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According to this mechanism, ligase induces a B-to-A DNA helix transition of the enzyme-bound dsDNA motif, which results in DNA contraction, bending and unwinding.. Using DNA footprintin

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R E V I E W A R T I C L E

Dynamic mechanism of nick recognition by DNA ligase

Alexei V Cherepanov* and Simon de Vries

Kluyver Department of Biotechnology, Delft University of Technology, Delft, the Netherlands

DNA ligases are the enzymes responsible for the repair of

single-stranded and double-stranded nicks in dsDNA DNA

ligases are structurally similar, possibly sharing a common

molecular mechanism of nick recognition and ligation

catalysis This mechanism remains unclear, in part because

the structure of ligase in complex with dsDNA has yet to be

solved DNA ligases share common structural elements with

DNA polymerases, which have been cocrystallized with

dsDNA Based on the observed DNA polymerase–dsDNA

interactions, we propose a mechanism for recognition of a

single-stranded nick by DNA ligase According to this

mechanism, ligase induces a B-to-A DNA helix transition of

the enzyme-bound dsDNA motif, which results in DNA

contraction, bending and unwinding For non-nicked

dsDNA, this transition is reversible, leading to dissociation

of the enzyme For a nicked dsDNA substrate, the con-traction of the enzyme-bound DNA motif (a) triggers an opened–closed conformational change of the enzyme, and (b) forces the motif to accommodate the strained A/B-form hybrid conformation, in which the nicked strand tends to retain a B-type helix, while the non-nicked strand tends to form a shortened A-type helix We propose that this con-formation is the catalytically competent transition state, which leads to the formation of the DNA–AMP interme-diate and to the subsequent sealing of the nick

Keywords: DNA ligase; nick recognition; A-form DNA; A/ B-form DNA hybrid; protein–DNA interactions; B-A DNA helix transition

DNA ligases are the enzymes that catalyze the joining of

single- and double-stranded nicks in dsDNA [1] These

enzymes play a pivotal role in replication, sealing the nicks

in the lagging DNA strand [2–5] They also participate in

DNA excision [6–8], double-strand break repair [9–12] and

take part in DNA recombination [10,13–15] The

mechan-ism of enzyme catalysis (Scheme 1) includes three main

steps: (1) covalent binding of the nucleoside monophos-phate, AMP or GMP, via the e-amino lysyl phosphorami-date bond, (2) transfer of the nucleotidyl moiety onto the 5¢-phosphate end of the nick, forming an inverted pyro-phosphate bridging structure, A(G)ppN and (3) formation

of the phosphodiester bond between the 3¢-OH and the 5¢-phosphate ends of the nick, releasing the nucleotide

Scheme 1 Mechanism of the ATP-dependent

end-joining activity of T4 DNA ligase

nds-DNA, dsDNA containing a 5¢-phosphorylated

nick n-MgAMP-dsDNA, nicked dsDNA

adenylylated at the 5¢-phosphate of the nick.

Correspondence to S de Vries, Kluyver Department of Biotechnology, Delft University of Technology, Julianalaan 67, 2628 BC Delft, the Netherlands Tel.: + 31 15 2785139, Fax: + 31 15 2782355,

E-mail: S.deVries@tnw.tudelft.nl

Abbreviations: EMSA, electrophoretic mobility shift assay.

Enzymes: DNA ligase (EC 6.5.1.1).

*Present address: Metalloprotein & Protein Engineering Group, Leiden Institute of Chemistry, Gorlaeus Laboratories, Leiden University, Einsteinweg 55, PO Box 9502, 2300 RA Leiden, the Netherlands.

