenergytechnology
12 Externalities,spillovers,leakages,andfreeriders Acrossthecountryandtheglobe,policymakerscontinuously debatetheinvolvementofpublicentitiesinprivateaffairs.When shouldmarketsberegulatedorincentivized?Whenisa partic-ularbundleofgoodsandservicesbestprovidedbygovernment
or a public-private partnership rather than the market alone? Whenshouldgovernmentagenciesregulateorincentivize mar-kets?Manybelievethatpublicinterventionisjustifiedonlywhen markets are flawed [103] Followingthis prescription,the U.K developeda“RegulatoryStateParadigm”wheregovernment pro-videsagoverningframeworkthattacklesmarketflawsandmoves economic activityin adefinedgeneraldirection,butallowsthe markettoselectthespecificmeanstoreachtheend[104] Marketfailuresincludeexternalities,spillovers,leakages,and freeriders[105],allofwhichhavespatialdimensionsandsohave beenfertiletopicsforgeographicinquiry.Forinstance,local exter-nalities include coal ashthat is impounded in unlined,leaking landfillsandmethaneleakagesfrompipelineswithrisksto sur-rounding communities Higher upthe scale, air pollution from powerplantsimpactdown-windcommunities,andgreenhousegas emissionshaveglobalconsequences.Typicallytheseexternalities aremonetizedandincorporatedintocost-benefitanalysisusing theresultsofstudiesthatmeasurehumanandecologicaldamage
orestimatesofbenefitsusingwillingnesstopayapproachessuch
ascontingentvaluation.ButasW.NeilAdgernotes,thefurtherthe impactsarefromthetypesofgoodsandservicestradedinmarkets, themoredifficulttheassessmentprocess,aswhenestimatingthe costofspeciesextinctionorthelossofavisualamenity[106].The valuationofenergyexternalitiescanvarywidelyoverspace,asa resultofpopulationdensitiesandecologicalloading;itistherefore ripeforfurthergeographicalanalysis
Leakage fromareas that have beenregulatedare illustrated
bystatesparticipatingintheRegionalGreenhouseGasInitiative (RGGI)intheNortheasternU.S.,whichhavecapsontheirregional
CO2 emissions from electricity generation In response to this regionalinitiative,adjacentstateshaveincreasedtheiroutputto sellintothehigher-priced RGGIelectricitymarkets[107] Simi-larly,furthersouth,aNewJerseybasedcompany,LSPower,has proposedbuildinga1200MWcoalplantinEarlyCounty,Georgia,
toexportelectricitytoFloridabecausetheplantlikelywouldnot havebeenapprovedineitheritshomestateorFlorida.Bylocating
inGeorgia,thenewplantwouldnotfaceasstringent environmen-talregulations,eventhoughitwouldincreasetheamountofCO2 releasedbyelectricitygenerationinGeorgiaby13percent[108] Governmentandutilityprogramsofferingsubsidiestopromote energy-efficientproductsareparticularlyplaguedbytheproblem
of free riders,since consumers whowould havepurchased the productevenintheabsenceofthesubsidywillstillreceiveit.The existenceoffreeridersreducestheestimationofenergysavings thatmightotherwisebeattributedtoanenergyefficiencypolicy
orprogram,sometimesbyasmuchas50%[109,110].Inatimeof fiscalconstraintsonpublicspending,geographersandothersocial scientistsskillsetcouldbeproductivelycapitalizedbyhelpingto develophighlytargetedanddynamicdesignsforfinancingpolicies andregulation
13 Pollutionhavensandtheracetothebottom Giventhemobilityofindustryandcommerce,stateandlocal governmentsoftendeclinetoadopthighenvironmentalstandards forfearthatanyenvironmentalgainswouldbemorethanoffsetby themovementofcapitaltootherareaswithlowerstandards–that
is,the“racetothebottom”.Communityofficialstypicallywantto
Trang 9130 M.J Pasqualetti, M.A Brown / Energy Research & Social Science 1 (2014) 122–133
lureindustriestorelocateorconstructnewfacilitieswithintheir
jurisdiction.Ifeachlocalityactssimilarly,lowerstandardsof
envi-ronmentalqualitywillproliferate,compared withthepreferred
higherstandardsfromabindingmechanismthatpreventstheloss
ofindustryordevelopment[111].The“racetothebottom”assumes
thatstatescompetetobetheleastrestrictiveinordertoattract
business,andtherevenueitbrings[112]
Policiesthatenforcestringentcodesruntheriskofencouraging
economicactivitytosimplyshifttolocalesandcountrieswithless
restrictivepolicies,whichcreates“pollutionhavens”[113].Such
havensoccurwhenlocalofficialshavebeencapturedbyregulatory
