Key words: Ambient air pollution, Congenital defects, Intrauterine growth retardation, Low birth weight, Mortality, Preterm delivery Abbreviations: BW = birth weight; CI = confidence inte
Trang 1DEVELOPMENTAL EPIDEMIOLOGY
Exposure to ambient air pollution and prenatal and early childhood health effects
Marina Lacasan˜a1,2,3, Ana Esplugues1,2 & Ferran Ballester1,4
1
Epidemiology and Statistics Unit, Valencian School of Studies for Health, Valencia, Spain;2University Hospital La Fe, Valencia, Spain;3Center for Environmental Health, Center for Research in Populational Health, National Institute of Public Health, Cuernavaca, Mexico;4Public Health Department, History of Science and Gynaecology, Miguel Herna´ndez University, Alicante, Spain
Accepted in revised form 7 September 2004
Abstract Over the last years, concern for the
pos-sible influence of exposure to air pollutants in
children during gestation or the first years of life
has grown; exposure levels which may be reached
nowadays in our dwellings and in our streets In the
present study evidence over the possible impact of
ambient air pollution on the foetus and the infants
(i.e.: less than 1 year) published during the last
dec-ade, 1994–2003, are revised Studies on infant
mor-tality and exposure to particles show an outstanding
consistence in the magnitude of the effects, despite the
different designs used As a whole, data show that an
increase in 10lg/m3
of particle concentration (mea-sured as PM10) is associated with to about 5%
in-crease in post-neonatal mortality for all causes and
around 22% for post-neonatal mortality for respira-tory diseases Regarding damage in foetal health, although results are not always consistent, most studies show associations with exposure to air pol-lution during pregnancy However, the precise mechanisms of action of air pollutants on adverse reproductive results are still unknown, so is the per-iod of exposure most relevant during pregnancy and the specific pollutant which may represent a higher risk Follow-up studies evaluating personal exposure
to different air pollutants are required, allowing for the adequate evaluation of the impact of each pol-lutant in different periods of pregnancy, as well as providing hypotheses on their possible mechanisms
of action
Key words: Ambient air pollution, Congenital defects, Intrauterine growth retardation, Low birth weight, Mortality, Preterm delivery
Abbreviations: BW = birth weight; CI = confidence interval; CO = carbon monoxide; IQR = interquartile range; IUGR = intrauterine growth retardation; LBW = low birth weight; NOx = nitrogen oxides; O3= ozone; PAH = polycyclic aromatic hydrocarbons; PCB = polichlorinated biphenyls; PM10 = parti-cles£ 10 lm diameter; PM2.5= particles £ 2.5 lm diameter; TSP = total suspended particles; SGA = small for gestational age; SIDS = sudden infant death syndrome; SMR = standardized mortality ratio; SO2 = sulphur dioxide; WP = weeks of pregnancy
Introduction
Foetal growth may be altered by maternal
patholo-gies (diabetes, hypertension, etc.), by deficient diets,
by exposure to toxic substances (tobacco, alcohol,
drugs), and by ambient pollutants in air [1–3], in
water and in soil [4, 5]
The foetus and the infant present a special
vul-nerability, compared to adults, regarding ambient
toxicants due to differences in exposure, physiological
immaturity, and longer life expectancy after
expo-sure Results from epidemiological and experimental
studies show that foetuses and infants are especially
susceptible to the toxic effects of pollutants such as
suspended particles, polycyclic aromatic
hydrocar-bons (PAH), and tobacco smoke [6] In the case of
exposure to air pollutants where exposure occurs through inhalation, children inhale a relatively higher volume of air than adults
In recent years there is a growing concern about the possible influence on health of the exposure to air pollutants during pregnancy or first childhood; exposure to concentrations which may be reached nowadays in our homes or streets Recent studies have added proofs of the impact of exposure to air pollution on the risk of intrauterine or post-neonatal death [7, 8], or congenital defects [9], prematurity [10, 11] and foetal development [1, 3, 12]
We review the original studies which have evalu-ated the possible impact of ambient air pollution on the foetus and the first year of life, published in the last 10 years, from January 1994 to December 2003
Trang 2Methods and materials
Search strategy