(Received 8 July 2002, accepted 11 October 2002)

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S T R U C T U R E O F D N A L I G A S E S

The crystal structures of several ATP- and NAD+

-depend-ent DNA ligases have been solved: the bacteriophage T7

DNA ligase complex with ATP [17,18], the enzyme–AMP

covalent complexes of the eukaryotic DNA ligase from

Chlorella virus [19] and of the thermophilicbacterium

Thermus filiformis[20,21] In addition, the structure of the

adenylylation domain of the NAD+-dependent DNA ligase

from Bacillus stearothermophilus has been determined [22]

Analyses indicate that these proteins are very similar [23,24],

and that the minimal catalytic core of the ATP-dependent

DNA ligase consists of two structurally conserved domains

(Fig 1) The N-terminal domain 1 (blue and green regions,

Fig 1) contains the active site, where the adenylylation of

the enzyme takes place Within domain 1, a smaller

subdomain (1c) can be distinguished (36–159 for T7 DNA

ligase and 30–104 for the Chlorella virus DNA ligase, Fig 1,

shown in blue), which contains a mobile loop, invisible in

the crystal structure Domain 1 contains four spatially

conserved positively charged residues (Fig 1, blue) that are

proposed to interact with the 5¢-phosphate moiety of the

nick [19,25] Two of them, Lys238 and Lys240 of T7 DNA

ligase (Lys188 and to a lesser extent Lys186 of Chlorella

virus DNA ligase) were shown to be essential for the

transadenylation and nick sealing activities [25,26] Lys240

forms a photo-crosslinking adduct with the 5¢-terminal

nucleotide of the nick, implying its direct involvement in

binding of the nick phosphate [25] Domain 1 contains the

catalytic lysine residue that forms a covalent intermediate

with the nucleotide coenzyme

The C-terminal domain of DNA ligase, domain 2 (Fig 1,

yellow), is smaller and is connected to domain 1 via the

conserved motif D [25] (Fig 1, red, in alternative notation

called as motif V [27]) Domain 2 is also referred to as the

OB (oligonucleotide/oligosaccharide binding)-fold domain,

similar to those found in other DNA and RNA binding

proteins [28,29] Domain 2 is flexible; it was shown for the

related nucleotidyltransferase, the mRNA capping enzyme

from Chlorella virus PBCV-1, that during catalysis the

enzyme undergoes opened–closed conformational changes

upon which domain 2 moves towards domain 1 and closes

the nucleotide binding site [30] For DNA ligases it was

suggested that this motion is connected with binding of both

ATP and nicked dsDNA [25] As to ATP, closing of domain

2 was proposed to adjust the conformation of the b–c pyrophosphate of ATP to a position favorable for the in-line nucleophilic attack of the catalytic lysyl moiety [19,23] As to nicked dsDNA, closing of the domain 2 was proposed to clamp the enzyme on DNA [25]

d s D N A B I N D I N G S I T E

Studies involving limited proteolysis, mutagenesis and molecular modeling strongly suggest that dsDNA binds ligase in the cleft between domains 1 and 2 [17,21,25,31–33] Both domains of T7 DNA ligase bind dsDNA independ-ently, and, as expected, only domain 1 retains residual ligase activity [33] On the basis of modeling studies it was shown that the motifs A and B of subdomain 1c, and C and D of domain 1 (Fig 1, red) are involved in dsDNA binding [25]

It was suggested that the dsDNAÆprotein contacts traverse the whole of domain 1, and that the dsDNA binds right on top of the AMP bound in the active site [25,34] The modeling did not elucidate a possible dsDNA-binding site

of domain 2, perhaps because the opened conformation of the enzyme was used Using DNA footprinting analysis it was shown that ligase binds nicked dsDNA asymmetrically, contacting 7–12 nucleotides at the 5¢-phosphate side of the nick, and 3–8 nucleotides at the 3¢-hydroxyl side [25,32,34] With respect to the enzyme structure that would mean that motifs A and B must contact the 5¢-phosphate side of the nick of the dsDNA, because they are further away from the active site compared to motifs C and D [25]

