There was a sceptical and resistant traditiondating from Calvin and summated by Hobbes, suggesting that after theFall Natural Law existed, not, as Aquinas held, in the human mind andhear
Trang 1unwritten form of law which encourages people to follow virtue and shun vice The concept dominated Renaissance thought, where its literary equivalent, poetic justice, underpinned much of the period's creative writing R S White's study examines a wide range of Renais- sance texts, by More, Spenser, Sidney, Shakespeare and Milton, in the light of these developing ideas of Natural Law It shows how writers as radically different as Aquinas and Hobbes formulated versions of Natural Law which served to maintain socially established hierarchies For Aquinas, Natural Law always resided in the individual's conscience, whereas Hobbes thought individuals had limited access to virtue and therefore needed to be coerced by the state into doing good White shows how the very flexibility and antiquity of Natural Law enabled its appropriation and application by thinkers of all political persuasions in
a debate that raged throughout the Renaissance and which continues in our own time.
Trang 5Natural Law in English Renaissance literature
R S White
Professor of English at the University of Western Australia
CAMBRIDGE
UNIVERSITY PRESS
Trang 6Cambridge, New York, Melbourne, Madrid, Cape Town, Singapore, Sao Paulo Cambridge University Press
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Published in the United States of America by Cambridge University Press, New York www.cambridge.org
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© Cambridge University Press 1996
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First published 1996
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A catalogue record for this publication is available from the British Library Library of Congress Cataloguing in Publication data
White, R S (Robert Sommerville),
1948-Natural Law in English Renaissance literature / R S White.
p cm.
Includes bibliographical references and index.
ISBN 0 521 48142 2 (hardback)
1 English literature - Early modern, 1500-1700 - History and criticism.
2 Didactic literature, English — History and criticism.
3 Natural Law - History - 16th century.
4 Natural Law — History — 17th century.
5 Natural Law in literature.
Trang 7In memoriam
Trang 9Preface page xi Acknowledgments xix
1 Natural Law in history and Renaissance literature 1
2 The heritage of classical Natural Law 21
3 The reception of Natural Law in Renaissance England 44
4 Law and literature in sixteenth-century England 72
5 More's Utopia 107
6 'Love is the fulfilling of the law': Arcadia and Love's Labour's
Lost 134
7 'Hot temper leaps o'er a cold decree': The Merchant of Venice
and Measure for Measure 159
8 Shakespeare's The History of King Lear 185
9 Milton and Natural Law 216Epilogue: Hobbes and the Demise of classical Natural Law 243Appendix: Aquinas on the right to own private property 252
Notes 255 Select bibliography 270 Index 280
IX
Trang 11Law rational therefore, which men commonly use to call the Law of Nature, meaning thereby the Law which human Nature knoweth itself
in reason universally bound unto, which also for that cause may be termed most fitly the Law of Reason; this Law, say I, comprehendeth all those things which men by the light of their natural understanding evidently know, or at leastwise may know, to be beseeming or unbe- seeming, virtuous or vicious, good or evil for them to do 1
Natural Law is law which 'authorises' all positive, human laws cording to its classical exponents it is located in the purity of humanreason, and, to its Christian theorists, in reason and conscience, moti-vated by an instinctive need to guarantee human survival It is a form ofknowledge which spurs us to follow virtue and shun vice The conceptdominated Renaissance thought and, through its literary equivalent,later to be called poetic justice, it influenced all English writers of theperiod in fundamental ways There was a sceptical and resistant traditiondating from Calvin and summated by Hobbes, suggesting that after theFall Natural Law existed, not, as Aquinas held, in the human mind andheart, but in God's will and the sovereign's fiat, but even this line ofargument necessarily worked within the terms laid down by Aquinas.Natural Law may be regarded simply as an intellectual 'model', since
Ac-in the realm of observation it has 'never really existed'.2 No actualsociety has ever been built upon its premises It may be no more than arational hypothesis, or a useful, even necessary, construction, suggestingwhat 'ought to be' rather than what 'is' Other ways of saying the samething might be, first, that Natural Law has the status of 'reality' only as
an 'imaginative projection',3 or that it is not a finished product but aprocess, that process being reason itself as it contemplates good and evil.Postmodern theory has, if nothing else, made us wary of anything thatsmacks of universalism, and there is absolutely nothing to refute theargument that Natural Law is no more and no less than a constructedfiction 'There is nothing either good or bad, but thinking makes it so',says Hamlet, in richly ambiguous fashion Even when constructions are
Trang 12elevated into values for living, it is utility rather than truth that guidessuch priorities All I claim to do in this book is to prove the existence andimportance of the ideas in the English Renaissance, and to demonstratethat these ideas had creative outcomes throughout the literature of theperiod Indeed, it could be claimed that the proximity of poetic justiceand Natural Law in the English literary Renaissance centrally defines thecontinuing intellectual and emotional power and vitality of the period'soutput.
The primary contribution this book is intended to make is to literaryhistory, as a selection of important texts are interpreted in the context ofpervasive debates in the English Renaissance on Natural Law However,given the sheer scope of Natural Law itself, which was an ancientconcept going back to pre-Socratic Greek writers and which was givenmagisterial expression in the writing of the medieval St Thomas Aquinas,and since its implications reach into law, religion, politics, and moralphilosophy, a part of the book is devoted to setting up intellectualcontexts before moving primarily on to texts I hope literary readers willfind this preparatory attention justified, and, more than this, I hope itwill make the book of some interest to students of the history of ideasand to legal historians, as well as to that figure who, however elusive,inspires most writers, 'the general reader', who may start from an interest
in the current revival of Natural Law thinking
It is important to stress that the writers and the particular works Ichoose to analyse are by no means the only ones showing Natural Lawinfluence They are exemplary of a pervasive and profound tendency inEnglish Renaissance literature to address the subject in terms established
by Aquinas and challenged but not denied by the Reformation Almostany major work written during the period could have been analysedfruitfully, but, in terms of the texts chosen, I have tried to make my book
complementary to those by John S Wilks (who writes mainly on Richard
HI, Hamlet, Marlowe, Webster, Tourneur, and Ford),4 and George C.Herndl (who concentrates entirely on Jacobean drama),5 and to cover arange of different literary forms, in prose, poetry, and drama; comedy,tragedy, romance, and polemic The only real regret I have is omitting
Hamlet, which is covered especially thoroughly by Wilks from the point
of view of conscience Hamlet could be regarded as the Natural Law
hero par excellence, the philosophy student from Faustus' university at
Wittenberg which was also Luther's place of confrontation, and spendinghis play brooding on the fundamentals of reason and conscience inaction
My analysis is also incomplete in the sense of not covering all aspects
of Natural Law in each work, and not consistently following through the
Trang 13same preoccupations through each work I try to deal with each text as
sui generis, raising its own problems, and standing at a unique place
along the spectrum from idealism to scepticism Although I argue thatNatural Law provided a constructed model whose basic reference points
of 'right reason' and conscience had virtually normative status in theRenaissance, yet I do not pretend that it was universally accepted as anagreed, singular or straightforward concept It was, on the contrary, asite for considerable argument because of its inherent generality and theundoubted ambiguity of applying it to actual circumstances Because ofits antiquity and ubiquitousness, Natural Law was ripe for appropriation
by thinkers of virtually all persuasions, leading to a plethora of tions, hazy lines drawn between reason and 'natural' passion, disputeover its jurisdiction and applications, and even to scepticism aboutwhether it can ever operate in a fallen world For example, RenaissanceNatural Law could be, and was, used to justify the freedom of the rich atthe expense of the poor, or freedom for the poor at the cost of abolishingprivate wealth I hope my analysis of texts reflects the fact that suchcontroversies are inscribed in literature Such apparently simple dicta as'trust reason and conscience; follow virtue, shun vice' become surpris-ingly complex and contentious in particular fictional circumstances, andthe fundamental argument over whether Natural Law lies in the humanheart, as Aquinas argued, or is almost irretrievable by fallen humanbeings without the extension of God's grace and the strong politicalactions of a monarch, is also reflected in the writings Every writer takes
