22nd Annual Conference on the Globalisation of Investment Funds pot

UP TO 11¼ CPD HOURS A VAILABLE* A conference presented by the IBA Investment Funds Committee and supported by the IBA North American Regional Forum, the National Investment Company Servi

UP TO 11¼ CPD HOURS A

VAILABLE*

A conference presented by the IBA Investment Funds Committee and supported by the IBA North American Regional Forum, the National Investment Company Services Association (NICSA), the Association of the Luxembourg Fund Industry (ALFI), Bundesverband Investment and Asset Management (BVI), the Bundesverband Alternative Investments (BAI) and the Irish Funds Industry Association (IFIA)

22nd Annual Conference on the

Globalisation of Investment Funds

15–18 May 2011 Boston Harbor Hotel, Boston, USA Session topics include:

• A roundtable discussion among industry leaders on the future of the investment funds industry

• Regulation of alternative investment managers

• Globalisation of fund regulation – trends towards co-ordination and the changing role of regulators

• Latin American markets (Brazil, Chile, Colombia, Mexico and Peru) – investing and managing assets

in Latin America

• Custody and prime brokerage issues

• UCITS IV

• Examining the ETF strategy

Workshop/Focus Group sessions – topics include:

• Distressed investing

• Development of distributors duty of care

• The increasing focus on risk management

• Master class workshop on derivatives

• Impact of Volcker Rules on private equity/hedge funds

Keynote Speakers include:

• Bob Pozen Senior Lecturer at Harvard Business School and Chairman Emeritus, MFS Investment Management, Boston

• Andrés Velasco Former Minister of Finance, Chile

Who should attend?

Asset managers and fund management executives, lawyers including in-house counsel, institutional investors, accountants and other service providers in the global investment funds industry

Headline sponsor

*As per the Solicitors

Regulation Authority

of England and Wales

The number of CPD

points/hours available

may vary for other bar

associations and law

societies depending on

their criteria

Conference kindly supported by

Sunday night welcome reception sponsors

On the cusp of a new order

Even after two years of high drama since the collapse of

Lehman, the world is still experiencing very uncertain times and

yet despite the talk of further market crashes, a currency crisis,

financial meltdown and the demise of hedge funds, there is

a great deal of optimism for the future of investment funds

However, most people are agreed that the future will look

very different to what has gone before For instance, there

are major regulatory changes coming down the track not only

in the regulation of the investment funds industry itself but

financial services generally, including the regulation of banks

These changes will have their own impact on our industry

While most of us are optimistic about the future it is not at

all clear where the industry goal posts will finally be placed

There is still much debate, lobbying and work to be done

if we are to influence a new order which will be practical

and workable This is why the Globalisation of Investment

Funds Conference with its long and illustrious track record

is more relevant than ever Last year’s conference was an

unqualified success and I believe the main concern for 2011

is whether the venue will be able to accommodate the

expected increase in numbers I would therefore, encourage

all of you to book early We expect the debate around the

major regulatory initiatives and the emergence of certain

dominant products to be lively to say the least

We believe it is at conferences like ours that market participants

have the opportunity to make their voices heard and to

influence the development of the industry It is for this reason

that we encourage audience participation and lively debate

Challenging sacred cows is no bad thing and with this in mind

I invite you to join us again if you are an old friend and if you

have not been before please join us and make new friends

and contacts in the industry while at the same time informing

yourself of the changing nature of the industry

Yours sincerely,

David Dillon

Conference Co-Chair

Partner, Dillon Eustace, Dublin

Conference Co-Chairs

David Dillon Partner, Dillon Eustace, Dublin Stephen H Etkind Partner, Minter Ellison Lawyers, Sydney,

New South Wales

Conference Chair Emeritus

Paul I Harris Formerly Partner, Linklaters, London; First Annual

Conference Co-Chair

Organising Committee

Kirstene Baillie Partner, Field Fisher Waterhouse LLP, London;

Co-Chair, IBA Investment Funds Committee

Jack Berk Partner, Loyens & Loeff NV, Amsterdam; Vice-Chair,

IBA Investment Funds Committee

Christopher Christian Partner, Dechert LLP, Boston Felipe Cousino Partner, Alessandri & Compania Ltda, Santiago;