interests,ormaybeunwillingtobringenforcementactionsagainst
theirownlocalgovernmentsorcompanies.TheworkofJeffOsleeb
onneighborhoodair pollutionin anenvironmentaljustice
con-textisexemplaryofthecontributionofgeographerstothisstrand
of research[114] Takingthis lineofresearchone stepfurther,
geographershavelinkedlocalairtoxicemissionstosocio-spatial
disparitiesinrespiratoryhealth[115]
Inrecentyears,anumberofstategovernmentshaveemerged
ascleanenergypolicyleadersintheU.S.,suggestingthata“race
tothetop” maybeemerging.These leadersacrossthecountry
areadoptingpolicyinstrumentsaimedatcarbonmitigationand
renewableenergydeployment,suchasrenewableportfolio
stan-dards(RPS).TheRPSobligatesutilitiestomeetanincreasingshare
oftheirpowergenerationwithrenewableresources.Usingstates
asalaboratoryofdemocracy,geographersandpolicyanalystsare
beginningtoidentifythepreconditionsforsuchleadership–an
importanttopicforresearchworldwide[80]
14 Policyimplementationatdifferentgeographicscales
Thescaleofpolicyimplementationcanbejustasimportantas
thechoiceofpolicyinstrument.Thedivisionandauthorityfor
envi-ronmentalprotectionandeconomicdevelopmentbetweenlocal,
state,andnationalgovernmentshashistoricallylackedacohesive
rationale;asaresult,theintegrationof policiesacrossmultiple
scalesofgovernancehashadvariablesuccess.Theprincipleof
“sub-sidiarity”hasdominatedU.S.environmentalpolicy,presupposing
thatwheneverpossible,problemsshouldbeaddressedbylocaland
stateauthorities.Thisprinciplemirrorsthefederaliststructureof
theU.S.Government.Inaddition,itwouldappeartobe
applica-bletomanyenvironmentalproblems,whichtendtobelocalor
regionalinorigin.However,manyenvironmentalproblemshave
broadergeographicdimensions
Tointroduce refinementtothesimplesubsidiarity principle,
the“matchingprinciple” suggeststhatthelevelofjurisdictional
authorityshouldalignwiththegeographicscaleofthe
environ-mentalexternalitybeingaddressed.Thisprinciplewouldsuggest
thatthegeographicmatchfortacklingclimatechangeis
interna-tionalpolicyaction,sinceatonofCO2hasvirtuallythesameeffect
onclimatechangeifitisemittedinNew YorkorNewDelhi or
Newfoundland
Yet whilethe effects of climatechangeare certainly global,
theirunderlyingcause,atthesmallestscale, isindividual.Asa
result,the“subsidiarityprinciple” and the“matchingprinciple”
bothsufferfromover-simplification.Thebottomlineisthatpolicy
interventionatalllevelsmustbebetteralignedwiththegoalsof
cli-matesustainability.AsthesuccessortotheKyotoProtocolisbeing
debated,theissueofjurisdictionalscaleisprofoundlyimportant
Thedilemmaisthateachscaleofactionhasuniquebenefitsnot
generallyavailabletotheother.Localactioncanprovide
opportuni-tiesforexperimentationindesigningpolicy.Regulationsdesigned
bylocalagenciescanimprovebothsocialwelfareand
adminis-trativeefficiencysincetheyaretypicallytailoredtolocalneeds
andpreferences.IntheirresearchinterviewsinKansas,North Car-olina,Ohio, and Pennsylvania, geographersKatesand Wilbanks foundawidespreadpreferenceforstateandlocalregulatory over-sightratherthanfederalgovernanceorinternationaljurisdiction
[116].Peoplesharedabeliefthatstateandlocalregulatorswere moretrustworthy,capableofunderstandinglocalproblemsand resources,andapproachable.Theirfindingshighlightthatbringing climatepolicydecisionsclosertolocalcitizensimproves account-abilityandenhancesparticipationregardingthosedecisions.The argumentisbasedinpartoncivilrepublicanism,ortheideathat participationin localgovernmentisdesirableforinstillingcivic virtueinAmericancitizenry.Decentralizeddecision-makingallows foracloserfitbetweenpoliciesandpreferences,givingindividuals theoptiontosortthemselvesamongjurisdictionsbasedonwhich offersthemostappealingmixofpublicgoodsandpolicies[117]
On theother hand, nationaland globalaction ensures con-sistency, so that states and localities are not at an economic disadvantagebythelackofsimilarpolicieselsewhere.Theyalso benefitfromeconomiesofscaleintechnologydelivery,data collec-tion,R&D,etc.,andcanminimizetransactioncosts.Standardization canengenderamoreefficientregulatoryregimethana multiplic-ityofstateandlocalstandards,whichtendtoheightenbarriersto interstatetrade.Uniformityhelpsprovidemanufacturesand indus-trywithconsistentandpredictablestatutes.Forexample,overtime theU.S.hasmovedfromminimumenergyperformancestandards