descrip-an individual stdescrip-and on such matters, making each work different, times radically different, from the others But the simple, overarchingidea that the model of Natural Law is a central analogy for notions of'poetic justice' invariably applies to the anticipated reception by readersand audience, in the fullest, educative function of'poesy'
some-As Herbert Butterfield memorably argued, victors rewrite history.There is a problem of historical retrieval for modern scholars, since
between us and the sixteenth century stands the bulky Leviathan of
Thomas Hobbes After this book took root in England, the nameAquinas was barely heard again, and Natural Law became a justificationfor what Aquinas would have regarded as very dubious positions whichemphasised individual freedoms often at the expense of community andfellow-beings I should make it clear from the outset that my highlighting
of Hobbes is not done with any suggestion that he was the first to voice asceptical view of Aquinian Natural Law: far from it, since, as I makeclear, his ideas synthesise and extend many others available since theReformation But it is, rather, to identify and clear away the 'victor'sperspective' which has made it possible, to my mind, to overstress the
Trang 14influence in the Renaissance of Calvinist scepticism, and to minimise thenormativeness, sheer flux, and diversity of Natural Law thinking before
1660, which operated, I argue, within a generally Aquinian orthodoxyeven while it faced sceptical challenges
This statement of intention allows me to 'position' myself in relation tobooks which deal with similar terrain The few scholars who have writtensystematically on Natural Law in Renaissance literature, (for example,George C Herndl, John S Wilks, and Richard A McCabe, all cited inthe Bibliography), have tended to focus fairly exclusively on drama in theJacobean period, and to emphasise the Calvinist approach which centra-lises the fatal corruptions rendered by the Fall, clouding man's access toNatural Law and casting deep suspicion on the view that reason andconscience are innate gifts This view was certainly powerful andimportant in a time of rapid political change in England, and in someways it was the ultimate victor in the argument As I have mentioned, thesceptical position was to be rationalised so eloquently and powerfully byHobbes in 1651 (although even he significantly does not question theexistence of Natural Law, but relocates its operation) that it was tobecome the new norm of the 'Enlightenment' But, as I try to stress, thisshould not make us read the sceptical tradition into everything inhindsight Spenser and Sidney were generally more Calvinist than, forexample, Shakespeare, More, and Milton, but even they accepted somekind of Natural Law model, accessible to the reader's understanding as abasis for morally judging characters' actions The evidence points rather
to the anti-Calvinist, Hooker, contemporary of Shakespeare, Webster,and Ford, as the spokesman for the 'establishment' view, and for thedominant one before Hobbes, in the quotation at the beginning of thisPreface The English Revolution brought back Natural Law thinking as
a basis for argument, and after the Restoration it lived and thrived in theAmerican colonies under the term 'fundamental law' Rather thanagreeing with Herndl that Aquinian concepts of Natural Law weredislodged at the beginning of the seventeenth century, my researchconfirms Robert Hoopes' argument that the supremacy of 'RightReason' was not to be undermined until after the Restoration, althoughobviously the roots of the dislodging forces were evident very muchearlier.6 If anything, it gained fresh force in the English Revolution of theseventeenth century I try to guide attention back to the seminal work ofthe gentle, corpulent Saint Thomas Aquinas, and to the classical for-mulations of Natural Law itself which provided imaginative writers withsuch a comprehensive and fertile analogy for the kind of justice operating
in their own works
At the same time, it is undoubtedly true that the tensions entered in the
Trang 15Reformation, and I have tried to build into my argument the veryimportant influence of the sceptical tradition, and to incorporate thefindings of Herndl and Wilks This tradition is especially important for
Spenser, Sidney, and a reading of Edmund in King Lear But it is
significant that none of these writers actually challenges Natural Lawitself Like Calvin, Luther, and Hobbes, they simply express problemsabout man's exact relationship to the Natural Law Rather than engage
in direct dialogue with Herndl's and Wilks' accounts, however, or goover the territory of the Jacobean drama, both of which would riskoverbalancing my own argument, I hope that the breadth of my chosenperiod, reaching from More to Milton, will be seen to establish a ratherdifferent focus, which allows for the existence of dominant and dissentingviews, amalgamated in complex fashion in works of the imagination Atthe same time, I readily acknowledge my pervasive debt to these scholarswho are among the few to have ploughed the same vast field
A few caveats need to be entered to define our own, twentieth-century,intellectual distance from earlier Natural Law assumptions First, Re-naissance Natural Law has only a tangential relationship with onephenomenon which seems to be sweeping at least the English-speakingworld in the 1990s under the name of Natural Law The creation of'NewAge' thinkers, this movement has its roots almost entirely in easterntraditions of mysticism rather than Greek philosophy and Roman Law,although it is clear that the two traditions sprang from similar com-munity and personal, human needs It may be generally characteristic ofthe two ancient cultures that where the eastern is mystical and amorallysense-based, the western is rooted in reason and morality I am dealingwith the western line, and do not address other versions of Natural Law.Secondly, and perhaps more worrying, I am acutely aware that thetradition of Natural Law with which I am dealing was fairly implacablypatriarchal, and all the commentators in both their language and theirnarratives tacitly assume its operation to be an exclusively male domain.'What a piece of work is man', says Hamlet, and, given his treatment ofOphelia, there is no reason to believe that he means the phrase to beinterpreted in any way but literally Constance Jordan, even whilearguing for the existence of 'Renaissance feminism', sharply observes'that there were very few ways to interpret contemporary concepts ofnatural law that were not prejudicial to women'.7 This is not to say thatthe underlying and basic theory cannot for all time be applied inegalitarian and enlightened ways After all, the abolition of slavery waseffected largely with the rhetoric of Natural Law, and the gradualemancipation of women has undoubtedly been influenced by its traditionand logic On the other hand, the assumption that supremacy of male
Trang 16over female, white over black, are 'natural' is clearly at the heart ofprofound inequalities In the interests of pursuing my main theme of theinfluence of the general theory of Natural Law on literature, I do notpursue these uncomfortable facts beyond occasional statements, since Iregard them as lying in the realm of 'positive' applications of the model,and, as such, intrinsically contentious and not a necessary part of thestructure of ideas or the Natural Law model itself.
Although the task of the book is historical retrieval, there is also acontemporary dimension The literary and philosophical material withwhich I deal may appear to belong to an age which is alien to our ownand long gone, but the fundamental questions about good and evil whichled to the construction of Natural Law will, to any reader in the latetwentieth century, evoke haunting associations The Nazi extermination
of millions of Jews, the destruction of 200,000 innocent civilians in themoment it took to explode an atomic bomb over Hiroshima, the system
of apartheid, and the policy of 'mutually assured destruction' (MAD)
upon which the policy of proliferating nuclear weapons was based, havebeen our most recent witnesses to the fundamental injustice of con-sciously not allowing human beings to die as human beings, in the order
of nature Such actions and policies have shown, I believe, not onlydisregard for the sanctity of human life, but a violation of human reason
As Natural Law gives pre-eminence to reason, to conscience, and tohuman survival, open debate with its terms in mind might have madesuch actions unthinkable What is truly appalling is that none of thesepolicies was the isolated whim of a single madman or criminal All werethe result of policies collectively endorsed, sanctioned in some form ofpositive law, and carried out by whole populations through electedrepresentatives, as part of their national aspirations
The contemporary issues are not anachronistic in a book on and seventeenth-century English literature My version of the Renais-sance is not one of antiquarian or safely conservative enclaves of hoodedscholars and meretricious poets and playwrights, destined to be sweptinto oblivion by the sophistications of postmodernism and culturalstudies The thinkers and writers dealt with in this book had the lucidityand courage to raise questions of a fundamental order, which, one could
sixteenth-be forgiven for thinking, have sixteenth-been neglected in our own 'progressive'century May we bequeath our children a sense of urgency in returning tothese questions, for now, with the invention of ever more destructivetechnology and the rapid development of something wrongly called'communications', and with the growth of an ever greater group ofconsumers, the stakes are as high as the survival of the human race itself
If the underlying logic of the model of Natural Law was to guarantee
Trang 17such survival, sometimes at the cost of challenging the morality behindpositive laws, then it may still have something to teach us.