Co-Chair, IBA Investment Funds Committee

Jacques Elvinger Elvinger Hoss & Prussen, Luxembourg;

Newsletter Editor, IBA Investment Funds Committee

Rory Gallaher Partner, Deacons, Hong Kong SAR; Senior

Vice-Chair, IBA Investment Funds Committee

Rebecca F Silberstein Debevoise & Plimpton LLP, New York;

Membership Officer, IBA Investment Funds Committee

Edgar Wallach Partner, Hengeler Mueller, Frankfurt

Host Committee

Christopher Christian Partner, Dechert LLP, (Co-Chair) Peter Finnerty Partner, PricewaterhouseCoopers Stuart E Fross Partner, K&L Gates LLP

W Andrew Fry Executive Vice-President, State Street Bank & Trust Paul I Harris Conference Chair Emeritus (Co-Chair)

Susan C Livingston Partner, Brown Brothers Harriman & Co (BBH) George O Martinez Executive Director, Fund Administration,

JP Morgan Investor Services

Kevin Ouellette Senior Counsel, Wells Fargo Asset Management Helen Robichaud Managing Director and Senior Counsel,

BNY Mellon Investment Servicing (US) Inc

Timothy Silva Partner, Wilmer Hale

Sunday 15 May

1630 – 1930 Registration

1800 – 2130 Welcome reception

Boston Harbor Hotel

Associate conference sponsor

Monday 16 May

0730 – 1630 Registration

0730 – 0830 Continental breakfast

0830 – 0840 Opening remarks

David Dillon

0840 – 0915 Keynote address

Bob Pozen Senior Lecturer at Harvard Business School and Chairman

Emeritus, MFS Investment Management, Boston

0915 – 1030

Roundtable discussion among industry leaders on the

future of the investment funds industry

The discussion includes:

• Reflections on how the recent crisis has affected particular

organisations

• Strategies for responding to regulatory change and investor

resistance

• Challenges of globalisation as it effects investment and distribution

• Designing products to meet investors needs

Moderator

Theresa Hamacher President, NICSA, Boston

Speakers

Glenn R Carlson Chief Executive Officer, Brandes Investment Partners,

San Diego

Nadine S Chakar Head of Global Financial Institutions, BNY Mellon

Asset Servicing, New York

Susan Cote Ernst & Young, Americas Asset Management Leader

Financial Services, New York

Stuart Dyer Director, Close Asset Management, Head of Intermediary

Acquisitions, London

Keith Hartstein President and Chief Executive Officer, John Hancock

Financial, Boston

Mike Niedermeyer Head of the Wells Fargo, Asset Management

Group, San Francisco

1030 – 1100 Refreshment break

1100 – 1230

Regulation of Alternative Investment Managers

Topics will cover the AIFM Directive and the Frank Dodd Act in the context of:

• Scope of the legislation

• What are the key questions which remain outstanding?

• How will secondary legislation and implementation affect the impact

of the directive and the Act?

• Practical consequences for managers

Moderator

Stephen Ross Group General Counsel, Man Group, London

Speakers

Lorna Bowen Partner, Linklaters, New York Frank Dornseifer Managing Director, Legal and Compliance, German

Alternative Investments Association, Frankfurt

Michael Newell Norton Rose, London Marc Romano Chief Executive Officer, Schroders New FinanceCapital,

London

Paul Roth Partner, Schulte Roth & Zabel, New York Jerome Wigny Partner, Elvinger Hoss & Prussen, Luxembourg

1230 – 1400 Lunch

1400 – 1515/1515 – 1630

Discussion groups

Conference attendees will have the opportunity to participate in small informal groups to discuss current issues in the global investment funds industry

The following topics have been selected for the discussion groups, though this list may be updated in early 2011 to reflect recent developments in the markets:

1400 – 1515/1515 – 1630 (1) Distressed investing (2) Development of distributors’ duty of care (3) The increasing focus on risk management (4) Master class workshop on derivatives (5) Impact of Volcker Rules on private equity/hedge funds (6) Trends in private equity funds

(7) Developments in regulation of money market funds (8) Use of UCITS platforms for distribution

(9) Meet the regulators Please indicate your preferred groups on the registration form