A bibliographical search was carried out in the online
database MEDLINE (http://www.ncbi.nlm.nih.gov/
entrez/query.fcgi) With the MESH Thesaurus, the
following search syntax was used (‘Air
Pollu-tion’[MeSH] AND (‘Pregnancy’ OR ‘reprod*’ OR
‘infant’ OR ‘foetal’) AND ‘Exposure’ Limits: 10
Years, Human) As a time frame, 10 years previous to
the search date (December 2003) were selected
Additional to the search in MEDLINE, a search in
the bibliographical database of the authors was
car-ried out and in the references of the selected articles,
The study by Bobak and Leon, 1992 [13] was
in-cluded for its relevance, despite having been
pub-lished before the period considered in this revision
Inclusion criteria The articles included follow these criteria: (a) original article; (b) observational epidemiological study; (c) exposure to outdoor air pollutants; (d) prenatal or up
to first year of life exposure, and (e) languages: English, French, Spanish, Portuguese or Italian Exclusion criteria
Articles which only dealt with (a) passive exposure to tobacco smoke; (b) exposure to indoor air pollutants,
or (c) working place exposure, were excluded Comparison of individual estimates
In order to facilitate comparison between studies, the odds ratios or risks ratios showed in Figures 1a and b
Study
3rd trimester
Retrospective Cohort
Annual
Population based Case-control
Annual Lin et al ,2001 Geographical
Exposure
Design
Annual
Geographical Landgren, 1996
0,5
1
1,5
2
2,5
3
3,5
4
4,5
area HC
OR
RR/OR
0,6
0,8
1
1,2
1,4
1,6
1,8
SO2 TSP
Exposure
Study
Design
Bobak & Leon 1999
Geographical Bobak, 2000 Maisonet et al, 2001 Annual
Case-control nested in a cohort
Whilhelm et al, 2003
Annual Wang et al, 1997
Prospective
cohort
3rd trimester
Maroziene &
Grazuleviciene, 2002
Annual
(a)
(b)
Figure 1 (a) Risk of low birth weight in studies evaluating its association with exposure to different ambient air pollutants (measured as an increase of 10lg/m3
of TSP, PM10, SO2or NOxand as an increase of 1 mg/m3de CO) during pregnancy (b) Risk of low birth weight in studies evaluating its association with exposure to ambient air pollution (exposed vs control area) during pregnancy
Trang 3and 2 were recalculated to obtain the estimated effect
of each outcome for every increase in the levels of
TSP, PM10, SO2and NOxof 10lg/m3
, and of 1 mg/
m3in the levels of CO
Meta-analysis
In general, for most of the outcomes at study a very
scarce number of studies met with similar criteria for:
outcome, exposure or design So a formal
meta-analysis could not be attempted
However, for the case of infant mortality,
espe-cially for post-neonatal mortality, and for low
birth weight some studies included quite likely
mea-sures of exposure and, therefore, an approximation
to some overall estimates was done Most of these
studies included an indicator of particulates but not
always the same, so, in order to have comparable
measures, we approximate different levels of
expo-sure to 10lg/m3
of PM10 by using the following correction factors:
PM10 ¼ 0:6 TSP
PM2:5¼ 0:7 PM10:
Both corrections have been used by different agencies
or programmes in order to dispose of comparable
measures for particles (see Apheis Report 3 in www/
appheis.net, in press) Particularly, the first correction
factor is used in Central Europe, and it is very
appropriate here, as we are converting TSP measures
from Check Republic
The quantitative summary of study specific results
was obtained by means of meta-analysis techniques,
using STATA statistical package The combined
estimates were obtained by weighted regression,
in which the weights were the inverse of the local
variances, i.e.: using the ‘fixed effect model’ [14]
Heterogeneity was checked by a chi-square test under
the fixed effect hypothesis and, if heterogeneity was
detected, the ‘random effect model’ was applied For the purposes of this analysis, heterogeneity was assumed to be present if p < 0.20, however, in all meta-analyses carried out, the value of p for hetero-geneity test was always above 0.20
Results and discussion
Using the above strategy, a total of 31 articles was obtained The adverse reproductive effects evaluated
in the selected articles were: intrauterine mortality, child mortality within the first year of life, birth weight, premature delivery, intrauterine growth retardation, congenital defects, (Table 1)
Low birth weight, intrauterine growth retardation and premature delivery
Low birth weight (<2500 g) and premature delivery (<37 weeks of gestational age) are considered important predictors of foetal, neonatal and infant