A few explanations and justifications are necessary I consistentlyprivilege by capital letters the terms Natural Law and Law of Nature (bywhich I intend the same thing, in line with most Renaissance theorists),because in certain contexts I wish to distinguish it from natural law ornatural philosophy, intended to mean laws governing the physicaluniverse and the animal world, without moral content Secondly, I mustcontinually assert that, by and large, the central subject of the book is thebasic model of Natural Law, not its specific, contested, and confusingapplication to particular situations I am looking at 'the thing itself, andsuch a distinction can easily be justified, given the abstraction andintended universality of the model As an example, I do not address theobjection anticipated above, which feminists will immediately make, thatthe way Natural Law was used in the Renaissance was systematically inthe service of a patriarchal society and against the 'rights of women' Myargument is that this would properly belong in a different book dealing
with a particular application The problem is not inherent in the Natural
Law model itself, because its terms could easily and obviously be used toargue for women's rights
There are some other initial qualifications I should make, 'that futurestrife may be avoided now' as fellow scholars and readers move throughthe book A work that addresses legal, historical, theological, and literaryissues from pre-Socratic times to the end of the seventeenth century, may
be destined to please no specialist in any one of these disciplines, but Iwould plead for some interdisciplinary tolerance from my readers, and afocusing on the broad ideas in their literary manifestations Morepositively, I must thank the many hundreds of scholars in all fields who,
in their books, have made my task less impossible by clearing some of thedark spaces I modernise all quotations, since the emphasis is on ideasrather than linguistic niceties, and I do not wish to distract or alienatereaders who are not scholars of the English Renaissance by 'old spelling'.Only in the case of Spenser's poetry is old spelling adopted, since it iscustomary, and sometimes necessary for metrical scanning Finally, Ihave tried to keep footnotes to a necessary minimum, leaving theBibliography as an indication of the quarry from which the argument,which I hope stands alone as a piece, was made If I had followed upevery qualification and modification that should be made to many of myover-confident generalisations, the footnotes alone would have made
another book, or instead, like an academic Tristram Shandy, the book
would never have advanced further than the first few footnotes
Trang 19Like most books, this one has taken many years to write, and hasincurred many scholarly debts In carrying out research for this book Ihave been helped by many institutions and people, and it is a pleasure tothank them.
The Australian Research Council funded some research assistance, asemester free of teaching and, more crucially, trips to Oxford withoutwhich I could never have written the book The University of WesternAustralia approved my study leave for one semester Balliol College gave
me the great honour of an invitation to take up their Visiting ResearchFellowship for a year Because of administrative commitments binding
me to the University of Western Australia I could not accept thisgenerous offer, but I did have the pleasure of being Academic Visitor toBalliol for six months in 1992, when the bulk of the work was done Thisopportunity gave me proximity to the unrivalled collections at theBodleian Library, the Bodleian Law Library, the English FacultyLibrary, and Balliol College Library, all of which I offer thanks forresources and human assistance from staff It is literally true that withoutsuch access I could never have contemplated writing this book It wasdifficult to consult many essential texts in Western Australia, but theReid Library, the University's Law Library, and the Alexander StateLibrary of Western Australia were useful starting-points The librarian atGray's Inn in London generously answered my questions on Sir PhilipSidney The Literary and Philosophical Society in Newcastle upon Tyneallowed me to use their beautiful library when writing the book, and theAllegretta Art Studios in Fremantle gave me a private haunt when Ineeded to escape from the world of obligations, and to write
No book of this kind can be written without help from individuals,which was always given generously, whether it came in the form ofresearch assistance, information, reading my confused manuscript inembryonic form, scholarly and moral support, encouragement, or theinspiration of human warmth and hospitality at crucial stages I offerparticular thanks for comprehensive help to Desmond Graham, David
Trang 20Norbrook, Marina White, and Jane Whiteley, and I list some of theother special people in no order other than alphabetical: Alan Bris-senden, Jane Brownlow, Ann Chance, Julia Darling (and Scarlet andFlorrie), Alan Dodds, Kieran Dolin, Katherine Duncan-Jones, PinaFord, Hilary Fraser, Cathy Higgins, Ernst Honigmann, Gail Jones,Claire Lamont, Sue Lewis, Susan Hayes, Suzanne Montgomery, Eliza-
beth Moran, Bernard and Heather O'Donoghue et famille, James Paris,
Sue Penberthy, Bev Robinson, Trude Schwab, Nigel Smith, JeannieSutcliffe, Adam Swift, Joanna Thompson, Helen Vella-Bonavita and
Christopher Wortham As the proofs of Natural Law arrived, so did my
second daughter, Alana Hers was a far more joyful arrival At theCambridge University Press, Andrew Brown, Kevin Taylor, Josie Dixon,and Gillian Maude were exceptionally agreeable and helpful to workwith Thanks to the two anonymous Cambridge readers (who will remain
in my mind as Aquinas and Calvin respectively), whose stern but kindlyadvice saved me from many an error, and who spurred me to climb alittle higher up the hill That I never quite reached the top is my ownfailing, and probably the fate of every writer The late John Colmer, towhom the book is dedicated, showed me the gift of dedicated scholarship,and gave me a love for learning which is lasting a lifetime
Trang 21in England in the Renaissance, and now, at the end of the twentiethcentury, it is rising again into ascendancy, generally in a related but
significantly different guise of 'natural rights' or 'human rights' (ius
naturale) rather than 'Natural Law' {lex naturae), or appearing in
borrowed robes of eastern mysticism (which is another story altogether)
We are dealing with the justice of justice, and with something indeedawesome
Saint Augustine said 'There is no law unless it be just', and SaintThomas Aquinas glossed 'And if a human law is at variance in anyparticular with the Natural Law, it is no longer legal, but rather acorruption of law.'2 Natural Law is essential justice, justice itself, theorigin and test of all positive laws, and 'the ultimate measure of right andwrong'.3 It is above all rational, discoverable through reason, and there-fore 'ywstifiable' It has been said to be known by all people at all timesbecause of the universal human capacities for exercising reason.Although its actual implementation in any one circumstance or society
1
Trang 22may differ from that in another, it is said to generate all other laws Withits aid humankind can live compatibly in the rational order of nature.Hugo Grotius (1583-1645) linked it with a form of reasoning which is 'of
a rational and social nature', the cause of which 'can hardly be anythingelse than the feeling which is called the common sense of mankind'.4Francis Bacon evocatively describes good and evil as having 'colours'which can be observed and apprehended as distinctly through the senses
as colours in the physical world.5 Its most general precept, againaccording to Aquinas, is 'do good and avoid evil', and the human headand the human heart - reason, later supported in Christianity byconscience - are said to be capable of filling this axiom with meaning inevery situation As George C Herndl epigrammatically sums up, 'Evil isunnatural, and man's highest virtues profoundly natural to him.'6 Nowonder poets, who take as their province the human mind and heart,have been drawn to the subject, whether or not they know its tangledhistory, or directly refer to its philosophical roots
Early theorists of Natural Law, at least up to St Thomas Aquinas andthrough several centuries of his scholastic followers, maintain that it is aninnate form of knowledge, imprinted on the human mind (although thisknowledge can, to a greater or lesser extent, be clouded over byexperience), and they concede that no single definition can be universallyaccurate It sounds somewhat mystical in its origin, and yet no significantwestern theorist has used the appeal to mysticism, locating Natural Lawrather in faculties like reason and knowledge which are presented aspractical, not theoretical qualities Reason itself is the faculty separatinghumans from animals: 'How noble in reason the paragon of animals',
is Hamlet's optimistic assessment of humanity The elegantly argued
book by Robert T Hoopes, Right Reason in the English Renaissance
most comprehensively recuperates the Renaissance emphasis on reason,and defines the point of view which could effortlessly equate knowledgeand virtue through it: 'True knowledge, i.e., knowledge of Truth,involves the perfection of the knower in both thought and deed; theexercise of virtue is itself part of what Whichcote called the "true use ofReason".'7 While earlier traditions of Natural Law relied solely onreason, Christianity, largely through Aquinas and in England StGerman, added conscience The Christian version of the theory main-tains that God established a universe governed by reason, and heimprinted conscience on the human mind to enable us actively to choosevirtue and reject vice Even conscience itself is interpreted as based onreason: that which conscience bids is by definition reasonable and thatwhich it forbids is unreasonable Equally, that which is reasonable willsatisfy the conscience In this formulation we find an explanation for one
Trang 23of the great historical shifts in Natural Law thinking, which happenedduring the Reformation and deeply influenced the Renaissance world.Classical and early medieval Natural Law theorists built their ideas uponreason alone, while Christianity, afraid that such a reliance mighteliminate the need for God (as some, particularly Grotius, deduced byarguing that conscience is no more than reason applied to ethicalproblems)8 added conscience, insisting also that both faculties are God-given.