atthestateleveltofederalstandardsthatprovidegreater unifor-mityandpredictability.Thedominanttechnologiesalreadybenefit frommatureandwellunderstoodregulatorysystems;incontrast, innovationscanbestalledbythelackoffullydeveloped regula-toryregimesincludingtestprocedures,codesandstandards,and enforcementsystems.Smartgridtechnologiesillustrateshowthe paceofdiffusioncanbeslowedasa newgenerationof regula-tionsoverdatasecurityandprivacy,renewableenergycredits,and interconnectionstandardsaredeveloped[118]
Nationalandglobalactionminimizesfreeriders,theracetothe bottom,greenhousegasemissionsleakage,andspillovereffects.At thesametime,itmayconstrainanyracetothetop.Geographers havealreadycontributedimmenselytothedebateoverscalesof energypolicyintervention,butmuchmoreworkisneededtobetter understandandcalibratetheirspatialconsequences
15 Polycentrismasanapproachto“ScaleUp”climate policy
The magnitude of the climate changechallenge demands a scalingupofefforts tomitigategreenhousegasemissions.The existence of multiple governing authorities with overlapping jurisdictionsoffersthepossibilityofcomplementaryback-up insti-tutions(athigherandlowerlevels)thatcanhelpoffsetsomeof theimperfectionsofsinglelevelsofgovernment.Thispolycentrist approachoffersthepossibilityofmoresubstantialoutcomesthan eitherahighlycentralizedorfullydecentralizedgovernance sys-tem[119,120].Themultiplicityoflevelsofgovernanceallowsthe sustainableenergy andclimatechangechallengestobetackled throughchangesattheenergysystemlevel,thefirmlevel,andin thepatternsofconsumptionandbehaviorthatcharacterizesocial systemsandindividuals[104]
Polycentricapproachestopolicydesignappeartohavemany virtues.Complementaryback-upinstitutions(athigherandlower levels)canhelpoffsetsomeoftheimperfectionsatanyonelevel Polycentrismcapturesthe“flexibility”benefitsoflocal/stateaction
aswellasthe“uniformity”and“equity”benefitsassociatedwith federal/globalaction It acceptsthat multiplejurisdictions with overlappingdutiescanoffercitizensmorechoiceinsettingmodes
Trang 10M.J Pasqualetti, M.A Brown / Energy Research & Social Science 1 (2014) 122–133 131
of regulation.Yet it still requires that localactors subscribe to
acommonsetofgoalsandtobroaderenforcement,minimizing
“transactioncosts”andthe“dilemmasofcollectiveaction.”When
multipleactorsatavarietyofscalesmustcompeteinoverlapping
areas,theycanoftenpromoteinnovationaswellascooperation
andcitizeninvolvement
Ontheotherhand,polycentrismalsofacesseveralchallenges
It requires thecoexistence of local,national, and international
lawsandprograms,assessingsimilartopics.Divergentrulesand
programscanleadtoredundancyofregulation,inefficiency,and
confusionaspeopletrytofigureoutwhichlawsapplytothem
Itmaytakemoretimeforissuestoberesolvedbecause
disgrun-tledpartiescanalwaysappealtotheotherlevelsofgovernment
Bycreatingoverlappingjurisdiction,regulatorsandpolicymakers
canblamedeficienciesonotherlevelsofgovernment.Thiscangive
themmoreabilitytocreatesmokescreens,toshirktheir
responsi-bilities,andtohopethatdisgruntledcitizenswillnotdiscernthe
propertargetfortheirire
Overall,polycentrismcouldcreateimportantrolesfor
multi-plescalesof action andmultiplestakeholders It wouldreduce
theriskofcreatinganintellectualcommonsproblemby
empow-eringsocial, political, and intellectualleadersfrom a varietyof
placestocontributetocleanandsecureenergysystems[66]
Poly-centricgovernanceoftheenergyinfrastructureecosystemwould
appear to be particularly fruitful topic for future research As
statedby AndreasGoldthauin anotherarticlein this inaugural
issue,“energyinfrastructuresystemscomprisemultiplegoverning
authoritiesandactorsatdifferingscales.Polycentrismtherefore
offersapromisinglenstorethinkthegovernanceofenergy
infra-structurewithaviewtofacilitating alowcarbonfuture”[121]
Spatialdimensionsofpolicyanalysisoffergeographersafulfilling
subjectforaddressingtheneedtomagnifytheimpactofpolicy
initiativesonmitigatingglobalclimatechange
16 Energyresourceendowmentandenergydisparities
Theroleofenergyininternationalcompetitivenesshasbecome