Sessions will be scheduled on the level of interest in each topic The organisers reserve the right to change or cancel sessions

Tuesday night gala dinner sponsors

G A &

Ganado

& Associates

0730 – 1215 Registration

0730 – 0830 Continental breakfast

0830 – 0835 Opening remarks

Stephen Etkind

0835 – 1015

Globalisation of fund regulation – trends towards

co-ordination and the changing role of regulators

• The need for increased co-ordination between regulators

• Influence of IOSCO and ESMA and other International supervisory

networks and bodies

• Challenges of fund regulation in the current political and economic

environment

• Changing roles of regulators and the approaches taken by different

countries

Moderator

Philip Reed General Counsel, Threadneedle Asset Management,

London

Speakers

Patrice Berge Vincent Head, Asset Management Policy Department,

AMF, Paris

Mike Deveney Manager, EU and cross-cutting issues team, Conduct

Business Unit, Policy Division, FSA, London

Jean-Marc Goy Counsel for International Affairs (CSSF), Luxembourg

Martina Kelly Senior Regulator, Policy – Investment Funds, Central

Bank of Ireland, Dublin

David Vaughan Securities and Exchange Commission, Washington DC

(invited)

Uwe Wewel Head of Investment and Hedge Fund Division, German

Ministry of Finance, Berlin

1015 – 1045 Refreshment break

1045 – 1215 CONCURRENT SESSIONS

CONCURRENT SESSION A

Hedge fund session – custody and prime brokerage issues

Looking ahead: custody and prime brokerage in the post Lehman and Madoff world

• The changing roles of custodians over prime brokers

• The security of hedge fund assets

• The role of prime brokerage for hedge fund style UCITS

• Impact of legislation on business models

Moderator

Rob O’Connor Managing Director, Morgan Stanley, New York

Speakers

James F Doyle Executive Director, UBS Investment Bank, New York Michael Huber Vice-President and Associate General Counsel,

Goldman Sachs & Co, New York

Nigel Kemp Managing Director, Global Transaction Services, Citicorp,

London

Brian Ruane CEO, Alternative Investment Services, BNY Mellon,

New York

Lodewijk Van Setten Managing Director, Morgan Stanley, Legal &

Compliance, London

CONCURRENT SESSION B

UCITS IV

• Status of implementation in EU member countries

• Impact in non-EU member countries

• Challenges: Managing the KIID

• Opportunities: Management Company passport, Mergers and Master-Feeders

Moderator

Michèle Eisenhuth Partner, Arendt & Medernach, Luxembourg

Speakers

Steve R Barr Head of International Legal Group Alliance Bernstein LP,

New York

Paul Elmlinger Senior Associate General Counsel, International

Franklin Templeton Investments, New York

Marietta Lienhard Partner, White & Case, Frankfurt Han Ming Ho Partner, Clifford Chance, Singapore Pamela Thompson Partner, Eversheds, London

Programme continued

Lunch and refreshment break sponsor Charles River Boat cruise and tour of Harvard sponsor

0730 – 1115 Registration

0730 – 0830 Continental breakfast

0830 – 0850 Latin American Address

Andrés Velasco Former Minister of Finance Chile, Santiago

0850 – 1000

Latin America markets (Brazil, Chile, Colombia, Mexico and

Peru) – investing and managing assets in Latin America

Moderator

Daniel Rodríguez Partner, Rodríguez Rueda SC, Mexico City

Speakers

Alessia Abello Partner, Posse Herrera & Ruiz, Bogota

Bruno Balduccini Partner Pinheiro Neto Advogados, São Paulo

Jaime de la Barra Founding Partner and President, Compass Group

Chile, Santiago

Juan Luis Hernández G Partner, Hernández & Cia Abogados, Lima

Andrés Velasco Former Minister of Finance Chile, Santiago

1000 – 1115

Examining developments for Exchange Traded Funds

Examining the ETF strategy

• Surveying the global picture

• The advantages and pitfalls of ETF investment

• Is active management for ETFs appropriate or necessary?