The essence of Natural Law, by definition, lies not in substantive rules,but in precepts which are the basis for rule-making, and which can beexercised even where no positive laws exist Many descriptions have been
attempted: 'incline to virtue, murmur at vice', bonum faciendum, male
vitandum ('good is to be done, evil to be avoided'), 'do as you would be
done by', 'To thine own self be true', and sometimes more specifically'private interests should be subordinated to the community's good', allareas constantly plumbed by imaginative writers John Finnis, who haswritten one of the most comprehensive books in recent times on NaturalLaw theory from an ahistorical and jurisprudential point of view,formulates it as 'practical reasonableness in relation to the good ofhuman beings who, because they live in community with one another, areconfronted with problems of justice and rights, of authority, law andobligation'.9 Natural Law is what enables us confidently to make, if notalways to prove, spontaneous statements like, 'That is not fair' or 'That
is unjust', even if the actions we are commenting upon may come within'the letter of the law' or not be covered by any law By implication it alsoinforms our very powerful feelings about the moral pressures resolved orconspicuously not resolved at the end of works of fiction, particularlyRenaissance ones, backed up as they are by a theory of didacticism, andsome kind of 'poetic justice' which is the literary work's analogy ofNatural Law
My intention in this book is to demonstrate that a belief in the classicalmodel of Natural Law had widespread, even normative, popular cur-rency in the English Renaissance, no matter how variable were opinionsabout its specific applications Most memorably, it inspired works ofliterature which have long outlasted the bedrock of jurisprudential idealsupon which the theory was built These works drew not only uponNatural Law itself, but also on the inherent ambivalence of its worldlymanifestations, and at times a more damaging scepticism which led to itseventual demise To claim More, Spenser, Sidney, Shakespeare, Milton,and many others as writers drawing consciously upon Natural Law is toplace in its orbit the most important authors of the whole period inEngland Before we can interpret their works from a Natural Law
Trang 24perspective, we need to retrieve in some detail the historical conditionsand ideas which prevailed, and so the first part of the book unavoidablydeals with legal history, philosophy, political history, and the history ofideas rather than primarily literature I hope readers will at least bepatient, and ideally interested, in the early stages, as we trace classicalNatural Law thinking from its source in pre-Socratic times up to itsstrongest and most comprehensive statement by St Thomas Aquinas; itsreception into English legal structures and its pervasive influence onRenaissance literary theory; and then the lengthy path to its eventualdismantling in the late seventeenth century.
Natural Law in Renaissance thought
Renaissance legal theorists, in England and on the European continent,accepted the existence of two major, mutually compatible and ideallysynonymous spheres of justice: God's law (often called either divine oreternal law) and man's law (positive law) Since the former is unknowable
to human eyes (God works in mysterious ways) a bridge between the twosystems was required in order that man-made law should coincide withGod's law Accordingly, medieval and Renaissance theorists revivedfrom the pre-Christian Aristotle and Cicero (who in turn received it fromthe pre-Socratic philosophers and Plato) the notion of Natural Law Thisdecrees that human beings, because they have been given the capacity ofreason and, according to the Renaissance Christian, the spark ofconscience, know enough of the general precepts of the eternal law to livevirtuously and make just laws Natural Law is assumed to be as un-changing as eternal law, but, since social circumstances and attitudeschange, it is a barometer by which people must adapt their worldly laws
to come as close as possible in a fallen world to enacting and obeyingdivine law
Doing what is necessary for survival is at the heart of the moralprogramme, and this priority, for example, invariably manifests itself asways of forbearing from violence in killing or inflicting bodily harm Itmay also require approximate equality between life and life, and groupsupport, since most Natural Law theorists agree that some form ofcommunitarianism is essential to all human conditions for survival Theprimacy of mutual survival also implies at least a limited altruism,exercised in forbearance from (or condemnation of) selfish behaviourand some concept of sharing limited resources In this sense the tyrant,even if he is in his own right a lawfully instituted authority, may beopposed by the community These axioms might stand as a modernequivalent of doing good and avoiding evil, as the moral bases of positive
Trang 25law which, as a bare minimum, constitute a state of justice and fairness.Without some such basic premises, the survival of human beings incommunity would be jeopardised, and indeed human beings would cease
to be reasonable, conscientious beings, and forfeit their right to share theunique 'nature' of their species It is tempting to think the retreat fromreliance on nuclear weapons in the 1990s, if indeed this trend is notreversed, is an assertion of Natural Law in the interests of survival of thehuman world, and a revival of the model Those not sharing minimumpremises would, in short, be denying the fundamental 'nature' of humanbeings As Hume says, 'Human nature cannot by any means subsistwithout the association of individuals: and that association never couldhave place were no regard paid to the laws of equity and justice.'10 Allthese preoccupations with essentially collective, sociable, and communi-
tarian values are central, for example, to King Lear, even if, like all the
imaginative writers, Shakespeare realises that breaches of Natural Laware just as theatrically interesting as observance of it To the creativewriter, a Macbeth, who knowingly violates conscience and must live withthe consequences, is more arresting and useful than a Duncan who faces
no such crisis of conscience and reason in the play But for such crises to
be dramatically interesting, it is important that the dramatist rely on hisaudience to discriminate between good and evil actions, without necess-arily presenting overt moralisations himself, thereby crediting the audi-ence with prior knowledge of the Natural Law model
However, there was no unanimity amongst Renaissance thinkers andwriters about what Natural Law would dictate when applied to aparticular set of circumstances From Luther to Milton, there werechoruses of complaints from those who suspected the portability andcontradictoriness of claims to base actions on Natural Law John Donne,for example, lamented that the term Natural Law is 'so variously andunconstantly deliver'd, as I confess I read it a hundred times before I canunderstand it once, or can conclude it to signify that which the authorshould at that time mean'.11 The fine book by Richard A McCabe,
Incest, Drama and Nature's Law, 1550-1700 12 on every page givesexamples of the fluctuating interpretations of what exactly constitutes theact of incest, even while its existence is never denied by writers of the time
as proscribed by Natural Law Throughout its history, and particularlyduring the Renaissance, McCabe argues, 'The very repetition of the word
"natural" in so many contexts placed the concept itself under intensestrain.'13 At the same time, I argue that such variations are best seen asbelonging to debate within the sphere of positive laws, and they do notundermine the writers' belief in the existence of the model of NaturalLaw itself That is, incest is wrong according to the model, but what
Trang 26constitutes an incestuous relationship is subject to cultural definition andhas clearly been different from time to time, and place to place This iswhy arguments can be conducted for and against the marriage betweenClaudius and Gertrude Similarly, Natural Law was invoked to justifymale supremacy and racial domination, but it could (and should) be used
to justify equality: such are the different positive applications of the ideawhich different cultures construct It is the very stuff of drama andromance that writers presuppose some guiding precepts of what is rightand what is wrong (enacted through poetic justice), and their interest lies
in the sheer multifariousness and ambiguity of actions generated withinsuch a system
Natural Law in Renaissance literature
Poets have always taken some version of Natural Law as their province,believing, as Shelley asserted, that their profession confers upon them themantle of 'unacknowledged legislators of the world' As authority fortheir particular legislative jurisdiction, at least in the English Renais-sance, poets inserted themselves in a contemporary, legal debate betweenthe claims of Natural Law as an unwritten and intuitive basis for all law,and positive law (man-made iaw of the land') They firmly asserted theprimacy of the former over the latter, although in the truly just state thetwo would be synonymous If through Natural Law, according toAquinas, people 'participate in' eternal law, then literature is treated bytheorists and practitioners as a medium through which this participationcould be effected Readers and audiences are encouraged, even required,
to make moral judgments which are at least implicit in the narrative andsometimes explicit, and thus confirm that they themselves have thepotential to 'do good and avoid evil' The English Renaissance (in thisbook, taken to run from More to Milton) was a period in which at leastwriters felt that the order of imaginative literature was parallel to, andeven coterminous with, the order of Natural Law, implicating and testingaudiences and readers as much as fictional characters in making moralchoices