S T R U C T U R A L S I M I L A R I T Y B E T W E E N

D N A L I G A S E A N D D N A P O L Y M E R A S E

The catalytic core of DNA polymerase responsible for the dsDNA elongation activity contains three domains Its shape resembles a half-opened hand (Fig 2, left), and the domains are named accordingly [35,36] The catalytic palm domain contains the polymerase active site, where the incorporation of the nucleotide in the nascent primer chain takes place dsDNA binds the palm domain in the cleft formed by the thumb and flexible fingers [37] Similar to DNA ligase, DNA polymerase undergoes an opened–closed conformational change in the course of catalysis, upon which the fingers and the thumb domains close on the palm domain containing bound dsDNA and dNTP [37–41]

Fig 1 Structure of T7 DNA ligase (left) and the DNA ligase–adenylylate complex from the Chlorella virus (right) Domain 1 is shown in green, subdomain 1cin blue and domain 2 in yellow Motifs A–D are shown in red Resi-dues that participate in binding of the nick phosphate are shown in blue Some hydro-phobicresidues in the putative DNA binding site are shown in red The AMP moiety of Chlorella virus DNA ligase adenylate is shown

in purple.

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Figure 2 shows that the analogy with a hand can be

extended to DNA ligase Domain 1 would be associated

with the palm, subdomain 1cwith the thumb and domain 2

with the flexible fingers Also, the dsDNA binding mode

proposed for DNA ligase in the modeling studies [25]

resembles the one of DNA polymerase (Fig 2, left)

d s D N A – P O L Y M E R A S E A N D

d s D N A – L I G A S E I N T E R A C T I O N S

The interaction of DNA polymerase with dsDNA is

relatively well understood In solution dsDNA generally

prefers the B-type helix, but in the complex with polymerase

up to 6 or 7 bp at the 3¢-end of the primer accommodate the

A-form [41–43] (Fig 2, left) One of the reasons for this is

that the polymerase bends DNA, clamping the helix

between the palm and the thumb domains [44–48]

A–B-form dsDNA hybrids are usually bent at the junction

[49,50], so the induced bending by the protein stabilizes the

A-form [42,51,52] Another reason for the relative stability

of A-form dsDNA in complex with the DNA polymerase is

related to less spec ific dsDNAÆprotein interactions They

include (a) relatively high hydrophobicity of the dsDNA

binding cleft compared to solution, which leads to a

decrease of the degree of hydration of bound dsDNA,

which stabilizes the A-type helix [53,54], and (b) replacement

and/or exclusion of water molecules, which are normally

hydrogen bonded to the dsDNA in solution, by the amino

acid residues [55–57] and/or salt bridges [42] in the

dsDNAÆprotein complex The resulting effect can be

compared with the addition of a hydrophobic solvent or

with an increase of the ionic strength, factors which induce

the B-to-A helix transition of dsDNA in solution [58,59] In

general, the induced B-to-A helix transition is a common

feature of dsDNAÆprotein interactions [52,60–62], in

par-ticular for the enzymes that catalyze sealing/cutting

oper-ations on dsDNA [42]

It seems likely that the A-B dsDNA hybrid bend at the

junction would fit DNA ligase better than the straight

dsDNA, because the cleft between domains 1 and 2 is

curved In this case motif A of subdomain 1c (thumb) would

contact the hybrid dsDNA at the A-B junction point,

similar to the thumb–helix clamp motif of HIV-1 RT

(Fig 2, left) The distance between the junction point and

the nick binding site is around 20 A˚, which corresponds to

 7 bp of dsDNA There are several aromaticresidues in the active site of DNA ligase, which could stabilize the A-helix by hydrophobicand/or aromatic–aromaticinterac-tions Surprisingly, most of them are aligned parallel to each other along the putative dsDNA binding site (Fig 1, red) DNA ligase undergoes an opened–closed conformational change during catalysis, which could stabilize the A-DNA motif by water exclusion and additional protein–DNA interactions The pyrophosphate-bridging riboadenosine at the 5¢-end of the dsDNA nick might stimulate the B-to-A DNA conversion as well because of the structural influence

of ribose sugar, similar to the other cases of A-DNA duplexes that contain a single ribose residue [63–65] If the