• Trading and/or listing on Stock Exchanges

• Interplay between the UCITS and the Listing Authorities’ requirements

Moderator

Kathleen Moriarty Partner, Katten Muchin Rosenman LLP, New York

Speakers

Deborah Fuhr Managing Director Global Head of ETF Research and

Implementation Strategy, Blackrock, London

Nick Holman Partner, Hogan Lovells, London

Roger Joseph Partner, Bingham McCutchen, Boston

Frank Koudelka Senior Vice-President, ETF Product Specialist, State

Street Bank, Boston

Tara O’Callaghan Principal – Listing, Dillon Eustace, Dublin

1115 Closing remarks

Edgar Wallach Conference Chair Emeritus

CPD accreditation from the Solicitors Regulation Authority of England and Wales: up to 11¼ hours available

Continuing Professional Development/Continuing Legal Education For delegates from countries where CPD/CLE is mandatory, the International Bar Association will be pleased to provide a Conference Certificate of Attendance which, subject to the exact CPD/CLE requirements, may be used

to obtain the equivalent accreditation in your jurisdiction.

This conference has been accredited for CPD by the Solicitors Regulatory Authority of England and Wales Delegates should ask staff at the registration desk for information on how to obtain the hours.

US CLE

Accreditation has been approved by the State Bar of New York and the State Bar of California IBA certificates of attendance will be available for lawyers from self-reporting US states.

The organisers may at any time, with or without giving notice, in their absolute discretion and without giving any reason, cancel or postpone the conference, change its venue or any of the other published particulars, or withdraw any invitation to attend In any case, neither the organisers nor any of their offic-ers, employees, agents, members or representatives shall be liable for any loss, liability, damage or expense suffered or incurred by any person, nor will they return any money paid to them in connection with the conference unless they are satisfied not only that the money in question remains under their control but also that the person who paid it has been unfairly prejudiced (as to which, decision shall be in their sole and unfettered discretion and, when announced, final and conclusive).

Sunday 15 May

1800 – 2130 Welcome reception

Boston Harbor Hotel

Sponsored by

Tuesday 17 May

1330 – 1630 Charles River boat cruise and tour of Harvard

Sponsored by

Departs: Rowes Wharf

The cruise will tour Boston’s inner harbor and historical sites, including

the USS Constitution ‘Old Ironsides’ (as she is called) has served the US

Navy for over 210 years making her the world’s oldest commissioned

warship afloat Then into the Charles River, which is one of the most

recognisable sights in the greater Boston area, offering spectacular

views of Boston and Cambridge We will cruise past countless sailboats

and rowers before our arrival at Harvard Refreshments will be served

on board There will be a short coach transfer to Harvard

Harvard was established in 1636 and will celebrate its 375th

anniversary in 2011 It’s the oldest institution of higher education in

the United States and the first corporation (officially The President

and Fellows of Harvard College) chartered in the country A guide will

take our group on a walking tour of this historical university campus

The cruise will return to Boston Harbor giving you another chance to

see the majestic skyline of Boston and the beautiful college town of

Cambridge

Price: US$25 per person (includes cruise, refreshments, guided tour of

Harvard)

Rowes Wharf is located at the Boston Harbor Hotel

Please complete the relevant section of the registration form Places

will be allocated on a first-come, first-served basis and cannot be

guaranteed

1900 – 2200 Reception and gala dinner buffet

State Street

Sixty State Street, 33 Floor, Boston 02109

The State Room is an urban event space offering breath-taking views of

the harbor and city Located at the top of 60 State Street, this chic and

modern venue offers a genuine sense of being on top of the world

Transport is not provided, the State Room is within walking distance of

the Boston Harbor Hotel

Sponsored by

Golf courses

Should you wish to arrange to play golf during your trip to Boston, the following golf courses are suggested Please contact the clubs directly in order to obtain pricing and availability and to make bookings

Granite Links Golf Club at Quarry Hills

www.granitelinksgolfclub.com

27 holes; John Sanford design; first 9 opened 2003 Tel: +1 (617) 689 1900

Located ten miles from the hotel

Pinehills Golf Club

www.pinehillsgolf.com Two 18-hole courses – Nicklaus (2002) and Rees Jones (2001) designs Tel: +1 (508) 209 3000

Located 47 miles from the hotel in Plymouth; although the distance

is much further, the venue is a historic town near Cape Cod, so well worth the trip