Poetic justice is about as close as we can come to an observableenactment or construction of Natural Law, in a kind of dynamicexperiment set up by the writer The connections between legal theoryand imaginative literature in the Renaissance are sometimes direct and atother times oblique, but they centre on the shared reliance on the justicethat poetry can enact Both legal and literary theory in the Renaissanceinsisted that right and wrong exist prior to positive law, can be known bypeople through reason and conscience, and can finally prevail as a
Trang 27resolution to conflicts While the fictional characters constructed by a
writer can, with a greater or lesser degree of voluntariness, choose right
or choose wrong as a path of action, in hindsight, at the end of the work,
the moral nature of their choice will be known to the audience and, moreoften than not, to the protagonists themselves Othello commits suicidewhen he realises he has violated virtue and followed vice in the figure ofIago; the Capulets and Montagues are reconciled after recognising thattheir feud has had evil consequences in several deaths; Adam and Evebecome aware of sin after committing it, and they are destined forsuffering Even the apparent exception proves the rule: however shockingand unexpected is the death of Cordelia, it is the inevitable result not ofher own transgressions but of others', compelling audiences and readers
to understand the tragedy as the result of prior violations of NaturalLaw by a host of characters 'Drest in a little brief authority' That suchmoral awakenings come after the events does not diminish the operation
of Natural Law, because all the conditions for understanding moralchoice are present earlier, and audiences recognise violations as theyoccur, and are not surprised by narrative retribution Poetic justice is theliterary equivalent of Natural Law This is essentially the basis of the'defence' of poetry offered by Sidney: it can teach general, moral preceptsthrough enacted fables It is no exaggeration to say that Natural Law inparticular provides the key to understanding the moral patterning, andsometimes the legal and political significance, of important imaginativeworks in the period At the very heart of literary theory of the time lies amodel which draws upon, and closely mirrors, the basis of Natural Law
as it was discussed in legal circles, that people are in some fundamentalway attracted to good and repelled by evil, and that they know the moralstatus of what they are doing or what they have done
'Poetic justice' (although the term was not coined until later, theconcept was clearly available) had a direct line to Natural Law In the
eighteenth century the vestiges of this model attracted the name poetic
justice, although by this time (following Hobbes' onslaught on theassumption that humans are rational beings endowed with conscience,which he paradoxically couched as a defence of the Law of Nature)Natural Law theory was in eclipse Consequently, the eighteenth-centuryliterary concept, endorsing rewards for the virtuous and punishment forthe evil, was a considerably watered-down and simplified version of itsrichly complex Renaissance equivalent, as evidenced in the neo-classicalrewritings of Renaissance texts to conform with 'rules' of literarydecorum Ironically, this result was directly contrary to the Renaissancebelief in the primacy of Natural Law over man-made rules, of intuitionover prescription, and it marked a literary equivalent of a Hobbesian
Trang 28sovereign state imposing norms upon recalcitrant literary works as onmankind in general For Milton and his precursors, fictional works were
a test of the reader's own rational capacities
The Renaissance imaginative writer, in creating fictions, thought ofliterature as performing the function of God, just as (Aquinas says byway of analogy), God is performing the function of an artist The writer
is controlling deity of a constructed world of human beings who make,obey, and break their own laws within that world, and must stand judgedand often condemned by themselves, their fictional peers, readers, andaudiences in the universal court of Natural Law As deity, the writerpresupposes a shared moral perspective which enables the reader oraudience to exercise the god-like function of discriminating betweengood and evil Clearly, writers would, in Faustian fashion, be blasphe-mous to claim for themselves any comprehensive knowledge of eternallaw What they could claim, however, and what they did claim, issuperior insight into the intermediary precepts of Natural Law, itshuman equivalent, and the capacity to tap into shared knowledge ofthese in readers They see themselves, in Shelley's words, as unacknow-ledged legislators of the world In their works narrative carries plausi-bility, a logic based on reason, and there is a compelling appeal to thereader and audience to exercise conscience in understanding and judgingthe morality of actions carried out by their characters, more or less like amodern jury This goes even for the so called 'decadent' Jacobeandramatists who, I contend, do not deny the omnipresence of NaturalLaw, but insist on the complexity and ambivalence of its applications tohuman behaviour
There are, I shall argue, certain reasons for the interaction of law andliterature in the English Renaissance, both institutional (the existence ofthe Inns of Court and their practices) and professional (shared reliance
on rhetoric and fictions) The specific importation of Natural Law intoliterature also stems from the fact that the theory's central preoccupa-tions - the survival of humanity effected first through propagation(writers call it love) and secondly through avoidance of killing -immediately raise the central subjects of Renaissance imaginative litera-ture, sexuality (comedy), and murder (tragedy) Both subjects are fertilebecause of the sheer difficulties and ambiguities inherent in knowingwhat is 'natural', what is good, and what is evil, although suchcontentiousness lies not in the structure of Natural Law itself, which islargely presupposed, but rather in its myriad applications Like ecclesias-tics, writers were interested in the fine but immensely important distinc-tion between sexuality as enactment of the logic of human existence onthe one hand, and as violation of it on the other Gloucester and
Trang 29Edmund may view bastardy as 'natural' from one point of view, while
other perspectives in King Lear show its existence and consequences to be
lawless, anti-communitarian, and analogous to political 'illegitimacy' in
the state Furthermore, works like More's Utopia, Spenser's The Faerie
Queene, and King Lear deal with questions which were within the
province of Natural Law, such as whether private property can bemorally justified, the flaws in human beings which can make the dictum'follow reason and conscience' so difficult to implement, and the basesand limitations of worldly authority The natural imperatives dictated by'need' crop up in pivotal contexts in literature, just as the word is aprimary term in Natural Law and, incidentally, in one of Natural Law'smodern, political offsprings, the theory of philosophical anarchism
Natural Philosophy
If some theorists have derived Natural Law purely from human reason,some from reason and conscience, others have come to the same pointthrough observations of nature in its material sense 'Laws' whichappear to operate in the physical universe (the movement of theheavens, waxing and waning of the moon, gravity, procreation and self-protection in the animal and plant world, the growth and decay ofliving organisms) in their reliable, predictable, and symmetrical patternsare, it is argued, justification for assuming the existence of comparablemoral laws Reading from what Marvell called 'nature's mystic book'14has always been an option for those who believe in some order beyondthe humanly constructed, and which can be given a place in the sphere
of jurisprudence A relatively modern exponent of such a philosophy isPrince Kropotkin, the pacifist anarchist, who, from his scientific ob-servations of self-preserving strategies in communities of animals, devel-oped a theory of 'Mutual Aid' amongst human beings, to counter what
he regarded as the pernicious assumption behind extreme Darwinistslike Huxley, that human community is a matter of 'survival of thefittest' in a state of constant struggle Properly speaking, this kind of'natural law' can be distinguished from Natural Law by calling itsomething like natural philosophy, variously regarded as a contributingproof of the existence of Natural Law rather than the thing itself, ormore fundamentally as a kind of prior version of the Law of Nature.According to Natural Law, each animal has its own unique nature, and,since it is in the nature of humankind to have reason, we are the onespecies which can not only use reason, but can also reflect consciously
on our own nature and on those of animals If the physical world isordered along rational lines, the argument runs, so is the moral world,
Trang 30and people are the only ones capable of understanding and menting in their own lives some such order As Copleston, in his usefulbook on Aquinas, summarises:
imple-It is sufficiently obvious that the term 'natural law' does not bear the same sensehere that is borne by the term 'law of nature' when the law of gravitation, forexample, is spoken of as a law of nature or as a natural law Irrational things doindeed reflect the eternal law in their activities and behaviour; but if we talkabout them as obeying a natural law the word 'law', insists Aquinas, is usedanalogically For law is defined as an ordinance of reason, and irrationalcreatures, being irrational, cannot recognise and promulgate to themselves anynatural law Human beings, however, can do so.15
Today, we are witnessing a new equation between Natural Law andnatural philosophy, as the increasingly horrifying recognition dawns thatthe survival of the human race is profoundly interconnected with thepreservation of the environment, and that only the rationality of humanbeings can prevent disaster
It should be said early in this book that natural philosophy comesfrom a different intellectual tradition based on a host of writers including
Pliny and Cato, Theocritus and Virgil, and the De Rerum Natura of
Lucretius, channelled through Virgil but influential in its own right, and