7 bp-long fragment of bound dsDNA would adopt the A-form conformation in DNA ligase complex, it would cause an overall DNA unwinding of  20–25 degrees, because A-DNA contains roughly one more bp per turn of the helix than the B-form It was shown that both ATP- and NAD+-dependent DNA ligases unwind dsDNA at the binding site at least for 17–20 degrees per bound molecule of the enzyme [66]

Therefore, there are sufficient grounds to suggest that the 6–9 bp-long B-DNA, at the 5¢-phosphate side of the nick, changes to A-DNA after formation of the DNA–ligase complex, similarly to the motif at the 3¢-OH primer end of the dsDNA bound to DNA polymerase What could be the role of this transition in the DNA ligase catalysis?

D Y N A M I C M E C H A N I S M O F N I C K

R E C O G N I T I O N B Y D N A L I G A S E –

A H Y P O T H E S I S

According to Doherty et al [25,34], the adenylylated DNA ligase binds dsDNA forming nonspecific contacts with motifs A, B, C and D According to our hypothesis the enzyme, in addition, bends dsDNA at the point of contact with motif A Subdomain 1c, similar to the thumb domain

of DNA polymerase, clamps on dsDNA bound in the crevice formed by domain 1 (palm) and domain 2 (fingers) This could be achieved by moving the tip (motif B) of subdomain 1c(thumb) towards domains 1 (palm), 2 (fingers) and bound dsDNA (Fig 2, right, white arrow), similar to the motion of the thumb domain in DNA polymerases [35,37,41] Nonspecific interactions lead to a decrease of the degree of hydration of the bound DNA As a

Fig 2 Structures of DNA polymerase domain

of HIV-1 reverse transcriptase in complex with

dsDNA (left), and T7 DNA ligase (right) The

connection domain of HIV-1 RT is omitted

from the figure for clarity The palm domain is

shown in green, the thumb domain in blue and

the fingers domain in yellow Directions of the

catalytic movement of the thumb and fingers

domains are indicated with white arrows.

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result, the 6–9 bp dsDNA fragment between motifs A and

C changes to the A-form helix This transition is

accom-panied by a dsDNA contraction of 5–7 A˚, bec ause the

distance between the neighboring nucleotides is 2.6 A˚ in the

A-form vs 3.4 A˚ in the B-form Contraction causes dsDNA

to slip in the active site towards the clamp site (motif A)

(Fig 3) It also causes an overall DNA unwinding for 20–30

degrees (6 bp A-DNA contains 0.54 bp more per turn of

a helix compared to 6 bp B-DNA, which corresponds to

360 degrees· 0.54/10–20 degrees unwinding angle)