George Wright Golf Course

www.cityofboston.gov/golf

1938 municipal course owned by the City of Boston; Donald Ross design

Tel: +1 (617) 364 2300 Located nine miles from the hotel

Sandy Burr Country Club

www.sandyburr.com

1922 Donald Ross design Tel: +1 (508) 358 7211 Located 20 miles from the hotel

Social programme

G A&

Ganado

& Associates

Fees

Online registrations received:

IBA/NICSA/ALFI/IFIA/

BVI/BAI members US$1,350 US$1,510

Non-member* US$1,585 US$1,745

Hard copy registration forms and fees received:

IBA/NICSA/ALFI/IFIA/

BVI/BAI members US$1,500 US$1,675

Non-member* US$1,760 US$1,935

* By paying the non-member fee, we welcome you as a delegate member

of the IBA for the year in which this conference is held, which entitles

you to the following benefits:

(1) Password access to certain parts of the IBA website

(2) Receipt of IBA E-news and access to online versions of IBA Global Insight

(3) Pay the member rate for any subsequent conference registrations for this

calendar year

(4) Take advantage of IBA Special Offers

If you would like to become a full or general member of the IBA, which

includes membership of one committee or more – and inclusion in and

access to our membership directory – we encourage you to do so now and

register for this conference at the member rate Full details of how to join

can be found at www.ibanet.org.

After 6 May registrations must be received by hard copy at the IBA office.

Full payment must be received in order to process your registration.

Date

15–18 May 2010

Venue

Boston Harbor Hotel at Rowes Wharf

70 Rowes Wharf

Boston, MA 02110

USA

Tel: +1 (617) 439 7000

Fax: +1 (617) 330 9450

www.bhh.com

Language

All working sessions and conference materials will be in English

How to register

Register online by 6 May at www.int-bar.org/conferences/conf373 and

make payment by credit card, to avail of the ten per cent online registration discount or complete the attached registration form and return it to Rebecca Morgan at the IBA together with your payment You should receive e-mail confirmation of your registration within

five days; if you do not then please contact Rebecca Morgan at rebecca morgan@int-bar.org.

Fees include:

• Attendance at all working sessions

• Conference materials, including any available speakers’ papers submitted

to the IBA before 2 May

• Access to the above conference working materials from the IBA website

Speaker presentations received at the IBA prior to 3 May will be distributed in hard copy at the conference

• Welcome reception on 15 May

• Lunch on Monday 16 May

• Continental breakfast on 16, 17 and 18 May

• Discussion groups on 16 May

• Tea and coffee during breaks

• Reception and gala dinner buffet on 17 May

Please note that registrations are not transferable.

Guest fees include:

• Welcome reception on 15 May

• Reception and gala dinner buffet on 17 May Delegates wishing to bring a guest to any social functions must register and pay the guest fee (US$330) Guests are not entitled to attend the working sessions No member of the legal profession may be registered as a guest

List of participants

In order for your name to appear in the list of participants, which will be distributed at the conference, your registration form must be received by

6 May at the latest.

Registration confirmation

All documentation regarding your attendance at the conference can now

be obtained from the IBA website Upon receipt of your payment for the conference a confirmation e-mail will be sent containing instructions on how to download the documents Registration confirmation will not be distributed by post

Promotional literature

Please note that no individual or organisation may display or distribute

publicity material or other printed matter during the conference, unless

by prior arrangement with the IBA Organisations and companies wishing

to discuss promotional opportunities should contact the Sponsorship

department at the IBA (sponsorship@int-bar.org)

Social programme

Social event ticket reservations cannot be guaranteed unless payment has

been received before 6 May Places are subject to availability.