it is to be distinguished from the model of Natural Law deriving from thepre-Socratics, and from Cicero and Aquinas Natural Law would claimnatural philosophy as a sub-branch of itself, a description of the universeemphasising its supreme rationality according to Natural Law, or aphysical equivalent of Natural Law The exhortation to the poet to'follow nature' was synonymous with 'follow Natural Law' rather than'follow the laws of flora and fauna', the crucial difference lying in therationality underpinning human moral choice Herein lies the key to the
flawed reasoning of Edmund in King Lear and Faustus In different
ways, both abdicate from the very defining components of Natural Law
- reason and conscience - in favour of the amoral and unreflective'nature' of the material world
Marlowe in Doctor Faustus does not probe the issues deeply, but his
play does present the two systems as in some kind of consistent ship Faustus offends against Natural Law as reason and conscience,because he attempts through magic to control nature itself, therebyseeking to usurp the power of the creator of nature but without thatbeing's rational and moral supremacy Even more fundamentally, heturns away from virtue and towards vice, reversing the rule of NaturalLaw Other Renaissance writers, in particular Sidney and Spenser, foundthat nature's laws within men and women, impulses they share in commonwith animals, such as sexual desire, very often come into conflict with
Trang 31relation-Natural Law, positive laws, and sometimes with each other, whenrationality is abandoned Such clashes, they realised, made interestingworks of art, which could be inconclusive and thus exercise the reader's
or audience's moral faculties In other cases, by following their ownpassionate feelings, characters may break positive laws, but in doing sofollow the Law of Nature, when marriage is their destination Younglovers, for example, following the natural imperative of mutual desire,come into conflict with worldly authority, but their instincts are finallyvindicated and allowed to satisfy reason and conscience in 'happyendings' Feelings which initially seem to oppose positive law andthreaten society become in time the bonds of community and harmony,and can therefore embody enacted Natural Law Again, an exception isinstructive: the 'marriage' of Touchstone and Audrey, legally dubious as
it is, will collapse after two months, because it is based solely on theanimal drive of sexual desire, without the substantial basis of rationalchoice exercised through time by Rosalind and Orlando Sidney builds
Arcadia around these various kinds of conflict between sexual desire as
'natural' and the Natural Law, just as he exploits problematical tions between positive laws and Natural Law Shakespeare providescomic patterns where feelings may be in line with Natural Law anddictate the terms of 'poetic justice' in the closure, no matter how muchthey offend patriarchs and laws The real moral malefactors are theauthority figures who attempt to use positive law to control life itself,
distinc-Egeon in The Comedy of Errors, Egeus in A Midsummer Night's Dream, the young males in Love's Labour's Lost, and so on, are clear examples,
and a more complex case of the conflict between life and law will be seen
in Measure for Measure.
But sexuality provides the most difficult problems for Natural Law: onother social issues writers could be less equivocal Those who weredirectly commenting upon social justice and politics of their day couldtake their stand more unequivocally on reason and conscience ThomasMore, Edmund Spenser, and John Milton all accepted the certainties ofnatural philosophy but relegated its importance below that of thecreation of human, social justice In all cases, there was agreement on theexistence of a supreme and rational moral law, universally binding, buteach writer differed profoundly when he came to analyse applications ofNatural Law, and each built into his works the inbuilt ambivalence ofthe concept A central question, for example, is whether men and womenwho have fallen from grace in the theological sense are really capable ofmaking decisions based on moral grounds: they may still have an inbuiltperception of good and evil, but so clouded has it become that theycannot utilise it as God intended, and require faith or command as an
Trang 32alternative route to virtue On this crucial issue, Milton and his temporary, Hobbes, were to take opposite sides.
con-The intervention of Hobbes
The act of historical retrieval of Renaissance Natural Law is not entirelystraightforward, because a quite fundamental impasse to our thinkingwas erected by Thomas Hobbes in the mid-seventeenth century, to bereinforced by succeeding generations of philosophers and rational scep-tics through Bentham to Austin and even down to the present day.Hobbes did not invent the notion that virtue is not necessarily 'natural'
to man but must be imposed by authority: the seeds of this contentionwere laid mainly by the medieval nominalists and Calvinists TheHobbesian line of thought, while not denying Natural Law, draws a
sharp, a priori distinction between what law is and what law should be,
saying that these two must be kept strictly apart The former is theprovince of law, the latter of morality, and the two should not beconfused This is the basis of legal positivism, as espoused, for example,
by Austin in the twentieth century In essence, Hobbes claims that onlyGod, and his anointed on earth, the ruling sovereign, has the authority tomake laws and thereby implement the Natural Law, and that the rest of
us are not only hopelessly flawed but may even be 'naturally' opposed toNatural Law, using the argument that the impulse towards disobedience
is just as innate as a desire for virtuous action, and that after the Fall themore evil impulses will dominate the good ones We are said to belawless, selfish, and in need of strong coercion and punishment: our ownreason and conscience, buried beneath layers of sin, are unreliable andeven inactive Natural Law exists, and it is as rational as Aquinas and hisfollowers had claimed, but it is safer to assume that its existence isexternal to the human mind rather than internal, beyond the capacities ofmankind to know, and we have lost our direct access to it As Rommenstates, 'The entire theory of Thomas Hobbes (1588-1679) amounts atbottom to a denial of the natural law',16 even though Hobbes claimsbelief in the model and argues from its premises In drama, the classicHobbesian stance is adopted by Shakespeare's Edmund: 'human nature'
is, it is argued, implacably opposed to a moral order Other perspectivesavailable in the play do not support this view, but its articulation in theearly seventeenth century reminds us that Hobbes was only the latest andmost comprehensive Renaissance spokesman for a line of reasoningavailable much earlier
The Hobbesian separation of Natural Law and laws governing humannature rendered Natural Law in its classical version virtually impotent
Trang 33In classical Natural Law theory a law cannot be unless it is what it ought
to be Lex iniusta non est lex - an unjust law is not a law Martin Luther
King in jail in Alabama was to use precisely these words to justify hisactions on behalf of civil rights.17 A positive law which is inconsistent
with Natural Law was considered no law at all Similarly, what ought to
be a law is such, whether codified in a positive way or left unstated The
other corollary is that positive law, law made by people, is consistentwith Natural Law unless proved otherwise, because lawmakers werepresumed to construct laws according to reason and conscience Anyrigid separation of law and morality would have made little sense tomedieval and Renaissance thinkers of Aquinian persuasion: the two were
if not synonymous, at least implicated in each other, by definition.However, this is not to deny that the two areas had different spheres ofapplication I take it that this is the point which A P d'Entreves is atgreat pains to make.18 Natural Law may be 'superior' to positive law, not
in being at odds with it, but in being the source of positive law, andpositive laws were only law in so far as they effected Natural Law.Morality was considered to be individual in its operation, law was social;morality was an ideal standard of conduct, while law was coercive inforbidding certain conduct; and, d'Entreves argues, it was politicallyhealthy to maintain the independence of religion and the state as separatespheres The presumed intersection of morality and law was not bought
at the expense of the distinctiveness of each
But, to Hobbes and later legal positivists, the only relevant issue iswhether a law was passed by a legitimate authority with due procedures:
if so, it is simply law, and its goodness or badness is completelyirrelevant: morality has nothing to do with law, and law need havenothing to do with morality The shift from synonymy to divisionbetween morality and law is the largest conceptual stumbling-block tomodern theorists in jurisprudence seeking to understand classicalNatural Law, since it governs the very structure of their ideas We acceptreadily, even cynically, for example, that laws may be passed for politicalreasons rather than moral, and we take their rationales with a pinch ofsalt As More wittily anticipates, driving a wedge between Natural Lawand human nature almost inevitably concedes victory to sceptics, prag-matists, and pessimists over idealists in actual political settings, sincemorality is so evanescent and debatable There is, after all, no incon-
trovertible proof of Natural Law, and people daily argue over what is
reasonable and conscientious in human action: better, said Hobbes, just
to cast ethics adrift and define right and wrong simply by accepting thecommands of sovereign bodies which have authority to make law Inbuilding up a Renaissance context we must dismantle the distinction so
Trang 34cherished by the modern mind, accept some understanding of anassumed link between law and morality while respecting their uniquespheres of operation, and at the same time acknowledge that the sites ofargument were already present in the earlier period.