ahottopicwiththeemergenceofpronounceddisparitiesinenergy
prices.Whileoilisaninternationallytradedcommoditywithfairly
uniformwholesalepricesworldwide,naturalgasandelectricity
pricesarediverging.ComparedwiththeU.S.,naturalgasprices
arethreetimeshigherinEuropeandfivetimeshigherinJapan
ElectricitypricesaretwiceasexpensiveinEuropeandJapanas
intheU.S.Thesedisparitiesareparticularlyimportantto
energy-intensiveindustries,wherefuelsupplyandpowergenerationcan
be20–25%oftotalcosts,asintheironandsteel,pulpandpaper,
chemicals,andoilrefiningindustries.Asaresultoftheseregional
energypricedisparities,IEAforecaststhattheU.S.willexperience
anincreaseinitsshareofglobalexportsofenergy-intensivegoods,
whiletheE.U.andJapanwillbothseeastrongdecline intheir
exportshares,acombinedlossofaboutone-thirdoftheircurrent
share[122]
Energypovertyisalsoaloomingissue[123,124].Thenumber
ofpeoplethatarenotconnectedtoanelectricgridanddonothave
solarsystemstogenerateelectricityremainsunacceptablyhighat
1.3billion,around20%oftheworld’spopulation.Despiteawealth
ofresources,energyusepercapitainAfricaislessthanone-third
oftheglobalaveragein2035.Inaddition,almosthalfofthe1.3
billionpeopleintheworldwithoutaccesstoelectricityand
one-quarterofthe2.6billionpeoplerelyingonthetraditionaluseof
biomassforcookingliveinAfrica.Howarewegoingtocontinue
toprovidetheenergyservicesofindustrializedandnewly
emerg-ingeconomiesandpullmorethanabillionpeopleoutofpoverty
withoutoverheatingtheplanet?Theseissues,amongmanyothers, areripetopicsforfurthergeographicanalysis
17 Conclusions
Asgeographerscontinuetoexplorethechallengesbeingcreated whereenergyandsocietymeet,theywillhelpuncoverthepathto greaterclarity,fairness,andequilibrium.Wehave,inthepastfew pages,outlinedsomeofthecontributionsgeographershavemade
sofartothesetopics.Theagendaforfutureresearchislargeand important
Theconceptofenergysecurityasaplaceandcontext-specific goalplaysintothestrengthsofgeographicanalysis.Withtoolssuch
asGIS-basedmodeling,networkanalysis,spatialoptimizationand multi-regionalinput/outputanalysis,geographerscanapplytheir disciplinarystrengthstoexplainspatialvariationsinenergy secu-rity.Energyaffordability,consumptionefficiency,environmental stewardshipand issues ofenergy equity needtobecome more visibledimensionsoftheenergysecurityconcept,whichhas tradi-tionallyfocusedmorenarrowlyonenergyresourceendowment and energy infrastructures.Thisbroaderrange oftopics iswell suitedtogeographicalanalysis
Energy externalities, spillovers,leakages, and free riders are inherentlygeographic challengesintimatelytied toenergy pro-duction anduse Their relationshiptothecreation of pollution havensandtheracetothebottomrevealshowsocietycan suf-ferwhenthesechallengesarenoteffectivelyaddressed.Describing andexplainingspatialvariationsinthelinkbetweenaffluenceand pollutionwouldalsobeaproductivetopicforfuturework,since sustainabledevelopmentappearstodependuponthe manifesta-tionoftheenvironmentalKuznetseffect
Facilitating the spatial diffusion of energy innovations and the process of technology learning are also key to solving energy/societyproblems.Itiswelldocumentedthatnew technolo-gieswillbeneededtolowerthecarbonintensityandcostofenergy systems.Successfulsolutionswillbeonesthatadapteasilyinto cur-rentsocio-economicsystems;geographerscanassistinevaluating this typeoftechnologyreadiness,andindeveloping geographic deploymentstrategies.Inthiscontext,policyimplementationat differentgeographicscalesisa ripesubject forfurtheranalysis, andafocusonpolycentrismasanapproachto“scaleup”climate policywouldseemparticularlyprudent
Inthefinalanalysis,therecanbenoconsiderationofenergy andsocietywithoutafullappreciationandconsiderationof geog-raphy.Geographyprovidesthetiethatbinds,placesitincontext, highlightsscale,andidentifieslocationinreferencetoallother fac-torsofsupply,demand,transportation,consumption,andimpact Themodernenergyworldistoocomplex,toointerdependent,and toovulnerableforustoignorehowitallfitstogether.Aswehave triedtomakeclear,geographyandgeographershavebeenplaying
animportantpartinthisprocess,andtheywillcontributeeven moreinthefuture
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