Table 1 Adverse reproductive effects evaluated in the selected studies
(n = 31)
Intrauterine growth retardation (weight at birth
< percentile 10 for gestational age and sex)
3
In several articles more than one adverse reproductive effect
is evaluated, therefore the amount of articles which evaluate specific results do not sum the total
0,8 0,9 1 1,1 1,2 1,3 1,4 1,5 1,6
Maisonet M et al, 2001 Wilhelm M et al, 2003
Maisonet M et al, 2001 Wilhelm M et al, 2003
RR/OR
Study
Figure 2 Relative risk (and 95% CI) of low birth weight in studies evaluating its association with exposure to PM10and
SO2(measured as an increase of 10lg/m3
) and CO (measured as an increase of 1 mg/m3) during pregnancy
185
Trang 4mortality, as well as of infant morbidity [15–18] and it
could even be a risk factor for adult morbidity [19]
Therefore, the ambient factors which may contribute
to reducing the weight at birth are a great concern for
public health [20]
Birth weight and prematurity are highly related,
since the weight at birth reflects two major
physio-logical processes: the foetal growth rate and the
extension or duration of gestation Therefore, low
birth weight may be due to either a short gestation
period or an intrauterine growth retardation (birth
weight < percentile 10 for gestational age and sex)
[21, 22] or to a combination of both causes Low birth
weight may be considered as a foetal growth measure
if the analyses are adjusted by gestational age or if
LBW studies are restricted to full-term births [23], in
this revision all the studies on the effect of air
pollu-tion on LBW, adjusted the statistical models by
ges-tational age or analyses were restricted to full-term
births except for the study carried out by Bobak M,
2000 [24]
We found 12 studies evaluating the association
between exposure to outdoor air pollutants and low
birth weight (LBW), 2 evaluate very low birth weight,
3 birth weight (BW), 10 prematurity and 3 evaluate
intrauterine growth retardation (IUGR) The most
studied pollutants have been: total suspended
parti-cles (TSP), SO2 and CO (Tables 2 and 3) In most
studies the evaluation to exposure was carried out
assigning the levels of air pollutants (year, trimester
or month means) reported by air pollution
monitor-ing stations regardmonitor-ing the proximity to the residence
of the mother at the time of delivery In other studies
exposure was assigned according to the distance of
the place of residence to an industrial area; and only
in one case an individual and direct evaluation of
exposure was carried out In this study, performed by
Perera et al [12] they evaluated exposure to PAH
during the third trimester of pregnancy through
personal air sampling in a sample of 263
Afro-American and Dominican non-smoking women of
between 18 and 35-year-old, living in New York and
who were registered in gynaecology and obstetrics
clinics during week 20 of gestation Exposure to PAH
among Afro-American women was significantly
associated with a lower weight at birth and smaller
head circumference after adjusting for potential
confounders
In all the studies reviewed, except in two [25, 26], a
higher risk of low birth weight was observed,
signif-icantly associated to air pollution levels However,
there is no consistency regarding to which pregnancy
trimester could be more relevant and the specific
pollutant which may represent a higher risk
Figures 1a and 1b summarise the results from studies
which have evaluated the association between
expo-sure to air pollutants and LBW Figure 1a represents
the results from the 6 studies which evaluated the
association between low birth weight (LBW) with
annual or third trimester of gestation exposure to specific pollutants (measured as an increase of 10lg/
m3 of TSP, PM10, SO2, NOx or NO2 and as an increase of 1 mg/m3 de CO during pregnancy) Figure 1b shows the results of four studies evaluating exposure in a dichotomous way (exposed vs control area), observing with odds ratios higher than null value and significant in all cases except in the study
by Landgren [26]
Results from meta-analysis in studies which ana-lyse the effect of exposure to PM10, SO2and CO on low birth weight show what we indicated previously
in a summarised way (Figure 2) Combined estimates show that a 10lg/m3
increase of PM10 or SO2 (an-nual or third gestational trimester mean) is associated with a 1.6% (CI 95%, 1.0–2.2%) and 1.5% (CI 95%, 0.7–2.4%) increase in the risk of low birth weight (<2500 g), respectively On the other hand, a 1 mg/