Media attendance

Members of the media may be present throughout this conference Unless otherwise noted, sessions and presentations are ‘on the record’

Please note: audience use of mobiles, laptops, recording devices and other electronic devices is prohibited in all conference sessions

The IBA assumes no responsibility for non-refundable transportation, hotel accommodation or additional costs incurred by registrants

Hotel accommodation

A limited number of rooms have been reserved at the Boston Harbor Hotel

for the nights of 14–17 May 2011 inclusive

Boston Harbor Hotel at Rowes Wharf

70 Rowes Wharf

Boston, MA 02110, USA

Tel: +1 (617) 439 7000

Fax: +1 (617) 330 9450

www.bhh.com

The following rates are per room, per night and exclude meals, (taxes

currently 14.45 per cent) and gratuities:

Cityview king superior room single/double US$350

Harbourview king superior room single/double US$425

Cityview king deluxe room single/double US$450

Harbourview king deluxe room single/double US$525

Subject to availability, the rates quoted apply if booked by 13 April via the

official accommodation agent, Judy Lane Consulting (JLC) This is a limited

block of rooms so please book early as rates and availability cannot be

guaranteed Thereafter, all reservation requests should be made direct with

the hotel, quoting ‘IBA Conference’ as the reference

To make a reservation:

Complete the ‘Accommodation form’ and return to JLC as soon as possible

to benefit from the special IBA rate:

JLC

Tel: +44 (0)1293 888 352

Fax: +44 (0)870 912 2511

E-mail: esther@judylaneconsulting.com

Payment of registration fees

US dollars: by cheque or bank draft converted at the current rate of

exchange and drawn on a US bank and in favour of the International Bar

Association Please send to: 10th Floor, 1 Stephen Street, London W1T 1AT,

United Kingdom

OR by bank transfer to the IBA account number: 01286498 (Sort Code 56-00-03) at the National Westminster Bank, St James’s & Piccadilly Branch, 208

Piccadilly, London W1A 2DG, United Kingdom Please ensure that a copy

of the bank transfer details is attached to your registration form.

Pounds sterling: by cheque or bank draft drawn on a UK bank and in

favour of the International Bar Association Please send to: 10th Floor, 1

Stephen Street, London W1T 1AT, United Kingdom

OR by bank transfer to the IBA account number: 13270222 (Sort Code 56-00-03) at the National Westminster Bank, St James’s & Piccadilly Branch, 208

Piccadilly, London W1A 2DG, United Kingdom or SWIFT address NWBKGB2L

or IBAN GB05NWBK56000313270222 Please ensure that a copy of the

bank transfer details is attached to your registration form.

Euro: by bank draft converted at the current rate of exchange and in favour

of the International Bar Association Please send to: 10th Floor,

1 Stephen Street, London W1T 1AT, United Kingdom

OR by bank transfer to the IBA Bank Account Number 550/00/06570631

(Sort Code 56-00-03) at the National Westminster Bank, St James’s &

Piccadilly Branch, 208 Piccadilly, London W1A 2DG, United Kingdom or

SWIFT address NWBKGB2L or IBAN GB58NWBK60721106570631. Please

ensure that a copy of the bank transfer details is attached to your

registration form.

Use the current rate of exchange when paying.

Credit card payments: by Visa, MasterCard or American Express

No other cards are accepted

PLEASE ENSURE THAT YOUR NAME AND ‘CON373BOSTON’ APPEAR

ON ANY TRANSFER OR DRAFT.

All reservations will be acknowledged, by e-mail, within 48 hours of receipt One night’s deposit is required in order to confirm reservations Visa, MasterCard, American Express and Diners Club are accepted

Any subsequent amendment to your reservation must be made in writing

to JLC If you do not receive e-mail confirmation of your reservation or amendment/cancellation, please contact JLC by telephone

Cancellation and no-show policy

Cancellations may be made up until 72 hours prior to the scheduled day of arrival

Please note that in the event of any cancellations or no-shows, rooms will be charged to the individual guest’s credit card given at the time of booking

By completing the ‘Accommodation form’, you enter into an agreement with the hotel regarding credit card guarantees, cancellation/no-show terms and conditions and room rates Neither the IBA nor JLC can accept responsibility for hotel accommodation disputes between a delegate and the hotel

Check-in and check-out

Check-in time at the hotel is 1500 on the day of arrival and reserved until

1300 on the day of departure

Disabled access

Please notify us if you require special assistance

No Deductions or Withholdings

All fees payable to us by you in accordance with the terms contained in this “information” section shall be paid free and clear of all deductions or withholdings whatsoever

If any deductions or withholdings are required by law to be made from any fees payable to us by you under the terms contained in this “information” section you shall pay such sum as will, after the deduction or withholding has been made, leave us with the same amount as we would have been entitled to receive in the absence of any such requirement to make a deduction or withholding