It is known that the 5¢-nick phosphate is essential for the

tight binding of dsDNA by the DNA ligase Several

residues (Fig 1, blue), which are located in domain 1 close

to the bound AMP, are thought to bind to this moiety

[19,25] We propose that DNA ligase makes a

two-force-point contact with nicked dsDNA – at the clamp site via

motif A and at the 5¢-phosphate of the nick via the specific

phosphate-binding residue(s) (e.g Lys238 and Lys240 for

T7 DNA ligase [19,25], or Arg42, Arg176 and Lys186 for

Chlorella virus ligase [19,26]) At the clamp site, both

DNA strands are fixed with respect to the enzyme, because

DNA bends here At the nick, however, only the

5¢-phosphate of the nicked strand is enzyme-bound

(Fig 3, ds nicked DNA) During the contraction, or

B-to-A DNA helix transition, the non-nicked strand tends

to adopt the A-DNA conformation, because it is anchored

to the enzyme only at the clamp site and is free to slip in

the active site

According to our hypothesis, the nicked strand has less

freedom of conformational changes because it is anchored

to DNA ligase at two points Two extreme cases can be

considered The first case represents an enzyme, which

would be structurally infinitely flexible between the two

force points In this case, contraction of dsDNA would drag

the residues bound to the 5¢-phosphate of the nick several

angstroms towards motif A Some of these residues (e.g

Lys238 and Lys240 for T7 DNA ligase or Lys186 and

Lys188 for Chlorella virus ligase) belong to motif D This

motif connects domains 1 and 2, and serves as a hinge

during the opened–closed conformational change So, the

nick phosphate of dsDNA could pull on this hinge during

contraction, triggering the closing of domain 2, and could

further stall the ligase in the closed conformation until the

nick is sealed

The other extreme case would be that the enzyme is structurally infinitely rigid between motif A and the nick phosphate-binding residue(s) In this case, the nicked strand would tend to retain its B-form, sinc e it is fixed both at the clamp site and at the 5¢-phosphate of the nick As a result, the DNA motif between the clamp site and the nick phosphate would adopt a strained hybrid conformation, in which the non-nicked strand is more A-like, while the nicked strand is more B-like (Fig 3, nicked dsDNA, closed enzyme) One of the options for DNA to retain the hydrogen bonding of the 3¢-terminal base pair of the nick would be to slightly rotate counterclockwise around the helical axis, so that the 3¢-OH moiety would move towards the 5¢-phosphate of the nick and forward in the 3¢-direction

of the nicked strand (Fig 3, nicked dsDNA, closed enzyme) In other words, the 5¢-phosphate would move towards the protein interface, while the 3¢-OH group would move towards the solution In this way, the 3¢-OH group would adopt the apical configuration in respect to the a-phosphorus moiety of the AMP cofactor (Fig 4) For comparison, the nicked dsDNA bound to the DNA polymerase b makes a similar motion (for structure cf [39]), only in that case the 3¢-OH side of the nick moves away from the 5¢-phosphate of the nick and backwards in the 5¢-direction of the nicked strand

Fig 3 Illustration of the proposed mechanism

of dynamic nick recognition by DNA ligase (Left) binding of the dsDNA (Right) binding

of the nicked dsDNA B-form DNA is colored yellow, A-DNA is blue and the enzyme is shown in green.

Fig 4 Illustration of the proposed mechanism of dynamic nick recog-nition by DNA ligase Positioning of the reacting groups in the active site of the enzyme for the B-DNA configuration and for the A–B strained DNA hybrid.

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Most probably, the flexibility of DNA ligase is somewhere

between these two extreme cases, so that the B-to-A helix

transition of dsDNA would cause both the closure of domain

2 and the formation of the strained A–B configuration

In summary, if our hypothesis of dynamic nick

recog-nition proves to be correct, DNA ligase would be a good

example of an enzyme that acts according to induced-fit

and strain mechanisms of catalysis in which both the

enzyme and the substrate undergo significant

conforma-tional changes to achieve the transition state configuration

[67–69]

B I N D I N G O F d s D N A T O D N A L I G A S E S

It is important to note that the binding of dsDNA to the

ligase is still a matter of some controversy The results based

on the electrophoretic mobility shift assay (EMSA) indicate

that the ligase does not bind the non-nicked dsDNA, or

dsDNA containing the nonphosphorylated nick [25,32,70]