m3 increase of CO (annual or third gestational tri-mester mean) is associated with a 21% (CI 95%, 7.0– 36%) increase of LBW risk
Regarding premature delivery (<37 gestational weeks), all the studies, except the one by Landgren [26], observe association, although sometimes very small, with exposure to air pollutants From the 10 selected studies, only 5 studied the effect associated to specific pollutants (Table 3), therefore, due to the scarcity of studies evaluating this outcome and also the variability among those studies regarding the relevant exposure period considered, we do not present the combined effects estimates
Intrauterine growth retardation was studied
in three articles [3, 24, 27] In two of them [3, 27], association with exposure to particles was found (PM10 and PM2.5) and in the second study also with PAH Dejmek et al [3] studied this effect by exposure in each month of pregnancy, observing association with exposure in the first month of gestation The authors highlight the idea that, possibly, the effect which exposure to particles supposes for risk of IUGR depends highly
on the concentration of toxic compounds contained
in these particles, rather than on the level of particles alone [3] In fact the PAH, especially those which are big molecules, are better absorbed by the fine particles
The mechanisms of action of air pollutants on these adverse reproductive effects are not accurately known today The same could be said about the most relevant critical periods of exposure during preg-nancy due to the lack of consistency between the different studies regarding the magnitude of the effect according to the mother’s exposure along the differ-ent trimesters of pregnancy However, some mecha-nisms of action have been postulated:
(1) Infection of the mother of different aetiologies
is an important causal factor of premature delivery [28] being the association with genitourinary infection the most documented [29], therefore, it can be
Trang 53 ,
3 for
Control variables
Prospective cohort
3 in
Socioeconomic characteristics,
two pollutants
3 in
Sociodemographic characteristics, reproductive factors,
Retrospective cohort
California, 1989–1993
Socioeconomic, characteristics,
3 in
187
Trang 6Authors, year, [reference]
3 ,
3 for
Control variables
2000 [3]
1994–1998 n(TD)
(35.6) Averages
characteristics, reproductive
2000 [54]
2000 [2]
case-control study
3 )
Socioeconomic characteristics,
3 )
3 ):
3 ):
2001 [56]
characteristics geographical
O3
Socioeconomic characteristics, reproductive
O3
2001a [57]
Socioeconomic characteristics,
2001 [1]
(1.06–1.62) Second
3 increase
Trang 73 ,
3 for
Control variables
Socioeconomic characteristics, reproductive
3 in
3 in
Prospective cohort
3 range
3 )
ethnicity Among
Case-control nested
O3
Socioeconomic characteristics,
ethnicity, reproductive
>0.05) Third
delivery, Kaohsiung
Taiwan, 1995–1997
Socioeconomic characteristics, season,
3 during
1.88–34.34) An
3 in
3 in
189
Trang 83 ,
3 for
Prospective cohort
3 ,
3 ,
3 increase
Prematurity OR
3 increase
Socioeconomic factors,
3 in
O3
O3
O3
Socioeconomic characteristics,
3 in
3 in
Socioeconomic characteristics,
3 in
Trang 9Authors, year [reference]
3 ,
3 for
2002 [63]
Socioeconomic characteristics
2003 [61]
Socioeconomic characteristics,
2003 [62]
O2
O2
O3
Socioeconomic characteristics,
Prematurity OR
2003 [58]
Case-control nested
O3
Socioeconomic characteristics, race/ethnicity, reproductive factors,
1.01–1.15), Third
191
Trang 10lighted that the possibility of respiratory infections
associated with the inhalation of air pollutants during
pregnancy could be a causal factor of premature
delivery [30]
(2) Viscosity increase of blood and of plasmatic
fibrogen due to inflammatory processes of peripheral
air ways associated with air pollution [31], this could
lead to an alteration of the umbilical and placental
blood flow, tranplacental glucose and total insulin,
which determine foetal growth [11, 24, 32–34]
(3) Diminution of the provision of oxygen in the
uterus, as a result of a diminution in the capability of
transporting oxygen due to an increase of
carboxy-hemoglobin as a consequence of acute or chronic
exposure to carbon monoxide [20]
(4) The foetal toxicity of exposure to polycyclic
aromatic hydrocarbons (PAH) has been associated
with effects on DNA or its transcription, through the
formation of PAH–DNA adducts [11, 24, 33], which
may result in the activation of the apoptosis [34], or