If we obtain the benefit of any tax credit or other relief by reference to any such deductions or withholdings, then we shall repay to you such amount

as, after such repayment has been made, will leave us in no worse position than we would have been had no such deductions or withholdings been required

Cancellation of registration

If cancellation is received in writing at the IBA office by 15 April 2011, fees will be refunded less a 25 per cent administration charge We regret that no refunds can be made after this date

Travel arrangements and visas

Participants are responsible for making their own travel arrangements It

is recommended that you check your visa requirements with your local embassy or consulate We are unable to dispatch visa invitation letters

to support your visa application prior to receipt of your registration form and full payment of registration fees.

Please apply for your visa in good time.

Important change to the US Visa Waiver Program (VWP)

As of 12 January 2009 any tourist or business traveller to the US who was previously eligible to visit the US under the VWP is now required to obtain travel authorisation prior to travel For more information visit the

US Department of State website: http://travel.state.gov/visa/temp/ without/without_1990.html.

Airlines will electronically verify with US Customs and Border Protection that travellers have applied for, and been given authorisation, to travel to the US

Continued overleaf

Registration form

22nd Annual Conference on the Globalisation of Investment Funds

Boston Harbor Hotel, USA 15–18 May 2011

Please read the ‘Information’ section before completing this form and return it together with your payment to Rebecca Morgan at the address overleaf Personal details (Please attach your business card or write in block capitals.)

Title Given name Family name

Membership number (if applicable) Date of birth

Firm/company/organisation Address _ _ Tel _ Fax E-mail

Guest name (A guest fee of US$330 applies)

Badge

Name and country to be shown on badge, if not as above

Special dietary requirements:

Delegate: _ Registered guest:

TO OBTAIN A TEN PER CENT DISCOUNT ON THE FEES BELOW, PLEASE REGISTER ONLINE AT WWW.InT-BAR.ORG/COnFEREnCES/COnF373.

* JOIN THE IBA (WWW.IBANET.ORG) TODAY TO REGISTER FOR THIS CONFERENCE AT THE MEMBER RATE.

Social programme Note: only delegates and registered guests can apply.

Full payment must be received in order to process your registration

Please note that registrations are not transferable.

Discussion groups

Monday 16 May 1400 – 1515 and 1515 – 1630

Space at the discussion groups is limited and registration will be processed on a first-come, first-served basis The organisers reserve the right to change or cancel sessions based on the level of interest in each topic

Please use the session number to indicate your first, second and third choice

(1) Distressed investing

(2) Development of distributors’ duty of care

(3) The increasing focus on risk management

(4) Master class workshop on derivatives

(5) Impact of Volcker Rules on private equity/hedge funds

(6) Trends in private equity funds

(7) Developments in regulation of money market funds

(8) Use of UCITS platforms for distribution

(9) Meet the regulators

1st _ 2nd _3rd

We will try to accommodate your preferences

IBA listings are provided to relevant third parties for marketing purposes The IBA will treat your personal information with the utmost respect and in accordance with UK data privacy laws

If you are agreeable to passing on your details, please tick this box

If you do not wish to receive IBA information and materials, please tick this box

Your details will however be included in the list of participants, circulated at the conference and displayed within the delegate search of the IBA website

Tuesday 17 May

Please tick the box next to the concurrent session you plan to attend:

Concurrent session A: Hedge fund session – custody and prime brokerage issues

Concurrent session B: UCITS IV

Payment details

I enclose a cheque/bank draft made payable to the IBA for the total amount payable

I have transferred to the IBA bank account the total amount payable and have attached a copy of the bank transfer details

Please charge the total amount due to my Visa MasterCard American Express Other cards are not accepted.

Card number _Expiry date _ Name of cardholder _ Signature Date _

Where did you find out about this conference?

IBA conference

Other conference

Direct mail

Internet

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Please provide further details, quoting code (if applicable) _

Please send the completed form to:

Rebecca Morgan

International Bar Association 10th Floor, 1 Stephen Street London W1T 1AT United Kingdom Tel: +44 (0)20 7691 6868 Fax: +44 (0)20 7691 6545 or +44 (0)20 7691 6544 E-mail: rebecca.morgan@int-bar.org

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