On the other hand, other experiments that show relaxation

of supercoiled DNA in the presence of T4 DNA ligase imply

that the enzyme not only binds but also unwinds the

non-nicked DNA helix [66] In our opinion, the reason for this

paradox is that the EMSA fails to detect proteinDNA

complexes with koffvalues comparable to the apparent rate

constant for diffusion of the proteinDNA complex through

the pore of the acrylamide gel, kappdiff For a 5% gel the

apparent pore diameter is around 100–200 nm, depending

on the bisacrylamide content [71] Thus, for a 2 h separation

with an electrophoretic shift of, for example, 5 cm, the kdiff

app can be estimated as 5· 10)2m/200· 10)9m¼ 2.5 ·

105pores per 2 h, or 35–70 s)1 This implies that only the

complexes with koff of about 1–2 s)1 would be detected

using this method On the other hand, more rapidly

exchanging complexes can be detected in the assay showing

relaxation of the supercoiled DNA

B - T O - A D N A H E L I X T R A N S I T I O N – A

D Y N A M I C T E S T O F T H E S T A T E O F T H E

D N A S U B S T R A T E

We propose that the B-to-A DNA helix transition serves as

a dynamictest to determine the state of the DNA substrate,

and is used by DNA ligase to comply with its fidelity

requirements

(A) To test for the presence of mismatching nucleotide(s)

at the 3¢-hydroxyl side of the nick Even though the A-B

strained conformation can be adopted, the dangling 3¢-OH

end would not occupy the position apical towards the

leaving AMP, preventing the sealing of the nick, and,

possibly, hindering the preceding transadenylation This

agrees with the fac t that mismatc hes at the 3¢-OH side of the

nick in some cases inhibit not only the nick sealing activity

[72], but adenylylation as well [73]

(B) To lower the large sequence-dependent structural

variations at the 5¢-PO4side of the nick, and to test for the

presence of mismatching nucleotide(s) The A-form of DNA

is known to obey structural conservatism, being rather

independent of the primary sequence [74] The presence of

mismatches at the 5¢-PO4side of the nick destabilizes the

A-form helix increasing the DNA hydration, because the

water molecules tend to cluster around unusual base pairs to

compensate for the absent hydrogen bonds [75]

(C) To test for the presence of an RNA motif at the 5¢-end

of the nick This important fidelity requirement would preclude DNA ligase to join the Okazaki fragments that contain RNA primer fragments, before they are removed by the 5¢)3¢-exonuclease activity of DNA polymerase [76] or

by the action of specific RNases [77] The B-to-A helix transition would not occur in case of the nick containing 5¢-RNAÆDNA, because the RNAÆDNA hybrid already adopts the A-like form in solution As a result, the A-B strained conformation would not be achieved, the 3¢-OH group of the nick would not occupy the position apical to the leaving AMP and the nick sealing would be inhibited The latter agrees with the fact that the DNA ligase joins 5¢-RNAÆDNA to the 3¢-DNAÆDNA poorly, leading to the accumulation of the DNA-adenylate intermediate, while the opposite situation results in effective ligation [78,79] It is necessary to note, however, that in certain cases DNA ligase

is capable of joining nicks containing the RNA/DNA motif

on the 5¢-side with reduced efficiency [72,79–82] In these cases, generally, oligo-d(r)A/oligo-r(d)T sequences were ligated, which, for dsDNA, have a very low tendency to form the A-helix in solution [83–85] The A-helix is not the only possible conformation of the DNAÆRNA chimera; sometimes it rather adopts a mixed A–B-geometry [86,87],

or, under certain conditions, even the B-helical conforma-tion [88] Therefore, it is possible that the oligo-d(r)A/oligo-r(d)T DNAÆRNA hybrids in solution adopt the B-like structure, and in complex with DNA ligase undergo a B-to-A helix transition, allowing nick-joining

In summary, we propose that DNA ligase transiently probes dsDNA by bending the DNA helix, unwinding, and inducing the B-to-A helix transition A defect in the DNA helix, such as a phosphorylated nick reveals itself during the dynamictest, forcing (a) DNA ligase to form a stable complex with dsDNA by changing to a closed conforma-tion, and (b) dsDNA to adopt a conformation favorable for the transadenylation and sealing of the nick

A C K N O W L E D G E M E N T S

This work was supported by Association Of Biotechnology Centers In the Netherlands (ABON) (Project I.2.8) and by the Netherlands Research Council for Chemical Sciences (CW) with financial aid from the Netherlands Technology Foundation (STW) (grant 349–3565).

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