It is certainly true that before Hobbes there were sceptics whoexploited the uncertainty of what constitutes an act based on NaturalLaw and what does not, but there were few challenges to the edifice itself.The real debate was not over whether Natural Law existed, but over theextent to which human beings could live according to it Calvin andLuther, for example, had argued that after the Fall humans had losttouch with their innate sources of knowledge, and could not be presumed
to be in touch any more with the inner promptings of Natural Law.Montaigne develops this line of challenge further The Renaissanceversion of 'scepticism' which has become virtually synonymous with hisname, is summed up in the very title of one of his essays: That it ismadness to judge the true and the false from our own capacities' Forhim, pride was the greatest sin,19 and it was pride which made man claiminnate knowledge of truth: 'if you condemn anything whatever asdefinitely false and quite impossible, you are claiming to know thefrontiers and bounds of the will of God and the power of Nature ourMother'.20 As in the world of physical things, so in the moral: any claim
to know truth is a 'silly arrogance' which confuses knowledge withopinion Ironically, however, Montaigne bases this conclusion on reason,saying that 'reason has taught me that', laying himself open to thechallenge that he is just as wedded as anybody else in the period to theidea of 'right reason' as an innate faculty which can be either followed ordenied Montaigne posed awkward questions by pointing out the oddity
of claiming that there are immutable 'natural' laws when every examplegiven is contradicted by some nation's version of them,21 but again it ishis rationalism which leads him to this observation He says that it is 'notbeyond dispute' that there is 'truly a Law of Nature - that is to say, aninstinct which can be seen to be universally and permanently stamped onthe beasts and on ourselves', but yet in the same paragraph opines that'the concern for self-preservation' and 'the love which the begetter feelsfor the begotten' may well belong to such a law: and he gives to humans'some slight capacity for discursive reason' to distinguish us fromanimals, and says 'Reason alone must govern our inclinations.'22 So it isnot true to say that Montaigne denies the Law of Nature altogether Atmost, he simply sidesteps it, as he regards its generality as less intrinsi-cally fascinating than the diversity and individuality of human motiva-tion Rochester, writing after Hobbes, was more deeply sceptical, for hesought to deconstruct reason itself by using reason, and this basic kind of
Trang 35scepticism was to become more deeply entrenched after Hobbes in theEuropean Enlightenment Ironically, 'the age of reason' was also the agewhich most systematically questioned reason But in the sixteenth andseventeenth centuries reason was seen as a less negative faculty, and oneshared potentially by all mankind Even Hobbes did not deny theexistence of Natural Law as the product of reason, but instead located itsfield of operation beyond the individual's reason and conscience, as ifthese are not inborn gifts but exist as collective agreements or imposedrules Machiavelli, again, does not deny Natural Law, but choosesinstead largely to ignore it, dwelling on the conflicts of temporal
realpolitik without looking for ultimate moral answers Thomas More in Utopia dramatises the clash between an Aquinas and a Machiavelli,
Natural Law theorist and sceptical pragmatist The most radical denial
of Natural Law may, at least according to traditional views, have comefrom Descartes who, by allegedly arguing for the complete separationbetween mind and matter, denied the implication of reason in nature,which was the plank of Aquinas' thought.23 But Descartes' voice, ifindeed it has been accurately understood, was not the loudest one in theRenaissance, although it was to become much louder in the scientificrationalism of the eighteenth century
Where the earlier sceptics and their Renaissance sympathisers becamesignificant for the formulations of Hobbes, was in a decisive redirection
of emphasis rather than a dismissal of Natural Law itself Generallyspeaking, classical theory places the understanding of Natural Lawwithin the individual human mind, and this emphasis, for example,fuelled Milton's resistance to the vicissitudes of political fortunes and tothe decrees of worldly power Where Hobbes, and predecessors like eventhe Protestant Spenser, differed in emphasis, was to assert that mankindsince the Fall had been cut off from the sources of inner knowledge, andtherefore needed to have unambiguous applications of Natural Lawimposed on them by a state apparatus controlled by a worldly authoritystanding next in line from God Individual reason and conscience were atbest unreliable since each person could find a different way: a degree ofsimple faith in higher authority was required Similarly, although withvery different implications, Roman Catholicism has always upheld theprimacy of papal pronouncements over individual opinion, howeverrationally and conscientiously the latter is expressed, even while insisting,like Hobbes and Spenser, on the prior existence of Natural Law Theradical potential in this formulation lies in a further inference thatHobbes emphatically denies: if people are cut off from their own capacityfor exercising reason and conscience, and if they need to be coerced bystrong laws and a strong state, what makes Natural Law any different
Trang 36from positive law? Why, then, is there any need for a belief in NaturalLaw? These inferences were certainly drawn later, particularly by legalpractitioners, and they led to the almost total eclipse of Natural Law, butthis story was to lie in the future All the writers we shall be examiningdisplay neither simple-minded faith in what Natural Law dictates norradical scepticism about its very existence, but rather their fascinationlies in the ways in which, differing from writer to writer, human beingswrestle with their consciences and, while seeking the path of reason, aremisled by baser passions or make choices which are flawed The onebelief they hold in common is the sanctity of a model of Natural Lawwhich exists, whether inside or outside the human mind, and allowshuman beings consciously to choose either to follow virtue or to shun it.This is the basis of Renaissance literary theory and literature.
Natural Law in the modern world
Because of the historical rift signalled by Hobbes' Leviathan, the essence
of Natural Law cannot be presupposed these days as it could before
1700 In explaining its content and purposes to a twentieth-centuryaudience generally inimical to its very existence, all that can be done byits supporters is to provide a series of definitions and redefinitions thattake account of the sceptical tradition The terms of the RenaissanceChristian no longer sound convincing, and nor do those of the classicalGreeks and Romans A modern legal writer, H L A Hart (althoughhimself a 'positivist' generally accepting Austin's distinction), providesthe kind of argument that may more readily invite modern assent or atleast comprehension.24 He speaks of Natural Law in terms of morals thatlie behind or underpin those positive laws which are made by humansand encoded in some sort of legal system The argument runs that humanlaws can be made only if some minimal but central truisms of a moralnature are agreed upon beforehand, and this 'minimum content' isNatural Law Such minimum content may be that laws must bedemonstrably fair in operation to all individuals, must discriminateagainst none, and must be passed according to due process Positive law
is designed to provide a framework within which the behaviour ofcitizens in a society may be consistent with what is 'natural' to thatcommunity and to human beings in general, and which guarantees theirsurvival Of course, what, precisely, will guarantee community andsurvival in particular contexts, is just as hotly contested in our century as
in others During two world wars there were obviously those whobelieved in 'just wars' as there were conscientious objectors who arguethat no war can be just; there have been wars of liberation, mass
Trang 37demonstrations of civil disobedience, just as there have been popularmovements of opposition to government policies such as involvement inthe Vietnam conflict and reliance on nuclear power and nuclear weapons.Arguably, all these examples exemplify the continuing tensions betweenindividual conscience and state policy, between Natural Law and positivelaws.