the binding to receptors of placental growth factors,
resulting in the decreased exchange of oxygen and
nutrients [3]
(5) High exposure near to the end of gestation
may cause disturbances of the
pituitary-adrenocor-tico-placental system [35], with possible
anti-estro-genic effects which may lead to a foetal toxicity [4]
(6) NO2is capable of oxidising tissue components
(e.g., proteins and lipids) and of eliminating the
anti-oxidising protective systems of the organism
Increased lipidic peroxidation in the maternal or
foetal compartment has been associated to
prematu-rity It has been observed in experimental studies that
NO2during pregnancy induces lipid peroxidation in
the placenta, high post-implantation embryonic
lethality, and disturbances of postnatal development
[36]
(7) The pathogenesis of IUGR is produced by an
abnormal reaction between the trophoblast and the
uterine tissues within the first weeks of gestation,
therefore, an alteration of growth may result from
a suboptimal placentation and maternal
hemody-namic maladaptation [37] which could be due to
exposure to air pollutants during the first month of
gestation [3]
Congenital defects
Only in two articles association between exposure to
air pollutants and the risk of congenital defects has
been evaluated [9, 38] In the study by Dummer et al
[38] mortality by congenital defects in areas close to
incinerators and crematoriums is studied; observing
an increase of risk in both areas (see Table 4)
In another study, Ritz et al [9], in the cohort
of neonates and foetuses delivered in southern
Cali-fornia in 1987–1993, observed an increase of risk of
cardiac anomalies with the exposure to CO and O
during the second month of gestation, period which coincides with the genesis of the heart Adjusted odds ratios at levels of CO‡ 2.60 mg/m3
was 2.84 (1.15– 6.99) for defects in the ventricular wall; and at levels
of O3‡ 57.2 lg/m3
was 2.51 (0.99–6.37) for valve and aorta artery defects This study may be considered as
an important referent due to the strong association found, as well as for its population-based character-istics, accounting for a large number of individuals under study, availability of wide coverage covariables
at individual level and examining vulnerable periods
of gestation
Intrauterine and infant mortality Foetus and infant mortality forms a group of serious effects which has been related to exposure to air pollution during pregnancy and early stages of life Among the 10 studies identified, 2 have evaluated intrauterine mortality (stillbirth after week 28) as outcome, 5 have studied the relationship of exposure
to air pollution with infant mortality (during the first year of life) and the remaining 3 have included dif-ferent outcomes from the other two groups
A summary of these studies is provided in Table 4 Different designs have been used but, given the low frequency of the outcomes being studied; the infor-mation has been obtained in all cases from public registers and statistics In seven studies a comparison using aggregated population data was carried out, four of them performed comparisons between the mortality rates among different geographical units and the other three are time series studies which evaluated the short term effect of the variations in the levels of air pollutants on the number of deaths at the earliest stages of life Of the three studies with an individual basis, two have used a retrospective cohort design [7, 39] and the other one, cases and controls [40] Most studies use air pollution data from public registers and surveillance and control systems In two
of them exposure is evaluated based on the distance
to exact sources such as coke works [41] or inciner-ators and crematoriums [38] Only in the study in Me´xico City air pollution measurements from a monitoring station operated by the investigators were used [42] Particles (in different forms such as TSP, PM10 or PM2.5), SO2and nitrogen oxides have been included in seven of the eight studies which present data of pollutants CO and ozone have been included in two of the time series studies In the study in Sweden [26] the possible effect of hydro-carbons was examined and in the Sao Paulo study [8]
an index of overall pollution was developed to avoid certain problems from correlation between pollutants
in the statistical analysis
A common problem of these studies is that related with errors in the measurement of exposure, mainly due to differences between measurements from sta-tions and real exposure of each person in a given