Within positive law itself, officially nowadays Natural Law is treatedwith suspicion, as the province of theorists and philosophers, and theonly vestige in English law is the concept, most relevant in administrativelaw, of natural justice, which dictates that in quasi-judicial circumstancesauthorities must, for example, be impartial, give reasons for decisions,listen to both sides of an argument, and so on Full-blown attempts tolink this with any version of Natural Law which is deemed above thecommon law have often been treated with contempt by practitioners:
In so far as the term 'natural justice' means that a result or process should be just,
it is harmless though it may be a high-sounding expression; in so far as it attempts
to reflect the old jus naturale it is a confused and unwarranted transfer into the
ethical sphere of a term employed for other distinctions; and, in so far as it isresorted to for other purposes, it is vacuous.25
This judgment, given early in the twentieth century, has in one respectbeen overtaken by judicial events Since a dictum by Lord Reid in 1963,26natural justice has become increasingly strengthened as an assertion offair play in contexts where 'watchdog' committees have proliferated tooversee such agencies as tribunals, clubs, government departments,employers, and other bodies which hold power over ordinary people'slivelihoods.27 But this movement to clarify and use natural justice hasnot opened any doors to the acceptance of Natural Law as part of thecommon law
In maintaining its attitude of indifference bordering sometimes onhostility to Natural Law, common law has been rather insular, sincethere are systems of law based on 'Bills of Rights' which implicitly orexplicitly assert a form of Natural Law The American Declaration ofIndependence (1776) declares that according to 'the Laws of Nature and
of Nature's God' all persons are created equal and are endowed withinalienable rights over life, liberty, and the pursuit of happiness, and
France's Declaration des Droits de I'Homme et du Citoyen (1789) speaks
of 'the preservation of the natural and inalienable rights of man' whichare 'simple and indisputable principles' The Nuremberg trials of Naziofficers (1945-6) and the ongoing trials against Nazi war criminals havebeen based on a belief in the Natural Law model, or at least in a lawwhich overrides unjust state laws The United Nations Declaration of
Trang 38Human Rights (1948), which attempts to preempt what it calls the kind
of 'barbarous acts which have outraged the conscience of mankind' intwo world wars, grows out of the Natural Law tradition 'Human rights'
is the twentieth century's preferred term for the terrain previously calledNatural Law Activists for 'civil rights' and 'civil liberties' from MartinLuther King Jr to those who oppose the British 'poll tax' because it is acharge against existence rather than property or income, take their standfor civil disobedience largely on the grounds of Natural Law Whetherconsciously or unconsciously the women's movement has used the basicreasoning of Natural Law theory to demand equality, and some of themore radical sisters amongst legal theorists now argue that positive law
as a total system is a male construct which does not extend full and equalprotection to minority cultures as well as majority ones, and whichrequires dismantling and fundamental critique from what amounts to aNatural Law perspective
Not that Natural Law is always used in support of 'people's ments' for social reform Hobbes used it instead to justify a coercive statecreated in order to preserve peace, bolster individualism within acompetitive framework, and protect property interests Since Hobbes'time, and taking legitimacy from him, a western movement of thoughthas defended the right of one person or group to oppress others on whatare framed as appeals to Natural Law assumptions concerning thesanctity of individual liberty Those who support a 'free-market'economy regard Hobbes as influential, and they cite Natural Law indefence of 'deregulation' even as they substitute one kind of sovereigncontrol for another.28 Laws to prevent racial vilification have beenattacked on the curious ground that they violate freedom of speech, anexample of the modern tendency to equate Natural Law with individualrights rather than community values
move-The general debate over Natural Law is once again alive amongsttheorists respectively espousing communitarian or individualistic points
of view.29 Dressed in modern clothing, the debate has percolated down tothe popular consciousness and to some extent even to the ballot box inwestern democracies.30 It is not surprising that legislating bodies and thelegal profession have an aversion to any appeal to a universal moral law,
a justice beyond human laws First, there would be no agreement on thecontent of such a law,31 and secondly the legal mind is hesitant aboutadmitting anything that smacks of moral judgment which seems sub-jective in its operation However, the classical line of jurists dealing withNatural Law anticipates such objections They answer that Natural Lawdoes not require subjective, moral opinions but can be derived entirelyfrom human reason, compelling assent from all rational human beings
Trang 39They answer also that it is not a list of rights, obligations, proscriptions,
or duties that can ever be specified or written down, but rather general,unarguable, overarching guidelines which in themselves generate positivelaws Natural Law might be seen as a prerequisite for the enactment ofpositive law, or a form of 'meta-law' within which positive law can takeplace, or as a court of appeal against any man-made laws which violatehuman rights Furthermore, it is assumed that law made by a validauthority will be consistent with Natural Law, or flow from it, in thatsuch a body by definition serves the community's interests, until provedotherwise The actual laws made by human societies will differ fromcommunity to community according to local conditions, conventions,and customs Some form of Natural Law (whether or not the term isused) has been said to operate where positive law has proved itselfinadequate to deal with manifest injustices, or is transparently unjust inits own operation: where, in short, it can be seen to have failed itscommunity's interests One can point to revolutions throughout history
as occasions preceded by conditions, legally sanctioned, which workedagainst the community's welfare and which invited political change byappeal to a moral or legal order beyond the iaw of the land'.32 Thosewho argue that manifest corruption, exploitation, or even atrocities, are
in some way acceptable because 'authorised' by properly constituted,legislatively sanctioned bodies or individuals, and that the first duty offunctionaries in such a situation is to carry out the law, are consideredbeyond both a moral and a legal pale The point will be relevant to our
analysis of Measure for Measure and King Lear Most legal systems have
come to build in some safeguards to achieve relative fairness within acommunity In English law, at least historically, equity was preserved tocorrect injustices caused by strict application of common law, and theroyal prerogative has existed for related reasons In the USA the FifthAmendment has been used since 1868 to draw limits around legislatingcapacity in order to safeguard fundamental freedoms of citizens particu-larly against economic laws, although exactly where the lines are drawnhas been constantly disputed We are dealing with a concept which iselusive, to some vague and unacceptable, and always disputable inparticular applications, but self-evidently powerful and central tohuman, social existence and to all legal systems It has equivalents in
cultures as diverse as Japanese {kejime) and Australian Aboriginal (law
of the land'), as well as in those taking guidance from some 'divine book'such as the Christian Bible or the Moslem Koran
There is a larger story to be told, beyond the scope of this book,tracing the fortunes of Natural Law thinking as it has informedhistorical, political events Even if classical theorists such as Plato,
Trang 40Cicero, and St Augustine ranked as subsidiary to other concerns the
maxim lex injusta non est lex, it has always been the issue that attracts
most attention to Natural Law It has constantly been invoked injustification of political action, from the English Civil War, through theAmerican War of Independence down to its revival in twentieth-centurydebates centring on 'Natural Rights' (rights established by the naturalfact of existence rather than material means) Condemnation of warcrimes, genocide, and assertion of human rights, environmental('natural') constraints on human laws, efforts to restore customary lawsand lands to indigenous, aboriginal peoples have all been conducted withreference to some aspects of the Natural Law model, and we may now inthe 1990s be seeing a full-blooded resurgence of the general theory If thisseems an enormous terrain, it is, and we might keep in mind the words ofGeorge W Keeton:
Over the whole history of Christian thought, no other single idea has influencedWestern thinking upon the nature of law and the State so profoundly as the Law
of Nature, for it is concerned with the problem of abstract justice and with thestandards which should be applied not only to human law making but humanconduct generally.33
The only word we can quibble with here as unduly restrictive is'Christian' since Natural Law was first articulated by the pagan, classical
world, and it is equally a credo of some modern 'pagans'.